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Mathematics

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Wednesday 10 June

Category Theory

Categorical Hopf map

We introduce the categorical Hopf map as a categorical principal bundle over the two-dimensional sphere with fibre the categorical circle of Nora Ganter. We investigate its connection to the Hopf map. We present a factorisation of the categorical Hopf map through the Hopf map and the basic bundle gerbe over the three-dimensional sphere. We discuss three equivalent constructions for the basic bundle gerbe over the three-dimensional sphere. Finally, we conjecture that the categorical group String(3) is equivalent to the categorical group of symmetries of the categorical Hopf map.
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General Mathematics

Distributional Point Values for Borel and Symmetric Borel Derivatives

Borel and symmetric Borel derivatives are generalized derivatives defined through local averages of difference quotients. Distributional point values, in the sense of Łojasiewicz and its symmetric variants, are a classical way of describing the local value of a distribution. This paper connects these two ideas. Writing $T_f$ for the regular distribution generated by $f$, we prove that finite first and second symmetric Borel derivatives give symmetric distributional point values of $T_f'$ and $T_f''$, respectively. For the first symmetric derivative, Borel smoothness is used as a sufficient condition to pass from the symmetric point value to the full Łojasiewicz point value. We also prove that the one-sided Borel derivatives determine the right and left distributional point values of $T_f'$, and that the ordinary Borel derivative gives the full point value when the two one-sided averages agree. Examples show why the second-order symmetric result cannot be strengthened automatically.
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Combinatorics

Arrangements of Consecutive Numbers in Mallows Permutations

We study the random variable that counts the number of specific arrangements of clustered consecutive numbers in permutations under the Mallows distribution. We provide an asymptotic expression for the expected value of this random variable. This result extends and tightens the previously known result by Pinsky (2022) concerning clustered consecutive numbers in Mallows permutations. Moreover, we identify a range of parameters for which the distribution of the number of arrangements of clustered consecutive numbers in Mallows permutations is close to a Poisson distribution.
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Analysis of PDEs

Schauder-type Estimates and Log-Critical Well-posedness for the Two-Phase Muskat Problem with Surface Tension

We prove short-time well-posedness for the Muskat problem with surface tension in the full two-phase setting, allowing different viscosities, arbitrary density contrast, and rigid boundaries. In particular, no Rayleigh–Taylor sign condition on the density contrast is imposed. The interface is assumed to be a graph, uniformly separated from the fixed boundaries, and the initial data may be large in the log-critical class $\dot C^{1,\log^\varkappa}\cap H^1$, with $\varkappa>1$. Thus the result reaches the natural Lipschitz threshold up to a logarithmic correction. The main difficulty is that, in the presence of viscosity jump and boundaries, the interface equation is not given by a closed explicit contour dynamics law. Instead, the normal velocity is recovered through an elliptic transmission problem in moving domains, and the resulting evolution is a genuinely nonlocal quasilinear equation. We derive sharp Schauder-type estimates, adapted to the log-critical scale, for the transmission operators generated by the bulk Darcy flow. These estimates identify the third-order parabolic mechanism produced by surface tension and control the nonlinear coupling between the interface geometry and the elliptic transmission structure. The proof builds on the Schauder framework developed in Part~I of this series \cite{CHN1}, but requires a new analysis of the Muskat transmission problem in moving domains. Combining this elliptic theory with the contour formulation and time-weighted Hölder estimates, we obtain existence, uniqueness, smoothing, and stability for large interfaces in arbitrary dimension.
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2606.12388 · 10 Jun · This manuscript corresponds to one part of a study initially published on arXiv (arXiv:2407.05313). The original comprehensive preprint has been divided into a series of papers, each separately addressing the well-posedness of certain free boundary problems, the general case of the Muskat problem, and problems with fixed boundaries. The present article forms Part II of this series

Probability

Markov property and path regularity for the solutions to SPDEs driven by cylindrical-martingale valued measures

