Peer Revenue Publish or profit

Papers

Fresh from arXiv, typeset properly. Highlighted words trade on the market.

Electrical Engineering and Systems Science Systems and Control

eess.SY Watch Systems and Control (sign in to use)

Tuesday 29 September

Systems and Control

Grid Demand Flexibility Assessment of AI Data Centers via Batch Workload Temporal Shifting

The rapid growth of artificial intelligence (AI) data centers has introduced new challenges to power system operation. As their power demand becomes larger and more variable, quantitatively characterizing their demand flexibility is increasingly important for effective power system coordination. However, heterogeneous workload characteristics and resource requirements make this flexibility difficult to characterize directly. This paper proposes a framework for assessing the grid-compatible demand flexibility of AI data centers via batch workload temporal shifting. An averaging-based resource usage processing method is developed to map fine-resolution CPU, GPU and memory usage into unified time intervals compatible with power system operation. A workload temporal scheduling model is then formulated to shift batch workloads while preserving execution continuity, delay constraints, and server resource capacities, and is coupled with a utilization-dependent server power model to translate workload scheduling decisions into server power demand. Two complementary flexibility metrics are evaluated: short-term peak demand shaving and the maximum duration of sustained power reduction. Numerical results based on real GPU cluster traces demonstrate that workload temporal shifting can provide quantifiable and grid-compatible demand flexibility for AI data centers with limited disruption to computing workloads.
Read the full abstract

Systems and Control

Complete Characterization of Minimum-Order Functional Observers from Darouach to Luenberger

This paper gives an order-by-order characterization of linear functional observers between the minimum dimension permitted by the algebraic observer condition and the upper endpoint determined by functional observability. Functional observability indices determine the minimum algebraically admissible order $$ q_0=\sum_{j=1}^r\eta_j, $$ where $r$ is the number of independent functionals to be estimated and $\eta_j$ is the functional observability index associated with the $j$th functional. For an $n$-dimensional system with $p$ independent measured outputs, let $n_0$ denote the rank of the observability matrix. Under functional observability, the upper endpoint of the functional-observer order range is $n_0-p$. The algebraic and spectral observer conditions are characterized at each prescribed order between these two endpoints. A nullspace representation in the original state space yields rank and matrix-pencil characterizations of the algebraic and spectral conditions, respectively. The minimum observer order is obtained as the smallest spectrally feasible order in the resulting order spectrum. The two endpoints include the classical Darouach and Luenberger orders as special cases: the lower endpoint reduces to the Darouach order when $q_0=r$, while, under complete observability, the upper endpoint reduces to the Luenberger order $n-p$.
Read the full abstract

Systems and Control · Cross-listed from cs.LG

An Efficient Machine Learning Approach for Degradation Forecasting in AEM Water Electrolysis

This study provides a data-driven analysis of a novel dataset of single-cell Anion Exchange Membrane water electrolyzers (AEMWE), operated under constant current load across multiple heterogeneous experimental campaigns. We train and evaluate a range of machine learning models with different complexity, including linear baselines, LSTMs and CNNs, to perform medium-term forecasting of the cell voltage degradation curve. The models are assessed within a rigorous training and evaluation framework specifically designed for heterogeneous industrial data.
Read the full abstract

All authors Marco Veneriano, Ani Gjergji, Sebastiano Bellani, Andrea Riva, Vito Paolo Pastore, Matteo Santacesaria

Systems and Control · Cross-listed from math.OC

Practical Stabilization of Switched Affine Systems under Dwell Time: From Polytopic to p-Norm Lyapunov Functions

This paper addresses the stabilization of switched affine systems under dwell-time constraints around a desired operating point that is not a common equilibrium of the subsystems. Since asymptotic stabilization is generally unattainable in this setting, the objective is to ensure that trajectories converge to and remain within a prescribed region containing the desired operating point. The main contribution is the development of Lyapunov-based tools that accommodate target regions more general than those induced by quadratic Lyapunov functions. In particular, we establish a constructive Lyapunov characterization for a broad family of weighted $p$-norm functions, which generalizes the classical quadratic Lyapunov equivalence and underpins the proposed hybrid-control and dwell-time developments. Focusing on the case in which the desired region is a polytope, and building on existing Lyapunov-based methods, we develop a constructive two-step method that starts from a polytopic Lyapunov certificate for the average system and yields a smooth weighted $p$-norm Lyapunov function for all sufficiently large $p$. We prove that this extension guarantees practical asymptotic stability of the desired operating point and yields a Lyapunov-certified invariant region under minimum dwell-time switching. Numerical examples illustrate the effectiveness of the proposed method.
Read the full abstract

