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Wednesday 19 August

Information Theory

Joint Beamforming and Phase Shifts Design for RIS-Enabled RSMA-ISAC Systems

This paper investigates the sensing-centric design of reconfigurable intelligent surface (RIS)-enabled rate-splitting multiple access-integrated sensing and communication (RSMA-ISAC) systems. Specifically, we propose a new beam-gain approximation method to enhance the sensing beam gain while satisfying communication quality-of-service (QoS) constraints.Since the joint optimization of the beamforming vectors and RIS phase shifts is highly coupled and non-convex, existing methods typically rely on generic optimization solvers involving substantial computational complexity. To address this issue, we propose an efficient constraints-separation-based alternating optimization algorithm (CS-AO). Our proposed algorithm effectively decouples the optimization variables and yields closed-form solutions for all subproblems, thereby significantly reducing the computational burden. Simulation results show that the proposed algorithm achieves sensing beam-gain performance comparable to successive convex approximation (SCA) and semidefinite relaxation (SDR) benchmarks, while achieving more than 120-fold and 50-fold runtime reductions. In addition, compared with conventional space-division multiple access (SDMA) schemes, the proposed design exhibits substantial sensing beam gain.
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All authors Xuejun Cheng, Qian Zhang, Yuhui Jiao, Yufei Zhao, Zheng Dong, Ju Liu

Functional Analysis

Verblunsky coefficients, CMV matrices and numerical invariants of homogeneous bidisc submodules

Let $[p]$ be the principal submodule generated by a polynomial in $H^2(\mathbb D^2)$. For homogeneous $p$, the homogeneous slices of $[p]$ admit a weighted OPUC model in which the two wandering vectors are an orthonormal polynomial and its reversal. We show that the associated Verblunsky coefficients determine the singular values of the wandering-projection product and the restricted cross-commutator, as well as the non-zero spectrum of the core operator. Toeplitz-determinant and Mahler-measure identities yield exact Fredholm determinants and Schatten estimates, while $[(z-w)^N]$ rules out a uniform Hilbert–Schmidt bound. The same model gives explicit singular values of $[S_z^*,S_w]$ on the homogeneous quotient $H^2(\mathbb D^2)\ominus[p]$; for $p=(z-w)^N$, its squared Hilbert–Schmidt norm is asymptotic to $N$. For arbitrary polynomial generators, we construct a weighted bivariate model with a doubly Toeplitz, block-banded moment matrix and prove $C_p^2|_{\mathscr E_z}=\Gamma_p^*\Gamma_p$, relating the core spectrum to the cross-Gram operator between the two edge spaces. We also discuss cyclic-factor obstructions, represent higher numerical invariants by alternating CMV products, and give a quadratic counterexample to their proposed monotonicity.
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Analysis of PDEs

Finite-time blow-up for the four-dimensional mass-critical quadratic nonlinear Schrödinger system without mass resonance

We study the focusing quadratic nonlinear Schrödinger system \[ \begin{cases} i\partial_t u+\Delta u=-2v\overline{u}, \\ i\partial_t v+\kappa\Delta v=-u^2, \end{cases} \qquad (t,x)\in I\times\mathbb R^4, \] where $\kappa>0$. In the non-mass-resonant case $\kappa\neq \frac12$, previous works of Inui–Kishimoto–Nishimura and Dinh–Forcella showed that radial solutions with negative energy must either blow up in finite time or exist globally while their $H^1$-norm grows without bound. In this paper, we prove that every radial $H^1\times H^1$ solution with negative energy blows up in finite time, both forward and backward in time. No finite-variance assumption is required. The main ingredient is a localized virial argument based on the bounded exponential weight \[ \nabla\phi_R(x)=2x e^{-|x|^2/R^2}. \] A radial weighted interpolation estimate allows us to control the nonlinear error terms by the corresponding weighted kinetic term, up to an $O(R^{-2})$ error depending only on the conserved mass. Moreover, the localized virial quantity itself can be bounded directly in terms of the same weighted kinetic defect. Combining these estimates yields a superlinear Riccati-type differential inequality, which cannot persist for all time and therefore forces finite-time blow-up.
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Optimization and Control

