Systems and Control
A Predictive and Sampled-Data Barrier Method for Safe and Efficient Quadrotor Control
Ming Gao, Zhanglin Shangguan, Shuo Liu et al. (+3 more)
This paper proposes a cascaded control framework for quadrotor trajectory tracking with formal safety guarantees. First, we design a controller consisting of an outer-loop position model predictive control (MPC) and an inner-loop nonlinear attitude control, enabling decoupling of position safety and yaw orientation. Second, since quadrotor safety constraints often involve high relative degree, we adopt high order control barrier functions (HOCBFs) to guarantee safety. To employ HOCBFs in the MPC formulation that has formal guarantees, we extend HOCBFs to sampled-data HOCBF (SdHOCBFs) by introducing compensation terms, ensuring safety over the entire sampling interval. We show that
embedding SdHOCBFs as control-affine constraints into the MPC formulation guarantees both safety and optimality while preserving convexity for real-time implementations. Finally, comprehensive simulations are conducted to demonstrate the safety guarantee and high efficiency of the proposed method compared to existing methods.
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All authors Ming Gao, Zhanglin Shangguan, Shuo Liu, Liang Wu, Bo Yang, Wei Xiao
Systems and Control · Cross-listed from math.OC
Optimization via a Control-Centric Framework
Liraz Mudrik, Isaac Kaminer, Sean Kragelund et al. (+1 more)
Optimization plays a central role in intelligent systems and cyber-physical technologies, where speed and reliability of convergence directly impact performance. In control theory, optimization is the foundation of widely-used design methodologies such as linear quadratic regulation, $H_\infty$ control, and model predictive control. In contrast, this paper develops a control-centric framework for optimization itself, where
algorithms are constructed directly from Lyapunov stability principles rather than being proposed first and analyzed afterward. A key element is the stationarity mapping, which encodes first-order optimality conditions and enables Lyapunov-based convergence analysis. By pairing a Lyapunov function with a selectable decay law, we obtain continuous-time dynamics with guaranteed exponential, finite-time, fixed-time, or prescribed-time convergence. The convergence regime thus becomes a design input: choosing among these regimes changes only the decay law, not the
algorithm or its analysis. Within this framework, we introduce three feedback realizations of increasing restrictiveness: the Hessian-gradient, Newton, and gradient dynamics. These constructions unify unconstrained optimization, extend to constrained problems via Lyapunov-consistent primal-dual dynamics, and broaden results for minimax and generalized Nash
equilibrium seeking problems beyond exponential stability, the last two through centralized solvers. In total, the framework spans six problem classes and four convergence regimes, yielding a unified design recipe across twenty-four combinations, some of which, to the best of our knowledge, have no direct continuous-time counterpart in the prior literature.
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All authors Liraz Mudrik, Isaac Kaminer, Sean Kragelund, Abram H. Clark
Systems and Control · Cross-listed from cs.RO
AD-NODE: Adaptive Dynamics Learning with Neural ODEs for Mobile Robots Control
Shao-Yi Yu, Jen-Wei Wang, Maya Horii et al. (+2 more)
Mobile
robots, such as ground vehicles and quadrotors, are becoming increasingly important in various fields, from logistics to agriculture, where they automate processes in environments that are difficult to access for humans. However, to perform effectively in uncertain environments using model-based controllers, these systems require dynamics models capable of responding to environmental variations, especially when direct access to environmental information is limited. To enable such adaptivity and facilitate integration with model predictive control, we propose an adaptive dynamics model which bypasses the need for direct environmental knowledge by inferring operational environments from state-action history. The dynamics model is based on neural ordinary equations, and a two-phase training procedure is used to learn latent environment representations. We demonstrate the effectiveness of our approach through goal-reaching and path-tracking tasks on three robotic platforms of increasing complexity: a 2D differential wheeled
robot with changing wheel contact conditions, a 3D quadrotor in variational wind fields, and the Sphero BOLT
robot under two contact conditions for real-world deployment. Empirical results corroborate that our method can handle temporally and spatially varying environmental changes in both simulation and real-world systems.
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All authors Shao-Yi Yu, Jen-Wei Wang, Maya Horii, Vikas Garg, Tarek Zohdi
Signal Processing
Model-based Deep Learning for Joint RIS Phase Shift Compression and WMMSE Beamforming
Alexander James Fernandes and Ioannis Psaromiligkos
A model-based deep learning (DL) architecture is proposed for reconfigurable intelligent surface (RIS)-assisted multi-user communications to reduce the number of bits required for transmitting phase shift information from the access point (AP) to the RIS controller. The AP computes the phase shifts and compresses them into a binary control message that is sent to the RIS controller for element configuration. To help reduce beamformer mismatches caused by phase shift compression errors, the beamformer is updated with the actual (decompressed) RIS phase shifts. By unrolling the iterative weighted minimum mean square error (WMMSE)
algorithm within the wireless communication-informed DL architecture, joint phase shift compression and WMMSE beamforming can be trained end-to-end. Simulation results demonstrate that incorporating compression-aware beamforming significantly improves sum-rate performance, even when the number of control bits is lower than the number of RIS elements.