All authors Felipe Cinto, Alexis J. Vallarella, Hernan Haimovich, Paulo C. Pellanda

Systems and Control · Cross-listed from cs.IT

Innovation-Based Sampling for New Information

This work introduces innovation-based sampling of continuous stochastic processes, in which a sample is generated only when the process reveals “sufficiently new” information relative to all previous samples. The resulting innovation process admits a lattice structure and a three-dimensional state representation. For a Wiener process, we characterize the direction, timing, and frequency of innovations. We show that direction reversals become increasingly rare and establish limit theorems for their number. Innovations also become progressively sparser: the expected number of innovations grows only as the square root of time, and hence the sampling rate vanishes asymptotically. We then study remote estimation from sparsely received innovations. Notably, the absence of an innovation carries information: the minimum mean-square error (MMSE) estimate evolves with the age of information (AoI) and achieves a substantial MSE reduction over the conventional silence-ignorant zero-order hold (ZOH) estimator. Finally, we develop tractable affine-age and exponential-age approximations for practical use. Overall, information is conveyed not only by the content of innovations, but also by their direction and timing.
Read the full abstract

Systems and Control

Active Informativity: Online Input Design for Data-Driven Control

We develop a unified framework for online input design in data-driven control from noisy data. We introduce a performance measure and analyze how such quality measure changes as new data are added. Based on such analysis we propose an online method for selecting inputs that ensures that data quality does not decrease over time. We demonstrate the validity of our approach by formulating six common noisy data-driven control problems in our framework, and by solving numerical examples for three of them.
Read the full abstract

All authors Yishu Wang, Paolo Rapisarda, Jianquan Lu, Yang Liu

Systems and Control · Cross-listed from cs.RO

Cascaded consensus splitting for multi-branch contingency games

Contingency games enable agents to anticipate and plan for other agents' hypothetical intents by constructing trajectories with a shared prefix and intent-dependent branches. While contingency games capture intent uncertainty, existing formulations rely on a single branching time, oversimplifying interactions in which different agents' intentions are revealed at different times. Moreover, the computational cost of such problems grows rapidly with the number of agents and intents, as all scenario-dependent best responses must be solved jointly. We introduce a multi-branch contingency architecture in which sources of intent uncertainty can be resolved progressively at different branching times, allowing the planned trajectories to adapt to the asynchronous revelation of intents. We also develop an ADMM-based solver that exploits scenario-level parallelism. Experiments on tightly coupled three-agent interactions support that the proposed architecture outperforms the conventional single-branch while achieving a lower mean receding-horizon solve time.
Read the full abstract

All authors Bastien Lechardoy, Pau de las Heras Molins, Thibault Lahire, Laurent Pautet, David Filliat, David Fridovich-Keil, Georgios Bakirtzis

Systems and Control

Quantifying EnergyNet performance: a simulation-based framework for decentralized energy networks

Power transmission and distribution infrastructure connects generation with consumers. Extreme weather, infrastructure failures, and geopolitical conflicts increasingly disrupt these connections, leaving large groups without electricity until service is restored. Local generation, storage, and controllable loads pose challenges but also enable new ways to organize energy systems. EnergyNet is a decentralized architecture of interconnected power electronic Energy Routers. Each coordinates local loads, generation, storage, and grid connections. Bidirectional Energy Links enable exchange between routers, while the Energy Protocol communicates needs and availability to coordinate transfers. EnergyNet can operate with or without the public grid. This paper develops a quantitative framework for modeling and evaluating EnergyNet. It represents topology, prioritized loads, generation, storage, grid connections, links, and component limits. Receding-horizon optimization calculates energy allocation and exchange, supporting also disturbance and reliability analysis. A three-router case illustrates energy sharing and islanded operation. The framework then models a Stanford University campus microgrid and an off-grid microgrid in Half Moon Bay. Under low-solar conditions, electric bus visits support the off-grid microgrid while preserving transport service. Finally, the paper models an EnergyNet under construction in Lund, Sweden, comprising ten buildings and 278 apartments. Full service is maintained in summer and winter and after the loss of one grid interface or Energy Link. Losing two links partitions the network; service in the island depends on local resources and repair time. Reliability screening identifies partitioning as rare but credible. Monte Carlo analysis shows full critical service in sampled summer conditions and median continuous critical service of approximately 92% in winter.
Read the full abstract