Data-Driven Output Feedback based Analysis and Control for Unknown Discrete-Time Linear System

Using the notion of data informativity, the existing results have given conditions under which the data are informative for controller designs for various control problems of unknown linear discrete-time systems, and have developed methods to compute such controllers from data. Nevertheless, the existing conditions for computing a dynamic output feedback control law based on the input and output data are somehow stringent. In this paper, we first focus on developing data informativity analysis and control for an unknown system with a known input matrix. It turns out that the informativity conditions for such a system are much milder and the methods for computing state feedback control laws for stabilization, deadbeat control, and the linear-quadratic regulator (LQR) for such a system are much more straightforward. Further, based on the parameterized observer, we show that the problem of computing a dynamic output feedback control law for an unknown system can be converted to the problem of designing a state feedback control law for an ancillary system whose input matrix is known. Therefore, the results of the first part of this paper can be directly used to compute a dynamic output feedback control law for stabilization and deadbeat control for unknown linear discrete-time systems based on the input and output data. Moreover, we present a dynamic output feedback control law which will asymptotically approach a state feedback LQR solution to the original unknown system.
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Functional Analysis

Norms of multiplication operators: answering Fialkow–Loebl question

Let $\mathcal{M}$ be a factor equipped with a semi-finite faithful normal trace $\tau$. Let $E(0,\infty)$ be a symmetrically normed function space and $E(\mathcal{M},\tau)$ be the corresponding symmetrically normed operator space. Suppose that $a, b$ are $\tau$-measurable operators affiliated with $\mathcal{M}$. It is shown that the range of the multiplication operator $S_{a,b}: x\mapsto axb$ on $\mathcal{M}$ is contained in $E(\mathcal{M}, \tau)$ if and only if $\mu(a)\mu(b)$ belongs to $E(0, \infty)$, where $\mu(x)$ stands for the generalized singular value function of a $\tau$-measurable operators $x$ affiliated with $\mathcal{M}$. Moreover, we have $$ \|S_{a,b}\|_{\mathcal{M}\to E(\mathcal{M},\tau)}= \| \mu(a )\mu( b) \|_{E (0,\infty) }, $$ which answers a question by Fialkow and Loebl (1984). We also consider the quasi-normed case, and show that the natural quasi-norm of weak $L_p$-space, $0<p<\infty$, is not monotone with respect to the logarithmic submajorisation.
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All authors Jinghao Huang, Fedor Sukochev, Ran Xu, Yunpeng Zhu

Operator Algebras

Decomposability of Operators in Type $\mathrm{I}_k$ von Neumann Algebras

Let $\mathcal{H}$ be a complex Hilbert space and $\mathcal{B}(\mathcal{H})$ be the algebra of all bounded linear operators on $\mathcal{H}$. For $A \in \mathcal{B}(\mathcal{H})$, we refer to the sequence $\{|A^{n}|^{1/n}\}_{n\in\mathbb{N}}$ as the normalized power sequence of $A$. In this article, we study the norm convergence property, i.e. convergence of normalized power sequence in the norm topology for operators belonging to type $\mathrm{I}_k$ von Neumann algebras acting on a separable complex Hilbert space. By utilizing continuous upper-triangular forms via unitary conjugations, we construct specific projection-valued families to prove that every operator in a type $\mathrm{I}_k$ von Neumann algebra is decomposable. As a consequence, this immediately establishes that every such operator possesses the norm convergence property, extending recent results known for matrices with complex-valued entries, compact operators on a separable Hilbert space, spectral operators, and Riesz operators. Finally, we provide a counterexample within the type $I_\infty$ factor $\mathcal{B}(l^2(\mathbb{N}))$ to demonstrate that this convergence property generally fails when the dimension $k$ is infinite.
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Statistics Theory · Cross-listed from econ.EM