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Systems and Control
Operational Risks in Grid Integration of Large Data Center Loads: Characteristics, Stability Assessments, and Sensitivity Studies
Kyung-Bin Kwon, Sayak Mukherjee and Veronica Adetola
This paper investigates the dynamic interactions between large-scale data centers and the power grid, focusing on reliability challenges arising from sudden fluctuations in demand. With the rapid growth of AI-driven workloads, such fluctuations, along with fast ramp patterns, are expected to exacerbate stressed grid conditions and system instabilities. We consider a few open-source AI data center consumption profiles from the MIT supercloud
datasets, along with generating a few experimental HPC job-distribution-based inference profiles. Subsequently, we develop analytical methodologies for real-time assessment of grid stability, focusing on both transient and small-signal stability assessments. Energy-flow-like metrics for nonlinear transient stability, formulated by computing localized data center bus kinetic-like flows and coupling interactions with neighboring buses over varying time windows, help provide operators with real-time assessments of the regional grid stress in the data center hubs. On the other hand, small-signal stability metrics, constructed from analytical state
matrices under variable operating conditions during a fast ramping period, enable snapshot-based assessments of data center load fluctuations and provide enhanced observability into evolving grid conditions. By quantifying the stability impacts of large data center clusters, studies conducted in the modified IEEE
benchmark $68-$bus model support improved operator situational awareness to capture risks in reliable integration of large data center loads.
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Systems and Control
Safety-Critical Control with Bounded Inputs: A Closed-Form Solution for Backup Control Barrier Functions
David E. J. van Wijk, Ersin Das, Tamas G. Molnar et al. (+2 more)
Verifying the safety of controllers is critical for many applications, but is especially challenging for systems with bounded inputs. Backup control barrier functions (bCBFs) offer a structured approach to synthesizing safe controllers that are guaranteed to satisfy input bounds by leveraging the knowledge of a backup controller. While powerful, bCBFs require solving a high-dimensional quadratic program at run-time, which may be too costly for computationally-constrained systems such as aerospace vehicles. We propose an approach that optimally interpolates between a nominal controller and the backup controller, and we derive the solution to this optimization problem in closed form. We prove that this closed-form controller is guaranteed to be safe while obeying input bounds. We demonstrate the effectiveness of the approach on a double integrator and a nonlinear fixed-wing aircraft example.
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All authors David E. J. van Wijk, Ersin Das, Tamas G. Molnar, Aaron D. Ames, Joel W. Burdick
Systems and Control
Digital Twins for Intelligent Intersections: A Literature Review
Alben Rome Bagabaldo and Jürgen Hackl
Intelligent intersections play a pivotal role in urban mobility, demanding innovative solutions such as digital twins to enhance safety and efficiency. This literature review investigates the integration and application of digital twins for intelligent intersections, a critical area within smart urban traffic systems. The review systematically categorizes existing research into five key thematic areas: (i) Digital Twin Architectures and Frameworks; (ii) Data Processing and Simulation Techniques; (iii) Artificial Intelligence and Machine Learning for Adaptive Traffic Control; (iv) Safety and Protection of Vulnerable Road Users; and (v) Scaling from Localized Intersections to Citywide Traffic Networks. Each theme is explored comprehensively, highlighting significant advancements, current challenges, and critical insights. The findings reveal that multi-layered digital twin architectures incorporating real-time data fusion and AI-driven decision-making enhances traffic efficiency and safety. Advanced simulation techniques combined with sophisticated AI/ML
algorithms demonstrate notable improvements in real-time responsiveness and predictive accuracy for traffic management. Additionally, the integration of digital twins has shown substantial promise in safeguarding vulnerable road users through proactive and adaptive safety strategies. Despite these advancements, key challenges persist, including interoperability of diverse data sources, scalability of digital twins for extensive traffic networks, and managing uncertainty within dynamic urban environments. Addressing these challenges will be essential for the future development and deployment of intelligent, adaptive, and sustainable intersection management systems.