All authors Max Collins, Jonas Birgersson, Marc A. Weiss, Jimmy Chen, Mark Z. Jacobson, Newsha K. Ajami, Daniel Kammen, Tomas Kåberger, Franklin Carrero-Martínez, Michael Menser, Henrik Ny, Lou Riordan, Jill G. Ferguson

Systems and Control · Cross-listed from math.OC

Information Limits of Multistage Inventory Control: Learning, Valuation, and Censoring

Learning how to replenish inventory and estimating the cost of doing so require different information. We establish information-theoretic lower bounds for offline multistage inventory control with independent bounded demand. For fixed additive error in total expected cost, policy learning requires cubically many scalar observations in the horizon in the worst case, even under full observation and adaptive sample allocation. This matches the known empirical-risk upper order. Stationarity permits a quadratic policy-learning guarantee, yet valuation with inherited stock can remain cubically difficult even when the optimal policy is known. Censoring sharpens this distinction: optimal decisions can be learnable while absolute costs remain unidentified. We give a carrysafe coverage condition under which truncation preserves inventory transitions and policy gaps exactly. Combining this reduction with a matching lower bound yields the sharp censored-learning rate, with raw sample requirements inversely proportional to the usable fraction of sales logs. The same qualified observations can check coverage and fit the policy under a joint error guarantee. The results isolate information limits for decisions and valuation under an explicit conditionally independent logging protocol.
Read the full abstract

Systems and Control · Cross-listed from cs.MA

PowerMarketJax: A JAX Benchmark Suite for Multi-Agent Reinforcement Learning in Power Markets

Power markets are a natural testbed for multi-agent reinforcement learning (MARL), where multiple self-interested participants repeatedly submit bids. A market-clearing mechanism then determines dispatch and prices subject to power grid constraints and market settlement rules. However, existing MARL environments typically focus on a single market setting, implement simplified clearing mechanisms, or rely on CPU-based optimization solvers that slow large-scale training and limit the systematic study of bidding strategies and market behavior. We introduce PowerMarketJax, a benchmark suite for MARL across five power markets: day-ahead wholesale, real-time balancing, ancillary services, peer-to-peer double auctions, and local flexibility. Each environment implements its own clearing, pricing, and settlement rules while providing a common framework for learning and evaluation. We find that learned bidding behavior depends strongly on the market design: independent learners can miss better strategies when gains require many agents to change together, when more profitable strategies lie beyond a region of lower profit, or when profits disappear as more agents adopt the same strategy. PowerMarketJax implements both market simulation and policy training in JAX, allowing the entire pipeline to run on the GPU with 1,024 X 1,200 parallelisms across both environments and market participants, achieving up to 33X speedup over CPU-based baselines. Our open-source benchmark is available at: https://github.com/powermarketjax/PowerMarketJax.
Read the full abstract

All authors Zhanhua Pan, Xin Qin, Xiao Liu, Zhilong Cao, Jianhong Wang, Dawei Qiu

Systems and Control

From Demand to System Co-Shaping: A Review of User Roles in Transportation Systems

Users are central to transportation systems, yet their roles are often simplified in transportation modeling and decision-making. Conventional approaches primarily represent users through demand-related inputs, such as trip flows, delivery requests, and charging loads. However, digital, electrified, and platform-based services create more direct user-system interactions, with users responding to prices, incentives, service availability, and information in ways that can influence operational and planning decisions. This review develops a concept-oriented, taxonomy-based synthesis of how user-related information is represented and used in transportation decision-making. Rather than organizing the literature primarily by transport domain, we distinguish three user roles: passive demand, operational agents, and system co-shapers. Drawing on studies across transportation electrification, urban logistics, shared mobility, multimodal transport, and Mobility-as-a-Service (MaaS), the review examines how user preferences, flexibility, willingness to pay, acceptance, participation, and feedback are incorporated into modeling and decision frameworks. The synthesis shows that progress has been made in measuring and predicting user behavior, but user-related variables are still often used mainly for behavioral analysis rather than as actionable inputs to system decisions. Their integration into operational decision-making remains incomplete, and systematic feedback from operational user responses and outcomes to long-term planning is even more limited. Key challenges include closing the loop between operation and planning, modeling heterogeneous and strategic users, integrating optimization with user acceptance, and ensuring privacy, equity, and deployability. Together, these findings point toward a shift from user-behavior analysis to user-informed and user-driven transportation system design.
Read the full abstract