Limit Theory for U-Statistics under Clustered and Weakly Dependent Data

This paper develops asymptotic theory and feasible inference for unbounded-kernel order-k U-statistics under clustered sampling and weakly dependent time-series. The analysis first builds the complete order-2 pipeline, moving from clustered data to exact $m$-dependence and then to near-epoch dependence. The same logic is subsequently extended to general order k greater or equal to 2. Under clustered sampling, the theory allows arbitrary within-cluster dependence and growing, unbalanced cluster sizes. Under weak dependence, an i.i.d.-based approximating sequence carries the exact-m theory to near-epoch-dependent processes. The common combinatorial device partitions the sample into columns, separating sampling-generic tuples, where the first-order Hoeffding projection is analysed, from collision terms and higher-order Hoeffding projection remainders, which are controlled explicitly. Cluster-robust and HAC estimators of the covariance of the first-order projection, needed for feasible inference, are shown to be consistent. Empirical applications and data-calibrated simulations for inequality, L-moment, and rank-dependence statistics illustrate the finite-sample performance of the proposed procedures.
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Optimization and Control

Optimization of the Railcar Assignment Problem Using Zone-based Double Deep Reinforcement Learning

Railcar switching, or shunting operations decisions play a significant role in the efficient operation of railyard systems, which are in turn critical to the fast and effective movement of goods. In flat yards, switching operations are primarily performed using locomotives to push and pull railcars in order to assemble and disassemble trains. In such settings, railcars with predefined destinations are located across multiple parallel rail tracks, and must be moved, or switched, in order to form desired outbound trains. This study addresses the Railcar Assignment Problem (RAP) in flat yards with an objective of minimizing the total number of switching movements. We present a novel mixed-integer programming (MIP) model for this problem that incorporates practical operational constraints in rail yards, and demonstrate its NP-hardness. To solve large-scale instances, we propose a comprehensive Zone-based Double Deep Q-Network (Zone-DDQN) heuristic method that integrates railway structure, yard-zone decomposition, and a Double Deep Q-Network (DDQN). The yard-zone decomposition strategy partitions the yard into multiple parallel yard zones, after which the DDQN is applied to solve the problem within each zone individually and sequentially. Computational experiments across small-, medium-, and large-scale yards were conducted on a series of RAP instances. Average results show that the Zone-DDQN heuristic achieves an average optimality gap of $5.71\%$ across small-scale yard instances. For large-scale yard instances containing more than 150 railcars and 30 tracks, the MIP model was not able to obtain solutions within 24 hours. In contrast, the Zone-DDQN heuristic was able to solve these instances with an average running time of 214.42 seconds.
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Logic

Hyperfiniteness of bounded-to-one actions of commutative monoids

A theorem of Dougherty–Jackson–Kechris states that any equivalence relation generated by a single Borel function is hypersmooth. A well-known open problem is whether this can be generalized to equivalence relations generated by countable families of pairwise commuting Borel functions. We give an affirmative answer in the case where the functions are bounded-to-one. This generalizes the theorem of Gao–Jackson on Borel actions of countable abelian groups.
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Statistics Theory

Boundaries of logarithmic Voronoi cells can be transcendental

We show that logarithmic Voronoi boundaries for one-dimensional algebraic models in the probability simplex need not be algebraic. We give two explicit examples. For a union of two lines, the logarithmic Voronoi cell at a specific smooth rational point has a transcendental boundary point. For a cuspidal curve, the cell at the singular point contains a non-algebraic real-analytic boundary branch.
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Differential Geometry

Donaldson-Sun Theory in the Conic Case

We extend the Donaldson-Sun theory of metric tangent cones to non-collapsing Gromov-Hausdorff limits of conical Kahler-Einstein pairs whose boundary coefficients lie in a fixed finite subset of Q, and prove uniqueness of the log metric tangent cone. Furthermore, under a mild lc compatibility condition, we relate this with the Li-Xu and Li-Liu-Xu stable degeneration machinery. We also construct polarized smooth Kaehler metrics on CP^2 with a uniform lower Ricci bound and volume non-collapsing, whose limit has nonunique tangent cones, showing that the Kahler-Einstein assumption is crucial for rigidity.
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Numerical Analysis · Cross-listed from cs.CE