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Systems and Control
Koopman Control Factorization: Data-Driven Convex Controller Design for a Class of Nonlinear Systems
Taha Ondogan, Ran Jing, Andrew P. Sabelhaus et al. (+1 more)
Although Koopman operators provide a global linearization for autonomous dynamical systems, nonautonomous systems are not globally linear in the inputs. State (or output) feedback controller design therefore remains nonconvex in typical formulations, even with approximations via bilinear control-affine terms. We address this gap by introducing the Koopman Control Factorization, a novel parameterization of control-affine dynamical systems combined with a feedback controller defined as a linear combination of nonlinear measurements. With this choice, the Koopman operator of the closed-loop system is a bilinear combination of the coefficients in two
matrices: one representing the system, and the other the controller. We propose a set of sufficient conditions such that the factorization holds. Then, we present an
algorithm that calculates the feedback
matrix via semi-definite programming, producing a Lyapunov-stable closed-loop system with convex optimization. We evaluate the proposed controllers on two canonical examples of control-affine nonlinear systems (inverted pendulums), and show that our factorization and controller successfully stabilize both under properly-chosen basis functions. This manuscript introduces a broadly generalizable control synthesis method for stabilization of nonlinear systems that is quick-to-compute, verifiably stable, data-driven, and does not rely on approximations.
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All authors Taha Ondogan, Ran Jing, Andrew P. Sabelhaus, Roberto Tron
Systems and Control · Cross-listed from math.OC
A System Level Approach to LQR Control of the Diffusion Equation
Addie McCurdy, Andrew Gusty and Emily Jensen
The optimal controller design problem for a linear, first-order spatially-invariant distributed parameter system is considered. Through a case study of the Linear Quadratic Regulator (LQR) problem for the
diffusion equation over the
torus, it is illustrated that the optimal controller design problem can be equivalently formulated as an optimization problem over the system's closed-loop mappings, analogous to the System Level Synthesis framework. This reformulation is solved analytically to recover the LQR for the
diffusion equation, and an internally stable implementation of this controller is recovered from the optimal closed-loop mappings. It is further demonstrated that a class of spatio-temporal constraints on the closed-loop maps can be imposed on this closed-loop formulation while preserving convexity.
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Systems and Control
Robust Sensor Placement for Poisson Arrivals with False Alarm Aware Spatiotemporal Sensing
Mingyu Kim, Pronoy Sarker, Seungmo Kim et al. (+2 more)
This paper studies sensor placement when detection performance varies stochastically due to environmental factors over space and time and false alarms are present, but a filter is used to attenuate the effect. We introduce a unified model that couples detection and false alarms through an availability function, which captures how false alarms reduce effective sensing and filtering responses to the disturbance. Building on this model, we give a sufficient condition under which filtering improves detection. In addition, we derive a coverage-based lower bound on the void probability. Furthermore, we prove robustness guarantees showing that performance remains stable when detection probabilities are learned from limited data. We validate the approach with numerical studies using AIS vessel-traffic data and synthetic maritime scenarios. Together, these results provide theory and practical guidance for deploying sensors in dynamic, uncertain environments.
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All authors Mingyu Kim, Pronoy Sarker, Seungmo Kim, Daniel J. Stilwell, Jorge Jimenez
Audio and Speech Processing
WaveSP-Net: Learnable Wavelet-Domain Sparse Prompt Tuning for Speech Deepfake Detection
Xi Xuan, Xuechen Liu, Wenxin Zhang et al. (+3 more)
Modern front-end design for
speech deepfake detection relies on full fine-tuning of large pre-trained models like XLSR. However, this approach is not parameter-efficient and may lead to suboptimal generalization to realistic, in-the-wild data types. To address these limitations, we introduce a new family of parameter-efficient front-ends that fuse
prompt-tuning with classical signal processing transforms. These include FourierPT-XLSR, which uses the
Fourier Transform, and two variants based on the Wavelet Transform: WSPT-XLSR and Partial-WSPT-XLSR. We further propose WaveSP-Net, a novel architecture combining a Partial-WSPT-XLSR front-end and a bidirectional Mamba-based back-end. This design injects multi-resolution features into the
prompt embeddings, which enhances the localization of subtle synthetic artifacts without altering the frozen XLSR parameters. Experimental results demonstrate that WaveSP-Net outperforms several state-of-the-art models on two new and challenging
benchmarks, Deepfake-Eval-2024 and SpoofCeleb, with low trainable parameters and notable performance gains. The code and models are available at https://github.com/xxuan-acoustics/WaveSP-Net.