Systems and Control

Vertiport Design Methodology and Capacity Analysis

This paper presents a comprehensive methodology for vertiport design and capacity analysis using stochastic queueing models. Vertiport capacity is defined as the maximum steady-state throughput of aircraft per hour while maintaining a specified maximum queuing delay with high probability. We introduce a two-node queueing network model with a finite buffer to analytically derive mean queue lengths and delays at singleTLOF vertiports, supported by a simulation model that validates these findings under various operational conditions. Our analyses reveal that vertiport capacity is significantly constrained by the interactions between takeoff/landing operations and turnaround activities. Capacity is further reduced by the variance in these operational parameters, with deterministic times substantially enhancing capacity. The study shows that vertiport throughput is typically around 50% of the theoretical maximum departure capacity in a Markovian model, decreasing sharply as confidence in maximum queuing delay increases. Non-Markovian models with adequate parking pads achieve full TLOF capacity. Additionally, our methodology identifies the optimal number of parking pads required to maximize throughput per unit area. The findings provide insights for designing vertiport infrastructure to support scalable and efficient UAM deployment.
Read the full abstract

Systems and Control

Ancillary Services in High-Renewable Power Systems: Comparing Market Design, Emerging Trends, and Future Challenges

Rapid growth in renewable generation is changing power-system operation and increasing the importance of ancillary services for security and reliability. As inverter-based resources displace conventional synchronous generation, system operators must procure a broader set of services spanning five categories: frequency control and reserves, voltage and reactive power support, system stability, restoration, and congestion management. This paper compares ancillary-service market design in Great Britain, Germany, Denmark, Italy, California, Texas, and Australia. It examines how these systems define, procure, remunerate, and coordinate services as variable renewable generation increases. The review develops a consistent product-level classification, provides comparable timing visualisations of frequency-control and reserve products, and maps implementation modalities across services and systems. Four trends emerge: faster and more granular frequency-response products, more explicit procurement of stability capabilities including inertia, system strength, and dynamic voltage support, broader participation by storage, demand-side resources, and other inverter-based resources, and greater use of locational, targeted, and technology-neutral procurement. Challenges include limited harmonisation, incomplete valuation of flexibility and stability capabilities whose value depends on location and operating conditions, barriers to participation by distributed and emerging resources, and insufficient coordination between market and operational arrangements. The comparison finds no convergence towards a single market design and supports differentiated but coordinated ancillary-service frameworks reflecting each service's technical, temporal, and locational characteristics.
Read the full abstract

All authors Andreas Makrides, Andrey Churkin, Fei Teng, Pierre Pinson

Systems and Control

Decentralized Continuous-Time Power Dispatch for Integrated Heat and Power Systems via Bernstein-Galerkin Equivalent Projection

Decentralized power dispatch for integrated heat and power systems (IHPSs) involves coordinating electric power systems (EPSs) and district heating networks (DHNs) while preserving privacy. The existing methods rely mainly on discretetime DHN models and constant-flow operations, limiting the ability to exploit thermal flexibility. Enabling variable-flow and variable-temperature (VF-VT) operations requires thermal-hydraulic coupling to be addressed together with continuous-time thermal dynamics. However, the simultaneous variations in mass flows and temperature lead to a nonconvex IHPS model, for which conventional decomposition methods are difficult to apply. This paper proposes a decentralized continuous-time dispatch framework using Bernstein-Galerkin equivalent projection. For a prescribed mass flow trajectory, DHN thermal dynamics are formulated in the Bernstein space and projected onto boundary variables, yielding an equivalent feasible-region model without disclosing the internal DHN topology or states. The equivalent model and DHN subproblem are derived from a unified Bernstein-Galerkin formulation, ensuring a consistent thermal state representation throughout the EPS-DHN coordination procedure. A safeguarded Anderson prediction scheme further accelerates the alternating coordination process by using historical updates and fixed-point residuals to predict the next input without additional subproblem solving steps. Numerical results show the proposed method preserves thermal state consistency, exploits VF-VT flexibility, and improves economic and computational performance.
Read the full abstract

All authors Jie Deng, Zhigang Li, J. H. Zheng, Yue Chen

Systems and Control · Cross-listed from quant-ph

Towards Scalable Quantum Unit Commitment in Power Systems: Encoding and Complexity Reduction Techniques

This paper develops a Quantum optimisation Unit Commitment (UC) framework that benefits from Pauli Correlation Encoding (PCE) as a qubit reduction preprocessing technique and Sample-based Quantum Diagonalisation (SQD) as a hybrid post-processing refinement method. The UC problem is formulated in binary form, then transformed into a QUBO problem and mapped onto an Ising representation suitable for adiabatic quantum evolution within the Qibo framework. This study analyses how PCE and SQD techniques affect qubit scalability, computational effort, feasibility, and probability of recovering the optimal solution as the number of generators increases. The results show that PCE reduces the effective size of the encoded problem, SQD improves the concentration of probability on feasible and optimal solutions, and their combined application provides the best overall behaviour in several scalable case studies, achieving more reliable solutions with lower effective computational cost than the unreduced formulation. The repository is available open source in Github (link is not yet available until work is published. However, if requested by the reviewers, we can make it open for a scific time window, if requested).
Read the full abstract

