Machine Learning
An Analysis of Posterior Collapse, Parameterization and Initialization in Variational Deep Gaussian Processes
Francisco Javier Sáez-Maldonado, Juan Maroñas and Daniel Hernández-Lobato
DGPs are probabilistic models with remarkable prediction performance that concatenate GPs across several layers. Exact inference in DGPs is intractable, and variational inference is often used to approximate the posterior with a parametric distribution tuned by minimizing the Kullback-Leibler divergence. Moreover, finding a good VI approximation is challenging. In particular, a problem of VI is posterior collapse, where VI converges to a variational posterior that matches the prior. In variational DGPs, this implies explaining the data as noise. This work studies posterior collapse in DGPs and identifies its connection to the DSVI
algorithm and the widely used linear prior mean function employed in all but the last layer. We show that the benefit of the linear prior mean does not arise from avoiding the non-injective pathology in very deep DGPs, as previously believed, but from improving the conditioning of the optimization problem at initialization. Thus, we propose an alternative initialization of a zero prior mean DGP that mimics a DGP with a linear prior mean at initialization. This enables successful training of DGPs without imposing optimization-driven constraints on the prior, allowing to choose the prior based on modeling assumptions rather than optimization convenience. Our analysis considers three common parameterizations of DGPs and shows that not all of them benefit from a linear prior mean. We also explain why a whitened parameterization of the \DGP provides more stable convergence, something often assumed from experience, but lacking a rigorous analysis. Furthermore, we show that this stability is also beneficial to avoid the posterior collapse problem. Extensive experiments validate our findings: the proposed initialization prevents posterior collapse, improves stability, and achieves performance comparable to (and sometimes better than) DGPs with a linear prior mean.
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Machine Learning · Cross-listed from cs.CR
Color Matters: Trigger Color Affects Success in Federated Backdoor Attacks
Kavindu Herath, Joshua C. Zhao and Saurabh Bagchi
Federated learning is vulnerable to
backdoor attacks in which malicious clients inject poisoned updates while preserving benign-task performance. In this paper, we study a semantics-driven
backdoor mechanism in which attackers use natural visual accessories as triggers and manipulate only the trigger color while keeping the attack pipeline fixed. Our framework considers semantic trigger objects such as masks and sunglasses, instantiated in black and white variants, and evaluates their effect in a controlled
federated learning setting. Malicious clients construct poisoned samples by applying a trigger to source-class images and relabeling them to an attacker-chosen target class, while benign clients train only on clean data. We analyze this mechanism under both a standard poisoning objective and a stronger SABLE-based objective that combines clean classification loss, triggered target loss, feature-separation loss in the penultimate representation space, and regularization to keep malicious updates close to the global model. This design enables the attack to remain effective while reducing excessive update drift. Experiments on a four-class CelebA hair-color task show that trigger color significantly changes attack success rate even when trigger semantics, placement, and poisoning budget are unchanged. White triggers are more effective for attacks targeting the blond class, whereas black triggers perform better for attacks targeting the black class. The same trend persists under robust aggregation, showing that trigger color is a meaningful factor in the operation, persistence, and evaluation of semantic
backdoor mechanisms in
federated learning.
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Machine Learning
Semantic Consistency Policy Optimization for Reinforcement Learning of LLM Agents
Peng Xu, Sijia Chen, Junzhuo Li et al. (+1 more)
Group-based reinforcement learning effectively post-trains LLM
agents for long-horizon, sparse-reward tasks by deriving step-level credit from trajectory outcomes. However, this ties a step's credit to its rollout's final outcome: semantically near-identical intermediate steps receive opposite credit depending on whether their trajectory eventually succeeded or failed. Such semantic credit inconsistency sends conflicting gradients to similar actions and wastes the partially-correct progress inside failed rollouts. Motivated by this, we propose Semantic Consistency Policy Optimization (SCPO), a value-free reward-shaping method that mitigates this inconsistency by recovering step-level credit from successful siblings in the same rollout group. Concretely, SCPO scores each failed step against a successful sibling and adds positive step-level credit for new progress along that sibling. On ALFWorld and WebShop, SCPO matches or exceeds strong group-based baselines, reaching 93.7+/-4.1 percent success on ALFWorld and 74.8+/-2.0 percent on WebShop at 1.5B parameters, with gains concentrated on the hardest multi-step tasks.
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All authors Peng Xu, Sijia Chen, Junzhuo Li, Xuming Hu
Machine Learning
MiniOpt: Reasoning to Model and Solve General Optimization Problems with Limited Resources
Ke Zhao, Zixiang Di, Hong Qian et al. (+9 more)
Achieving strong optimization generalization across diverse optimization problems while requiring limited training resources remains a challenging problem for optimization-oriented large
language models (LLMs). Existing approaches typically rely on large-scale supervised
datasets, costly
reasoning annotations, and expensive intermediate step verification, resulting in substantial training overhead. To address these challenges, we propose MiniOpt, a reinforcement learning framework that learns to solve optimization problems through an "
reasoning-to-model-and-solve" paradigm. MiniOpt decomposes optimization
reasoning into structured optimization modeling and executable solver generation. Building upon this paradigm, we introduce OptReward, a reward function with hierarchical score structure that jointly evaluates formulation and solution, enabling effective policy learning without expert demonstrations. We further develop an optimization-oriented policy optimization strategy that improves exploration efficiency and stabilizes reinforcement learning for compact models. Extensive experiments show that MiniOpt-3B exhibits strong optimization generalization across various optimization types, problem scenarios, and task domains. For models with fewer than 10B parameters, MiniOpt series achieves the highest average solving accuracy (SA). For models with more than 10B parameters, MiniOpt still shows competitive performance. These results suggest that optimization-oriented reward design and reinforcement learning provide an effective pathway for developing compact optimization-specialized
language models with strong optimization generalization capabilities. The code is available at https://github.com/Hsiang-1/MiniOpt.