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All authors Xi Xuan, Xuechen Liu, Wenxin Zhang, Yi-Cheng Lin, Xiaojian Lin, Tomi Kinnunen
Image and Video Processing · Cross-listed from cs.CV
SkinMap: Weighted Full-Body Skin Segmentation for Robust Remote Photoplethysmography
Zahra Maleki, Amirhossein Akbari, Amirhossein Binesh et al. (+1 more)
Remote photoplethysmography (rPPG) is an innovative method for monitoring heart rate and vital signs by using a simple camera to record a person, as long as any part of their skin is visible. This low-cost, contactless approach helps in remote patient monitoring,
emotion analysis, smart vehicle utilization, and more. Over the years, various techniques have been proposed to improve the accuracy of this technology, especially given its sensitivity to lighting and movement. In the unsupervised pipeline, it is necessary to first select skin regions from the
video to extract the rPPG signal from the skin color changes. We introduce a novel skin
segmentation technique that prioritizes skin regions to enhance the quality of the extracted signal. It can detect areas of skin all over the body, making it more resistant to movement, while removing areas such as the mouth, eyes, and hair that may cause interference. Our model is evaluated on publicly available
datasets, and we also present a new
dataset, called SYNC-rPPG, to better represent real-world conditions. The results indicate that our model demonstrates a prior ability to capture heartbeats in challenging conditions, such as talking and head rotation, and maintain the mean absolute error (MAE) between predicted and actual heart rates, while other methods fail to do so. In addition, we demonstrate high accuracy in detecting a diverse range of skin tones, making this technique a promising option for real-world applications.
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All authors Zahra Maleki, Amirhossein Akbari, Amirhossein Binesh, Babak Khalaj
Systems and Control
Pricing Short-Circuit Current via a Primal-Dual Formulation for Preserving Integrality Constraints
Peng Wang and Luis Badesa
Synchronous Generators (SGs) currently provide important levels of Short-
Circuit Current (SCC), a critical ancillary service that ensures line protections trip during short-
circuit faults. Given the ongoing replacement of SGs by power-electronics-based generation, which has a hard limit on current injection, it has become relevant to optimize the procurement of SCC services provided by remaining SGs. Pricing this service, i.e., computing dual variables of SCC constraints, is however challenging due to the integrality constraints in Unit Commitment (UC). Existing methods, e.g., dispatchable pricing and restricted pricing, attempt to address this issue but exhibit limitations in handling non-convexities, resulting in SCC prices that either fail to cover the operating costs of units or lack interpretability. To overcome these pitfalls, we adopt a primal-dual formulation of the existing SCC-constrained dispatch that preserves the binary UC for effectively computing shadow prices of SCC services. Using a modified IEEE 30-bus system, the proposed method is compared with the previously developed pricing schemes. It is demonstrated that, under the proposed pricing method, revenue-adequate and explicit service prices can be assigned without the need for make-whole payments, an advantage that cannot be achieved by other pricing approaches.
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Signal Processing · Cross-listed from cs.IT
Multi-Agent Distributed Optimization With Feasible Set Privacy
Shreya Meel and Sennur Ulukus
We consider the problem of decentralized constrained optimization with multiple
agents $E_1,\ldots,E_N$ who jointly wish to learn the optimal solution set while keeping their feasible sets $\mathcal{P}_1,\ldots,\mathcal{P}_N$ private from each other. We assume that the objective function $f$ is known to all
agents and each feasible set is a collection of points from a universal alphabet $\mathcal{P}_{alph}$. A designated
agent (leader) starts the communication with the remaining (non-leader)
agents, and is the first to retrieve the solution set. The leader searches for the solution by sending queries to and receiving answers from the non-leaders, such that the information on the individual feasible sets revealed to the leader should be no more than nominal, i.e., what is revealed from learning the solution set alone. We develop achievable schemes for obtaining the solution set at nominal information leakage, and characterize their communication costs under two communication setups between
agents. In this work, we focus on two kinds of network setups: i) ring, where each
agent communicates with two adjacent
agents, and ii)
star, where only the leader communicates with the remaining
agents. We show that, if the leader first learns the joint feasible set through an existing private set intersection (PSI) protocol and then deduces the solution set, the information leaked to the leader is greater than nominal. Moreover, we draw connection of our schemes to threshold PSI (ThPSI), which is a PSI-variant where the intersection is revealed only when its cardinality is larger than a threshold value. Finally, for various realizations of $f$ mapped uniformly at random to a fixed range of values, our schemes are more communication-efficient with a high probability compared to retrieving the entire feasible set through PSI.
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Systems and Control
PowerPlots.jl: An Open Source Power Grid Visualization and Data Analysis Framework for Academic Research
Noah Rhodes
Data visualization is essential for developing an understanding of a complex system. The power grid is one of the most complex systems in the world and effective power grid research visualization software must 1) be easy to use, 2) support unique data that may arise in research, and 3) be capable of creating custom figures for publication and presentation. However, no current software addresses all three of these needs. PowerPlots is an open-source data visualization tool for power grids that does address these needs. In addition, several tools created to support this software facilitate the analysis of power grid data by transforming the data into graph
topology or data-frame data formats that are more compatible for some analyses. In this work, we use PowerPlots to investigate several case studies that involve exploring power grid data. These case studies demonstrate the valuable insights that are possible when using network visualization and how it can be applied to research applications.
