Machine Learning · Cross-listed from stat.ML
Differentially Private Conformal Prediction
Jiamei Wu, Ce Zhang, Zhipeng Cai et al. (+4 more)
Conformal prediction (CP) has attracted broad
attention as a simple and flexible framework for uncertainty quantification through prediction sets. In this work, we study how to deploy CP under differential
privacy (DP) in a statistically efficient manner. We first introduce differential CP, a non-splitting conformal procedure that avoids the efficiency loss caused by data splitting and serves as a bridge between oracle CP and private conformal inference. By exploiting the stability properties of DP mechanisms, differential CP establishes a direct connection to oracle CP and inherits corresponding validity behavior. Building on this idea, we develop Differentially Private Conformal Prediction (DPCP), a fully private procedure that combines DP model training with a private
quantile mechanism for calibration. We establish the end-to-end
privacy guarantee of DPCP and investigate its coverage properties under additional regularity conditions. We further study the efficiency of both differential CP and DPCP under empirical risk minimization and general regression models, showing that DPCP can produce tighter prediction sets than existing private split conformal approaches under the same
privacy budget. Numerical experiments on synthetic and real
datasets demonstrate the practical effectiveness of the proposed methods.
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All authors Jiamei Wu, Ce Zhang, Zhipeng Cai, Jingsen Kong, Bei Jiang, Linglong Kong, Lingchen Kong
Machine Learning · Cross-listed from cs.SD
The Acoustic Camouflage Phenomenon: Re-evaluating Speech Features for Financial Risk Prediction
Dhruvin Dungrani and Disha Dungrani
In computational paralinguistics, detecting cognitive load and deception from
speech signals is a heavily researched domain. Recent efforts have attempted to apply these acoustic frameworks to corporate earnings calls to predict catastrophic stock
market volatility. In this study, we empirically investigate the limits of acoustic feature extraction (pitch, jitter, and hesitation) when applied to highly trained speakers in in-the-wild teleconference environments. Utilizing a two-stream late-fusion architecture, we contrast an acoustic-based stream with a baseline Natural
Language Processing (NLP) stream. The isolated NLP model achieved a recall of 66.25% for tail-risk downside events. Surprisingly, integrating acoustic features via late fusion significantly degraded performance, reducing recall to 47.08%. We identify this degradation as Acoustic Camouflage, where media-trained vocal regulation introduces contradictory noise that disrupts
multimodal meta-learners. We present these findings as a boundary condition for
speech processing applications in high-stakes financial
forecasting.
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Machine Learning · Cross-listed from cs.CL
Retrieve, Then Classify: Corpus-Grounded Automation of Clinical Value Set Authoring
Sumit Mukherjee, Juan Shu, Nairwita Mazumder et al. (+4 more)
Clinical value set authoring – the task of identifying all codes in a standardized vocabulary that define a clinical concept – is a recurring bottleneck in clinical quality measurement and phenotyping. A natural approach is to
prompt a large
language model (LLM) to generate the required codes directly, but structured clinical vocabularies are large, version-controlled, and not reliably memorized during pretraining. We propose
Retrieval-Augmented Set Completion (RASC): retrieve the $K$ most similar existing value sets from a curated corpus to form a candidate pool, then apply a classifier to each candidate code. Theoretically, retrieve-and-select can reduce statistical complexity by shrinking the effective output space from the full vocabulary to a much smaller retrieved candidate pool. We demonstrate the utility of RASC on 11,803 publicly available VSAC value sets, constructing the first large-scale
benchmark for this task. A cross-encoder fine-tuned on SAPBert achieves AUROC~0.852 and value-set-level F1~0.298, outperforming a simpler three-layer Multilayer Perceptron (AUROC~0.799, F1~0.250) and both reduce the number of irrelevant candidates per true positive from 12.3 (
retrieval-only) to approximately 3.2 and 4.4 respectively. Zero-shot GPT-4o achieves value-set-level F1~0.105, with 48.6% of returned codes absent from VSAC entirely. This performance gap widens with increasing value set size, consistent with RASC's theoretical advantage. We observe similar performance gains across two other classifier model types, namely a cross-encoder initialized from pre-trained SAPBert and a LightGBM model, demonstrating that RASC's benefits extend beyond a single model class. The code to download and create the
benchmark dataset, as well as the model training code is available at: \href{https://github.com/mukhes3/RASC}{https://github.com/mukhes3/RASC}.