All authors Marc Carrillo-MuÑoz, Sergio MartÍnez-Hermida, Sara Barja-MartÍnez, Antonio E. SaldaÑa GonzÁlez, MÒnica AragÜÉs-PeÑalba

Systems and Control

An Energy-Based Framework for Transient Stability of Grid-Forming Converter Networks With Current Limiting

Existing analyses for the transient stability of grid-forming (GFM) converters under current limiting mainly address single-converter systems, while network-level transient stability analysis remains challenging. This paper develops a network energy construction that incorporates current limiting while retaining a provable dissipation property. This structure enables Lyapunov-based analysis consistent with classical direct method for synchronous-machine based systems, without switching between mode-dependent energy functions. A two-GFM example using a reactive circular current limiter and impedance insertion illustrates the proposed framework. Electromagnetic transient simulations support the theoretical results.
Read the full abstract

Systems and Control · Cross-listed from cs.LG

Safe-by-Design Learning via Energy-based Neural Networks

Learning neural-network models of dynamical systems with safety guarantees is a fundamental requirement for their deployment in safety-critical settings. Safety is commonly established by proving the invariance of a desired subset in state-space, ensuring that every trajectory initialized in this subset remains confined to it for all time under admissible inputs. Existing frameworks, however, either rely on computationally expensive post-hoc verification or employ safety-enforcing mechanisms without formal correctness guarantees. In this paper, we introduce a novel neural architecture grounded in energy-based modern Hopfield networks to guarantee safety-by-design while retaining sufficient expressiveness to model complex nonlinear dynamics. Specifically, we integrate modern Hopfield networks with a port-Hamiltonian neural ODE, enabling by design the construction of barrier functions yielding explicit admissible-input sets and quantitative robustness radii. Across several benchmarks, including an 12-dimensional nanodrone model, our framework achieves state-of-the-art performance while producing certified invariant sets that are more robust to external solicitations than comparable existing approaches.
Read the full abstract

Systems and Control

Receding Horizon Control and Dissipativity - Optimal Control, Games and Uncertainty

We provide a tutorial overview of receding horizon control across deterministic, stochastic, multi-agent, and game-theoretic settings. We contrast the minimizer of an optimal control problem with the equilibrium of a game in terms of cost and constraint handling to motivate the difference of MPC schemes involving multiple agents/players. Interestingly, dissipativity theory and the turnpike property have turned out to be a unifying thread and system-theoretic backbone across all these schemes. This paper is the first to give an overview of results, summarizing fundamental insights, drawing parallels, and highlighting technical differences in dissipativity and turnpike analysis across economic, game theoretic, and stochastic settings. We also explore recent trends in numerical methods for games. We conclude by pointing to a list of open challenges.
Read the full abstract

All authors Sophie Hall, Jonas Schießl, Sergio Grammatico, Timm Faulwasser

Systems and Control

On a Class of Decentralized Feedback Controllers for the Networked Bivirus SIS Model

Recent work has established many properties of systems modeling the spread of two competing viruses in a population, and for networks with multiple connected populations with different spreading properties (e.g. men and women). This work considers the introduction of a class of nonlinear decentralized feedback controls aimed at reducing the fractions of populations infected at an endemic equilibrium. One surprising conclusion is that in some circumstances, new types of equilibria can arise. They can be viewed as an outcome of a transcritical bifurcation which is never observed for uncontrolled systems. In addition, we show that the controlled system is strongly monotone, and an unstable boundary equilibrium of the uncontrolled system cannot be stabilized using the class of decentralized state feedback controllers considered in this paper.
Read the full abstract

Systems and Control

Information-theoretic receding-horizon active learning of nonlinear dynamical systems

