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Computer Science Neural and Evolutionary Computing

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Thursday 6 August

Neural and Evolutionary Computing · Cross-listed from cs.RO

Safe and Robust Neural Policy Learning with Statistical Verification for Sim-to-Real Deployment in Robotics

Synthesizing safe and robust neural controllers in simulation for reliable sim-to-real deployment remains a critical challenge in robotics. Existing learning-based methods typically lack safety and performance guarantees over an explicitly defined operating region, while post-training verification techniques provide no mechanism to refine controllers when safety violations are detected. To bridge this gap, we propose a curriculum-driven framework that tightly integrates scenario-based Evolution Strategy with Statistical Model Checking-based verification in a closed-loop procedure. Starting from a candidate region, our approach co-optimizes policy performance while progressively enlarging its safe operating boundaries. Upon termination, it yields a neural controller together with a region over which safety and performance are statistically verified. Extensive evaluations on Cartpole and 3D Quadrotor benchmarks, showing 6.14x and 224.04x expansions, respectively, of the safe operating region over mathematically certified ones, together with physical experiments under both nominal conditions and severe dynamic perturbations, demonstrate that our learned controllers consistently outperform established control-theoretic and learning-based baselines. Furthermore, we show that the size of the verified region serves as a quantitative indicator of policy quality before deployment. These results establish our framework as an automated pipeline for learning, assessing and deploying safe and robust neural controllers from simulation to reality.
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Neural and Evolutionary Computing · Cross-listed from cs.LG

Threshold-Based Early Stopping of Accumulations in Neural Networks with Binary Activation

Binary neural networks are very attractive for constrained deployment, enabling small footprint and low-power inference. For binary activations, the dot products become sign-controlled additions or subtractions, but the number of operations is unchanged. Indeed, every neuron or output channel still accumulates all of its input, even though only the sign will be retained, which is often wasteful. As the accumulation progresses, the running partial sum frequently drifts so far from zero that its final sign becomes highly predictable long before the last term is reached; every contribution evaluated after that point changes the value of the sum but not the final output activation. This paper turns this observation into a post-training early-stopping mechanism. We characterize the behavior of the running accumulations on the training dataset and use this information to predict the final sign as soon as possible. No model parameter is retrained. We count the number of operations under an idealized ordering of weights. On VGG11 applied to the CIFAR-10 dataset, the method removes $86.6\%$ of the accumulation terms of the deepest convolution for a $0.37$-point accuracy drop, and $25\%$ of the full-network arithmetic when used on the three deepest convolutions simultaneously, for a $1.36$-point drop.
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Neural and Evolutionary Computing

A Special Point Skeleton Reconstruction Algorithm for Dynamic Multiobjective Optimization

To address the issue that existing dynamic multi-objective optimization algorithms mainly rely on individual migration or independent special point sampling after environmental changes, while failing to fully exploit the structural relationships among representative solutions, a Special Point Skeleton Reconstruction based Dynamic Multi-Objective Evolutionary Algorithm (SPSR-DMOEA) is proposed. First, the centroid, knee points, and extreme points are extracted from the Pareto optimal solution set of the current environment, and their positions in the new environment are adaptively predicted according to their movement velocities across consecutive environments. Subsequently, in the decision space, the centroid is connected with other anchor points, and a minimum spanning tree is constructed among the non-centroid anchor points, thereby establishing a prediction skeleton capable of describing the overall population structure. According to the lengths of the skeleton edges, the number of individuals allocated to each edge is determined proportionally. Candidate solutions are uniformly generated along each edge, and random orthogonal perturbations are introduced to expand the search region around the skeleton. Experimental results on the DF dynamic multi-objective benchmark suite demonstrate the effectiveness of the proposed method in dynamic tracking capability.
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Neural and Evolutionary Computing · Cross-listed from q-bio.NC

Convergent Evolution in Neural Representation Space: Emergent Order in Deep Belief Networks