In this paper we prove the Markov property for the solution to stochastic partial differential equations driven by a cylindrical orthogonal martingale-valued measure. We assume our coefficients are time-dependent and satisfy some growth and Lipschitz conditions. We also prove that for time-independent coefficients and under mild assumptions on the cylindrical orthogonal martingale-valued measure, the solutions to our stochastic partial differential equations are Feller. Finally, in the case that the $C_{0}$-semigroup is quasi-contraction, we show that the solution to our stochastic partial differential equation possesses a càdlàg version.
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All authors Santiago Cambronero, David Campos, C.A. Fonseca-Mora, Darío Mena

Combinatorics

Forbidden Intersection Theorems for Matrix Spaces

A family of $m \times n$ matrices $\mathcal{F} \subseteq \mathbb{F}_q^{m \times n}$ is {$(t-1)$-intersection-free} if $\dim \ker(A-B) \neq t-1$ for all $A,B \in \mathcal{F}$. A \emph{forbidden $(t-1)$-intersection problem} for a collection of matrices asks for the size and structure of extremal $(t-1)$-intersection-free families within that collection. We solve this problem in $\mathrm{GL}(n,q)$ for all pairs $(n,t)$ such that $t<c\cdot n$ where $c$ is a universal constant. We show that the $t$-umvirates and their duals, are the only maximal $(t-1)$-intersection-free families $\mathcal{F} \subset \mathrm{GL}(n,q)$. Here, a $t$-umvirate is defined as the family of all matrices that agree on a fixed $t$-dimensional subspace, and its dual as those whose transposes agree on it. The best previously known result, due to Ellis, Kindler, and Lifshitz, established this bound under the assumption $n \geq e^{Ct\log t}$ for some constant $C>0$. We also give Frankl–Rödl-type constructions showing that this range of $t$ is almost the best possible: we show that for values of $t>n/2$ the extremal behavior changes and no clean analogue is expected. Our proof builds upon recent global hypercontractivity results for matrix spaces due to Evra, Kindler, and Lifshitz, and broadly applies to any sufficiently dense class of matrices.
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Differential Geometry

A Local Singularity Analysis for the Ricci Flow and its Applications to Ricci Flows with Bounded Scalar Curvature – Part II

We continue our local singularity analysis for Ricci flow initiated in ArXiv:2006.16227. Building on that framework, we study Type I singular points in general Ricci flows, without assuming any global Type I curvature bound, and prove that the scalar curvature must blow up at a Type I rate at each such point in all dimensions. As a consequence, Ricci flows with bounded scalar curvature cannot develop Type I singular points. This extends earlier results of the first author with Enders and Topping and with Mantegazza that relied on a global Type I assumption. We then adapt the same local perspective to ancient Ricci flows and analyse the curvature behaviour as time goes to negative infinity, showing in particular that every ancient Type I point exhibits scalar curvature behaviour of ancient Type I order.
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Complex Variables

Cohomology of CR structures on compact Lie groups

We show that, under a division condition, the tangential Cauchy–Riemann cohomology of a compact Lie group with a left-invariant CR structure can be computed on a suitable maximal torus. As a consequence, we conclude that the tangential Cauchy–Riemann cohomology is finite-dimensional. We also show that, for a class of CR structures, this division condition is necessary for the total cohomology to be finite-dimensional. The proof combines Fourier analysis on compact Lie groups, highest-weight representations and Lie algebra cohomology. This not only generalizes but provides completely new proofs for the analogous result due to Pittie and for its extensions to Levi-flat CR structures, obtained by Jacobowitz and Jahnke.
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All authors Howard Jacobowitz, Max Reinhold Jahnke, Vinícius Novelli, Konstantin Wehler