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Systems and Control
Multi-Loop Design of Virtual Synchronous Machine Control for DFIG-Based Wind Farms
Javier Garcia-Aguilar, Aurelio Garcia-Cerrada, Juan L. Zamora et al. (+4 more)
The displacement of synchronous generators by converter-interfaced renewable energy sources obliges wind farms to provide inertia, damping, and voltage support, above all in increasingly weak grid conditions. This paper presents a co-ordinated frequency-domain methodology for tuning all control layers of doubly-fed induction generators (DFIGs) within a wind farm operated as a Virtual Synchronous Machine (VSM). Starting from a full small-signal linearisation that preserves loop-to-loop and machine-to-machine couplings, the procedure reshapes every local open loop to explicit phase-margin targets through a single, prioritised iteration. The resulting controllers provide a step response and stability margins close to those programmed at the design stage, in spite of the cross coupling between control loops. Since controller synthesis relies exclusively on classical loop-shaping tools available in commercial simulation suites, it is readily applicable to industrial-scale projects.
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All authors Javier Garcia-Aguilar, Aurelio Garcia-Cerrada, Juan L. Zamora, Emilio Bueno, Elena Saiz, Almudena Muñoz-Babiano, Mohammad E. Zarei
Signal Processing
My First Five Years of Faculty Career at the University of Delaware
Xiang-Gen Xia
In this short article, I would like to briefly summarize my research in the first 5 years in my university academia life in USA. I think that my research results obtained in these 5 years are the best in my career, at least which I like the most by myself. I wish that my experience in my junior academia career could be of some help to young researchers.
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Systems and Control · Cross-listed from math.OC
Optimal participation of energy communities in electricity markets under uncertainty. A multi-stage stochastic programming approach
Albert Solà Vilalta, Ignasi Mañé and F.- Javier Heredia
We propose a multi-stage
stochastic programming model for the optimal participation of energy communities in electricity
markets. The multi-stage aspect captures the different times at which variable renewable generation and electricity prices are observed. This results in large-scale optimization problem instances containing large scenario trees with 34 stages, to which scenario reduction techniques are applied. Case studies with real data are discussed to analyse proposed regulatory frameworks in Europe. The added value of considering stochasticity is also analysed.
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Audio and Speech Processing
MuFFIN: Multifaceted Pronunciation Feedback Model with Interactive Hierarchical Neural Modeling
Bi-Cheng Yan, Ming-Kang Tsai and Berlin Chen
Computer-assisted pronunciation training (CAPT) manages to facilitate second-
language (L2) learners to practice pronunciation skills by offering timely and instructive feedback. To examine pronunciation proficiency from multiple facets, existing methods for CAPT broadly fall into two categories: mispronunciation detection and diagnosis (MDD) as well as automatic pronunciation assessment (APA). The former aims to pinpoint phonetic pronunciation errors and provide diagnostic feedback, while the latter seeks instead to quantify pronunciation proficiency pertaining to various aspects. Despite the natural complementarity between MDD and APA, researchers and practitioners, however, often treat them as independent tasks with disparate modeling paradigms. In light of this, we in this paper first introduce MuFFIN, a Multi-Faceted pronunciation Feedback model with an Interactive hierarchical Neural architecture, to jointly address the tasks of MDD and APA. To better capture the nuanced distinctions between phonemes in the feature space, a novel phoneme-contrastive ordinal regularization mechanism is then put forward to optimize the proposed model to generate more phoneme-discriminative features while factoring in the ordinality of the aspect scores. In addition, to address the intricate data imbalance problem in MDD, we design a simple yet effective training objective, which is specifically tailored to perturb the outputs of a phoneme classifier with the phoneme-specific variations, so as to better render the distribution of predicted phonemes meanwhile considering their mispronunciation characteristics. A series of experiments conducted on the Speechocean762
benchmark dataset demonstrates the efficacy of our method in relation to several cutting-edge baselines, showing state-of-the-art performance on both the APA and MDD tasks.
