Peer Revenue Equity in science

Papers

Fresh from arXiv, typeset properly. Highlighted words trade on the market.

Mathematics

math Watch Mathematics (sign in to use)

Friday 21 August

Numerical Analysis · Cross-listed from cs.AI

Data-Driven Dynamic Algorithm Dispatch with Large Language Models

We introduce a large language model (LLM)-driven approach for generating dynamic algorithmic dispatch heuristics in high-performance linear algebra. By combining prompt engineering with LLaMA 3 and a curated performance database, the model learns to synthesize selection heuristics that exploit structural patterns to identify fast algorithmic choices. A case study on LU factorization demonstrates the model's ability to replicate expert-designed strategies. This work, developed as part of the DARPA-MIT SmartSolve project, highlights the promise of LLMs for algorithmic discovery and the development of more adaptive, fast linear algebra software.
Read the full abstract

All authors Rushil Shah, Emmanuel Lujan, Rabab Alomairy, Alan Edelman

Spectral Theory

Improved sup-norm bounds for locally symmetric spaces

Let $X=G/K$ be a symmetric space of noncompact type, of dimension $n$ and rank $r$, and let $Y=\Gamma\backslash X$. Sarnak's local bound for an $L^2$-normalized spherical joint eigenfunction with regular tempered parameter of size $T$ is $\|\phi\|_\infty\ll T^{(n-r)/2}$. We prove $o(T^{(n-r)/2})$ locally uniformly on every quotient. On finite-volume real hyperbolic manifolds this is uniform in the expanding cusp range $y\leq T^\beta$, $\beta<1/2$. If the injectivity radius is bounded below, we prove the global estimate $T^{(n-r)/2}(\log T)^{-r/2}$. The proof makes use of a novel kernel argument and a uniform bound on the spherical function.
Read the full abstract

Combinatorics · Cross-listed from cs.LG

Sorting from Counterexamples

Consider the following problem of learning an unknown linear order on $n$ items. In each round, the learner guesses a complete ordering of the items and receives either confirmation that the guess is correct or a counterexample: a pair of items in the wrong order. The goal is to identify the unknown order using as few queries as possible. We study this problem when up to $k$ of the returned counterexamples may be untruthful, where $k$ is not known in advance. We determine the optimal query complexity up to constant factors: \[ \Theta(n\log n + nk). \] Thus, while the noiseless complexity matches the classical complexity of sorting, each untruthful counterexample incurs an additional cost of order $n$. The upper bound is based on a geometric representation of permutations and Grünbaum's theorem, while the lower bound combines sorting arguments with a Condorcet-type construction. We also study the case where the target ranking has a low-dimensional geometric representation: each item is represented by a point in $\mathbb{R}^d$, and the ranking is obtained by projecting the points onto an unknown direction. For these classes we give an upper bound of $O(d^2\log n+dk)$ and a lower bound of $\Omega(d\log n+dk)$, leaving a factor of $d$ gap in the noiseless term.
Read the full abstract

Numerical Analysis

A Data-Driven Computational Framework for Incompressible Flow in Hydraulic Networks

The classical procedure for solving hydraulic networks relies on the assumption of constitutive equations, which state the relationship between the pressure gradient and fluxes along an edge. In this paper, we propose a data-driven framework that bypasses these constitutive models, formulating the incompressible flow problem directly on the graph topology. By assigning discrete measured data points to network edges, the problem is cast as a mixed-integer quadratic optimization over nodal pressures, edgewise states, and data assignments, accommodating both laminar (convex) and turbulent (non-convex) regimes. To solve this, we evaluate three algorithms: a GPU-accelerated Brute Force method, the Alternating Direction Method (ADM), and Deterministic Annealing (DA). The Brute Force method certifies global optima for small networks, establishing a good baseline for the iterative solvers. We demonstrate that ADM is highly sensitive to its initialization, requiring a faithful surrogate model to avoid local minima. In contrast, DA eliminates this dependence through unsupervised clustering. By annealing the data assignment from the centroid to strict nearest-neighbor projections, DA consistently reaches the global optimum without prior manifold reconstruction. Furthermore, numerical experiments reveal that DA is robust to noisy data, remains thermodynamically admissible on all but the coarsest and noisiest datasets, and sustains its convergence rate on larger networks where Brute Force is intractable and ADM degrades. Finally, the framework is successfully validated on complex configurations, including mixed-component networks and a $958$-edge arteriovenous bed featuring a non-Newtonian Carreau–Yasuda model, demonstrating its scalability and practical applicability.
Read the full abstract