Process Optimization Under Uncertainty for Improving the Bond Quality of Polymer Filaments in Fused Filament Fabrication

This paper develops a computational framework to optimize the process parameters such that the bond quality between extruded polymer filaments is maximized in fused filament fabrication (FFF). A transient heat transfer analysis providing an estimate of the temperature profile of the filaments is coupled with a sintering neck growth model to assess the bond quality that occurs at the interfaces between adjacent filaments. Predicting the variability in the FFF process is essential for achieving proactive quality control of the manufactured part; however, the models used to predict the variability are affected by assumptions and approximations. This paper systematically quantifies the uncertainty in the bond quality model prediction due to various sources of uncertainty, both aleatory and epistemic, and includes the uncertainty and the model discrepancy in the process parameter optimization. Variance-based sensitivity analysis based on Sobol indices is used to quantify the relative contributions of the different uncertainty sources to the uncertainty in the bond quality. A Gaussian process (GP) surrogate model is constructed to compute and include the model discrepancy within the optimization. Physical experiments are conducted for calibration and validation of the physics model and also for validation of the optimum solution. The results show that the proposed formulation for process parameter optimization under uncertainty results in high bond quality between adjoining filaments of the FFF product.
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All authors Berkcan Kapusuzoglu, Matthew Sato, Sankaran Mahadevan, Paul Witherell

Numerical Analysis · Cross-listed from cs.CE

Multi-Objective Optimization Under Uncertainty of Part Quality in Fused Filament Fabrication

This work presents a data-driven methodology for multi-objective optimization under uncertainty of process parameters in the fused filament fabrication (FFF) process. The proposed approach optimizes the process parameters with the objectives of minimizing the geometric inaccuracy and maximizing the filament bond quality of the manufactured part. First, experiments are conducted to collect data pertaining to the part quality. Then, Bayesian neural network (BNN) models are constructed to predict the geometric inaccuracy and bond quality as functions of the process parameters. The BNN model captures the model uncertainty caused by the lack of knowledge about model parameters (neuron weights) and the input variability due to the intrinsic randomness in the input parameters. Using the stochastic predictions from these models, different robustness-based design optimization formulations are investigated, wherein process parameters such as nozzle temperature, nozzle speed, and layer thickness are optimized under uncertainty for different multi-objective scenarios. Epistemic uncertainty in the prediction model and the aleatory uncertainty in the input is considered in the optimization. Finally, Pareto surfaces are constructed to estimate the tradeoffs between the objectives. Both the BNN models and the effectiveness of the proposed optimization methodology are validated using the actual manufacturing of the parts.
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All authors Berkcan Kapusuzoglu, Paromita Nath, Matthew Sato, Sankaran Mahadevan, Paul Witherell

Differential Geometry

Minimal foliations, codimension-one stable norms, and a question of Bangert

We compute the codimension-one stable norm for a natural class of cohomogeneity-one metrics on tori. In every dimension $n\ge3$, the formula yields smooth nonflat metrics for which each primitive codimension-one homology class is represented by a foliation of calibrated tori, giving a negative answer to a question of Bangert. On $\mathbb T^3$, we construct an infinite-dimensional family of nonflat metrics whose codimension-one stable norm agrees exactly with that of the unit cubic flat torus and whose total volume is fixed. An explicit two-parameter subfamily contains pairwise non-isometric metrics. These examples also show that the Euclidean-stable-norm-and-volume data are not locally injective near the cubic flat metric. Conversely, among smooth metrics on $\mathbb T^3$ admitting a free isometric circle action and having the cubic Euclidean codimension-one stable norm, we prove that volume is at most one, with equality only for the cubic flat metric up to an isometry isotopic to the identity.
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Dynamical Systems

A Relative Variational Principle for Expanding Iterated Function Systems

The variational principle is a key tool in the study of invariant measures for chaotic dynamical systems. In recent times, dynamicists have developed techniques in random and nonstationary systems to better model real-world phenomena. Here, we prove a relative variational principle for a class of expanding iterated function systems. In particular, we use a nonstationary Ruelle–Perron–Frobenius theorem to show that the marginal entropy given an ergodic invariant measure on the symbolic base equals the average topological entropy along fibers in the induced skew product.
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Mathematical Physics