Number Theory

Lower bounds for discrete moments in a conjecture of Ng

Assuming the Riemann Hypothesis and the simplicity of the non-trivial zeros of the Riemann zeta function $\zeta(s)$, we prove lower bounds for the discrete moments $\sum_{0<\gamma\le T}|\zeta(2\rho)/\zeta'(\rho)|^{2k}$ for every fixed rational $k\ge1$, and for every fixed real $k\ge1$. At $k=1$ we give a new proof of the explicit bound, half of the main term conjectured by Ng.
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2606.12376 · 10 Jun · v2 is substantially expanded and has a new title (v1: "A note on a conjecture of Ng"). New in v2: lower bounds of the form $T(log T)^{(k-1)^2}$. The $k = 1$ bound of v1 was obtained earlier in the 2025 PhD thesis of S. Sinha; v2 acknowledges this, and notes that the proof here, found independently, differs from Sinha's

Numerical Analysis · Cross-listed from cs.CE

A coupled finite element formulation for chemo-mechano-thermodynamical contact and its application to bonding and debonding

This work presents a finite element formulation for coupled chemo-mechano-thermodynamical large deformation contact. The formulation is based on the contact theory of Sauer et al. (2022) that contains six coupled (but separate) fields: the deformation and temperature of the two contacting bodies, as well as an interfacial bonding field and interfacial temperature. The latter is governed by the chemical and mechanical energy dissipation at the interface. Here the focus is placed on the evolution of bonding and debonding, and how it is coupled to the mechanical and thermal contact state. Several elementary models are proposed for this based on a quadratic contact potential. The resulting contact formulation becomes very general and versatile, which is illustrated by several challenging examples. They include pressure- and gap- dependent bonding, exothermic bonding reactions, thermal hardening and thermal expansion, as well as simultaneous bonding and debonding. They are based on a monolithic finite element implementation using classical and isogeometric shape functions together with implicit time integration. Its full linearization, required for the Newton-Raphson solution method, is also provided for the six-field problem, as well as for several of its simplifications. If bonding sites are material points, the bonding variable can be condensed-out locally.
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Number Theory

Capparelli's partition theorem as part of an infinite hierarchy: Combinatorial and Weighted Words extensions of recent work

In a recent paper, the authors introduced an infinite hierarchy of $q$-hypergeometric identities, of which the first three orders, $0$, $1$, and $2$, relate to the partition theorems of Euler, Lebesgue, and Capparelli, and stated a partition theorem at order 4 which lies beyond Capparelli's theorem. Here, we first state certain partition theorems that hold at all even orders beyond Capparelli and provide bijective proofs for these theorems. In doing so, we show that there is a fourfold infinite hierarchy of partition theorems that emanates from Capparelli's theorem, which is the base case. It is also shown that the equality of two of the four generating functions holds for all orders, odd and even. Lastly, a very general framework for the remaining two functions is constructed via the method of weighted words, encompassing all possible orders and yielding several infinite hierarchies with different dilations and translations.
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Category Theory

A higher-order Eckmann-Hilton argument

We give a higher-order higher-dimensional Eckmann-Hilton argument that is entirely algebraic. First we give an explicit argument showing that if we have two monoidal structures on a category with suitable interchange, we can derive a braiding on either of the monoidal structures. Then we show that given third monoidal structure, with suitable pairwise interchange on any pair of monoidal structures, each canonical braiding is forced to be a symmetry. As a motivating example, we show that for $n \geq 3$ any $n$-degenerate semi-strict $(n + 1)$-category has three suitably coherent monoidal structures on its single hom-category, thus the hom-category has the structure of a symmetric monoidal category.
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Algebraic Geometry

A Computational Framework for the Moduli of Supersingular Abelian Varieties

We establish structure theorems for polarised flag type quotients arising in the study of the moduli space of supersingular abelian varieties. In particular, we prove a refined normal form for the top level of these flags and derive an explicit, computable descent criterion for quasi-polarisations. These results provide a complete classification of the first and last step of these flags. As an application, we compute polarised flag type quotients in dimensions $g\leq 5$, describing the fibers of the truncation morphisms as classification objects of supersingular abelian varieties.
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Numerical Analysis