Optimization and Control

The complexity landscape of robust (integer) linear programming

We study the computational complexity of the decision versions of three classic robust optimization problems: static robust optimization, two-stage (adjustable) robust optimization, and $K$-adaptability. We consider that the feasibility, uncertainty, and recourse sets are polyhedra or integer-programming-representable sets, the uncertainty is decision-independent or decision-dependent, and the feasible regions are bounded or unbounded. While these problems are well-established in the current literature, we give a systematic classification that places the resulting problems in $\mathsf{P}$, $\mathsf{NP}$, $\mathsf{coNP}$, and higher levels of the polynomial hierarchy ($\Sigma_2^p$ and $\Sigma_3^p$), and, once decision-dependent uncertainty introduces quadratic constraints, in the existential theory of the reals and its hierarchy ($\exists\mathbb{R}$, $\Sigma_2\mathbb{R}$, and $\Sigma_3\mathbb{R}$) or among the undecidable problems. Beyond hardness reductions, we pay particular attention to membership proofs, establishing polynomial-size certificates even though the sets considered generally contain vectors of exponential encoding length. As a by-product, we give an alternative proof that bilevel linear optimization lies in $\mathsf{NP}$, exploiting its connection to decision-dependent robust optimization. For $K$-adaptability, we relate the problem to its static and two-stage counterparts, showing that hardness grows monotonically with $K$ and that, for fully discrete decision-dependent instances, $K$-adaptability reduces back to the static problem.
Read the full abstract

All authors Michael Poss, Jannis Kurtz, Marc Goerigk, Dorothee Henke

Number Theory

A non-abelian large sieve and Artin's primitive root conjecture

A well-known conjecture of Artin states that if $a$ is an integer not equal to $0, \pm 1$ or a perfect square, then there exist infinitely many primes $p$ such that $a$ is a primitive root $(\text{ mod } p)$. In this article, we study a generalization of the classical (abelian) large sieve inequality in non-abelian settings. Assuming the non-abelian large sieve inequality, we provide a proof of Artin's primitive root conjecture. Further, using duality techniques, we derive unconditional results towards the conjectured non-abelian large sieve inequality.
Read the full abstract

Optimization and Control

Output Feedback Guaranteed Cost Equilibrium in Networked Multi-Agent Linear-Quadratic Difference Games

In this paper, we study infinite-horizon deterministic linear-quadratic difference games with an output feedback information structure. We consider linear time-invariant dynamics and quadratic cost functionals defined over an infinite horizon. We first demonstrate that computing an output feedback Nash equilibrium (OF-NE) in difference games is challenging, even for low-dimensional games. To address this difficulty, we introduce an output feedback guaranteed cost equilibrium (OF-GCE) for difference games. In an OF-GCE, each player seeks a feedback strategy that guarantees its cost remains below a prescribed bound while satisfying an equilibrium condition. We derive necessary and sufficient conditions for the existence of an OF-GCE in terms of the solvability of a set of coupled bilinear matrix inequalities. We provide a linear matrix inequality-based iterative algorithm for synthesizing OF-GCE strategies. We further show that the state feedback GCE (SF-GCE) is a special case of the OF-GCE when players have complete state information. Numerical examples illustrate the effectiveness of the proposed approach.
Read the full abstract

Quantum Algebra

6-valent vertex in the $\mathfrak{gl}_N$ web category and its categorification

We define a $2\pi/3$-rotationally invariant 6-valent vertex in the $\mathfrak{gl}_N$ web category. When $N = 4, 5$, we provide a categorification of the 6-valent vertex using $\mathfrak{gl}_N$ foams and decompose the hexagon web into a direct sum of indecomposables. A similar decomposition is conjectured for $N \geq 6$.
Read the full abstract

All authors Jernej Grlj, Mikhail Khovanov, Haihan Wu, Melissa Zhang

Information Theory

Average Finite-Blocklength Packet Error Rate over Nakagami-$m$ Fading via a Logistic–Lerch Approximation