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All authors Sumit Mukherjee, Juan Shu, Nairwita Mazumder, Tate Kernell, Celena Wheeler, Shannon Hastings, Chris Sidey-Gibbons
Machine Learning · Cross-listed from cs.DS
Tight Bounds for Learning Polyhedra with a Margin
Shyamal Patel and Santosh Vempala
We give an
algorithm for PAC learning intersections of $k$ halfspaces with a $\rho$ margin to within error $\varepsilon$ that runs in time $\textsf{poly}(k, \varepsilon^{-1}, \rho^{-1}) \cdot \exp \left(O(\sqrt{n \log(1/\rho) \log k})\right)$. Notably, this improves on prior work which had an exponential dependence on either $k$ or $\rho^{-1}$ and matches known cryptographic and Statistical Query lower bounds up to the logarithmic factors in $k$ and $\rho$ in the exponent. Our learning
algorithm extends to the more general setting when we are only promised that most points have distance at least $\rho$ from the boundary of the polyhedron, making it applicable to continuous distributions as well.
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Machine Learning
ConfLayers: Adaptive Confidence-based Layer Skipping for Self-Speculative Decoding
Walaa Amer, Uday das and Fadi Kurdahi
Self-speculative decoding is an inference technique for large
language models designed to speed up generation without sacrificing output quality. It combines fast, approximate decoding using a compact version of the model as a draft model with selective re-evaluation by the full target model. Some existing methods form the draft model by dynamically learning which layers to skip during inference, effectively creating a smaller subnetwork to speed up computation. However, using heuristic-based approaches to select layers to skip can often be simpler and more effective. In this paper, we propose ConfLayers, a dynamic plug-and-play approach to forming the draft model in self-speculative decoding via confidence-based intermediate layer skipping. The process iteratively computes confidence scores for all layers, selects layers to skip based on an adaptive threshold, evaluates the performance of the resulting set, and updates the best selection until no further improvement is achieved or a maximum number of iterations is reached. This framework avoids the overhead and complexity of training a layer skipping policy and can provide more consistent speed-quality trade-offs while preserving the adaptivity of the draft model to diverse tasks and
datasets. The performance evaluation of ConfLayers across different models and
datasets shows that our novel approach offers up to 1.4x speedup over vanilla LLM generation.
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Machine Learning · Cross-listed from cs.IT
A Synonymous Variational Perspective on the Rate-Distortion-Perception Tradeoff
Zijian Liang, Kai Niu, Changshuo Wang et al. (+2 more)
The fundamental limit of natural signal compression has traditionally been characterized by classical rate-distortion (RD) theory through the tradeoff between coding rate and reconstruction distortion, while the rate-distortion-perception (RDP) framework introduces a divergence-based measure of perceptual quality as a modeling principle, leaving its theoretical origin unclear. In this paper, motivated by a synonymity-based semantic information perspective, we reformulate perceptual reconstruction as recovering any admissible sample within an ideal synonymous set (synset) associated with the source, rather than the source sample itself, and establish a synonymous source coding architecture. On this basis, we develop a synonymous variational inference (SVI) analysis framework with a synonymous variational lower bound (SVLBO) for tractable analysis of synset-oriented compression. Within this framework, we establish a synonymity-perception consistency principle, showing that optimal identification of semantic information is theoretically consistent with perceptual optimization. Based on this result, we further derive a tight-bound synonymous source coding rate characterization and show that its Jensen-limit relaxation leads to a synonymous rate-distortion-perception form for practical optimization. These analytical results show that the distributional divergence term arises naturally from the synset-based reconstruction objective, clarify its compatibility with existing RDP formulations and classical RD theory, and suggest the potential advantages of synonymous source coding.