MATLAB-Based Layerwise Self-Adaptive Physics-Informed Neural Network in Applications to Multidimensional Coupled Burgers' Equations with High Reynolds Numbers

This paper presents an improved physics-informed neural network for simulating the spatio-temporal solution profile of the multidimensional coupled Burgers' equations with high Reynolds numbers. As time evolves, the sharp shock fronts emerge in the solution, creating significant computational challenges for the conventional mesh-based numerical methods. In particular, numerical methods such as finite differences and finite elements suffer from poor stability and strong mesh dependency when resolving the steep solution gradients. To address these challenges, the proposed framework employs a layerwise self-adaptive weighting strategy that dynamically adjusts the penalty weights for the physics residual, initial conditions, and boundary conditions throughout training. Moreover, the framework uses a dual-phase optimization strategy to achieve more stable convergence. To check the effectiveness and accuracy of the proposed framework, a set of numerical experiments is conducted to compare it with the standard Physics-Informed Neural Network (PINN) with and without Limited-memory Broyden-Fletcher-Goldfarb-Shanno (L-BFGS) optimization. Numerical results exhibit that the proposed framework achieves higher accuracy in terms of relative $L_2-$ error norm than the standard PINN and is able to capture the development of sharp shock fronts as time evolves in the solution.
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Optimization and Control

An Efficient Method for the Optimal Control of Microgrids Under Uncertainties using Local Reduction

The problem of optimal sizing and power scheduling in microgrids subject to uncertainties is well known to the control community. Commonly, the optimal control problem is cast as a mixed-integer program to model the logical constraints arising in energy storage systems, and is then solved approximately using numerical methods such as the scenario approach. In this paper, we propose and compare two formulations of a robust microgrid sizing and power scheduling optimal control problem with logical constraints and uncertainties in the user's power demand, solar power generation, grid electricity prices and battery efficiencies. The first formulation uses binary variables and big-M constraints, leading to a mixed-integer linear program. The second formulation casts the problem as a continuous nonlinear program through an exact smooth reformulation of the logical constraints, consisting of additional modelling variables and non-convex constraints. We then propose a novel local reduction algorithm, extending an existing method, to solve both problems. The two formulations are compared by evaluating the solutions returned by local reduction using 100,000-sample Monte Carlo simulations and achieve promising results, with both averaging feasibility rates above 90%.
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Numerical Analysis

Adjoint Method versus Physics-Informed Neural Networks in PDE-Constrained Inverse Problems

Inverse problems governed by partial differential equations (PDEs) are central to computational mechanics and are commonly solved by adjoint-based optimization, while physics-informed neural networks (PINNs) have emerged as a flexible alternative. Their relative performance remains difficult to assess because the two approaches are often compared under different formulations, parameterizations, optimizers, and regularization choices. We present a controlled comparison of adjoint optimization and PINNs for PDE-constrained inverse problems. From a common abstract formulation, we instantiate both methods on identical domains, governing equations, observation models, and regularization terms, while matching the optimizer, unknown parameterization, and arithmetic precision wherever applicable. The benchmarks include unsteady Burgers, noisy Darcy permeability inversion, three-dimensional Allen-Cahn reaction identification, and unsteady Navier-Stokes viscosity identification. The results show that the representation of the unknown largely determines the preferred method: grid-based fields favor the discrete adjoint, whereas neural representations are native to PINNs and relevant for closure and constitutive modeling. For time-dependent problems, adjoint inversion can be dominated by trajectory storage and differentiation, while PINNs provide satisfactory reconstructions at lower cost. A PINN-warm-started adjoint strategy then recovers adjoint-level accuracy at about half the cost.
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Optimization and Control · Cross-listed from eess.SY

Analysis of a Distributed Optimization-Based Control Architecture for Inverter-Interfaced Virtual Power Plants

We develop a large-signal stability analysis for a sampled-data, optimization-based secondary controller for inverter-interfaced distributed energy resources in virtual power plants.