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Systems and Control
Robust Cislunar Navigation via LFT-Based $\mathcal{H}_\infty$ Filtering with Bearing-Only Measurements
Raktim Bhattacharya
This paper develops a robust estimation framework for cislunar
navigation that embeds the Circular Restricted Three-Body Problem (CR3BP) dynamics and bearing-only optical measurements within a Linear Fractional Transformation (LFT) representation. A full-order $\mathcal{H}_\infty$ observer is synthesized with explicit $\mathcal{L}_2$ performance bounds. The formulation yields a nonlinear
estimator that operates directly on the governing equations and avoids reliance on local linearizations. Dominant nonlinearities are expressed as structured real uncertainties, while measurement fidelity is represented through range-dependent weighting with Earth-Moon distances reconstructed from line-of-sight geometry. The sensing architecture assumes passive
star-tracker-class optical instruments, eliminating the need for time-of-flight ranging or precision clocks. Simulations demonstrate bounded estimation errors and smooth position tracking over multiple orbital periods, with the largest deviations observed in the out-of-plane states, consistent with the stiffness of the vertical dynamics and the limitations of angle-only observability. Application to a Near Rectilinear
Halo Orbit (NRHO) illustrates that the framework can achieve robust onboard
navigation with bounded estimation errors with flight-representative sensors.
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Audio and Speech Processing
Perceptual Evaluation of Extrapolated Spatial Room Impulse Responses From a Mono Source
Ben Heritage, Fiona Ryder, Michael McLoughlin et al. (+1 more)
Immersion in virtual and augmented reality solutions is reliant on plausible spatial audio. However, plausibly representing a space for immersive audio often requires many individual acoustic measurements of source-microphone pairs with specialist spatial microphones, making the procedure time-consuming and expensive. In this study, we evaluate the plausibility of extrapolated and spatialised Room Impulse Responses (RIRs) by using a 3-Alternative Forced Choice (3AFC) listening test. The stimuli comprised of RIRs from three spaces convolved with
speech, orchestral, and instrumental music. When asked to select which stimuli was artificial out of one extrapolated and two real stimuli, an overall accuracy of 38% was achieved from 20 participants (5 percentage points above the expected guessing rate). Given the listening test result, this study shows that it is possible to extrapolate plausible spatial RIRs from mono measurements, decreasing the need for time and specialist equipment in acoustic measurements.
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All authors Ben Heritage, Fiona Ryder, Michael McLoughlin, Karolina Prawda
Audio and Speech Processing
AURA Score: A Metric For Holistic Audio Question Answering Evaluation
Satvik Dixit, Soham Deshmukh and Bhiksha Raj
Audio Question Answering (AQA) is a key task for evaluating Audio-
Language Models (ALMs), yet assessing open-ended responses remains challenging. Existing metrics used for AQA such as BLEU, METEOR and BERTScore, mostly adapted from NLP and audio captioning, rely on surface similarity and fail to account for question context,
reasoning, and partial correctness. To address the gap in literature, we make three contributions in this work. First, we introduce AQEval to enable systematic benchmarking of AQA metrics. It is the first
benchmark of its kind, consisting of 10k model responses annotated by multiple humans for their correctness and relevance. Second, we conduct a comprehensive analysis of existing AQA metrics on AQEval, highlighting weak correlation with human judgment, especially for longer answers. Third, we propose a new metric - AURA score, to better evaluate open-ended model responses. On AQEval, AURA achieves state-of-the-art correlation with human ratings, significantly outperforming all baselines. Through this work, we aim to highlight the limitations of current AQA evaluation methods and motivate better metrics. We release both the AQEval
benchmark and the AURA metric to support future research in holistic AQA evaluation.
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Signal Processing · Cross-listed from cs.LG
Federated Self-Supervised Modulation Classification under Non-IID and Imbalanced Data
Usman Akram, Yiyue Chen and Haris Vikalo
Automatic modulation classification (AMC) is a core enabler of cognitive wireless systems, providing spectrum awareness and supporting adaptive communication at the network edge. However, training AMC models on centrally aggregated data incurs high communication overhead, raises
privacy concerns, and often lacks robustness to real-world conditions. We propose FedSSL-AMC, a
federated self-supervised framework for learning AMC models from sparsely labeled, distributed I/Q time-series data. Participating clients collaboratively train a causal, time-dilated CNN encoder using triplet-loss self-supervision on unlabeled signals, followed by lightweight local SVMs trained on limited labeled samples. This enables communication-round-efficient, robust representation learning under class imbalance and channel variability. We establish convergence guarantees for a proximal variant of the encoder-training procedure and derive a separability bound for the downstream classifier under feature noise. Experiments on synthetic and over-the-air
datasets demonstrate improvements over supervised FL baselines across all three
datasets and nearly all evaluated settings involving heterogeneous SNRs, carrier-frequency offsets, and non-IID label distributions.