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All authors Zijian Liang, Kai Niu, Changshuo Wang, Jin Xu, Ping Zhang
Machine Learning
CLion: Efficient Cautious Lion Optimizer with Enhanced Generalization
Feihu Huang, Guanyi Zhang and Songcan Chen
Lion optimizer is a popular learning-based optimization
algorithm in machine learning, which shows impressive performance in training many deep learning models. Although convergence property of the Lion optimizer has been studied, its generalization analysis is still missing. To fill this gap, we study generalization property of the Lion via algorithmic stability based on the mathematical induction. Specifically, we prove that the Lion has a generalization error of $O(\frac{1}{N\tau^T})$, where $N$ is training sample size, and $\tau>0$ denotes the smallest absolute value of non-zero element in gradient
estimator, and $T$ is the total iteration number. In addition, we obtain an interesting byproduct that the SignSGD
algorithm has the same generalization error as the Lion. To enhance generalization of the Lion, we design a novel efficient Cautious Lion (i.e., CLion) optimizer by cautiously using sign function. Moreover, we prove that our CLion has a lower generalization error of $O(\frac{1}{N})$ than $O(\frac{1}{N\tau^T})$ of the Lion, since the parameter $\tau$ generally is very small. Meanwhile, we study convergence property of our CLion optimizer, and prove that our CLion has a fast convergence rate of $O(\frac{\sqrt{d}}{T^{1/4}})$ under $\ell_1$-norm of gradient for nonconvex
stochastic optimization, where $d$ denotes the model dimension. Extensive numerical experiments demonstrate effectiveness of our CLion optimizer.
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Machine Learning
From Risk to Rescue: An Agentic Survival Analysis Framework for Liquidation Prevention
Fernando Spadea and Oshani Seneviratne
Decentralized Finance (DeFi) lending protocols like Aave v3 rely on over-collateralization to secure loans, yet users frequently face liquidation due to volatile
market conditions. Existing risk management tools utilize static health-factor thresholds, which are reactive and fail to distinguish between administrative "
dust" cleanup and genuine insolvency. In this work, we propose an autonomous
agent that leverages time-to-event (survival) analysis and moves beyond prediction to execution. Unlike passive risk signals, this
agent perceives risk, simulates counterfactual futures, and executes protocol-faithful interventions to proactively prevent liquidations. We introduce a return period metric derived from a numerically stable XGBoost Cox proportional hazards model to normalize risk across transaction types, coupled with a
volatility-adjusted trend score to filter transient
market noise. To select optimal interventions, we implement a counterfactual optimization loop that simulates potential user actions to find the minimum capital required to mitigate risk. We validate our approach using a high-fidelity, protocol-faithful Aave v3 simulator on a cohort of 4,882 high-risk user profiles. The results demonstrate the
agent's ability to prevent liquidations in imminent-risk scenarios where static rules fail, effectively "saving the unsavable" while maintaining a zero worsening rate, providing a critical safety guarantee often missing in autonomous financial
agents. Furthermore, the system successfully differentiates between actionable financial risks and negligible
dust events, optimizing capital efficiency where static rules fail.