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All authors Ke Zhao, Zixiang Di, Hong Qian, Xiang Shu, Yaolin Wen, Qitao Shi, Bingdong Li, Xingyu Lu, Xiangfeng Wang, Jun Zhou, Ke Tang, Yang Yu
Machine Learning · Cross-listed from q-fin.TR
Hierarchical Graph Learning for Calendar Spread Strategies in Commodity Futures Markets
Yoonsik Hong and Diego Klabjan
Commodity futures can be represented hierarchically, with underlying assets at the upper level and individual futures contracts at the lower level. Entities at each level can be connected by edges reflecting inherent correlations, with cross-level edges capturing contract-to-underlying asset connections. Building on our observations of these structures, we propose a hierarchical graph learning approach for calendar spread (CS) strategies in commodity futures
markets, addressing two significant gaps in the machine-learning literature: (i) the absence of learning-based methods for CS strategies in futures
markets, and (ii) the lack of consideration of maturity-dependent interrelationships across commodity futures. We first establish the efficacy of CS strategies by analytically showing that CS strategies can possess higher risk-adjusted returns, measured by the information ratio, and lower risk, measured by variance and delta, than long-only strategies. We then introduce a method to convert learning-based predictions into CS positions. Next, we develop a hierarchical graph learning method that predicts futures price movements by utilizing the maturity-dependent interrelationships, thereby yielding a CS trading
algorithm. Empirical results on commodity futures
markets traded on the Chicago Mercantile Exchange Group demonstrate that our method outperforms
benchmark models in both prediction and trading performance. We find that maturity-dependent interrelationships across commodity futures are instrumental in prediction and that CS trading based on hierarchical graph learning is effective for statistical arbitrage.
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Machine Learning · Cross-listed from math.OC
Generating Input Distributions for Explaining Portfolio Optimization Pipelines
Batuhan Ataş, Nurşen Ayd{\i}n, E. Mehmet K{\i}ral et al. (+1 more)
We propose a predict-optimize-explain framework that uses gradient-based sample generation to interpret various portfolio models by identifying macroeconomic conditions that induce specified portfolio outcomes. Unlike traditional feature-importance methods, this approach directly probes decision pipelines (predictive models coupled with portfolio optimization) by constructing economically meaningful what-if questions. We focus on four such questions: under what macroeconomic conditions a predict-then-optimize pipeline closes or reverses its return gap with a predict-and-optimize pipeline; what conditions lead a pipeline to diversify rather than concentrate its allocation; when a pipeline trained on calm
markets overtakes one trained through crises; and what conditions would let a pipeline match a
benchmark return. These examples illustrate how our framework uncovers key behavioral differences between various decision pipelines. Beyond these cases, the proposed framework is flexible and can support a wide range of probing questions tailored to specific portfolio objectives. Our findings highlight the value of integrating prediction, optimization, and explanation to produce more robust and transparent portfolio strategies.
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All authors Batuhan Ataş, Nurşen Ayd{\i}n, E. Mehmet K{\i}ral, Ş. İlker Birbil
Machine Learning
ROAD-VLA: Robust Online Adaptation via Self-Distillation for Vision-Language-Action Models
Kejing Wang, Toan Nguyen, Minh Hoang Nguyen et al. (+2 more)
Effective online adaptation of
vision-
language-action (VLA) models remains challenging, as sparse rewards provide weak supervision for high-dimensional autoregressive action policies. Although self-
distillation can in principle provide denser training signals, we find that text-based privileged teachers conditioned on demonstrations, retrieved experiences, or high-level plans are ineffective for VLA adaptation, exposing a modality gap between symbolic guidance and low-level
robot actions. We propose ROAD-VLA, an advantage-guided self-
distillation framework that constructs a proximal teacher directly in action space by perturbing action-
token logits with calibrated advantage estimates. This converts sparse rewards into dense
token-level supervision while keeping the teacher close to the current policy. We further derive a policy-improvement lower bound under calibrated advantages and accurate teacher matching. Across seven robotic manipulation environments with in-distribution and out-of-distribution shifts, ROADVLA outperforms PPO in nearly all settings, demonstrating robust online VLA adaptation.