Evaluating the average packet error rate (PER) of finite-blocklength (FBL) coded transmission over fading requires integrating the block-error waterfall, given by the normal approximation, against the fading distribution, which is intractable for general Nakagami-$m$ channels. This letter approximates the conditional waterfall by a slope-matched logistic function and shows that its Nakagami-$m$ average reduces to a single Lerch-transcendent term that interpolates between the FBL waterfall and the classical outage limit, with norming constants explicit in rate and blocklength. The closed form supports non-integer fading and, composed into an effective-capacity objective, yields a quality-of-service (QoS) aware rate-selection rule. It matches the normal-approximation integral to about 1% uniformly in $m$ over the nominal FBL operating region, while outage and linearization baselines exceed several percent at high diversity.
Read the full abstract

Algebraic Geometry

Border rank=rank for Kruskal tensors and a Kruskal's theorem for skew decompositions

We show that border rank is equal to rank for Kruskal tensors. We also give an analogous Kruskal condition for alternating tensors, which certifies uniqueness of skew rank decompositions. Furthermore, we show that border skew rank is equal to skew rank for alternating Kruskal tensors, and we give an algorithm to find the minimum skew rank decomposition of alternating Kruskal tensors.
Read the full abstract

Statistics Theory · Cross-listed from cs.LG

Loss-Parameterized Fisher Width Along Learning Trajectories

Fisher width measures the Gaussian width of a probe set after deformation by the local Fisher geometry. We study its evolution along learning trajectories and ask when training loss can serve as an effective coordinate for this quantity. We first derive an exact trace–shape factorization and a deterministic stability bound for fixed compact probes. In a population Gaussian-teacher logistic model, the teacher-aligned state is extremal on every loss level below $\log 2$: it has minimal parameter norm and maximizes both Fisher trace and Euclidean-ball Fisher width. We then show that population gradient flow asymptotically selects this branch, with explicit rates for the aligned and orthogonal coordinates. This yields, for $d\geq2$, \[ \frac{w_F(B_2^d;\theta(t))} {\sqrt{L(\theta(t))}} \longrightarrow \frac{\sqrt6}{\pi}\mathbb E[\chi_{d-1}]. \] Controlled full-Fisher experiments support the matched-loss branch and the population predictions. In a nonlinear MLP with a diagonal model-Fisher approximation, GD and SGD remain close at matched loss, whereas Adam follows a substantially displaced branch; the fixed probes tested retain highly similar temporal shapes. These results support a branchwise, rather than universal, loss parametrization of Fisher width.
Read the full abstract

Commutative Algebra

A Complete Characterization of Realizable (Embedding Dimension, Multiplicity) Pairs for Complete Intersection Numerical Semigroups

We give a complete characterization of the positive integer pairs $(e,m)$ that occur as the (embedding dimension, multiplicity) of a complete intersection numerical semigroup, thereby settling an open problem in the theory of relations of numerical semigroups. We prove that there exists a complete intersection numerical semigroup $\Gamma$ with $e(\Gamma)=e$ and $m(\Gamma)=m$ if and only if $(e,m)=(1,1)$ or $e\ge 2$ and $m\ge 2^{e-1}$.
Read the full abstract

Functional Analysis

Asymptotic Numerical Ranges and Invariant Subspaces of Operators

For a bounded linear operator $T$ on a complex separable Hilbert space $\mathcal{H}$ and a vector $x\in \mathcal{H}$, let $W_a(T,x)$ be the set of cluster points of the sequence $\{\langle|T^n|^{1/n}x,x\rangle\}_{n=1}^{\infty}$. We define the asymptotic numerical range and the asymptotic numerical radius of $T$, respectively, by $W_a(T):=\bigcup_{\|x\|=1}W_a(T,x)$ and $w_a(T):=\sup W_a(T)$. We prove that $W_a(T,x)$ is a compact interval for every $x\in\mathcal{H}$ and that $W_a(T)$ is a bounded interval, where intervals are allowed to be degenerate. Using the asymptotic numerical radius, we show that if there is a nonzero vector $x_0\in \mathcal{H}$ with $r(T,x_0)<w_a(T)$, where $r(T,x_0)$ denotes the local spectral radius of $T$ at $x_0$, then the subspaces $\overline{\{x\in\mathcal{H}:r(T,x)\le r(T,x_0)\}}$ and $\overline{\operatorname{span}\{T^n x_0:n\ge0\}}$, which are well known to be hyperinvariant and invariant for $T$, respectively, are both nontrivial. We also prove that $w_a(T)=r(T)$ for every hyponormal operator $T$, where $r(T)$ denotes the spectral radius of $T$. Finally, we investigate the connectedness of the set of WOT cluster points of the sequence $\{|T^n|^{1/n}\}_{n=1}^\infty$.
Read the full abstract