Accurately learning nonlinear dynamics from a finite-duration experiment requires the efficient collection of informative data. We address this challenge for stochastic controlled nonlinear dynamical systems whose state is observed along a single trajectory. Our goal is to reconstruct the unknown controlled state-increment map over a prescribed compact subset of state-input space. We construct a parametric estimator of the map using fixed nonlinear features, so that the model is nonlinear in the state and input, but linear in the unknown parameters. A Gaussian prior over the parameters yields recursive Bayesian posterior updates as data stream in, enabling online quantification of predictive uncertainty in the reconstructed dynamics over the target set. We formulate an optimal adaptive-design problem over an information state, using a prediction-oriented acquisition criterion based on the mean marginal mutual information between candidate future trajectories and the reconstructed dynamics over the target set. We then approximate the resulting adaptive-design problem by a non-myopic receding-horizon formulation, evaluate its remaining expectation using a scenario-based sample average, and solve the resulting deterministic program with the cross-entropy method, leveraging parallel candidate-scenario evaluations. Numerical experiments on a noisy multistable system demonstrate that the proposed adaptive information-seeking strategy reduces predictive uncertainty and reconstruction error more efficiently than common excitation baselines under comparable experimental constraints.
Read the full abstract

Systems and Control

Attack-Resiliency Analytics for Wide-Area Control Systems in Smart Grids

Wide-area monitoring, protection, and control (WAMPAC) systems damp inter-area oscillations in large interconnected grids, but their reliance on synchronized PMU measurements carried over wide-area networks exposes them to false data injection (FDI) attacks. This paper presents an attack-resiliency analytics framework that formally models the coupled dynamics of the wide-area damping loop, automatic generation control, and the governor and excitation systems, and formulates the optimal stealthy FDI attack as a mixed-integer linear program (MILP). The anomaly detection model (ADM) enters as a replaceable constraint set: either a static bad-data detection (BDD) rule or a boundary learned from benign operation calibrated to a common false-positive rate. On the IEEE 39 and 118 bus systems, with reference dynamics validated on an OPAL-RT hardware-in-the-loop testbed, the optimal attack with wide-area access attains 3.3 and 8.1 times the benign objective and reaches a 0.5Hz frequency excursion more than twice as fast as an attack confined to automatic generation control. Learned boundaries reduce the attack objective by 15.5 55.0% and prevent over-frequency relay trips in all configurations, with feasible stealthy attacks remaining in every case, and residual risk tracks the width of the learned boundary rather than the detector family.
Read the full abstract

All authors Mohammad Zakaria Haider, Prabin Mali, Nur Imtiazul Haque, Muhammad Nadeem, Sumit Paudyal, Mohammad Ashiqur Rahman

Systems and Control

Invariance is Compositional for Continuous-time Systems: From Sleekness to Lebesgue Density

This work establishes the first bidirectional compositional invariance result: robust forward invariance of a global Cartesian product set is shown to be equivalent to robust forward invariance of each local subsystem under coupling inputs from its neighbors. To facilitate this, we introduce the notion of tangential Lebesgue-density, a new condition that is weaker than classical sleekness but sufficient to ensure that the product of individual tangent cones equals the tangent cone of the product set. This equivalence reduces the curse of dimensionality by allowing the verification of a high-dimensional global system to be decomposed into a series of local sub-checks. The framework's scalability is demonstrated through a DC microgrid numerical example, confirming that the verification complexity grows only linearly with the number of subsystems.
Read the full abstract

All authors Othman Cherkaoui Dekkaki, Sadek Belamfedel Alaoui, Olayo Reynaud, Mohamed Maghenem, Alessio Iovine, Adnane Saoud

Systems and Control · Cross-listed from cs.RO

Distilling Privileged Control Barrier Functions into RGB-Only Safety Filters for Dynamic Visual Navigation

RGB-only end-to-end visual navigation policies remain vulnerable to collisions in real-world dynamic environments, motivating a dedicated safety layer. Existing visual Control Barrier Function (CBF) approaches seek to provide safety from RGB observations, but often rely on real-time rendering or explicit scene reconstruction and are primarily designed for static scenes, limiting their practicality for onboard deployment. We propose a teacher-student visual distillation framework that transfers the safety behavior of a privileged CBF teacher to an RGB-only student filter for dynamic environments. The student maps a short RGB history, robot velocity, and a nominal control action directly to a safe action, while the teacher uses ground-truth robot and obstacle states in a real-to-sim dynamic Gaussian Splatting environment. To reduce the teacher-student information gap, the teacher constructs safety constraints only from obstacles observable within the student's RGB history. It also accounts for obstacle-velocity uncertainty to improve robustness to motion variations, while action augmentation exposes the student to diverse safe and unsafe nominal actions to better capture the safety boundary. At deployment, the student requires only RGB observations and robot velocity, without explicit 3D reconstruction or online rendering. Experiments show that the proposed method outperforms visual CBF baselines and improves the safety of RGB-based navigation policies under dynamic obstacle motion. Project page: https://syeon-yoo.github.io/distill-cbf-site/.
Read the full abstract