A hypercomplex partition function for dissipative quantum field theory

We develop a finite-temperature formulation for a hypercomplex dissipative quantum field theory [1], using the imaginary-time path-integral approach and the idempotent structure of the hypercomplex algebra. The resulting partition function naturally separates into two conjugate complex sectors whose recombination preserves the hypercomplex Hermitian structure while generating a nontrivial thermal phase. From this construction, the standard thermodynamic observables are obtained consistently, and the conventional relativistic charged Bose gas is recovered in the vanishing-dissipation limit. Beyond this equilibrium correspondence, the hypercomplex formulation reveals a distinctive perturbative hierarchy: dissipative effects first appear in the complementary phase sector, while corrections to ordinary real thermodynamic quantities arise only at higher order. These results show that dissipation can be encoded through an enlarged algebraic thermal structure without abandoning the familiar framework of relativistic finite-temperature field theory, opening a path toward broader applications of hypercomplex methods in dissipative, open, and effectively non-Hermitian quantum systems.
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Analysis of PDEs

Global existence of weak solutions to chemotaxis models with porous medium diffusion, linear production, and logistic source on $\mathbb{R}^N$

This paper investigates the global solvability, boundedness, and uniqueness of weak solutions to the chemotaxis system \begin{equation*} \begin{cases} u_t = \Delta u^m - \chi \nabla \cdot (u \nabla v) + u(a - b u), & \text{in } (0,\infty)\times\mathbb{R}^N, \\ \tau v_t = \Delta v - \lambda v + \mu u, & \text{in } (0,\infty)\times\mathbb{R}^N, \end{cases} \end{equation*} where \(m>1\), \(\tau\in\{0,1\}\), \(\lambda,\mu,a,b>0\), and \(\chi\in\mathbb{R}\). For every \(m>1\), we establish the existence of weak solutions for initial data that are not necessarily integrable, although such solutions need not be bounded in general. We then show that globally bounded weak solutions exist in the parabolic-parabolic case \((\tau=1)\) when \(m>\frac{2N}{N+2}\), and also when \(1<m\le \frac{2N}{N+2}\) provided that the logistic damping coefficient \(b\) is sufficiently large. In the parabolic-elliptic case \((\tau=0)\), we prove the existence of globally bounded weak solutions when \(m>2-\frac{2}{N}\), and also when \(1<m\le 2-\frac{2}{N}\) provided that \(b\) is sufficiently large. Finally, for \(1<m\le 3\), we prove uniqueness of weak solutions that are Hölder continuous up to the initial time.
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Classical Analysis and ODEs

$\Gamma$-Convergence of Weak-Type Nonlocal Functionals on Bounded Domains

Let $N\ge1$, $p\in[1,\infty)$, $\gamma\in(0,\infty)$, and $\Omega\subset\mathbb R^N$ be a bounded open interval when $N=1$ or a bounded Lipschitz domain when $N\ge2$. For any $\lambda\in(0,\infty)$ and any measurable function $u$, consider the weak-type nonlocal functional \begin{align*} G_{\lambda,p,\gamma}(u;\Omega) :=\lambda\iint_{\Omega\times\Omega} \mathbf 1_{\left\{(x,y)\in\Omega\times\Omega:\ x\neq y,\ \frac{|u(x)-u(y)|^p}{|x-y|^{p+\gamma}}\geq\lambda\right\}} |x-y|^{\gamma-N}\,dx\,dy. \end{align*} In this article, we prove that, as $\lambda\to\infty$, the family $G_{\lambda,p,\gamma}$ converges, in the sense of $\Gamma$-convergence in $L^p(\Omega)$, to the functional \begin{align*} \Psi_{p,\gamma}^{\mathrm{cell}}(u;\Omega):= \begin{cases} C_{N,p,\gamma}^{\mathrm{cell}}\displaystyle\int_\Omega|\nabla u|^p\,dx, &p\in(1,\infty)\ \hbox{and}\ u\in W^{1,p}(\Omega),\\[2mm] C_{N,1,\gamma}^{\mathrm{cell}}|Du|(\Omega), &p=1\ \hbox{and}\ u\in BV(\Omega),\\[1mm] \infty,&\hbox{otherwise}, \end{cases} \end{align*} where the positive constants $C_{N,p,\gamma}^{\mathrm{cell}}$ are independent of $\Omega$ and characterized by a cell formula. This gives an affirmative answer to the problem posed by Brezis [Open Problem~9.3, Rend. Lincei Mat. Appl. 2023].
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All authors Xiaosheng Lin, Dachun Yang, Sibei Yang, Wen Yuan, Yangyang Zhang