Deep Belief Networks (DBNs) learn hierarchical generative models without class supervision. Here, we ask whether this purely unsupervised process nevertheless organizes internal representations according to the unknown data classes. We analyze successive layers of DBNs trained on MNIST, Fashion-MNIST, and KMNIST using the Generalized Discrimination Value (GDV), supervised probes applied only after training, a reconstruction-based measure of abstraction distance, effective dimensionality, and free sample generation. Remarkably, class-specific clustering generally increases with depth across datasets and network widths, although no label information is available during DBN training. Control experiments show that this effect depends on the learned feature structure and cannot be explained by random transformations, weight marginals, dimensionality reduction, or sigmoid saturation. The first hidden layers also frequently make class identity more accessible to linear and nonlinear probes. With greater depth, representations become increasingly compact and prototype-like as neurons acquire correlated feature directions. At the same time, GDV and probe accuracy reveal complementary aspects of class structure: improved average clustering can coexist with reduced accessibility for a few difficult class pairs. These findings demonstrate that layer-wise generative learning can spontaneously uncover and progressively amplify class-related structure in unlabeled data.
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All authors Patrick Krauss, Achim Schilling, Andreas Maier, Thomas Kinfe, Claus Metzner

Neural and Evolutionary Computing · Cross-listed from cs.CL

Relay, Don't Route: Adaptive Population Handoff for Cost-Efficient LLM-Driven Evolution

Large language model (LLM)-driven evolution has shown promise for program search and algorithm discovery, but relying on strong models throughout long evolutionary runs is costly. A natural alternative is to combine cheap and strong models under a fixed inference budget. However, existing approaches typically allocate models at the level of individual queries or mutation steps, overlooking that evolutionary search is stateful: each generated candidate changes the population from which subsequent mutations are produced. We empirically analyze LLM-driven evolutionary trajectories and find that search progress is strongly front-loaded, early trajectory performance is informative but noisy, and cheap models recover much of the early progress achieved by strong models at lower cost. Motivated by these findings, we propose \model, a training-free framework that shifts budget allocation from individual calls to evolving populations through adaptive population handoff. A cheap model explores multiple trajectories in short blocks allocated by a bandit scheduler. Relay Gain, defined as the marginal improvement of a compact, quality-diverse candidate bank constructed for handoff, serves as the scheduler reward and determines when to hand off. The curated candidates initialize a shared strong model population for refinement. Across four benchmarks and three budgets, \model achieves the highest mean score in 11 of 12 settings, outperforming competitive baselines. Our results suggest that in stateful search, budget allocation should be organized around the population, not the individual call.
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All authors Sichun Luo, Yi Huang, Guanzhi Deng, Haibo Wang, Haochen Luo, Lei Li, Zefa Hu, Junlan Feng, Qi Liu

Wednesday 5 August

Neural and Evolutionary Computing

HPSO: Particle Swarm Optimization with Hypergraph-Based Topology

Particle swarm optimization (PSO) has been widely applied to solve complex optimization problems from real-world applications due to its efficient exploration of large solution spaces and the ability to converge towards optimal solutions without requiring gradient information. Common swarm topologies in standard PSO and its variants, e.g., Ring and Star, can be regarded as graphs, where each edge connects only two particles. Such topology structures allow direct interactions only between connected particle pairs, and thus often fail to directly capture the higher-order social relationships that are necessary for navigating complex search landscapes. Therefore, this article proposes a novel PSO variant termed Hypergraph-assisted Particle Swarm Optimization (HPSO). In HPSO, the topology of the particles in a swarm is modeled by a hypergraph, in which hyperedges are used to connect multiple particles. This allows multiple particles within a hyperedge to interact directly. Furthermore, an adaptive hypergraph updating strategy is designed to periodically reconstruct the topology based on cumulative average particle displacement, thereby maintaining swarm diversity throughout the evolutionary process. In the experiments, the effectiveness of HPSO is verified on the IEEE CEC'17 benchmark suite, and the results demonstrate that HPSO achieves promising performance across various types of functions. Furthermore, the ablation experiment demonstrates that HPSO has excellent search capabilities.
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All authors Wenbin Pei, Xi Luo, Bing Xue, Mengjie Zhang, Qiang Zhang

Neural and Evolutionary Computing · Cross-listed from q-bio.NC

Effective pruning of task-trained recurrent neural networks using noisy fluctuations and connection rescaling