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All authors Kejing Wang, Toan Nguyen, Minh Hoang Nguyen, Simon Khan, Flora D. Salim
Machine Learning · Cross-listed from cs.DS
Space-Efficient Language Generation in the Limit
Nicolas Flammarion, Chirag Pabbaraju, Hristo Papazov et al. (+2 more)
We initiate a resource-aware theory of
language generation in the limit under the minimal constraint of space efficiency. In our framework, a learner observes an
adversarial positive stream from a target
language $K$ and must eventually output a
hallucination-free hypothesis
language $L \subseteq K$ while omitting at most $\Delta$ strings of $K$. We focus on $\mathcal{C}_{s,k}$, the collection of
languages recognized by DFAs with at most $s$ states over an alphabet of size $k$, as the natural hypothesis class for
memory-bounded learners. In the exponential-space regime, we prove that a learner can exactly identify the target $K$. Under a stricter
memory budget, we characterize the strongest possible generation guarantees. In particular, we present a streaming
algorithm using $\mathrm{poly}(s,k)$ space that converges to a hypothesis with generation gap $\Delta = O(k^{2s-2})$. Moreover, the learned hypothesis captures every string in $K$ of length at least $2s-1$. We complement this result with a near-matching lower bound through a reduction from a standard communication complexity problem. Specifically, achieving generation gap $\Delta \le k^{(1-\varepsilon)s}$ requires $k^{\Omega(\varepsilon s)}$
memory. Together, these results reveal a sharp transition between
polynomial-space generation and exponential-space exact identification.
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All authors Nicolas Flammarion, Chirag Pabbaraju, Hristo Papazov, Miltiadis Stouras, Ola Svensson
Machine Learning
Re-mixing Embeddings for Patient Augmentation in Data Scarce Multiple Instance Learning
Muhammed Furkan Dasdelen, Fatih Ozlugedik, Anastasia Litinetskaya et al. (+3 more)
Data scarcity is a major bottleneck in medical Multiple Instance Learning (MIL), especially for rare diseases or expensive modalities. We introduce a statistically grounded patient augmentation approach that generates realistic patients directly in
embedding space. Using Gaussian Mixture Models as a probabilistic clustering approach on pooled instance
embeddings from all patients, our method learns disease-specific "recipes"-statistical distributions of instances across unsupervised clusters. New patients are then generated by sampling
embeddings from clusters based on learned recipes. Unlike existing methods that require examples from all categories, our method can generate patients offline by re-mixing pooled
embeddings. Generated patients are further selected based on uncertainty quantification to improve MIL performance. We evaluate our method across three clinically relevant scarcity scenarios: (i) cross-
dataset transfer, where an entirely missing "healthy" class is generated using statistics from an external cohort; (ii) low-data regimes, where class sizes are extremely limited; and (iii) small-cohort non-image tasks, including single-
cell RNA-seq and flow cytometry. Across all experiments, our method improves performance over baseline, often outperforming other bag-mixing strategies. Notably, in the missing-class scenario, a performance comparable to full-
dataset training is achieved, demonstrating its potential for rare disease diagnostic and
privacy-preserving patient augmentation. The code is available at https://github.com/marrlab/RECIPE
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All authors Muhammed Furkan Dasdelen, Fatih Ozlugedik, Anastasia Litinetskaya, Nassir Navab, Carsten Marr, Ario Sadafi
Machine Learning
Deep Neural Networks with Ordinal Loss for Medical Applications
Tal Dvora, Rotem Haba and Gonen Singer
In many prediction problems in medical applications, target labels exhibit an inherent ordinal structure, where class ordering reflects clinically meaningful severity levels. The cost associated with misclassification is often non-uniform and asymmetric, as errors between distant ordinal categories may have substantially more severe consequences than errors between adjacent ones, and overestimating disease severity may have different clinical implications than underestimating it. Traditional loss functions such as multi-class cross-
entropy treat all misclassifications equally and fail to incorporate this ordering information. Recent advances in ordinal regression aim to address this limitation by integrating rank-based structures into deep learning models. In this work, we introduce the Ordinal Cross-
Entropy (OCE) framework, a general and architecture-independent approach for learning from ordinal data. The proposed method extends the standard cross-
entropy formulation to account for misclassification severity through an ordinal cost
matrix while preserving the probabilistic interpretation and optimization benefits of the conventional loss. We provide a theoretical analysis of the OCE gradient behavior and show that it yields smoother optimization dynamics and improved ordinal consistency. Experiments on
benchmark datasets show that our method achieves lower prediction error costs and better calibration compared to existing state-of-the-art ordinal approaches, establishing OCE as a simple yet effective solution for ordinal regression in deep neural networks.
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Machine Learning
OncoSynth: Synthetic data generation for treatment effect estimation in oncology
Octavia-Andreea Ciora, Julian Welzel, Dennis Frauen et al. (+6 more)
In oncology, access to patient-level data is often restricted. Synthetic data provides an alternative for analyzing treatment effectiveness, but existing methods for synthetic data generation fail to preserve the causal relationships between
covariates, treatments, and outcomes, thereby leading to biased estimates of treatment effects. Here, we introduce OncoSynth, a generative, causally-aware machine learning framework designed to produce synthetic cohorts that enable accurate estimation of population- and patient-level treatment effects. OncoSynth uses a
diffusion-based sequential approach to model how
covariates influence treatment assignment and how treatment affects survival. We evaluate OncoSynth using large lung (N = 37,128) and breast cancer (N = 17,046) cohorts. Our results show that OncoSynth generates high-fidelity synthetic patient cohorts that preserve real-world patient, treatment, and outcome distributions. Notably, OncoSynth improves treatment effect estimation over existing approaches, by reducing population-level treatment effect error by up to 66%, and patient-level treatment effect error by up to 58%. Thereby, OncoSynth supports reliable evidence generation for precision oncology in settings where data sharing is restricted.