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Machine Learning
Generative Augmented Inference of LLM-generated Data for Market Research: Theory and Empirical Evidence
Cheng Lu, Mengxin Wang, Dennis J. Zhang et al. (+1 more)
Marketing research often relies on parameters estimated from costly human-generated data, such as conjoint survey responses, purchase decisions, and field experiment outcomes. Recent advances in large
language models (LLMs) and other AI systems offer inexpensive auxiliary data, but introduce a new challenge: AI outputs are not direct observations of the target outcomes, but could involve high-dimensional representations with complex and unknown relationships to human labels. Conventional methods leverage AI predictions as direct proxies for true labels, which can be inefficient or unreliable when this relationship is weak or misspecified. We propose Generative Augmented Inference (GAI), a general framework that incorporates AI-generated outputs as informative features for estimating models of human-labeled outcomes. GAI uses an orthogonal moment construction that enables consistent estimation and valid inference with a flexible, nonparametric relationship between LLM-generated outputs and human labels. We establish asymptotic normality and a key dominance result: under random labeling, GAI is optimal within a unified class of debiased
estimators-including human-data-only
estimators and state-of-the-art debiasing methods-and delivers strict improvements under a mild informativeness condition. Even when the labeled sample is not representative of the target population, an extended variant of GAI still dominates the weighted human-data-only
estimator. Empirically, GAI outperforms
benchmarks across diverse marketing research settings. In a conjoint analysis, it halves estimation error and reduces human labeling requirements by over 75%. In a pricing study, it consistently outperforms alternative
estimators when all methods receive identical auxiliary inputs. In a health insurance study, it saves over 90% of labels while preserving decision accuracy.
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All authors Cheng Lu, Mengxin Wang, Dennis J. Zhang, Heng Zhang
Machine Learning
Physics-Informed Machine Learning for Pouch Cell Temperature Estimation
Zheng Liu
Accurate temperature estimation of pouch
cells with indirect
liquid cooling is essential for optimizing battery thermal management systems for transportation electrification. However, it is challenging due to the computational expense of finite element simulations and the limitations of data-driven models. This paper presents a physics-informed machine learning (PIML) framework for the efficient and reliable estimation of steady-state temperature profiles. The PIML approach integrates the governing heat transfer equations directly into the neural network's loss function, enabling high-fidelity predictions with significantly faster convergence than purely data-driven methods. The framework is evaluated on a
dataset of varying cooling channel geometries. Results demonstrate that the PIML model converges more rapidly and achieves markedly higher accuracy, with a 49.1% reduction in mean squared error over the data-driven model. Validation against independent test cases further confirms its superior performance, particularly in regions away from the cooling channels. These findings underscore the potential of PIML for surrogate modeling and design optimization in battery systems.
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Machine Learning
Material-agnostic temperature field prediction for metal additive manufacturing via a parametric PINN framework
Hyeonsu Lee and Jihoon Jeong
Accurate temperature field prediction in metal additive manufacturing (AM) is essential for understanding the process-structure-performance relationship. While prior studies have explored generalization to unseen process conditions, they often require extensive
datasets, costly retraining, or pre-training. Generalization across different materials also remains relatively unexplored due to the challenges posed by distinct material-dependent thermal behaviors. This paper introduces a parametric physics-informed neural network (PINN) framework for generalization across unseen materials without labeled data, retraining, or pre-training. The framework adopts a decoupled parametric PINN architecture that separately encodes material properties and spatiotemporal coordinates, fusing them through conditional modulation to better align with the multiplicative role of material parameters in the governing equation and boundary conditions. Physics-guided output scaling derived from Rosenthal's analytical solution and a hybrid optimization strategy are further incorporated to enhance physical consistency, training stability, and convergence. Experiments with numerical simulations across diverse metal
alloys, including both in-distribution and out-of-distribution cases, demonstrate effective generalizability along with superior training efficiency. Specifically, the proposed framework achieved up to a 64.2% reduction in relative L2 error compared to the non-parametric baseline while surpassing its performance within only 4.4% of the baseline training epochs. Ablation studies clarify each component's contribution and scrutinize the severe training instability prevalent in conventional parametric PINNs. Overall, the proposed framework provides an efficient and scalable material-agnostic solution for temperature field modeling, contributing to more flexible and practical deployment in metal AM.