The pruning of network connections is key to brain function but, despite its importance, there exist few biologically-plausible pruning rules with demonstrated good performance. In this work we evaluate noise-prune, a recently introduced unsupervised local pruning rule for recurrent networks that uses noisy fluctuations to determine the importance of connections. Noise-prune has previously only been empirically tested on random networks without a specific computational function. We show that noise-prune preserves task-performance in task-trained recurrent neural networks, greatly outperforming a strategy that only uses the magnitude of connections and performing on par with or exceeding a non-local strategy that uses second-order information. Rather than deterministically removing connections that fall below a certain threshold importance, noise-prune samples connections to preserve based on their importance and strengthens retained connections to preserve average synaptic strength. We show that this sampling and rescaling is essential to good performance, but that the optimal empirical degree of rescaling is lower than that predicted by the original theoretical argument. Our work thus validates noise-prune as a biologically-plausible pruning rule for functional recurrent network architectures and characterizes its optimal parameter settings.
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Neural and Evolutionary Computing · Cross-listed from stat.ML

Quality Diversity for Reliable Data Driven Time-Use Optimization

The daily allocation of the finite 24-hour time budget is strongly associated with physical, mental, and cognitive health. While predictive models can estimate the relationship between time-use compositions and health outcomes such as body mass index, life satisfaction, and cognition, most optimization approaches focus only on maximizing expected benefit and do not consider the uncertainty inherent in data-driven prediction. Ignoring uncertainty in health-related decisions can lead to unrealistic time-use recommendations. To address this gap, we introduce an uncertainty quantification Quality Diversity (QD) framework for a more reliable time-use recommendation. Objective functions are derived using compositional data analysis using a large child cohort dataset n > 1000, to capture the relationship between daily activity compositions and multiple health indicators. We develop a new approach that incorporates predictive uncertainty into QD processes and produces more reliable recommendations that balance the expected health benefits with the confidence of the model. We explore the solution space through variable-based and objective-based behavioral representations, revealing diverse high-quality time-use composition and explicit relationships between health outcomes under uncertainty. By embedding uncertainty directly into optimization, our framework shifts the time-use recommendations toward regions of lower uncertainty while preserving high-quality structures for more reliable decision-making in behavioral health.
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All authors Aneta Neumann, Ty Stanford, Dorothea Dumuid, Frank Neumann

Neural and Evolutionary Computing · Cross-listed from physics.optics

Universal Function Approximation via Diffractive Optical Processors: Physical Limits, Error Bounds, and Learnability

We present a unified theoretical framework connecting classical universal approximation theory, Fourier-feature approximation, and diffractive optical processors. We show that phase-encoded diffractive processors implement finite Fourier-feature expansions whose mathematical completeness follows from Fourier/Stone-Weierstrass arguments, while their physical realizability is governed by finite coefficient synthesis through optimized spatially varying coherent point-spread functions (PSFs). Our analyses derive approximation-error bounds that separate Fourier truncation, PSF-synthesis, input phase error, optical hardware, readout, and noise contributions; establish scaling relationships linking approximation complexity to optical degrees of freedom and input/output space-bandwidth products; derive photon-budget and throughput limits imposed by photon statistics; formulate finite-class statistical learnability bounds for phase-quantized diffractive function approximators; and analyze the impact of spatially incoherent illumination. We further analyze coherent optical cascadability and show that quadratic feature expansion through coherent mixing and optical readout provides a mechanism for enhanced representation while remaining fundamentally distinct from the depth-separation results established for digital neural networks. Our analyses provide a rigorous theoretical foundation for diffractive nonlinear function approximation and establish quantitative relationships among mathematical expressivity, optical hardware resources, statistical learning, and physical performance limits, thereby offering general design principles for large-scale analog optical computing systems.
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Neural and Evolutionary Computing · Cross-listed from cs.MA

Emergence of Reputation-Based Cooperation in LLM Agents

Can cooperation among large language model (LLM) agents be evolutionarily stable against free-rider invasion? We study an indirect reciprocity donation game where LLM agents observe behavioral traces and donate on a continuous scale. Strategies, represented as natural language prompts, evolve through cultural transmission across generations. Across four LLM backends, robustness to free-rider invasion varies by more than an order of magnitude. The strongest predictor of this robustness is opponent endowment sensitivity, the degree to which agents discriminate between cooperative and uncooperative opponents, operationalizing the classical Image Scoring mechanism. By contrast, adherence to the Leading-Eight L1 norm does not predict robustness. Robustness depends on defector exclusion: while both cooperator reward and defector punishment vary across models, only the stringency of defector exclusion predicts resistance to free-rider invasion. These findings reveal that LLM agents are confined to Image Scoring-like discrimination and fail to develop the more robust Leading-Eight norms, highlighting a fundamental vulnerability in culturally evolved LLM cooperation and motivating bottom-up approaches to norm construction.
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Neural and Evolutionary Computing · Cross-listed from math.OC