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All authors Octavia-Andreea Ciora, Julian Welzel, Dennis Frauen, Maresa Schröder, Marie Brockschmidt, Harry Amad, Thomas Callender, Mihaela van der Schaar, Stefan Feuerriegel
Machine Learning
Bridging Spherical Black-Box Optimizers
Johannes Ackermann and Stefano Peluchetti
When gradient information is unavailable, black-box optimization (BBO) methods provide a practical alternative. While
Evolution Strategies (ES), Consensus-Based Optimization (CBO), Optimization via Integration (OVI), and related methods have each been studied independently, their connections remain underexplored. We unify these approaches within a common theoretical framework, revealing that they differ primarily in two design choices: fitness aggregation (controlling sharpness preference) and consensus scope (controlling modality). Leveraging these insights, we introduce hybrid optimizers that interpolate between existing methods. Our ES-OVI hybrid allows explicit control over the preference for flat minima, enabling a trade-off between performance and robustness in continuous control tasks. Our CBO-OVI hybrids combine the higher-dimensional efficiency of parametric methods with the
multimodal capabilities of particle-based approaches, achieving competitive results on
language model merging under limited evaluation budgets. We validate our methods on standard BBO
benchmarks and higher-dimensional locomotion tasks, demonstrating that the hybrid methods can outperform their constituent
algorithms.
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Machine Learning
Uncertainty Quantification for Computer-Use Agents: A Benchmark across Vision-Language Models and GUI Grounding Datasets
Divake Kumar, Sina Tayebati, Devashri Naik et al. (+5 more)
Computer-use
agents turn
vision-
language model (VLM) predictions into executable GUI clicks, so reliable uncertainty estimates are essential for rejection, calibration, miss-severity ranking, and spatial safety regions. Yet evidence on post-hoc uncertainty quantification (UQ) for these
agents is fragmented across isolated model and
dataset pairs, leaving it unclear whether UQ rankings stay stable when the
agent,
benchmark, or observable interface changes. We present Argus, a cross-regime
benchmark for post-hoc UQ in single-step executable GUI grounding: a 27-method open-weight
matrix over 4 VLM
agents and 4
datasets, plus an 8-method closed-source
matrix across 3 frontier vendors where logits, hidden states, and
attention maps are unavailable. Evaluated methods span logit-based scores, sampling and consistency measures, hidden-state and density
estimators (Mahalanobis, SAPLMA),
attention-based scores, P(True) and verbalised-confidence prompting, and split-conformal prediction. The main finding is selective transfer: UQ rankings are stable across
datasets for a fixed model, but degrade across model classes and observable interfaces. Hidden-state and density methods are the most stable open-weight family, while CoCoA-1MCA, Focus, sampling-based scores, and verbalised self-assessment win in specific regimes. Within-model ranking transfer is strong (Spearman rho up to 0.969), but cross-tier transfer to closed-source vendors averages only +0.08, so closed-source UQ should be reranked on the target rather than extrapolated. Conformal click regions show score-level discrimination is not enough for deployment: locally weighted disks shrink radii by 40-60% when the plug-in UQ is calibrated, but coverage degrades under calibration-test or interface mismatch. We release per-item records, calibration/test splits, UQ scores, and analysis scripts for regime-aware UQ selection in GUI
agents.
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All authors Divake Kumar, Sina Tayebati, Devashri Naik, Amanda Sofie Rios, Nilesh Ahuja, Omesh Tickoo, Ranganath Krishnan, Amit Ranjan Trivedi
Machine Learning
Gradient-based inverse lithography for EUV masks via the waveguide method and a physics-informed neural operator
Vasiliy A. Es'kin and Egor V. Ivanov
Gradient-based inverse lithography technology~(ILT) for extreme ultraviolet~(EUV) masks is presented. A novel framework treats the differentiable waveguide method and the recently proposed waveguide neural operator~(WGNO) as end-to-end physics engines, recovering the permittivity of the absorber of the mask through automatic differentiation of the full forward diffraction model. Numerical experiments on realistic 2D and 3D absorbers of the mask (TaBN, La, U) at $\lambda{=}11.2$~nm show that the considered ILT methods make it possible to obtain a mask structure that achieves the desired field on the wafer.
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Machine Learning · Cross-listed from cs.CR
RAS: Measuring LLM Safety Through Refusal Alignment
Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu et al. (+1 more)
Safety evaluation of large
language models (LLMs) is commonly performed by querying models with unsafe or jailbreak
prompts and judging whether their outputs violate a safety policy. Although useful, output-level evaluation is expensive, sensitive to judge choice, and easily tied to fixed question banks. We propose **SafeVec**, a white-box evaluation procedure that measures safety from internal representations rather than generated answers. **SafeVec** first extracts layer-wise refusal directions from a safety-aligned reference model, then selects stable layer windows where safe and unsafe behaviors are separable, and finally scores a target model by measuring whether its hidden states align with these refusal directions under unsafe and jailbreak
prompts. The resulting metric, **RAS** (**R**efusal **A**lignment **S**core), maps representation-level refusal
alignment to a calibrated 0-100 safety score. Across `Llama`, `Gemma`, and `Qwen` model families, RAS separates aligned models from uncensored and abliterated variants, tracks output-level attack success rate, and is substantially faster than judge-based evaluation. These results suggest that refusal
alignment provides a compact and efficient signal for white-box LLM safety evaluation.