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Signal Processing
Steady-State Spread Bounds for Graph Diffusion via Laplacian Regularisation in Networked Systems
Ardavan Rahimian
We study how far a
diffusion process on a graph can deviate from a designed starting pattern when the pattern is generated via
Laplacian regularisation. Under standard stability conditions for undirected, entrywise nonnegative graphs, we give a closed-form, instance-specific upper bound on the steady-state spread, measured as the relative change between the final and initial profiles. The bound separates two effects: (i) an irreducible term determined by the graph's maximum node degree, and (ii) a design-controlled term that shrinks as the regularisation strength increases (with an inverse square-root law). This leads to a design rule: given any target limit on spread, one can choose a sufficient regularisation strength in closed form. Although one motivating application is array beamforming – where the initial pattern is the squared magnitude of the beamformer weights – the result applies to any scenario that first enforces
Laplacian smoothness and then evolves by linear
diffusion on a graph. Overall, the guarantee is non-asymptotic, easy to compute, and certifies the maximum steady-state deviation.
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Systems and Control · Cross-listed from cs.GT
A Fixed Point Framework for the Existence of EFX Allocations
S. Rasoul Etesami
We consider the problem of the existence of an envy-free allocation up to any good (EFX) for linear valuations and establish new results by connecting this problem to a fixed point framework. Specifically, we first use randomized rounding to extend the discrete EFX constraints into a continuous space and show that an EFX allocation exists if and only if the optimal value of the continuously extended objective function is nonpositive. In particular, we demonstrate that this optimization problem can be formulated as an unconstrained difference of convex (DC) program, which can be further simplified to the minimization of a piecewise linear concave function over a polytope. Leveraging this connection, we show that the proposed DC program has a nonpositive optimal objective value if and only if a well-defined continuous vector map admits a fixed point. Crucially, we prove that the reformulated fixed point problem satisfies all the conditions of Brouwer's fixed point
theorem, except that self-containedness is violated by an arbitrarily small positive constant. To address this, we propose a slightly perturbed continuous map that always admits a fixed point. This fixed point serves as a proxy for the fixed point (if it exists) of the original map, and hence for an EFX allocation through an appropriate transformation. Our results offer a new approach to establishing the existence of EFX allocations through fixed point
theorems. Moreover, the equivalence with DC programming enables a more efficient and systematic method for computing such allocations (if one exists) using tools from nonlinear optimization. Our findings bridge the discrete problem of finding an EFX allocation with two continuous frameworks: solving an unconstrained DC program and identifying a fixed point of a continuous vector map.
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Signal Processing
The IEEE Signal Processing Society's Leading Role in Developing Standards for Computational Imaging and Sensing: Part II
Andreas Bathelt, Benjamin Deutschmann, Hyeon Seok Rou et al. (+3 more)
In every imaging or sensing application, the physical hardware creates constraints that must be overcome or they limit system performance. Techniques that leverage additional degrees of freedom can effectively extend performance beyond the inherent physical capabilities of the hardware. An example includes synchronizing distributed sensors so as to synthesize a larger aperture for remote sensing applications. An additional example is integrating the communication and sensing functions in a wireless system through the clever design of waveforms and optimized resource management. As these technologies mature beyond the conceptual and prototype phase they will ultimately transition to the commercial
market. Here, standards play a critical role in ensuring success. Standards ensure interoperability between systems manufactured by different vendors and define industry best practices for vendors and customers alike. The Signal Processing Society of the Institute for Electrical and Electronics Engineers (IEEE) plays a leading role in developing high-quality standards for computational sensing technologies through the working groups of the Synthetic Aperture Standards Committee (SASC). In this column we highlight the standards activities of the P3383 Performance Metrics for Integrated Sensing and Communication (
ISAC) Systems Working Group and the P3343 Spatio-Temporal Synchronization of a Synthetic Aperture of Distributed Sensors Working Group.