A Counterexample to Fourier Alignment in Single-Neuron Modular Addition

We give a negative solution to MAIS-O60. We first construct an example in which an initially active ReLU neuron becomes completely inactive in finite time and thereafter remains frozen at a limit whose Fourier energy is equally distributed among all nonzero real frequency classes. The counterexample holds on an open set of initial conditions and therefore occurs with positive probability under Gaussian initialization. An appendix prepared by GPT-5.6 Sol strengthens the counterexample by showing that the same failure can occur for every Clarke trajectory from an open set of initial conditions, under the convention $\mathrm{ReLU}'(0)=0$, for smooth dead-zone approximations of ReLU, and for fixed-step full-batch gradient descent. Thus, single-frequency alignment is not a general consequence of training a single neuron on modular addition.
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Tuesday 4 August

Neural and Evolutionary Computing

Active Spiking Perception: The Membrane Potential as a Belief State for Anytime 3D Point Cloud Recognition

Spiking point cloud networks usually scan space in a fixed, input-agnostic order, which leaves the most distinctive resource of spiking computation, the temporal evolution of the membrane potential, unused as a locus of decision-making. Active Spiking Perception (ASP) recasts 3D recognition as an iterative decision process in which the network's own leaky integrate-and-fire (LIF) membrane potential, read as a running belief over the class, selects the next chunk to observe and triggers confidence-margin early exit. A lightweight Slice-Selection Policy scores unvisited farthest-point-sampled chunks from the membrane state and precomputed geometric descriptors, trains end-to-end through a straight-through Gumbel-Softmax, reduces to an argmax at inference, and adds about 2% of backbone parameters. We prove that leaky integration is the recursive log-posterior update of a Bayesian filter, that the exit rule attains distribution-free selective risk with no multiple-testing penalty at the stopping time, and that streaming state carry-forward is exactly equivalent to prefix recomputation with bounded finite-precision drift. ASP reaches 90.62% and 93.28% on ModelNet40 and ModelNet10, 1.7 points below the strongest spiking baseline at a larger backbone, while adding a certified anytime interface no baseline offers. The mechanism transfers unchanged to dense prediction, giving 83.21 instance mIoU on ShapeNetPart and 48.50 mIoU on S3DIS Area 5, to our knowledge the first spiking results on S3DIS Area 5, and, fixation replacing chunk selection, to a foveated non-spiking transformer, so the policy is not tied to spiking backbones: cost is exactly linear in observations and the threshold is a measured compute dial spanning 2.8x to 1.35x less energy. One limitation is concrete: one S3DIS class is unidentifiable at the crop size we use, and we give the prediction that would fix it.
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All authors Akarsh Jain, Arya Pawa, Ayush Debnath, Smera Rawal, Sayeed Shafayet Chowdhury

Neural and Evolutionary Computing · Cross-listed from cs.AI

The Transformer Revolution, Part 1: Dynamic Processing through Output-Weight Interconnections

We reinterpret Transformer inference by developing a functionally equivalent mechanical-structural description of its functional architecture. Parameterized transformations of token representations, or transforming concepts, are identified with simple neural networks organized through output-input and output-weight interconnections. This redescription makes explicit an organizational feature that is not equally salient in the standard matrix description: during inference, the outputs of some networks determine the weights, and hence the transformations, of others. These output-weight interconnections generate prompt-dependent dynamic transformations and give rise to Sequence-level Interactive Dynamic Parallel Processing (SIDPP). We show that the number of dynamic parameters grows linearly with prompt length and may become comparable to, or exceed, the number of static parameters fixed through training, a phenomenon we call strong prompt sensitivity. Philosophically, this shifts the conceptual picture of the Transformer from one centered on the static structure acquired through training to one that also treats the prompt-dependent transformations dynamically constructed during inference as constitutive features of its operation. GPT-4.5's recent Turing test results provide a behavioral illustration of this phenomenon. Finally, we identify biological mechanisms morphologically and functionally correspondent to output-weight interconnections, supporting the in-principle neural realizability of SIDPP and motivating Conjecture T: human neural systems may realize a functional architecture relevantly similar to that of the Transformer.
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Neural and Evolutionary Computing · Cross-listed from cs.LG