Numerical Analysis

A Memory-Efficient Adjoint State Optimization Method Based on Time-Reversible Dynamical Low-Rank Approximation

The primary challenge of conducting PDE-constrained optimization for high-dimensional problems, such as kinetic equations, is the often prohibitive memory cost. Computing gradients using the adjoint state method would require the storage of the entire time history of the forward solution. For such problems, where the memory cost for storing a single instance of the forward solution can already be a limiting factor, this is clearly not feasible. In this paper, we propose a memory-efficient adjoint state method that compresses the forward and adjoint solution with a dynamical low-rank approximation (a model order reduction technique) and bypasses the need to store the entire forward solution by employing a time-reversible low-rank integrator. The dynamical low-rank approach introduces a number of challenges: reversibility can fail in the rank-deficient case and the low-rank trajectories can show chaotic behavior. In particular, the latter has a number of important consequences for the optimization problem. We address those challenges and show that our method can drastically reduce the memory requirement for gradient-based optimization of kinetic equations. In particular, we consider two examples from kinetic plasma physics: optimizing beam profiles to suppress a bump-on-tail instability and shaping a particle beam using external electric fields.
Read the full abstract

Group Theory

Splittability, non-splittability, and automatic splittability of metacyclic $p$-groups

Let $P$ be a finite metacyclic $p$-group where $p$ is an odd prime. We refine the notions split metacyclic and non-split metacyclic group by distinguishing whether a metacyclic structure (i.e. a cyclic normal subgroup $K$ of $P$ such that $P/K$ is also cyclic) is non-splittable or splittable or automatically split. We show that these different types can be characterised in terms of $|K|$. We also determine which of these types can coexist on the same group $P$.
Read the full abstract

Algebraic Geometry

The classification of generalised Kummer surfaces in positive characteristic

Building on earlier work of Katsura and Rybakov, we complete the classification, in every characteristic, of all groups $G$ acting on an abelian surface $A$ by automorphisms preserving the group law such that the resolution of the quotient $A/G$ is a K3 surface. In order to do so, we study actions of groups with $p\mid|G|$ in characteristics $p=2,3$ and $5$. Using the theory of rational double points in positive characteristic, we show that the possible ADE singularity types of $A/G$ are constrained by the requirement that their local fundamental group contains $G$ as a subgroup, and we determine the singular locus of $A/G$ via the action of $G$ on the $\ell$-adic Tate module of $A$. As a key step in the classification, we prove that if $A$ is a supersingular abelian surface and $p\mid|G|$, then $A/G$ can never be a generalised Kummer surface. Finally, we construct explicit examples of such generalised Kummer surfaces as quotients of products of two elliptic curves.
Read the full abstract

Combinatorics · Cross-listed from quant-ph

Asymptotic entanglement in circle stabilizer states and states forbidding arbitrary vertex-minors