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All authors Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu, Wei-Bin Lee
Machine Learning · Cross-listed from stat.ML
Gaussian Mean Field Variational Inference can Overestimate Predictive Variance
James Odgers, Ben Riegler, Siddharth Swaroop et al. (+1 more)
Mean Field Variational Inference (MFVI) is widely understood to underestimate posterior variance. By analysing conjugate
Bayesian Linear Regression (BLR), we show that this characterization is incomplete: while MFVI underestimates the variance in parameter space, it can overestimate the predictive variance compared to the exact posterior. We show that if the MFVI posterior underestimates predictive variances in some directions, it necessarily overestimates them in others. Crucially, this overestimation occurs in directions where the training data concentrates. This leads to the surprising result that, for a test point drawn from the training distribution, MFVI's expected predictive variance exceeds that of the exact posterior. We demonstrate a pathological case of this effect, where the MFVI posterior fails to reduce predictive variance compared to the prior on in distribution data. We connect these results to the Cold Posterior Effect, arguing that varying the temperature can correct this overestimation, yielding predictions closer to those of the exact posterior. We validate our theory on synthetic and real-world regression tasks.
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All authors James Odgers, Ben Riegler, Siddharth Swaroop, Vincent Fortuin
Machine Learning
Black-Box Assisted Regression: Phase Transitions and Minimax Optimality
Yan Zhou
Foundation models are often used as fixed black-box predictors for downstream tasks with limited labeled data, but their predictions may be biased and unsafe to trust blindly. We study this setting through black-box assisted nonparametric regression: a learner observes labeled samples and can query a fixed predictor $f_0$, while the target $f^*$ is close to $f_0$ in $L_2(P_X)$ up to an unknown radius $\delta$. We give a finite-sample minimax characterization showing a phase transition at $\delta_c(n) \asymp n^{-\beta/(2\beta+d)}$, with leading risk $\min\{\delta^2, n^{-2\beta/(2\beta+d)}\}$. We then analyze a Safe Residual
Estimator: it learns a correction around $f_0$, initializes the residual head at zero so the initial predictor equals $f_0$, and uses holdout selection to revert to $f_0$ when the learned correction is not supported by validation data. Here, "safe" means avoiding negative transfer, i.e., performing worse than the black-box predictor alone. The
estimator matches the leading minimax term up to an additive validation-selection cost. Synthetic regression experiments verify the predicted phase transition, while CIFAR-100 with CLIP and AG News with Qwen3-8B provide practice-facing evidence that the same residual-correction tradeoff is useful beyond the formal squared-loss regression setting.
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Machine Learning
Cellular Predictions on the Move: What about Data?
Natalia Vesselinova and Pauliina Ilmonen
Mobile cellular load
forecasting is native to network resource optimization and delivery of services with reliability, latency and quality guarantees. The mainstream of machine learning research in the area is focused primarily on developing powerful learning structures for improved prediction accuracy. The data used for
forecasting traditionally belong to the cellular domain and at most contain exogenous information about the surroundings of the base stations. We approach the prediction task from the perspective of data as a vital component of any data learning process. We hypothesize that substantial improvements could be achieved when the data inform on the processes that create the cellular load. Specifically, we propose to characterize the population dynamics – the potential number of cellular traffic sources and their mobility – in addition to employing historical time series of mobile data traffic. We validate our hypothesis for the rarely examined highway scenario. Comprehensive experiments show
forecasting improvements on the order of $60\%$ due to the use of these data alone.
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Machine Learning
Memory-Efficient Policy Libraries with Low-Rank Adaptation in Reinforcement Learning
Samuel Valland Lyngset, Tor Viljen Raanaas, Gard Sveipe et al. (+4 more)
When fine-tuning Large
Language Models (LLMs), there has been success in minimizing both
memory usage and computation with Parameter-Efficient Fine-Tuning (PEFT), like Low Rank Adaptation (LoRA). In this article, we have explored whether this approach is transferable to the world of robotics and Reinforcement Learning (RL), allowing learning with reduced
memory usage and improved computational performance. Specifically, we focused on a version of multi-task robotics, where a library of specialist policies are created. In such a library
memory efficiency is especially important. We used a Proximal Policy Optimization (PPO)
algorithm and fine-tuned a baseline model to different tasks using LoRA. Our results demonstrate that, depending on the hyperparameters, LoRA can minimize
memory usage by a factor of 20-160 compared to full fine-tuning of all layers. This implies a 90-95% storage saving when deploying a library of many (10-50) specialized policies, which can be the differentiating factor between being able to store the entire library in
memory or having to use swap-
memory in an applied robotics setting. At the same time, our results indicate that there is no significant difference in the success-rate between full fine-tuning and LoRA fine-tuning for the selected tasks.