Omega-S: A Functional Resilience Index for LLM Fine-Tuning

Fine-tuning a large language model on new data degrades what it previously learned. We present Omega-S, a drop-in penalty computed from the weight matrix alone: it needs no previous-task data, no Fisher matrix and no stored copy of the old weights. It is three lines in an existing training loop and adds under 4% to the cost of a step. Retention. On Llama-3-8B with LoRA, fine-tuned from code to prose and measured by HumanEval over ten seeds, Omega-S retains more of the original capability than no regularisation on 9 of 10 seeds (0.173 -> 0.238 absolute pass@1; sign test one-sided p=0.011, Wilcoxon p=0.006), as a retention ratio, 62.9% -> 84.1%. It also beats tuned weight decay on 10 of 10 seeds (p=0.002) and tuned EWC on 8 of 10 (p=0.014), every arm re-measured in the same session. Mechanism, measured rather than asserted. Omega-S is topological by construction, its objective built from Tr(A^3), but we measured which of its four factors actually moves and three do not: their elasticity with respect to the weights is at or below 1e-4, against 9e-3 for the degree-variance term. As implemented, the composite reduces to a penalty on the variance of node degrees, which means row magnitude in square modules and directional alignment in non-square ones. We report this because a method whose name promises one thing and whose gradient does another should say so. We also enumerate the open design choices, including a contrast-preserving construction that does what it was designed to do and makes retention worse on all ten seeds. Repeating an identical configuration, same seed and same hardware, gives a standard deviation of 0.104 in retention ratio. We have not found this quantified for low-rank fine-tuning of language models, and it bounds every seed-paired comparison in this literature, ours included. Code, per-seed results and the full record of negative results are available.
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Neural and Evolutionary Computing

MuEvo: LLM-Driven Evolution of Multi-Heuristic Ensemble

Large language model-based automated heuristic design (LLM-AHD) has shown strong potential in discovering effective heuristics for combinatorial optimization problems. However, existing methods primarily optimize a single heuristic, whereas practical optimization frameworks often rely on multiple interacting components. Directly extending single-heuristic methods is challenging because early component selection can overlook components with late potential, while independent evolution ignores inter-component dependencies. We propose MuEvo, an LLM-driven framework for evolving heuristic ensembles under ensemble-level feedback. MuEvo combines Dynamic Component Management, which uses short-budget probing and a reversible lifecycle to revise component priorities throughout the search, with LLM-Driven Co-Evolution, which coordinates component populations through Multi-Ensemble Evaluation, Cross-Component Information Sharing, Relation-Guided Pair Evolution, and Adaptive Budget Allocation. We evaluate MuEvo on selection hyper-heuristics and componentized ant colony optimization across four combinatorial optimization domains. Results show that MuEvo consistently improves human-designed frameworks and outperforms representative multi-component extensions of state-of-the-art LLM-AHD methods, demonstrating its effectiveness across both controller-mediated heuristic pools and functionally differentiated algorithmic components.
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All authors Haoze Lv, Ning Lu, Shengcai Liu, Shaofeng Zhang, Ke Tang

Neural and Evolutionary Computing · Cross-listed from cs.LG

AS-FedBridge: Pseudo-Spike Bridge Distillation for Heterogeneous ANN-SNN Federated Learning