Combinatorics

On a conjecture of Las Vergnas

In 1988, Las Vergnas conjectured that if $M$ is a binary matroid with bicycle dimension $d$, then for $0 \leq k \leq d$, the $k$th derivative of the diagonal Tutte polynomial $T(M;z,z)$ evaluated at $z=-1$ is an integer multiple of $2^{d-k}$. While this was rapidly disproved for binary matroids and for graphs in general, extensive computations strongly suggested that it might be true for planar graphs. In this paper we prove that this is indeed the case. To do this, we consider a stronger divisibility property that we call the LV property, and a larger class of graphs, namely the class of delta-wye-reducible graphs. By a detailed analysis of how a delta-wye exchange affects the coefficients of the diagonal Tutte polynomial, we show that delta-wye-reducible graphs have the LV property. That Las Vergnas' conjecture holds for planar graphs immediately follows because planar graphs are delta-wye reducible and the LV property is stronger than Las Vergnas' divisibility conditions.
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Statistics Theory

Integrated expectile-based measures of inequality

Expectiles provide a class of asymmetric location functionals that incorporate the magnitude of deviations and admit a natural geometric interpretation. Building on their structural consistency with the convex stochastic order, this paper introduces a family of integrated expectile functionals for measuring risk, dispersion, and inequality. The proposed functionals admit analytical representations as integrals of expectiles across asymmetry levels and, for a distinguished subclass, geometric representations in terms of weighted areas of star-shaped sets encoding distributional asymmetry. This approach yields a new class of expectile-based inequality indices, constituting a natural counterpart to classical Gini-type measures while preserving desirable monotonicity and consistency properties. Empirical counterparts are derived in closed form and admit explicit decompositions over finite samples. The framework extends naturally to multivariate settings through directional expectile constructions, leading to measures capable of capturing genuinely joint forms of multivariate dispersion and inequality.
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Combinatorics

Asymptotics of the Meandering Number of a Cyclic Permutation

A cyclic meander is an embedded oriented loop in the plane intersecting a fixed infinite line, or circle, transversely in a linearly ordered set of $2n$ points. By keeping track of the order in which the loop visits these points, the cyclic meander induces a cyclic permutation on these marked points. Correspondingly, given a permutation on $n$ letters, one can ask whether or not a cyclic meander induces the permutation in this manner, and if not, what is the most efficient way of doing so if we allow more points of intersection? This process gives a way of associating to a permutation on $n$ letters a measurement of complexity of the permutation in question. The principal result of this work shows that the maximum of this quantity, the meander number, over all cyclic permutations on $n$ letters, is bounded above and below quadratically in $n$. This result resolves a conjecture of Schwartz~\cite{richtpss} in relation to his work on the topological salesman problem. We conclude this work by proving the existence of families of cyclic permutations on $n$ letters whose meander numbers realize a continuum of growth rates between linear and quadratic.
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Combinatorics

Cooling graph products

The cooling number measures the speed at which a slow-moving influence or contagion spreads on a graph. In this paper, we investigate the cooling number of four classical graph products: the Cartesian product, the strong product, the lexicographic product, and the direct product. We also determine the cooling number of a disconnected graph in terms of the cooling numbers of its components. We conclude with open problems.
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All authors Anthony Bonato, MacKenzie Carr, Caleb Jones, Trent G. Marbach, Teddy Mishura