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All authors Samuel Valland Lyngset, Tor Viljen Raanaas, Gard Sveipe, Eirik Møller Nilsen, Jim Torresen, Kai Olav Ellefsen, Tobias Lømo
Machine Learning
Learning Subset-Shared Invariances for Domain Generalization with Mixture-of-Experts
Tien-Hung Nguyen, Tien-Dat Tran, M.-Duong Nguyen et al. (+1 more)
Domain generalization (DG) aims to learn a model from one or more source domains that generalizes to an unseen target domain without accessing target data during training. A common approach enforces invariance of representations across all source domains, assuming predictive structure is globally shared. However, we demonstrate that enforcing invariance across more domains gradually restricts the feasible representation space, discarding transferable predictive factors that are not universally shared. To address this limitation, we propose subset-shared invariance, where predictive structure is assumed stable only within domain subsets. We implement this principle with a mixture-of-experts architecture, where each expert aligns the specific domains it serves and a routing mechanism composes subset-invariant components for prediction. This creates a routing-conditioned invariance, jointly learned with the representation. To facilitate effective decomposition, we develop training objectives that encourage selective
alignment, confident and balanced routing, and diverse expert specialization. Experiments on DomainBed
benchmarks demonstrate improved out-of-domain generalization and greater robustness under increasing domain heterogeneity. Our results suggest that DG should move beyond enforcing a single global invariance and instead model invariance through partially shared structure across domain subsets.
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All authors Tien-Hung Nguyen, Tien-Dat Tran, M.-Duong Nguyen, Kok-Seng Wong
Machine Learning
TL++: Accuracy and Privacy Preserving Traversal Learning for Distributed Intelligent Systems
Erdenebileg Batbaatar and Young Yoon
Distributed intelligent systems increasingly need to train across data silos without centralizing raw data.
Federated learning keeps data local but can suffer under heterogeneous partitions and requires repeated full-model exchange. Split learning reduces communication through cut-layer activations, but standard protocols generally do not recover centralized mini-batch gradient behavior and may expose activations and gradients in plaintext. We present TL++, a two-mode traversal-learning framework that constructs virtual batches across nodes to recover centralized mini-batch gradient behavior under explicit synchronization assumptions. Base mode exchanges cut-layer activations and gradients rather than full models. Secure mode secret-shares each cut-layer activation and gradient between an orchestrator and a non-colluding helper, preventing either server from observing plaintext cut-layer tensors. This protection is limited to a semi-honest two-server setting; labels and loss-related outputs remain visible to the orchestrator. In the lightweight secure path evaluated here, exactness requires a linear or affine server path, while nonlinear operations require nonlinear MPC or approximation. We formalize TL++, analyze communication and computation costs, and evaluate it against
federated and split-learning baselines on CIFAR-10 and BioGPT/PubMedQA using full fine-tuning and LoRA. On CIFAR-10, TL++ base cut 1 and exact secure cut 3 achieve accuracies of 91.41% (SD 0.19) and 90.93% (SD 0.17), respectively, exceeding the strongest measured non-TL++ baseline by more than 12 percentage points. TL++ base cut 1 also reduces per-step communication by 13.1-fold relative to full-model synchronization. PubMedQA results similarly favor TL++. Overall, TL++ approaches centralized-training performance while reducing communication and providing activation-level secret sharing.
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Machine Learning · Cross-listed from cs.CV
Expresso-AI: Explainable Video-Based Deep Learning Models for Depression Diagnosis
Felipe Moreno, Sharifa Alghowinem, Hae Won Park et al. (+1 more)
Given the widespread prevalence of depression and its consequential impact on individuals and society, it is crucial to obtain objective measures for early diagnosis and intervention. As a multidisciplinary topic, these objective measures should be interpretable and accessible to health care professionals, ensuring effective collaboration and treatment planning in the realm of mental health care. Even though current automated depression diagnosis approaches improved over the last decade, a critical gap exists as they often lack affect-specificity and interpretability, limiting their practical application and potential impact on mental health care. In particular, interpretability from temporal activities from
videos when deep models are used is not fully explored. In this study, we present a novel framework for analyzing Deep Neural Networks' decisions when trained on facial
videos, specifically focusing on automatic depression severity diagnosis. By fine-tuning Deep Convolutional Neural Networks (DCNN) pre-trained on Action Recognition
datasets on depression severity facial
videos from AVEC depression
dataset, our framework is able to interpret the model's saliency maps by examining face regions and temporal expression semantics. Our approach generates both visual and quantitative explanations for the model's decisions, providing greater insight into its
reasoning. In addition to this interpretability, our
video-based modeling has improved upon previous single-face
benchmarks for visual depression diagnosis, resulting in enhanced predictive performance. Overall, our work demonstrates the successful development of a framework capable of generating hypotheses from a facial model's decisions while simultaneously improving depression's predictive capabilities.
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All authors Felipe Moreno, Sharifa Alghowinem, Hae Won Park, Cynthia Breazeal
Machine Learning · Cross-listed from stat.ML
Statistically Valid Post-Training Hyperparameter Selection: From Tuning to Guarantees
Amirmohammad Farzaneh and Osvaldo Simeone
Post-training hyperparameter selection is a critical step in the deployment of modern artificial intelligence systems, given the need to tune degrees of freedom of pre-trained models such as inference-time parameters, implementation-level settings, and thresholds driving decision rules. Despite its practical importance, hyperparameter selection is typically performed using best-effort empirical methods such as grid search or
Bayesian optimization, which provide no formal statistical guarantees on reliability or safety. This monograph, intended for an audience of signal processing and machine learning researchers, presents a unified statistical framework for reliable post-training hyperparameter selection, centered on the learn-then-test (LTT) paradigm. LTT formulates the hyperparameter selection problem as multiple hypothesis testing over a candidate set of hyperparameters. The framework enables the choice of hyperparameters that provably satisfy application-specific reliability requirements—such as bounds on average risk,
quantile risk, or information-theoretic constraints—with explicit, finite-sample control of error probabilities. The supporting statistical machinery, namely p-values, e-values, and concentration inequalities, is developed from first principles.