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Machine Learning · Cross-listed from cs.PF
DEEP-GAP: Deep-learning Evaluation of Execution Parallelism in GPU Architectural Performance
Kathiravan Palaniappan
Modern datacenters increasingly rely on low-power, single-slot inference accelerators to balance performance, energy efficiency, and rack density constraints. The NVIDIA T4 GPU has become widely deployed due to strong performance per watt and mature software support. Its successor, the NVIDIA L4 GPU, introduces improvements in Tensor Core throughput, cache capacity,
memory bandwidth, and parallel execution capability. However, limited empirical evidence quantifies the practical inference performance gap between these two generations under controlled and reproducible conditions. This work introduces DEEP-GAP, a systematic evaluation extending the GDEV-AI methodology to GPU inference. Using identical configurations and workloads, we evaluate ResNet18, ResNet50, and ResNet101 across FP32, FP16, and INT8 precision modes using PyTorch and TensorRT. Results show that reduced precision significantly improves performance, with INT8 achieving up to 58x throughput improvement over CPU baselines. L4 achieves up to 4.4x higher throughput than T4 while reaching peak efficiency at smaller batch sizes between 16 and 32, improving latency-throughput tradeoffs for latency-sensitive workloads. T4 remains competitive for large batch workloads where cost or power efficiency is important. DEEP-GAP provides practical guidance for selecting precision modes, batch sizes, and GPU architectures for modern inference deployments.
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Machine Learning · Cross-listed from cs.AR
VeriGraphi: A Multi-Agent Framework of Hierarchical RTL Generation for Large Hardware Designs
Sazzadul Islam, Tasnim Tabassum and Hao Zheng
Generating synthesizable Verilog for large, hierarchical hardware designs remains a significant challenge for large
language models (LLMs), which struggle to replicate the structured
reasoning that human experts employ when translating complex specifications into RTL. When tasked with producing hierarchical Verilog, LLMs frequently lose context across modules, hallucinate interfaces, fabricate inter-module wiring, and fail to maintain structural coherence - failures that intensify as design complexity grows and specifications involve informal prose, figures, and tables that resist direct operationalization. To address these challenges, we present VeriGraphi, a framework that introduces a spec-anchored Knowledge Graph as the architectural substrate driving the RTL generation pipeline. VeriGraphi constructs a HDA, a structured knowledge graph that explicitly encodes module hierarchy, port-level interfaces, wiring semantics, and inter-module dependencies as first-class graph entities and relations. Built through iterative multi-
agent analysis of the specification, this Knowledge Graph provides a deterministic, machine-checkable structural scaffold before code generation. Guided by the KG, a progressive coding module incrementally generates pseudo-code and synthesizable RTL while enforcing interface consistency and dependency correctness at each submodule stage. We evaluate VeriGraphi on a
benchmark of three representative specification documents from the National Institute of Standards and Technology and their corresponding implementations, and we present a RV32I processor as a detailed case study to illustrate the full pipeline. The results demonstrate that VeriGraphi enables reliable hierarchical RTL generation with minimal human intervention for RISC-V, marking a significant milestone for LLM-generated hardware design while maintaining strong functional correctness.