Combinatorics

Half-open integer parallelepipeds and polytope Dedekind sums

We study the Ehrhart theory of half-open $d$-dimensional integer parallelepipeds $\Pi$. Although the lattice-point count $t\Pi\cap \Z^d$ is known to be simply $\vol \Pi t^d$ for positive integer $t$, the corresponding counting function for arbitrary real dilations $t$ has subtle, nontrivial periodic structure. We give explicit formulas for this real Ehrhart quasi-polynomial, and more generally for all the discrete moments of the real dilates of $\Pi$: $\sum_{p\in t\Pi\cap\mathbb Z^d}\langle p,z\rangle^m$. The formulas are expressed in terms of Barnes polynomials and polytope Dedekind sums, which encode the periodic lattice flow of translated integer lattices on the flat torus determined by $\Pi$. Our approach develops further the study of polytope Dedekind sums, introduced recently in \cite{Robins2026}. In particular, we obtain novel identities for polytope Dedekind sums by using iterated discrete derivatives. Moreover, we show that the Ehrhart quasi-coefficients of $L_\Pi(t)$ are precisely alternating sums of polytope Dedekind sums. Finally, we give an Ehrhart-type reciprocity law relating $L_{\Pi}(t)$ at negative arguments to the lattice-point count of the `opposite' half-open parallelepiped.
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Analysis of PDEs

Linear stability of traveling Maxwellians for Landau equation with very soft potentials

Consider the Landau equation with a Coulomb potential linearized around traveling Maxwellians. We prove that the microscopic part of the linear solution decays with an inverse polynomial rate, while the macroscopic part remains bounded but in general does not decay. In particular, the long-time dynamics are different from the linearization around either (1) traveling Maxwellians for moderately soft or hard potentials or (2) global (non-traveling) Maxwellians (for any potentials).
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Commutative Algebra

V-numbers of powers of cover ideals of unimodular hypergraphs

Let $H$ be a unimodular hypergraph with cover ideal $J(H)$. We prove that the local $v$-numbers of $J(H)^t$ are linear in $t$ for all $t\ge1$. We further show that the global $v$-number of $J(H)^t$ is linear in $t$ for all $t\ge n-1$. Finally, we prove that the global $v$-number of the powers of the cover ideal of any tree is linear in $t$ for all $t\ge1$.
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Operator Algebras

The solution to Kadison's problem on orthonormal bases of unitaries for type $\mathrm{II}_1$ factors

In 1967, Kadison asked whether every type $\mathrm{II}_1$ factor admits an orthonormal basis, with respect to its trace, consisting of unitaries. We resolve this problem in full generality and, more broadly, characterize the diffuse finite von Neumann algebras admitting such bases consisting of symmetries. Let $M$ be a diffuse finite von Neumann algebra with a faithful normal tracial state $\tau$, let $\kappa$ be the density character of $L^2(M,\tau)$, and identify $M$ with its canonical image in $L^2(M,\tau)$. We prove that there exists a family $B\subset {s\in M:s=s^*=s^{-1},\ \tau(s)=0}$ such that ${1}\cup B$ is an orthonormal basis of $L^2(M,\tau)$ if and only if the density character of $L^2(zM,\tau(z)^{-1}\tau|_{zM})$ equals $\kappa$ for every nonzero central projection $z\in Z(M)$. In particular, every type $\mathrm{II}_1$ factor admits an orthonormal basis consisting of unitaries, thereby answering Kadison's question affirmatively. We also provide a Lean 4 formalization of the main results.
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All authors Yixin He, Quanyu Tang, Zongben Xu, Teng Zhang