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Machine Learning · Cross-listed from quant-ph
H. L. Dao
In the first part of this work, we construct the first type of two-dimensional (2D)
hyperbolic neural
quantum state (NQS) in the form of the Lorentz 2DRNN (Recurrent Neural Network) and
benchmark its performance against the Euclidean 2DRNN in the paradigmatic $N \times N$ 2D Transverse Field Ising Model (2DTFIM) setting with different
lattice sizes up to N = 12 at different transverse
magnetic field strengths. We find that
hyperbolic Lorentz 2DRNN NQS robustly outperforms Euclidean 2DRNN NQS in our experiments when the system is at the phase transition point, where the physics can be described by a conformal field theory (CFT) - known via the AdS/CFT
holographic duality to possess an underlying
hyperbolic geometry. In the second part of this work, we
benchmark the performances of recently introduced one-dimensional (1D)
hyperbolic NQS ansatzes (including Poincare RNN/GRU and Lorentz RNN/GRU) against their Euclidean versions in $N \times N$ 2DTFIM, converted to a one-dimensional sequence. The findings extend our previous results showing that 1D
hyperbolic NQS robustly outperforms 1D Euclidean NQS, thanks to the combined effects of the induced 1st and Nth neighbor interaction hierarchy and the CFT physics at criticality. While studies on larger system sizes remain future work, this study serves as a proof-of-concept for the utility, effectiveness, and superior performance of 1D and 2D
hyperbolic NQS ansatzes compared to conventional Euclidean NQS models in many-body
quantum systems - particularly those exhibiting structural hierarchy, criticality, or a combination of both.
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Machine Learning
Low-Complexity Policy Tessellations in Structured Markov Decision Processes
Fredy Pokou
We study optimal-policy geometry in structured Markov decision processes. While approximate dynamic programming and reinforcement learning typically approximate high-dimensional value functions, we show that optimal policies induce simpler decision tessellations. We propose boundary-based policy approximations that learn policy regions directly. A policy-loss decomposition links performance degradation to action margins and explains why errors concentrate near indifference boundaries. Inventory control and queue admission experiments show lower policy error, smaller value gaps, faster error decay, and stability than reinforcement learning baselines.
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Machine Learning
Leaking Circuit Secrets: Gradient Leakage Attacks on Graph Neural Networks
Rupesh Raj Karn, Johann Knechtel and Ozgur Sinanoglu
As graph neural networks (GNNs) become standard tools for critical tasks in
circuit design and analysis, their security and
privacy risks require careful
attention. Here, we present the first comprehensive evaluation of gradient leakage attacks (GLAs) on GNNs in
circuit-design and hardware-security tasks, a practical threat that has been largely overlooked. We assess state-of-the-art (SOTA) GNNs, including GraphSAGE, GCN, GIN, and GAT, trained on standard netlist
benchmarks (ISCAS'85, EPFL, and TrustHub), for their fundamental vulnerability to GLAs. We find that GLAs can expose sensitive information, such as gate types and distinctive properties of hardware Trojans, which may assist adversaries in analyzing logic locking schemes or evading Trojan detection mechanisms. Our analysis shows that these risks are influenced by architectural features, with
attention mechanisms (GAT) exacerbating leakage, while injective aggregation (GIN) provides comparatively stronger resilience. We further evaluate several SOTA defense techniques, including differential
privacy, gradient clipping, secure aggregation, model compression with quantization, and
adversarial training. We find that these techniques improve resilience only in specific settings and can also compromise model performance. Overall, our work provides key insights toward
privacy-preserving GNNs and highlights the need for more robust and efficient defenses. We release our full methodology and artifacts.
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Machine Learning · Cross-listed from cs.CL
BiPACE: Bisimulation-Guided Policy Optimization with Action Counterfactual Estimation for LLM Agents
Hanyang Wang, Weijieying Ren, Yuxiang Zhang et al. (+4 more)
Stepwise group-based RL is an attractive way to train long-horizon LLM
agents without a learned critic: it reuses multiple sampled rollouts to estimate local advantages. Its weakness is less visible but more fundamental: every group-relative
estimator assumes that the steps it compares are equivalent for credit assignment. We show that current agentic variants violate this assumption through a state-action credit mismatch. The observation-hash partition is overly fine on the state side, creating singleton groups with zero step-level signal, while a single within-group mean is too coarse on the action side, mixing state-value estimation with action-specific credit. We introduce BiPACE (Bisimulation-Guided Policy Optimization with Action Counterfactual Estimation), a drop-in advantage
estimator that fixes both sides without adding a critic, auxiliary loss, or extra rollouts. BiGPO clusters steps by cosine distance in the actor's own hidden-state geometry, an empirical policy-induced proxy for bisimulation that substantially lowers the singleton rate left by observation hashing. PACE then recenters returns within each behavioral cluster using action-conditioned peer baselines; its Q-style instance estimates a local Q(s,a)-V(s) nonparametrically. On ALFWorld/Qwen2.5-7B, BiPACE_Q raises overall validation success from GiGPO's 90.8 to $97.1\pm0.9$ over three seeds, and crosses the 95% threshold on every seed, which GiGPO never does within the same budget. On Qwen2.5-1.5B it reaches $93.5\pm1.2$ versus GiGPO's 86.7, and on WebShop and TextCraft it improves over GRPO and GiGPO at both model scales. The measured BiPACE-specific overhead is 11.3% of a single training-step wall time. Yet it changes the
estimator's comparison unit from surface identity to approximate behavioral equivalence plus action-side counterfactuals. The code is available at https://github.com/TianxiangZhao/BiPACE.