Stabilizer states play a central role in quantum information theory, and understanding their entanglement has motivated a large body of work. A well-studied question in particular is when a stabilizer state $|\psi\rangle$ can be transformed into another stabilizer state $|\phi\rangle$ using only single-qubit Clifford operations and Pauli measurements. If this is possible, we say that $|\phi\rangle$ is a vertex-minor of $|\psi\rangle$. Assuming Geelen's weak structural conjecture on vertex-minors, we establish the following general statement. For any fixed stabilizer state $|\phi\rangle$, the entanglement in stabilizer states $|\psi\rangle$ that do not contain $|\phi\rangle$ as a vertex-minor is asymptotically constrained. More concretely, we show that the distance of any sufficiently rank-connected $|\psi\rangle$ not containing $|\phi\rangle$ as a vertex-minor grows as $O(\log n)$, and prove similar results for the so-called locally accessible information, a quantity that captures the amount of information that can be learned through single-qubit Pauli measurements. Our results rely on (i) connecting the above two entanglement measures to rank functions of multimatroids, (ii) connecting the rank functions of circle stabilizer states to rank functions on $4$-regular multigraphs, which asymptotically constrains the entanglement of circle stabilizer states, and (iii) using Geelen's weak structural conjecture on vertex-minors to `lift' the previous result to sufficiently connected states in proper vertex-minor-closed families of stabilizer states. Our results establish a connection between asymptotic stabilizer entanglement and forbidden vertex-minors, with direct implications for the entanglement that can be generated in quantum devices.
Read the full abstract

Mathematical Physics · Cross-listed from hep-th

What Neural Network Field Theory Can and Cannot Realise on a Computer

One aim of neural network field theory is to put a quantum or effective field theory on a computer, with the network ensemble itself as the theory. We ask how far that aim can be pushed for a function class regular enough to be computed with. Our main result is a no-go theorem with assumptions that hold for standard network architectures. We use it to separate four versions of neural network field theory, according to whether the defining object is the finite width ensemble or its infinite width limit, and whether the target we want to compute is a quantum or an effective field theory. Neither finite width interpretation is straightforwardly consistent. For finite width ensembles with finite variance at each point, the QFT interpretation fails reflection positivity, while the EFT interpretation establishes no scale separation by which the positivity violation can be placed outside its domain of validity. Of the two limit versions, one can be simulated in full and the other only in part, as only its smeared correlators are computable with a controlled error. As such, at the level of a controlled numerical computation, the QFT and EFT versions cannot be distinguished. One dimension escapes the obstruction, yet reflection positivity is shown to still fail there at every finite width for the cosine network. Two escapes from the theorem remain, giving up either finite variance at a point or exact rotation invariance, and we discuss both of these possibilities.
Read the full abstract

Differential Geometry

On the Integrability of Distributions in $\mathbb{Z}$-graded Geometry

Integrability of distributions on $\mathbb{Z}$-graded manifolds is examined. First, the Local Frobenius theorem – the local existence of flat coordinates for an involutive distribution – is proved. Then, two different notions of an integral submanifold are discussed. It is found that, for the stronger of the two notions, the Global Frobenius theorem holds, but as one implication only: involutivity implies integrability. It is then shown that integrability implies a certain weaker version of involutivity. Simple counterexamples of the converse implications are given.
Read the full abstract

Combinatorics

A very ample lattice polytope with a non-unimodal $h^*$-vector

Lattice polytopes are called very ample if for every sufficiently large $k$ every lattice point of height $k$ in the cone over the lattice polytope is the sum of $k$ lattice points of height $1$. This is a weakening of the well-known integer decomposition property (also called IDP). We give an example of a very ample lattice polytope whose $h^*$-vector is non-unimodal. Here, the $h^*$-vector is the coefficient vector of the numerator of the Ehrhart series of the lattice polytope. This answers a question of Ferroni and Higashitani, as well as a related question by Balletti. The main question whether IDP lattice polytopes have unimodal $h^*$-vector is still open. The example was found using ChatGPT 5.6 Sol. It is just the Cartesian square of a lattice polytope belonging to a class of very ample examples constructed by Lasoń and Michalek.
Read the full abstract

Differential Geometry

A Lean Formalization of Hamilton's Three-Manifold Theorem

We describe a Lean formalization of Hamilton's 1982 theorem on closed, connected three-manifolds with positive Ricci curvature. The development contains a short-time existence theorem for Ricci flow and substantial geometric-analysis infrastructure: Riemannian tensor calculus, the Levi–Civita connection, Ricci-flow evolution equations, scalar and tensor maximum principles, three-dimensional curvature algebra, preservation of Ricci pinching, and Hamilton's improved pinching estimate. The formalization follows an alternative blow-up route, rather than Hamilton's original normalized-flow proof. Its time-uniform short-time existence, maximal continuation, no-local-collapsing, and Cheeger–Gromov–Hamilton compactness pipelines have been formalized and are included in the artifact, while we give only a brief account of these companion developments and record the interfaces and consequences used by the Hamilton argument; a detailed exposition of their full constructions is deferred to the second author's forthcoming thesis. We interweave representative Lean declarations with their mathematical meaning and record the status and provenance of every major component. All source-level status claims are tied to the source release identified below.
Read the full abstract