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All authors Andreas Bathelt, Benjamin Deutschmann, Hyeon Seok Rou, Kuranage Roche Rayan Ranasinghe, Giuseppe Thadeu Freitas de Abreu, Peter Vouras
Systems and Control · Cross-listed from cs.LG
Benchmarking M-LTSF: Frequency and Noise-Based Evaluation of Multivariate Long Time Series Forecasting Models
Nick Janssen, Melanie Schaller and Bodo Rosenhahn
Understanding the robustness of deep learning models for multivariate long-term time series
forecasting (M-LTSF) remains challenging, as evaluations typically rely on real-world
datasets with unknown noise properties. We propose a simulation-based evaluation framework that generates parameterizable synthetic
datasets, where each
dataset instance corresponds to a different configuration of signal components, noise types, signal-to-noise ratios, and frequency characteristics. These configurable components aim to model real-world multivariate time series data without the ambiguity of unknown noise. This framework enables fine-grained, systematic evaluation of M-LTSF models under controlled and diverse scenarios. We
benchmark four representative architectures S-Mamba (state-space), iTransformer (
transformer-based), R-Linear (linear), and Autoformer (decomposition-based). Our analysis reveals that all models degrade severely when lookback windows cannot capture complete periods of seasonal patters in the data. S-Mamba and Autoformer perform best on sawtooth patterns, while R-Linear and iTransformer favor sinusoidal signals. White and Brownian noise universally degrade performance with lower signal-to-noise ratio while S-Mamba shows specific trend-noise and iTransformer shows seasonal-noise vulnerability. Further spectral analysis shows that S-Mamba and iTransformer achieve superior frequency reconstruction. This controlled approach, based on our synthetic and principle-driven testbed, offers deeper insights into model-specific strengths and limitations through the aggregation of MSE scores and provides concrete guidance for model selection based on signal characteristics and noise conditions.
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Systems and Control · Cross-listed from math.OC
Rapid stabilization for a wave equation with boundary disturbance
Patricio Guzmán, Agustín Huerta and Hugo Parada
In this paper, we study the rapid stabilization of an unstable wave equation, in which an unknown disturbance is located at the boundary condition. We address two different boundary conditions: Dirichlet- Dirichlet and Dirichlet-Neumann. In both cases, we design a feedback law, located at the same place as the unknown disturbance, that forces the exponential decay of the energy for any desired decay rate while suppressing the effects of the unknown disturbance. For the feedback design, we employ the backstepping method, Lyapunov techniques and the sign multivalued operator. The well-posedness of the closed-loop system, which is a differential inclusion, is shown with the maximal monotone operator theory.
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Systems and Control
Model Predictive Control-Guided Reinforcement Learning for Implicit Balancing
Seyed Soroush Karimi Madahi, Kenneth Bruninx, Bert Claessens et al. (+1 more)
In Europe, profit-seeking balance responsible parties can deviate in real time from their day-ahead nominations to assist transmission system operators in maintaining the supply-demand balance. Model predictive control (MPC) strategies to exploit these implicit balancing strategies capture arbitrage opportunities, but fail to accurately capture the price-formation process in the European imbalance
markets and face high computational costs. Model-free reinforcement learning (RL) methods are fast to execute, but require data-intensive training and usually rely on real-time and historical data for decision-making. This paper proposes an MPC-guided RL method that combines the complementary strengths of both MPC and RL. The proposed method can effectively incorporate forecasts into the decision-making process (as in MPC), while maintaining the fast inference capability of RL. The performance of the proposed method is evaluated on the implicit balancing battery control problem using Belgian balancing data from 2023. First, we analyze the performance of the standalone state-of-the-art RL and MPC methods from various angles, to highlight their individual strengths and limitations. Next, we show an arbitrage profit benefit of the proposed MPC-guided RL method of 16.15% and 54.36%, compared to standalone RL and MPC.
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All authors Seyed Soroush Karimi Madahi, Kenneth Bruninx, Bert Claessens, Chris Develder
Systems and Control
An Active Fault-Tolerant Online Control Allocation Scheme for a Dual-System UAV in Transition Flight
Junfeng Cai and Marco Lovera
A novel active fault-tolerant control (AFTC) scheme for a dual-system vertical takeoff and landing (VTOL) unmanned aerial vehicle (
UAV) during transition flight is proposed in this paper. The AFTC scheme is composed of a baseline control law and an online control reallocation module. First, the structured $H_{\infty}$ baseline control law is able to guarantee the stability of closed-loop systems without being reconfigured under simultaneous actuator fault conditions. Second, compared to the existing mainstream method of sliding mode control that is a discontinuous control strategy, the AFTC scheme can effectively avoid control chattering problem by adopting the structured $H_{\infty}$ baseline control law. Third, an online control allocation (CA) module is implemented to carry out a unified CA for all the available actuators. When actuator faults/failures occur, the CA
matrix is updated according to fault information and real-time airspeed, which is able to redistribute the virtual control signals to the remaining healthy actuators, avoiding significant performance degradation. Based on the developed AFTC scheme, symmetric and non-symmetric actuator fault scenarios are simulated on a nonlinear six-degree-of-freedom simulator, where the cases of merely structured $H_{\infty}$ control and structured $H_{\infty}$ based AFTC are compared and analyzed. The results show that the proposed structured $H_{\infty}$ based AFTC system is capable of handling more complicated fault scenarios and model uncertainties with no need to reconfigure the baseline control law. The proposed AFTC scheme significantly improves the safety and reliability of the transition flight of dual-system VTOL
UAVs.
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