Optimization and Control · Cross-listed from eess.SY

Least-Squares State Estimation, LQR and LQ-Tracking

This note is a tutorial on the Least-Squares State Estimator (LSSE) (the deterministic version of the Kalman-Bucy filter) and related topics. The LSSE is formulated as finding the state trajectory consistent with the system's equations with the minimal amount of L2 process and measurement uncertainty. As stated, this is an input-signal design problem with linear dynamics and affine-quadratic objective in the state and inputs, and therefore a deterministic optimal control problem. We explore its relations to other problems such as the Linear Quadratic Regulator (LQR) with initial or final conditions, as well as the Linear Quadratic (LQ)-tracking problem. Several related topics such as the use of homogeneous coordinates and time reversal in optimal control are explored. The emergence of dynamical controllers/estimators in both LQ-tracking and LSSE as opposed to memoryless ones (as in LQR) is highlighted. It is seen to be a consequence of the affine-quadratic, rather than a purely quadratic form of the cost objective. The relations with the stochastic version of the Kalman-Bucy filter are explicitly highlighted, as well as characterizations in terms of certainty (information) matrices, versus covariance matrices.
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Combinatorics

A note on geometric colorings of the Moser lattice

In arXiv:2311.10069, Matolcsi et al. show that the fractional chromatic number of the plane is at least 4. Their proof uses a 27-vertex unit-distance graph in the Moser lattice, with geometric fractional chromatic number exactly 4. We show that this bound is tight for graphs in the Moser lattice by exhibiting geometric 4-colorings of the entire lattice. The same colorings also extend to the entire Moser ring.
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Complex Variables

Poisson three-folds constructed from co-Higgs bundles on Hopf surfaces

This paper extends a previous work in which the rank-2 co-Higgs bundles on a Hopf surface are classified based on the data of the underlying vector bundle. The aim of the paper is to study the Poisson 3-folds that can be constructed from these co-Higgs bundles by describing their symplectic leaves.
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Information Theory · Cross-listed from quant-ph

An iterative Ising decoder for quantum error correction codes

The Ising framework maps the decoding problem in quantum error correction onto ground-state optimization of a classical Hamiltonian, in which $X$-$Z$ error correlations enter as cross terms. Under phenomenological depolarizing noise, the exact joint formulation contains up to 8-body interactions for the toric code and 10-body for the $6.6.6$ color code. These high-order terms degrade solver convergence, inflate runtime, and raise the auxiliary spin overhead when embedding into native 2-body Ising hardware. In this work, we propose the iterative low-order decoding (ILOD) algorithm, which alternates between $X$- and $Z$-type sub-Hamiltonians, approximating cross-type correlations through Bayesian priors that reweight each type's couplings using the other type's inferred error configuration. This halves the maximum body count of interaction terms in the Hamiltonian, accelerating the solver, restoring convergence at larger code distances, and reducing the total spin count for 2-body embedding by a factor of $2.5$. For the toric code, ILOD attains a threshold of $4.73%$ versus $4.83%$ for the joint formulation, with the empirical runtime ratio scaling as $(0.81)^d$. For the $6.6.6$ color code, their thresholds agree within statistical uncertainty for small code distances, and ILOD remains convergent for larger distances where the joint formulation fails to converge despite a larger annealing budget.
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All authors Yuanqi Liu, Weilei Zeng, Peixiang Li, Yantong Liu, Guangyao Huang, Yingwen Liu, Dongyang Wang, Junjie Wu, Lingling Lao

Representation Theory

Canonical Bernstein-Zelevinsky Filtration and Casselman's Comparison Conjecture

We establish a canonical Bernstein–Zelevinsky filtration for Casselman–Wallach representations that is analogous to the $p$-adic case. In addition, we outline an approach to Casselman's comparison conjecture and prove it for general linear groups, as well as for quasi-split even orthogonal groups in some special cases. We also give some applications of the Bernstein–Zelevinsky filtration, such as to the study of highest derivatives and the indecomposability of mirabolic restrictions.
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Differential Geometry

A non-trivial index difference on surfaces of genus at least $3$

For every closed surface of genus at least $3$, equipped with any bounding spin structure, we show that the index difference, viewed as a map from the fundamental group of the space of Dirac-invertible Riemannian metrics to $\KO^{-4}(*)$, is non-trivial. If the genus is at least $5$, we also show that the aforementioned index difference is surjective. For products of two closed surfaces of genus at least $3$, equipped with any spin structure, we prove that the corresponding space of Dirac-invertible Riemannian metrics is not contractible. We discuss the relationship of this result to the existence of metrics with harmonic spinors in dimension~$4$.
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Combinatorics