All authors Seungyeon Yoo, Gawon Lee, Seungwoo Jung, Inkyu Jang, H. Jin Kim

Systems and Control

Expediting AC Contingency Analysis using a Basecase Machine Learning Model

Grid planning and operation under increasingly variable operating conditions require fast and accurate AC power flow (AC-PF) contingency analysis for numerous line outages. While ML models can accelerate these computations, existing approaches often require either training separate models for different contingencies or a single model using data from multiple topologies. Both approaches incur substantial offline data generation and training costs. To address this gap, this work proposes a fixed-point framework that reuses a single ML model trained exclusively on basecase topology data to predict post-contingency AC-PF states under any non-critical single-line outage. We analyze the proposed method's convergence under the DC model approximation and derive its convergence rate in terms of network parameters. As a side result, we show that power transfer distribution factors (PTDFs) for non-critical lines have magnitudes less than one. We further characterize the ML training region to accommodate PF specifications encountered during fixed-point iterations and derive bounds on ML prediction errors for post-contingency state estimates. Numerical tests on a 6,717-bus synthetic Texas system demonstrate convergence across all non-critical single-line outages, with prediction errors remaining close to those of basecase. The proposed framework offers a favorable tradeoff between the speed of DC solvers and Newton-Raphson accuracy.
Read the full abstract

Systems and Control · Cross-listed from cs.GT

From Reconnaissance to Response: Quantitative Risk Parameterization and Game Theoretic Containment in Modern Enterprise Attack

Modern Security Operations Centers struggle with delayed manual incident response, enabling adversaries to advance through the Cyber Kill Chain during early stage reconnaissance. While classical game theoretic defense models optimize strategic resource allocation, they rely on static utility matrices that fail to adapt to dynamic telemetry. This paper presents an integrated, metrics driven decision engine that bridges quantitative risk parameterization and continuous automated response time. Common Vulnerability Scoring Systems exploitability parameters are mapped to attacker success probabilities and evaluate defender log distributions via Factor Analysis of Information Risk Monte Carlo simulations. Real time SIEM logs streams are modeled as Poisson process arrival rates, dynamically updating defender posterior threat belief through sequential Bayesian filtering. A closed form threshold is derived by framing the interaction as a dynamic Bayesian Stackelberg game, where the expected unmitigated risk exceeds proactive containment cost. Parameterized against empirical data from the 2023 MGM Resorts and Caesars Entertainment cyber incident, simulation results demonstrate that the engine suppresses transient background noise while triggering automated SOAR network isolation within seconds of adversarial probing. Multi parameter sensitivity analysis confirms that the decision boundary dynamically adjusts to live perimeter vulnerability, offering a control theoretic foundation for sub minute automated threat containment.
Read the full abstract

Systems and Control · Cross-listed from cs.RO

DQ-MPCC: Dual-Quaternion MPCC for Quadrotor Racing

Quadrotor racing demands aggressive attitude and progress control while passing through every gate, and conventional quadrotor MPCC formulations state the prediction model in inertial coordinates and the attitude error in the body frame. We present a Dual-Quaternion Model Predictive Contouring Control (DQ-MPCC) for quadrotor racing in which the pose is a unit dual quaternion and the contouring errors are projected onto the tangent space of the dual quaternion manifold, expressed in the desired body frame: the same rigid-body dynamics as the conventional model, in unified pose-twist coordinates in the body frame. We compare DQ-MPCC against a baseline MPCC through Monte Carlo software-in-the-loop simulations and real-world racing on an eight-gate circuit of 11x4.5x3.65 m. With the same gains in simulation and hardware, DQ-MPCC keeps every crossing of its completed flights within the prescribed geometric margin, whereas the baseline exceeds it, its median worst-gate offset growing by 71.5% sim-to-real against a 10.1% decrease for DQ-MPCC. Among the configurations that keep every simulated gate crossing within the geometric margin, DQ-MPCC also reduces the minimum lap time by 6.7%, and by 10.5% in the real-world flights, while running onboard at 100 Hz.
Read the full abstract

All authors Bryan S. Guevara, Luis F. Recalde, Guanrui Li, Tiago Nascimento

Systems and Control

Massachusetts' 2026 Clean Peak Standard Recalibration: Adaptation and Storage Tradeoffs