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Machine Learning · Cross-listed from cs.SD
VoxSafeBench: Not Just What Is Said, but Who, How, and Where
Yuxiang Wang, Hongyu Liu, Yijiang Xu et al. (+9 more)
As
speech language models (SLMs) transition from personal devices into shared, multi-user environments, their responses must account for far more than the words alone. Who is speaking, how they sound, and where the conversation takes place can each turn an otherwise benign request into one that is unsafe, unfair, or
privacy-violating. Existing
benchmarks, however, largely focus on basic audio comprehension, study individual risks in isolation, or conflate content that is inherently harmful with content that only becomes problematic due to its acoustic context. We introduce VoxSafeBench, among the first
benchmarks to jointly evaluate social
alignment in SLMs across three dimensions: safety,
fairness, and
privacy. VoxSafeBench adopts a Two-Tier design: Tier1 evaluates content-centric risks using matched text and audio inputs, while Tier2 targets audio-conditioned risks in which the transcript is benign but the appropriate response hinges on the speaker, paralinguistic cues, or the surrounding environment. To validate Tier2, we include intermediate perception probes and confirm that frontier SLMs can successfully detect these acoustic cues yet still fail to act on them appropriately. Across 22 tasks with bilingual coverage, we find that safeguards appearing robust on text often degrade in
speech: safety awareness drops for speaker- and scene-conditioned risks,
fairness erodes when demographic differences are conveyed vocally, and
privacy protections falter when contextual cues arrive acoustically. Together, these results expose a pervasive
speech grounding gap: current SLMs frequently recognize the relevant social norm in text but fail to apply it when the decisive cue must be grounded in
speech. Code and data are publicly available at: https://amphionteam.github.io/VoxSafeBench_demopage/
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All authors Yuxiang Wang, Hongyu Liu, Yijiang Xu, Qinke Ni, Li Wang, Wan Lin, Kunyu Feng, Dekun Chen, Xu Tan, Lei Wang, Jie Shi, Zhizheng Wu
Machine Learning
Predicting Post-Traumatic Epilepsy from Clinical Records using Large Language Model Embeddings
Wenhui Cui, Nicholas Swingle, Anand A. Joshi et al. (+2 more)
Objective: Post-traumatic epilepsy (PTE) is a debilitating neurological disorder that develops after traumatic
brain injury (TBI). Early prediction of PTE remains challenging due to heterogeneous clinical data, limited positive cases, and reliance on resource-intensive neuroimaging data. We investigate whether routinely collected acute clinical records alone can support early PTE prediction using
language model-based approaches. Methods: Using a curated subset of the TRACK-TBI cohort, we developed an automated PTE prediction framework that implements pretrained large
language models (LLMs) as fixed feature extractors to encode clinical records. Tabular features, LLM-generated
embeddings, and hybrid feature representations were evaluated using gradient-boosted tree classifiers under stratified cross-validation. Results: LLM
embeddings achieved performance improvements by capturing contextual clinical information compared to using tabular features alone. The best performance was achieved by a modality-aware feature fusion strategy combining tabular features and LLM
embeddings, achieving an AUC-ROC of 0.892 and AUPRC of 0.798. Acute post-traumatic seizures, injury severity, neurosurgical intervention, and ICU stay are key contributors to the predictive performance. Significance: These findings demonstrate that routine acute clinical records contain information suitable for early PTE risk prediction using LLM
embeddings in conjunction with gradient-boosted tree classifiers. This approach represents a promising complement to imaging-based prediction.
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All authors Wenhui Cui, Nicholas Swingle, Anand A. Joshi, Dileep Nair, Richard M. Leahy
Machine Learning
An unsupervised decision-support framework for multivariate biomarker analysis in athlete monitoring
Fernando Barcelos Rosito, Sebastião De Jesus Menezes, Simone Ferreira Sturza et al. (+2 more)
Purpose. Athlete monitoring is constrained by small cohorts, heterogeneous biomarker scales, limited feasibility of repeated sampling, and the lack of reliable injury ground truth. These limitations reduce the interpretability and utility of traditional univariate and binary risk models. This study addresses these challenges by proposing an unsupervised multivariate framework to identify latent physiological states in athletes using real data. Methods. We propose a modular computational framework that operates in the joint biomarker space, integrating preprocessing, clinical safety screening, unsupervised clustering, and centroid-based physiological interpretation. Profiles are learned exclusively from amateur soccer players during a competitive microcycle. Synthetic data augmentation evaluates robustness and scalability. Ward hierarchical clustering supports monitoring and etiological differentiation, while Gaussian Mixture Models (GMM) enable structural stability analysis in high-dimensional settings. Results. The framework identifies coherent profiles that distinguish mechanical damage from metabolic stress while preserving homeostatic states. Synthetic data augmentation demonstrates feasibility and detection of latent silent risk phenotypes typically missed by univariate monitoring. Structural analyses indicate robustness under augmentation and higher-dimensional settings. Conclusion. The framework enables interpretable identification of latent physiological states from multivariate biomarker data without injury labels. By distinguishing mechanisms and revealing silent risk patterns not captured by conventional monitoring, it provides actionable insights for individualized athlete monitoring and decision making.