Probability · Cross-listed from q-fin.PR

Beyond Lognormal Sums: A Four-Moment Probability Framework for Basket and Spread Option Pricing

Basket options are difficult to value under correlated lognormal dynamics because weighted sums and differences of lognormal variables have no tractable distribution. This paper develops a probability-based four-moment framework that separates the exact pricing representation from the distributional approximation. A change of measure first writes a basket price as a linear combination of probabilities. For a standard basket with one positive weight, these probabilities become CDF values of positive correlated lognormal sums. Each sum is approximated by a shifted lognormal variance mixture matched to its first four moments. For an unrestricted mixed-sign basket, a signed shifted lognormal proxy gives an analytical call-price formula. We state admissibility conditions, provide a practical root-selection rule, establish the main strike-based financial properties of the direct proxy, and derive exact pricing-error identities in terms of cumulative distribution function (CDF) discrepancies. The numerical analysis combines standard-basket benchmarks with an empirical application to a normalized $3{:}2{:}1$ crack spread constructed from RBOB gasoline, ULSD or heating oil, and WTI futures. The results show that the probability reformulation and the fourth-moment condition improve the distributional fit and pricing accuracy, particularly when maturity and tail asymmetry increase. The framework remains analytical, transparent, and suitable for repeated valuation across strikes and maturities.
Read the full abstract

All authors Dongdong Hu, Hasanjan Sayit, Steve Tchoneteck, Frederi Viens

Statistics Theory · Cross-listed from cs.LG

The geometry of AI validation: From structural blindness to reusable audits

AI systems increasingly search among candidate answers and deploy the highest-scoring one. Increasing search changes which errors matter, so a precise evaluation at one computation budget can leave another budget unresolved. We connect this information gap to the cost of closing it. For independent best-of-n search, aggregate reliability measurements identify deployment only through the directions they observe; we derive an exact ambiguity frontier when only small search widths are audited. Retaining candidate ranks and truth labels enables a constructive alternative: one audit can estimate reliability across all widths up to N. With known score percentiles, the minimax worst-coordinate mean squared error scales as (1 + log N)/T + N/M, capped at a constant, for expected budgets of T truth labels and M candidate observations. Matching lower bounds allow adaptive label acquisition, establishing that the distinct label and candidate costs are intrinsic to this experiment. An explicit design attains this order; a complementary record-based procedure supplies simultaneous guarantees without a known score distribution. Retrospective mathematical-reasoning and code-generation analyses show why search-dependent validation matters. In held-out CodeRM pools, a shared audit reduces the 95th-percentile maximum error across 100 widths by 58% and 40% relative to uniform labeling. These results turn structural ambiguity into a quantitative prescription for reusable validation.
Read the full abstract

Mathematical Physics · Cross-listed from astro-ph.IM

NestyNet. IV. Laws Chosen by Nothing in Advance

Differential-equation (DE) discovery tends to break down precisely where much of physics begins. Fields are coupled, governing laws are nonlinear in the state, amplitudes, coordinates, or operators of interest, yet derivatives must remain consistent across fields, channels, and differentiation orders. NestyNet-DE addresses this via two complementary DE search strategies, both employing analytic derivatives from segmented neural surrogates: a sparse-library route linear in the outer coefficients, and a new operator-factorized route that searches directly over equation structure rather than a fixed library, recovering compositional laws the sparse route misses. The recovered laws can be strongly nonlinear in states, fields, coordinates, and their couplings. The framework also handles multi-dataset shared-support discovery, complex and vector laws, and Hamiltonian discovery from phase-space trajectories. Beyond a law's form, the same data yield its geometry, the Lie point symmetries of the recovered equation. We apply the pipeline to 30 years of daily ephemerides of $308$ main-belt asteroids and recover the reduced-Kepler hierarchy (areal law, inverse-square force, and reduced Hamiltonian), where a discovered rotational symmetry fixes the centrifugal coefficient rather than fitting it. We also present a benchmark of 57 real-valued ODEs and 26 complex-valued systems, including the Schrödinger and Dirac equations, with Maxwell's equations as a coupled vector-PDE case study. Here, discovery is not shackled to a fixed library, nor does it end at the equation. It composes laws that no dictionary anticipated, and closes the loop from data, to a law chosen by nothing in advance, to the geometry that explains and integrates it.
Read the full abstract