Statistics Theory

Algorithms for adaptive and heteroskedastic linear regression at the computational threshold

We study finite-sample linear regression in the presence of varied and unknown label noise, focusing on the heteroskedastic and adaptive linear regression models. Heteroskedastic linear regression models settings where the labels are of varying quality. We receive $n$ pairs $(X_i,Y_i)$ with labels $Y_i=X_i^\top\beta+\varepsilon_i$, where $\varepsilon_i\sim N(0,\sigma_i^2)$ and the variances are unknown to the estimator. One natural measurement of the difficulty of this problem is the number of samples $m$ for which $\sigma_i^2\le1$ (larger $m$ is easier). We obtain a polynomial-time estimator with rate $\tilde{O}((nd^3/m^4)^{1/6})$ when $m\gg d^{3/4}n^{1/4}$, as well as nearly-matching lower bounds. For $d=O(1)$, our estimator achieves error $o(1)$ when $m\gg n^{1/4}$, whereas $L_1$ regression and other traditional approaches require $m\gg n^{1/2}$. In adaptive linear regression, the errors are drawn i.i.d. from an unknown distribution $p$, and our goal is to design a generic estimator that performs nearly as well as the best custom estimator that knows $p$. We introduce a (computationally inefficient) adaptive estimator that, so long as $p$ is a mixture of $k$ symmetric log-concave densities, achieves error comparable with the optimal estimator that knows $p$ and has $\tilde\Theta(n/k)$ samples. For $k=1$, we show that $L_q$ regression (with data-dependent $q$) gives a polynomial-time estimator. Finally, to study the computational limits of both problems, we introduce the planted linear regression problem, where $X_i\sim N(0,I_d)$, $m$ unknown samples are noiseless, and the rest have error $\varepsilon_i\sim N(0,1)$. We conjecture that recovering $\beta$ up to error $\ll\sqrt{d/n}$ (or exactly) may have an information-computation gap between $m=d+1$ and $m\sim d^{3/4}n^{1/4}$, as is suggested by our near-matching polynomial-time estimator and statistical query (SQ) lower bound.
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Analysis of PDEs

Regularity and non-degeneracy of $\Phi^*[I]$ implies regularity of the fixed boundary $\partial\Omega$

For a diffeomorphism $\Phi$ of a domain $\overline{\Omega}$ onto itself, which is the identity on $\partial\Omega$, we prove that local regularity of the push-forward $\Phi^*[I]$ implies local regularity of $\partial\Omega$, provided a certain non-degeneracy condition is satisfied. To be precise, if $\nu$ is a normal to $\partial\Omega$ at a point $P$, then the condition $(\Phi^*[I](P)-I)\nu \neq 0$ and the assumption that $\Phi^*[I]$ is of class $C^{k+1,\alpha}$ near $P$ imply that $\partial\Omega$ is also of class $C^{k+1,\alpha}$ near $P$. This result naturally complements recent regularity results for non-scattering inhomogeneities.
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Tuesday 18 August

Statistics Theory

The Adaptive Lasso with Weighted IPW Factor and KRR Penalty Function

In this paper, we first consider a Lasso estimator incorporating a weighted IPW factor,and obtain certain conditions for the Lasso variable selection to be consistent or inconsistent. Then we provide a modified version of the adaptive Lasso equipped with a weighted IPW factor and a KRR penalty function, establishing that the proposed adaptive Lasso possesses the Oracle property. Numerical simulations demonstrate that the proposed adaptive Lasso exhibits near-minimax optimality in performance
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Number Theory

An Approximate Version of Vu's Theorem on Economical Subbases For Non-Integer Exponents