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All authors Fernando Barcelos Rosito, Sebastião De Jesus Menezes, Simone Ferreira Sturza, Adriana Seixas, Muriel Figueredo Franco
Machine Learning
CSRA: Controlled Spectral Residual Augmentation for Robust Sepsis Prediction
Honglin Guo, Rihao Chang, He Jiao et al. (+3 more)
Accurate prediction of future risk and disease progression in sepsis is clinically important for early warning and timely intervention in intensive care. However, short-window sepsis prediction remains challenging, because shorter observation windows provide limited historical evidence, whereas longer prediction horizons reduce the number of patient trajectories with valid future supervision. To address this problem, we propose CSRA, a Controlled Spectral Residual Augmentation framework for short-window multi-system ICU time series. CSRA first groups variables by clinical systems and extracts system-level and global representations. It then performs input-adaptive residual perturbation in the spectral domain to generate structured and clinically plausible trajectory variations. To improve augmentation stability and controllability, CSRA is trained end-to-end with the downstream predictor under a unified objective, together with anchor consistency loss and controller regularization. Experiments on a MIMIC-IV sepsis cohort across multiple downstream models show that CSRA is consistently competitive and often superior, reducing regression error by 10.2% in MSE and 3.7% in MAE over the non-augmentation baseline, while also yielding consistent gains on classification. CSRA further maintains more favorable performance under shorter observation windows, longer prediction horizons, and smaller training data scales, while also remaining effective on an external clinical
dataset~(ZiGongICUinfection), indicating stronger robustness and generalizability in clinically constrained settings.
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All authors Honglin Guo, Rihao Chang, He Jiao, Weizhi Nie, Zhongheng Zhang, Yuehao Shen
Machine Learning
CI-CBM: Class-Incremental Concept Bottleneck Model for Interpretable Continual Learning
Amirhosein Javadi, Tuomas Oikarinen, Tara Javidi et al. (+1 more)
Catastrophic forgetting remains a fundamental challenge in continual learning, in which models often forget previous knowledge when fine-tuned on a new task. This issue is especially pronounced in class incremental learning (CIL), which is the most challenging setting in continual learning. Existing methods to address catastrophic forgetting often sacrifice either model interpretability or accuracy. To address this challenge, we introduce ClassIncremental Concept Bottleneck Model (CI-CBM), which leverage effective techniques, including concept regularization and pseudo-concept generation to maintain interpretable decision processes throughout incremental learning phases. Through extensive evaluation on seven
datasets, CI-CBM achieves comparable performance to black-box models and outperforms previous interpretable approaches in CIL, with an average 36% accuracy gain. CICBM provides interpretable decisions on individual inputs and understandable global decision rules, as shown in our experiments, thereby demonstrating that human understandable concepts can be maintained during incremental learning without compromising model performance. Our approach is effective in both pretrained and non-pretrained scenarios; in the latter, the backbone is trained from scratch during the first learning phase. Code is publicly available at github.com/importAmir/CI-CBM.