All authors Rodrigo Ibata, Wassim Tenachi, Foivos Diakogiannis, Neil Ibata, Anirudh Shankar

Differential Geometry

Braids of Three Strands and Geodesics Shooting in $SL_2(\mathbb{R})$

We describe in detail and provide computer code for constructing optimal geometric braids of three strands from algebraic data encoding the braiding pattern. Our optimality criterion uses the known interpretation of braids as homotopy classes (rel endpoints) of paths in $SL_2(\mathbb{R})$ joining the identity $I$ to some $A \in SL_2(\mathbb{Z})$, i.e., elements of the fundamental group of $SL_2(\mathbb{R})/SL_2(\mathbb{Z})$, a quotient equivalent to the unit tangent bundle of the classical modular surface $\mathbb{H}/PSL_2(\mathbb{Z})$. The main technical result finds the length minimizing geodesic in a prescribed homotopy class. From another perspective, of independent interest, this amounts to shooting the shortest geodesic that connects, with a prescribed number of spins en route, two given unit tangent vectors to the Poincaré (half-)plane $\mathbb{H}$. The length is measured by a Riemannian metric from a family of deformed Sasaki metrics, sometimes called Kaluza-Klein metrics, whereby unit tangent vectors can be interpreted as infinitesimal rotors, called spinners, and the ratio of the mass to the moment of inertia is the deformation parameter. At the universal covering level $\widetilde{SL}_2(\mathbb{R})$, the geometry is one of Thurston's eight model 3D geometries. In the vanishing mass limit, it converges to the better understood Carnot-Carathéodory contact geometry, where our geodesic shooting extends known formulas. The finite mass case is more delicate, requiring numerical solution of a targeting equation. The characterization of the length minimizing geodesics (No-multiplicity Theorem) and the resulting targeting equation are the main original contribution. The exposition is complete and multi-pronged, aimed at a broad spectrum of readers. (Numerous figures are the backbone of the narrative and should be viewed in color.)
Read the full abstract

Probability · Cross-listed from stat.ML

A Data-Driven Approach to State Construction in Markov Models

A Markov chain is a widely used stochastic process modelling random events over time. These models are built on subsets of the entire dataset, referred to as states, which are considered to be homogeneous regarding transition probabilities. However, the creation of these states is often disregarded or based on prior assumption, potentially violating the homogeneity requirement and thus decreasing the validity and predictive power of the model. In order to fill this gap, this paper combines supervised feature selection with unsupervised learning techniques for data-driven state construction. Density-based clustering, spectral clustering, and Kohonen self-organizing maps are examined for their ability to identify latent groups without prior assumptions. The contribution of this study is twofold. First, the paper presents a methodological framework for state construction incorporating suitable unsupervised learning techniques, with appropriate measures both for classification performance and Markov model accuracy. Secondly, the framework is tested on an application, resulting in a comparative analysis showing that spectral clustering and Kohonen self-organizing maps are best at capturing inherent structure. These results serve as a cornerstone in providing theoretical and methodological guidance for improving state definition in applied Markov modelling.
Read the full abstract

Algebraic Topology

Persistent Magnitude Homology for Quantitative Equational Theories

A quantitative equational theory $U$ reasons about terms that agree up to a numerical error. It presents a free algebra $T_UA$ over a metric space $A$ of generators, the terms of the syntax at the least distance the axioms derive, and that metric is its semantic content. We give a functorial invariant of it, the persistent magnitude homology of $T_UA$: a barcode where the module is tame, finite linear algebra where $T_UA$ is finite, Lipschitz in each degree. Magnitude homology is graded by length and knows nothing of persistence, its persistent refinement nothing of where its bars begin and end, yet the two are one construction: filtering the length nerve by sublevel sets of the length yields the persistence module, and the associated graded of that filtration is the magnitude complex. A long exact sequence exchanges them, and each side gains what it lacked. Magnitude homology locates the critical values of the barcode, so a graded computation lists the lengths at which an endpoint can occur, and the barcode acquires a stability estimate of $(n+1)\delta$ in degree $n$ under a perturbation of size $\delta$, and a computed perturbation shows that the factor cannot be dropped. An inclusion of theories induces a morphism of the presenting monads and, where the induced map is bijective and shortens no distance by more than $\delta$, a comparison of barcodes under the same bound, so a barcode movement measures the metric-semantic strength of the added axioms. Four examples are computed, one in every degree.
Read the full abstract