Federated learning enables collaborative model training across distributed edge devices while strictly preserving data privacy. To facilitate practical deployment on resource-constrained edge devices, Spiking Neural Networks (SNNs) have emerged as a promising alternative to traditional Artificial Neural Networks (ANNs) due to their sparse computing mechanisms and high energy efficiency. However, jointly training ANNs and SNNs exposes a challenge of representational misalignment, which is intrinsically caused by differences in information representation, specifically the semantic gap between continuous real-valued activations in ANNs and discrete spatio-temporal spikes in SNNs. To overcome this barrier, we propose AS-FedBridge, a novel federated learning framework tailored for mixed ANN-SNN clients. AS-FedBridge features a lightweight Bridge equipped with a Pseudo-Spike Interface, which effectively projects continuous signals into a spike-compatible space to facilitate ANN-SNN alignment. Given the absence of existing mixed ANN-SNN federated frameworks, we establish a comprehensive benchmark to evaluate against multiple advanced heterogeneous FL methods. Our empirical analysis demonstrates a positive correlation between the degree of ANN-SNN alignment and the collaborative FL performance. Across four datasets, AS-FedBridge consistently demonstrates advanced accuracy while mitigating extreme scale, architecture, and client heterogeneity challenge. Furthermore, our framework enables a highly controllable trade-off between model performance and resource efficiency. AS-FedBridge accomplishes these robust performance gains while introducing only marginal computational overhead, establishing a robust and practical foundation for mixed ANN-SNN federated learning systems.
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All authors Shengyang Li, Yiting Dong, Liuyang Song, Ximing Wang, Luyuan Xie, Cong Li, Qingni Shen, Zhaofei Yu

Neural and Evolutionary Computing

Impacts of Single-objective Landscapes on Multi-objective Optimization

This work revealed a relationship between a multi-objective optimization problem and single-objective optimization problems that exist in the multi-objective problem. This work focused on combinatorial problems and investigated the relations between the local optima networks of the single-objective problems and the Pareto optima network of the multi-objective problem. Each of their networks has a graph structure. We divided the entire network into subgraphs. Each subgraph was called a component and characterized by overlapping relations between the single-objective local optima networks and the multi-objective Pareto optima network. Results on multi-objective landscape problems showed that most Pareto optimal solutions were reachable from the single-objective local optimal solutions. This tendency was emphasized by increasing the number of objectives and the objective correlation. The number of co-variables impacted the number of cross-link relations between the single-objective local optima networks and the multi-objective Pareto optima network. The results suggested that searching for single-objective problems is a clue to multi-objective optimization.
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Neural and Evolutionary Computing

NeuroMosaic: Anatomically Grounded Multimodal Large Language Modeling for Molecularly Aware Glioma Reasoning from 3D MRI and Clinical Narratives

Multimodal medical large language models remain structurally weak for neuro-oncology because volumetric evidence is compressed into generic visual tokens and diagnostic conclusions often lack an auditable link to MRI regions. We present NeuroMosaic, a 3D multimodal language model that converts multi-sequence brain MRI into anatomy-indexed regional tokens, aligns them with clinical narrative and molecular concepts, and generates evidence-linked outputs. The architecture combines a multi-resolution volumetric tokenizer, a neuroanatomical graph router, a molecular concept memory, and selective risk control. Across four glioma cohorts, NeuroMosaic achieved an internal subtype macro-F1 of 0.827 and external macro-F1 values of 0.784, 0.761, and 0.742. On UPenn-GBM, it improved over the strongest matched-input baseline by 3.6 percentage points (95% CI: 1.8 to 5.4, adjusted p = 0.0018), with IDH, 1p/19q, and MGMT AUROCs of 0.918, 0.861, and 0.781. Evidence pointing accuracy reached 0.703, and targeted evidence deletion reduced correct-answer probability by 0.187, compared with 0.046 for random deletion. These results establish anatomy-indexed routing as a measurable mechanism for accurate, grounded, and calibrated volumetric medical-language reasoning.
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All authors Yantong Liu, Zheyu Zhang, Runpeng Liu, Mu Xitang, Seong-Yoon Shin, Hyun-Ae Lee

Monday 3 August

Neural and Evolutionary Computing

Continual Evolution Strategies in Control Tasks

We study Evolution Strategies (ES) for continual control, where agents must adapt to changing tasks without forgetting previous ones. On sequential MuJoCo locomotion tasks, naive ES suffers from severe catastrophic forgetting. Replay substantially improves retention and can induce positive transfer, while larger replay budgets reduce plasticity. Overall, these results show that ES can support continual adaptation in control and that replay is an effective mechanism for mitigating forgetting.
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All authors Nicola Pitzalis, Eleni Nisioti, Antonio Carta, Davide Bacciu, Andrea Cossu