We prove an approximate analog of Vu's Theorem on economical bases of $k$th powers for non-integer powers. Fix a non-integer $\theta > 2$ and real $\tau > 0$. Let $s \geq \theta^2+9\theta^{3/2}+2 $ if $\theta > 3$ and $s \geq (\lfloor 2\theta \rfloor+1)(\lfloor 2\theta \rfloor+2)+1$ if $2 < \theta < 3$. We show the existence of a set $\mathfrak{X} \subseteq \mathbb{N}$ such that the number $R_{\mathfrak{X},s,\theta,\tau}(\Lambda)$ of integer solutions $(x_1,\ldots,x_s) \in \mathfrak{X}^s$ to the equation \begin{align*} |x_1^{\theta} +\cdots+ x_s^{\theta} - \Lambda| < \tau \end{align*} satisfies $R_{\mathfrak{X},s,\theta,\tau}(\Lambda) \asymp \tau \log(\Lambda)$ for all sufficiently large real $\Lambda > 0$.
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Numerical Analysis

Locally computable error estimators for conforming approximations of interface problems cannot be robust

We prove an impossibility result for finite-range locally computable a posteriori error estimators for the conforming finite element discretization of an elliptic interface problem. For a class of interface problems with a checkerboard cross-point and $\{1,M\}$-valued coefficients, we construct two problem instances on the same interface-fitted mesh. The two instances share a piecewise-constant load for which the finite element solution and the data oscillation both vanish. The ratio of their exact energy errors grows at least proportionally to $M^{1/4}$. Locality together with efficiency forces identical estimator values for these instances. The product of reliability and efficiency constants is therefore bounded below by a constant multiple of $M^{1/4}$. Consequently, any locally computable error estimator for interface problems, whether of residual, equilibrated, or recovery type, cannot be simultaneously reliable and efficient with contrast-independent constants.
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Analysis of PDEs

Infinite cascades for the cubic nonlinear half-wave equation on the line

We construct infinite-time Sobolev cascades for the cubic nonlinear half-wave equation on the real line. For $\frac12<s\leq1$ and $0\leq\kappa<2s(2s-1)/(4s-1)$, spatial gluing of permanently saturated two-soliton packets gives a dense set of strictly mass-subthreshold data for which $\|u(t)\|_{H^s}/(1+t)^\kappa\to\infty$ in the focusing case. A second construction replicates finite-burst Szegő packets without rescaling. It yields a dense $G_\delta$ subset of $H^\infty(\mathbb R)$ whose solutions perform logarithmic cascades in every $H^s$ with $s>\frac12$ in the focusing case and in the defocusing case.
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Analysis of PDEs

Multidimensional parabolic equations with a logarithmic nonlinearity admitting exceptional Lie symmetries

Nonlinear reaction-diffusion equations arise in a very wide range of applications. Here we address a specific multidimensional class in which the source term is non-autonomous in time, this choice being motivated both by its relevance to a broad class of (autonomous) `near-linear' reaction-diffusion equations and by the unusually rich nature of the Lie symmetries that results (including for arbitrary time-dependence, and with four even more exceptional cases arising). The class of non-autonomous equation analysed is derived by an asymptotic approach, with the Lie symmetry classification and a further analysis subsequently carried out. Both Lie and non-Lie reductions to ordinary differential equations are also noted and relevant exact solutions are constructed.
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Differential Geometry

Hermitian Connections with Parallel Torsion and the Fino–Vezzoni Conjecture

We prove that the Fino–Vezzoni conjecture holds on every compact complex manifold carrying a Hermitian connection with parallel torsion. More precisely, if a compact connected complex manifold carries a Hermitian metric $g$ and a Hermitian connection $D$ with $DT^D=0$, then the coexistence of a balanced metric and a pluriclosed metric forces the existence of a $D$-parallel Kähler metric. The proof combines a holonomy symmetrization onto $D$-parallel forms with a finite-dimensional volume-maximization argument. In particular, the conjecture holds on every compact Bismut torsion-parallel manifold. In the non-balanced case, the obstruction of Zhao–Zheng yields the stronger conclusion that balanced and pluriclosed metrics cannot coexist.
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