Combinatorics

Unimodular Bicyclic Graphs

Let $G$ be a simple undirected graph with adjacency matrix $A(G)$. A graph $G$ is said to be unimodular if $\det A(G)\in\{-1,1\}$. A connected graph with $m$ vertices and $m+k-1$ edges is called \emph{$k$-cyclic}; in particular, a bicyclic graph has $m$ vertices and $m+1$ edges. Unimodular unicyclic graphs have been completely characterized. In this paper, we investigate the corresponding problem for bicyclic graphs. We provide a complete characterization of unimodular bicyclic graphs and determine all possible values of $\det A(G)$ for a bicyclic graph $G$. Our study is motivated by the central role of unimodular graphs in the theory of graph inverses and their connections with eigenvalue reciprocity and other spectral properties of graphs.
Read the full abstract

Information Theory · Cross-listed from stat.ML

Gauss–Hermite Quadrature for Gaussian-Mixture Entropy with an Action-Space Hermite Surrogate

Gaussian distributions are used to model uncertainty in signals and states, and Gaussian mixtures are often used when the underlying distribution is multimodal. Unlike a single Gaussian, a Gaussian mixture generally has no closed-form expression for differential entropy and therefore requires numerical approximation. We propose a Gauss–Hermite quadrature method for evaluating Gaussian mixture differential entropy. The quadrature order controls the numerical resolution of the approximation. The method is evaluated on one- and two-dimensional Gaussian mixture benchmarks against Taylor approximations, analytic entropy bounds, and numerical integration references. For repeated optimization over continuous actions, we also propose a Hermite polynomial surrogate in action space. In a radar pointing benchmark, its second-order form achieves substantially lower surrogate error and optimizer regret than a second-order Taylor surrogate based on local derivatives at the nominal action, while both methods use nine direct objective evaluations per replanning step. The Hermite surrogate also improves pointing performance in the tested benchmark.
Read the full abstract

Information Theory · Cross-listed from stat.ML

Spectral partitioning for $k$-block averaging kernels of finite Markov chains

We develop spectral algorithms for selecting state-space partitions that define averaging kernels for finite, ergodic and reversible Markov chains. For a partition $\mathcal O$, the Gibbs kernel $G_{\mathcal O}$ resamples within the current block from the stationary conditional distribution; when this update is tractable, composing or mixing it with a baseline kernel $P$ can accelerate convergence. We select $\mathcal O$ by rounding the bottom nonconstant eigenfunctions of $P^2$, or the algebraically smallest eigenfunctions of $P$ for additive mixtures, using weighted $k$-means. For $F(\mathcal O)=\|G_{\mathcal O}P-\Pi\|_{F,\pi}^2$, we derive exact trace and normalized-cut representations and show that $F$ equals the Pearson $\chi^2$-mutual information between the initial block label and the state after one transition, giving this matrix objective a natural probabilistic interpretation. In the two-block case, a threshold sweep exactly solves the associated one-dimensional weighted two-means rounding problem. For general $k \geq 2$, weighted $k$-means rounds the bottom $(k-1)$-dimensional embedding, after which candidates are rescored by $F$; the rounding distortion is a distance between subspaces that yields spectral approximation bounds. We extend the framework to additive mixtures, finite-horizon objectives, and discounted infinite-horizon objectives. In contrast to classical normalized spectral clustering, which uses top nonconstant modes to find low-flow persistent clusters, our method uses bottom modes to favor large normalized cross-block flow and rapid loss of block-label information. Experiments on a controlled-spectrum graph, a mean-field Ising model, and Bayesian variable selection show notable per-iteration improvements in convergence and statistical estimation.
Read the full abstract