Neural and Evolutionary Computing · Cross-listed from cs.LG

ChaosProbe: A Neurochaotic Lens on Frozen Transformer Input-Embedding Spaces

Transformer models are most often understood through what they do: their benchmark performance, generation quality, or behavior on downstream tasks. Yet frozen transformer input-embedding spaces may also be examined through their responses to a controlled deterministic probe before contextual computation or task-specific adaptation. Guided by this response-based view, we introduce ChaosProbe, a deterministic neurochaos-inspired method for constructing response-based fingerprints of frozen transformer input-embedding spaces. For each prompt-level embedding matrix, ChaosProbe applies a chaotic trajectory-based transformation and summarizes its Firing Rate and Entropy channel responses with complementary representation-level measures, producing a fixed-length signature for each model. In a bounded proof-of-concept study of $80$ neutral prompts and four pretrained models—GPT-2, DistilGPT2, BERT-base-uncased, and RoBERTa-base—Pearson correlation, Spearman correlation, and cosine similarity each recover all four same-family nearest-neighbor assignments and both expected mutual family pairs. Euclidean distance recovers three of the four assignments and one of the two mutual family pairs. Paired bootstrap resampling supports the stability of the Pearson and Spearman pairings over the observed prompt set, and signature-validity checks show that constant or collapsed responses do not dominate the reported fingerprints. These results provide a cohort-dependent proof of concept that deterministic neurochaotic response signatures can expose broad structure among frozen transformer input-embedding spaces.
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Neural and Evolutionary Computing · Cross-listed from q-bio.NC

Divisive Normalization Shapes Low-Rank Slow Manifolds for Continuous Working Memory

The ability to robustly maintain and update continuous variables is a hallmark of working memory. While classical continuous attractor networks suffer from severe fine-tuning fragility, standard artificial recurrent neural networks (RNNs) like GRUs and LSTMs typically fail to stably learn continuous manifolds, instead shattering the state space into discretized point attractors. To bridge this gap, we draw inspiration from divisive normalization, a canonical neural computation widely observed across cortical circuits, and propose the Recurrent Divisive Normalization Network (RDNN), a minimal and algebraically isolated model of dynamic division. Through dynamical systems analysis on canonical working memory tasks, we demonstrate that this biophysical constraint allows the network to converge to robust, high-fidelity slow manifolds. Furthermore, we analyze the gradient dynamics of divisive normalization during Backpropagation Through Time (BPTT), showing that it introduces an activity-dependent local gradient scaling. This scaling dampens parameter updates in highly active regimes, which empirically aligns with a significant self-compression of the network's effective rank, confining the recurrent dynamics to a tight, low-dimensional subspace while avoiding the optimization pathologies associated with explicit low-rank factorization. Finally, ablations demonstrate that while subtractive inhibition can maintain static memories, divisive normalization is mathematically essential to prevent manifold shattering under time-varying inputs. Our findings identify divisive normalization not merely as a biological artifact, but as a critical computational mechanism for learning high-fidelity continuous representations.
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All authors Zhaotian Gu, Jie Su, Weiwei Wang, Chang Liu, Tianyi Qian, Dahui Wang

Neural and Evolutionary Computing

Towards Autonomous Formulaic Alpha Discovery: An Evolutionary Computation Perspective

Automated formulaic alpha discovery aims to generate predictive and interpretable trading signals from large symbolic factor spaces. Its effectiveness is constrained by noisy fitness estimates, market nonstationarity, costly backtesting, semantic redundancy, and conflicting practical objectives. Existing studies employ diverse techniques, including genetic programming (GP), evolutionary algorithms (EAs), reinforcement learning (RL), generative flow networks (GFlowNets), Monte Carlo tree search (MCTS), large language models (LLMs), and agentic workflows, but generally examine them as separate algorithmic families. This article introduces, for the first time, a unified evolutionary computation (EC) perspective on automated formulaic alpha discovery, formulating it as a noisy, dynamic, and multiobjective symbolic evolutionary optimization problem. A six-component analytical framework is developed to characterize existing methods through representation, variation, fitness evaluation, selection, memory, and adaptation. Furthermore, an eight-dimensional, autonomy-oriented evaluation framework is proposed, covering search efficiency, fitness reliability, residual alpha quality, economic diversity, tradability, evolutionary autonomy, robustness to nonstationarity, and reproducibility. Together, these frameworks provide a systematic foundation for unifying heterogeneous approaches, diagnosing component-level limitations, and guiding the development of reliable, adaptive, interpretable, and reproducible autonomous alpha discovery systems.
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All authors Xinwei Yu, Yiyang Fu, Mingcheng Fan, Enqi Li, Yilin Gao, Shugong Xu