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All authors Hanyang Wang, Weijieying Ren, Yuxiang Zhang, Ding Cao, Zhizhao Zeng, Ke Zeng, Tianxiang Zhao
Machine Learning · Cross-listed from cs.CV
Concept Removal for Frontier Image Generative Models
Aditya Kumar, Pierre Joly, Adam Dziedzic et al. (+1 more)
Image generative models are trained on massive, largely uncurated internet-scale
datasets that contain undesirable visual concepts. Efficiently removing such concepts from the model generations without degrading the quality of output images remains challenging. We introduce a novel concept removal method for frontier
diffusion and image autoregressive models, such as SD3.5, Flux, and Infinity. Our intervention replaces the internal bottleneck layer present in all these modern models with a transcoder that is trained to replicate the original layer while structuring it into distinct activation features. This in-place substitution creates an integrated filter through which concept-specific signals can be selectively disabled while preserving the rest of the model's behavior. Since the intervention modifies the model backbone rather than attaching an external component, it remains persistent under white-box access. Empirically, the approach achieves state-of-the-art concept removal performance across modern
diffusion and autoregressive models, maintains visual generation quality, provides robustness against
adversarial prompts, and supports sequential removal of diverse concepts. This positions our method as a practical approach for concept removal in frontier image generative models.
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All authors Aditya Kumar, Pierre Joly, Adam Dziedzic, Franziska Boenisch
Machine Learning · Cross-listed from cs.AI
Agentic evolution of physically constrained foundation models
Jiangwei Zhang, Wen Sun, Chong Wang et al. (+7 more)
Artificial intelligence increasingly drives automated scientific discovery, yet contemporary generalist
agents lack physical grounding, frequently hallucinating hardware-incompatible designs. Here, we present a physically grounded, multi-
agent discovery engine that autonomously architects hardware-compliant computing systems. Anchored by an Evolutionary Knowledge Graph structuring past scientific innovations, the framework extracts an "algorithmic Chain-of-Thought" to transform blind
stochastic search into directed structural
evolution. Applied to the extreme testbed of foundation model deployment, the engine evolved two hardware-aware compression methodologies surpassing human-engineered heuristics: Q-Enhance mitigates long-context accuracy loss in dense models, and MoE-Salient-AQ outperforms state-of-the-art manual sparse Mixture-of-Experts designs by 3.7% at sub-3-bit regimes. Utilizing a bandwidth-efficient Sensitivity Profile, we successfully deployed a massive 235-billion-parameter model onto a constrained dual-A100 server, reducing
memory requirements by 75% with a marginal 0.64% accuracy degradation. By transforming unconstrained combinatorial search into knowledge-driven autonomy, this establishes a scalable hardware-software co-design paradigm for machine-driven discovery within strict physical boundaries.
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All authors Jiangwei Zhang, Wen Sun, Chong Wang, Shiyao Li, Cheng Che, Chunjing Han, Dan Meng, Jian Yang, Yu Wang, Rui Hou
Machine Learning
Beyond One-Size-Fits-All: Diagnosis-Driven Online Reinforcement Learning with Offline Priors
Guozheng Ma, Lu Li, Zilin Wang et al. (+2 more)
Online reinforcement learning (RL)
agents increasingly depend on knowledge acquired offline to achieve practical efficiency. Originally studied in offline-to-online RL, this paradigm now spans foundation model post-training and
embodied intelligence, with prior types expanding from offline
datasets and pre-trained policies to increasingly diverse knowledge sources such as
multimodal foundation models and generative world models. Offline priors have become central to how deep RL is developed and deployed. However, this reliance introduces a challenge that the prevailing
benchmark-driven paradigm cannot resolve: because prior validity varies across deployments and shifts during training, no single approach to managing it is universally optimal, and
benchmark rankings offer limited guidance for real-world deployments. Rather than pursuing universal solutions, we argue that the field should shift to diagnosis-driven tension management, in which deployment-specific evidence guides how the learner relates to its priors throughout training, enabling both flexible and adaptive deployment. We support this position with a framework characterizing how priors reshape online optimization through three functional roles, controlled experiments demonstrating help-or-hurt reversals, cross-domain evidence from foundation model post-training to
embodied intelligence, and engagement with five substantive counterarguments.
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All authors Guozheng Ma, Lu Li, Zilin Wang, Pierre-Luc Bacon, Dacheng Tao