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All authors Amirhosein Javadi, Tuomas Oikarinen, Tara Javidi, Tsui-Wei Weng
Machine Learning · Cross-listed from cs.CV
H2VLR: Heterogeneous Hypergraph Vision-Language Reasoning for Few-Shot Anomaly Detection
Jianghong Huang, Luping Ji, Weiwei Duan et al. (+1 more)
As a classic
vision task, anomaly detection has been widely applied in industrial inspection and medical imaging. In this task, data scarcity is often a frequently-faced issue. To solve it, the few-shot anomaly detection (FSAD) scheme is attracting increasing
attention. In recent years, beyond traditional visual paradigm,
Vision-
Language Model (VLM) has been extensively explored to boost this field. However, in currently-existing VLM-based FSAD schemes, almost all perform anomaly inference only by pairwise feature matching, ignoring structural dependencies and global consistency. To further redound to FSAD via VLM, we propose a Heterogeneous Hypergraph
Vision-
Language Reasoning (H2VLR) framework. It reformulates the FSAD as a high-order inference problem of visual-semantic relations, by jointly modeling visual regions and semantic concepts in a unified hypergraph. Experimental comparisons verify the effectiveness and advantages of H2VLR. It could often achieve state-of-the-art (SOTA) performance on representative industrial and medical
benchmarks. Our code will be released upon acceptance.
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All authors Jianghong Huang, Luping Ji, Weiwei Duan, Mao Ye
Machine Learning
On the Expressive Power and Limitations of Multi-Layer SSMs
Nikola Zubić, Qian Li, Yuyi Wang et al. (+1 more)
We study how depth, finite precision, state dimension, and chain-of-thought (CoT) affect the expressive power of multi-layer state-space models (SSMs). For the explicit-table $K$-function-composition problem, a canonical
benchmark for sequential information propagation, we prove that any $L$-layer SSM solving $(L+3)$-function composition must satisfy $d^2p=\Omega(N/L^3)$, where $d$ is the state dimension and $p$ is the per-scalar precision. Conversely, $K$-function composition is solved exactly by a $(K+1)$-layer generalized SSM with $d=1$ and $p=\Theta(\log N)$. This gives a worst-case depth hierarchy for this formal problem family. We then distinguish post-input
reasoning, in which all thought
tokens are generated after the input, from input-interleaved
reasoning, in which thought
tokens may be inserted while the input stream is being read. Post-input
reasoning does not circumvent our communication-based lower-bound pipeline, whereas input-interleaved
reasoning admits bidirectional simulations with general deterministic one-pass streaming
algorithms at the granularity of persistent
memory. Finally, width and precision are not interchangeable under exact step-preserving simulation in the base affine-state model, but become interchangeable through the streaming-
memory characterization once input-interleaved
reasoning is allowed.
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All authors Nikola Zubić, Qian Li, Yuyi Wang, Davide Scaramuzza
Machine Learning · Cross-listed from cs.AI
Improving Machine Learning Performance with Synthetic Augmentation
Mel Sohm, Charles Dezons, Sami Sellami et al. (+2 more)
Synthetic augmentation is increasingly used to mitigate data scarcity in financial machine learning, yet its statistical role remains poorly understood. We formalize synthetic augmentation as a modification of the effective training distribution and show that it induces a structural bias–variance trade-off: while additional samples may reduce estimation error, they may also shift the population objective whenever the synthetic distribution deviates from regions relevant under evaluation. To isolate informational gains from mechanical sample-size effects, we introduce a size-matched null augmentation and a finite-sample, non-parametric block permutation test that remains valid under weak temporal dependence. We evaluate this framework in both controlled Markov-switching environments and real financial
datasets, including high-frequency option trade data and a daily equity panel. Across generators spanning bootstrap, copula-based models, variational autoencoders,
diffusion models, and TimeGAN, we vary augmentation ratio, model capacity, task type, regime rarity, and signal-to-noise. We show that synthetic augmentation is beneficial only in variance-dominant regimes, such as persistent
volatility forecasting-while it deteriorates performance in bias-dominant settings, including near-efficient directional prediction. Rare-regime targeting can improve domain-specific metrics but may conflict with unconditional permutation inference. Our results provide a structural perspective on when synthetic data improves financial learning performance and when it induces persistent distributional distortion.
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All authors Mel Sohm, Charles Dezons, Sami Sellami, Oscar Ninou, Axel Pincon