Average degrees of edge-$\Delta$-critical multigraphs

Let $G$ be a loopless multigraph with maximum degree $\Delta(G)$, average degree $\overline{d}(G)$, density $\Gamma(G)$, and chromatic index $\chi'(G)$. A multigraph $G$ is called edge-$\Delta$-critical if $\Delta(G)=\Delta$, $\chi'(G)=\Delta(G)+1$ and $\chi'(H) \le \Delta(G)$ for every proper subgraph $H\subset G$. Vizing conjectured that if $G$ is an edge-$\Delta$-critical simple graph on $n$ vertices, then $\overline{d}(G) \ge \Delta-1+\tfrac{3}{n}$. Motivated by this, we conjecture that every edge-$\Delta$-critical multigraph $G$ satisfies $\overline{d}(G) \ge \tfrac{2\Delta+2}{3}$, which is best possible. We first give a general lower bound in this direction. For any such graph $G$, \[ \overline{d}(G) \ge \begin{cases} \frac{\sqrt{17}-3}{2}(\Delta+1) & \text{if } \Delta \le 112;\\[4pt] \frac{\Delta+\sqrt{2\Delta-1}}{2} & \text{if } \Delta \ge 113. \end{cases} \] This bound can be further improved under an additional condition on the multiplicity $\mu$. In this case, \[ \overline{d}(G)\ge \min\left\{ \frac{2\mu\Delta+2\mu(2\mu-1)}{4\mu-1},\; \frac{\sqrt{17}-3}{2}(\Delta+1) \right\}. \] We also confirm the conjecture for $\Delta \in \{2,3,4,5,6,7,8\}$. As a consequence, Goldberg's conjecture~\cite{Goldberg1984} holds for $\Delta(G)\in\{2,3,4,5\}$, that is, every multigraph $G$ with $\chi'(G)\ge \Delta(G)+1$ satisfies $\Gamma(G)\ge \Delta(G)$.
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All authors Guantao Chen, Yuying Ma, Yimo Su, Shengze Wang

Numerical Analysis

An improvement on B-spline basis condition number

In this short note, we improve the upper bound on the condition number of the univariate B-spline basis of order $k$ from $k 2^k$ to $O(\sqrt{k}\log k\,2^k)$ for all $k\ge 2$.

Analysis of PDEs

Schur Visibility and Anti-Phantom Reduction in One-Component Navier-Stokes Degeneration

We study the finite-scale one-component degeneration problem for suitable weak solutions of the three-dimensional incompressible Navier–Stokes equations under a scale-invariant bound and smallness of the vertical component. Qualitative compactness gives convergence, in the harmonic-pressure quotient, toward the strict two-and-a-half-dimensional boundary, but it does not provide a quantitative rate. This paper proves, in an explicitly abstract trace-obstruction skeleton associated with the old observable closure, that the standard old observable package is insufficient to force a logarithmic or power selected-trace rate. The negative result is an envelope/skeleton theorem, not a Navier–Stokes counterexample. After excluding elementary high-frequency escape by parabolic trace drop and fixed-window analytic obstruction by finite-dimensional Lojasiewicz control, the remaining obstruction is an all-order finite-mode flat branch. We identify the Navier–Stokes-specific mechanism needed to control this branch: strict Schur trace-projectability may fail, but the resulting defect can be visible through the relaxed vertical-pressure channel. In active finite-window models, strict Schur phantoms are relaxed-visible. The final theorem is a conditional dichotomy: either relaxed anti-phantom closure holds and yields conditional logarithmic strict-shadow selection, or there exists an NS-realizable, cleaned, relaxed-invisible, unaligned left-singular cascade.
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