Massachusetts recalibrated its Clean Peak Standard (CPS) in 2026 by lowering the minimum standards and expanding the Near-Term Resource Multiplier for qualifying storage. This paper evaluates the change using a three-zone, hourly capacity expansion model for 2026–2030. Both scenarios achieve full CPS compliance, but the post-May scenario reduces new battery additions by 53.1% and modeled system cost by 3.7%. CPS-eligible discharge declines by 30.4%, while Clean Peak Energy Certificate production declines by only 9.5%. Fossil generation during CPS hours increases by 11.7%, whereas modeled emissions remain nearly unchanged because the Regional Greenhouse Gas Initiative cap binds. The recalibration therefore lowers the modeled storage capacity requirement while weakening physical clean-peak performance.
Read the full abstract

Systems and Control

Discrete-time polynomial systems with inputs and outputs: structure, reachability, observability, and minimal realizations

We study the realization problem for discrete-time input/output polynomial systems. These are formalized using tools from commutative algebra and algebraic geometry as systems whose state spaces are algebraic varieties, or more abstractly the set of k-points of an affine k-scheme, where k is an arbitrary infinite field. The input/output behaviors of such systems are described by "polynomial response maps" in which outputs are polynomial functions of past inputs. The main results show that every polynomial response map admits a canonical (quasi-reachable and algebraically observable) realization, which is unique up to isomorphism. The key to the approach is to linearize dynamics by considering a "dual" system in which states are functions defined on states. Finite dimensionality of the canonical realization, and its polynomiality, are characterized in terms of the space, algebra, and field of observables of the map, as well as in terms of algebraic input/output difference equations, and by a Jacobian rank criterion. A particular subclass consists of the maps that we call "bounded," defined by the property that their degree in the past inputs is uniformly bounded. Bounded maps are shown to be finitely realizable if and only if they are realizable by finite-dimensional state-affine systems, whose theory in turn reduces to that of rational formal power series. We also study the lattice of quasi-reachable realizations of a given map, including normal realizations. This work is an update of the PhD thesis written by the author in 1976; connections to recent work are briefly discussed in the last section.
Read the full abstract

Monday 28 September

Systems and Control · Cross-listed from cs.RO

Bilinear World Models: Learning Representations with Structured Dynamics for Efficient Control

World models jointly learn latent representations and dynamics that predict how high-dimensional observations evolve under actions. In this work, we propose a JEPA-style world model in which, rather than learning arbitrary latent dynamics, we restrict them to follow a bilinear parameterization. This structure enables efficient planning and control while shifting the modeling burden onto the encoder, encouraging richer representations that expose the controllable geometry of the system. In particular, this structured parameterization allows us to structurally enforce action recoverability, thereby preventing representation collapse by construction. Although prescribing a bilinear parametrization may appear restrictive, we show that a broad class of nonlinear dynamical systems admits a transformation under which the dynamics become bilinear. Empirically, we show across standard 2D and 3D control tasks that representations with bilinear-parameterized dynamics can be learned directly from high-dimensional observations, reducing planning time by nearly three orders of magnitude while retaining or even improving control accuracy. We also propose more demanding regimes of longer-horizon planning and real-time control, and demonstrate that our method succeeds in both, moving JEPA-style world models beyond short-horizon offline planning.
Read the full abstract

All authors Antonio Pariente, Ignacio Boero, Nikolai Matni, Alejandro Ribeiro

Systems and Control

Fully Decentralized and Safety-Aware Multi-Agent Reinforcement Learning for Control on Networks

This paper develops a safe and fully decentralized multi-agent reinforcement learning (MARL) algorithm to solve a class of discrete-time control problems on networks, including the persistent monitoring problem. Fully decentralized control of agents, while offering numerous benefits, faces issues such as exponentially increasing sample complexity, lack of global information about the system, and challenges in coordinating between agents. To address these issues, this paper introduces a fully decentralized multi-agent reinforcement learning algorithm that integrates deep reinforcement learning with safety considerations. This method feeds a history of local observations of the network's state into two parallel neural-network branches: the graph encoder, which adds structural information and correlations among nodes, and a state estimator, which predicts the uncertainty at each node in the graph. Additionally, the result of feeding that input into an actor-critic network is passed through a discrete-time control barrier heuristic to reduce the likelihood that any node will be neglected. This approach enables teams of fully decentralized agents to solve challenging problems by increasing system awareness and incorporating built-in safety measures to prevent the adoption of potentially harmful control policies. Numerical results from a custom simulation environment demonstrate that the proposed algorithm achieves 26.3 percent lower average uncertainty than a centralized control policy and is within 1 percent of the uncertainty performance of a more computationally complex algorithm with added attention layers.
Read the full abstract