Neural and Evolutionary Computing

An Evolutionary Algorithm Assisted by an Ensemble of Pareto-Optimal Surrogate Models

An ensemble of surrogate models helps improve the prediction quality and robustness of surrogate models, and in turn, the search performance of surrogate-assisted evolutionary algorithms (SAEAs). Although different degrees of smoothness of the approximated fitness landscapes need to be carefully designed for an effective ensemble, little attention has been paid to the explicit tuning of the degree of smoothness derived by surrogate models. This study proposes an adaptive ensemble SAEA, which automatically constructs plausible ensemble models by optimizing their parameter settings. Unlike existing adaptive/ensemble SAEAs, which consider prediction accuracy alone, the proposed algorithm optimizes the structure of radial basis function networks (RBFNs) by solving bi-objective minimization problems of approximation error and model complexity, resulting in robust ensemble models of accurate surrogate models with different degrees of smoothness of the approximated fitness landscapes. As a result, the over/under-fittings are reduced. Additionally, an infill criterion is designed so that surrogate models with different degrees of smoothness can contribute to the solution prescreening. The experimental results demonstrated the statistical superiority of our algorithm over state-of-the-art SAEAs on a single-objective benchmark and real-world problem sets under an expensive optimization scenario. The source code of the proposed algorithm is available at https://github.com/haranychan/EPOS
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Neural and Evolutionary Computing

Spike-HTR: Spiking Neural Transformer for Handwritten Text Recognition

Handwritten Text Recognition (HTR) is computationally imbalanced in two ways: most image pixels are background, and many width-axis sequence positions are blank-dominated. This creates a mismatch for Spiking Neural Networks (SNNs): handwriting is observed as a static image, whereas spiking computation unfolds over timesteps. We propose Spike-HTR, a hybrid spiking recognizer that controls both the number of spiking steps and the number of width positions processed by the deep sequence mixer. To make a static image suitable for short-horizon spiking inference, InkCoder converts it into a coarse-to-fine input stream, where early steps cover broad stroke regions and later steps emphasize sharper stroke details. To reduce sequence computation, a CTC-guided length reducer keeps likely character or uncertain positions and compresses long blank-dominated stretches before deep mixing. With $T{=}2$, Spike-HTR trains only on target data, decodes without language models or lexicons, and reaches validation/test CERs of 3.5/5.4, 2.3/2.5, and 4.2/3.9 on IAM, LAM, and READ2016. Codes are available at https://github.com/QomolangmaH/SpikeHTR.
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All authors Xiubo Liang, Jinxing Han, Yuke Li, Haoqi Zhu, Yu Zhao, Hongzhi Wang

Neural and Evolutionary Computing

SMM Transformer: Leveraging Spiking Neural Networks for Multimodal Tasks

Spiking Neural Networks (SNNs) enable event-driven computation with sparse activations, but building multimodal Transformers on SNNs is hindered by unstable training in deep spiking stacks and the mismatch between dense softmax attention and spike-based communication. We propose SMM Transformer, an SNN-based multimodal Transformer framework that combines (i)PLMP, a Parallel LIF with Multistage Learnable Parameters neuron and a tailored P-STBP algorithm for stable deep SNN training, (ii) SMSA, an attention-inspired spike-driven token-mixing module that replaces dense pairwise softmax attention with channel-wise spike co-activation and self-compensation, and (iii)SMoE, a spiking mixture-of-experts module for modality-aware fusion. Across visual and multimodal benchmarks, SMM Transformer achieves competitive accuracy compared to ANN baselines. Under a standard MAC/AC arithmetic model, SMSA reduces the estimated operator-level compute energy of the attention module by up to 97%, while whole-model profiling shows more moderate but consistent efficiency gains.
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All authors Xiubo Liang, Jinxing Han, Yuke Li, Haoqi Zhu, Yu Zhao, Hongzhi Wang