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Electrical Engineering and Systems Science

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Friday 3 April

Systems and Control · Cross-listed from cs.LG

Adversarial Robustness of Deep State Space Models for Forecasting

State-space model (SSM) for time-series forecasting have demonstrated strong empirical performance on benchmark datasets, yet their robustness under adversarial perturbations is poorly understood. We address this gap through a control-theoretic lens, focusing on the recently proposed Spacetime SSM forecaster. We first establish that the decoder-only Spacetime architecture can represent the optimal Kalman predictor when the underlying data-generating process is autoregressive - a property no other SSM possesses. Building on this, we formulate robust forecaster design as a Stackelberg game against worst-case stealthy adversaries constrained by a detection budget, and solve it via adversarial training. We derive closed-form bounds on adversarial forecasting error that expose how open-loop instability, closed-loop instability, and decoder state dimension each amplify vulnerability - offering actionable principles towards robust forecaster design. Finally, we show that even adversaries with no access to the forecaster can nonetheless construct effective attacks by exploiting the model's locally linear input-output behavior, bypassing gradient computations entirely. Experiments on the Monash benchmark datasets highlight that model-free attacks, without any gradient computation, can cause at least 33% more error than projected gradient descent with a small step size.
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Systems and Control

Two-Timescale Asymptotic Simulations of Hybrid Inclusions with Applications to Stochastic Hybrid Optimization

Convergence properties of model-free two-timescale asymptotic simulations of singularly perturbed hybrid inclusions are developed. A hybrid inclusion combines constrained differential and difference inclusions to capture continuous (flow) and discrete (jump) dynamics, respectively. Sufficient conditions are established under which sequences of iterates and step sizes constitute a two-timescale asymptotic simulation of such a system, with limiting behavior characterized via weakly invariant and internally chain-transitive sets of an associated boundary layer and reduced system. To illustrate the applicability of these results, conditions are given under which a two-timescale stochastic approximation of a hybrid optimization algorithm asymptotically recovers the behavior of its deterministic counterpart.
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Systems and Control · Cross-listed from math.OC

Reach-Avoid Model Predictive Control with Guaranteed Recursive Feasibility via Input Constrained Backstepping

This letter proposes a novel sampled-data model predictive control framework for continuous control-affine nonlinear systems that provides rigorous reach-avoid and recursive feasibility guarantees under physical constraints. By propagating both input and output constraints through backstepping process, we present a constructive approach to synthesize a reach-avoid invariant set that complies with control input limits. Using this reach-avoid set as a terminal set, we prove that the proposed sampled-data MPC framework recursively admits feasible control inputs that safely steer the continuous system into the target set under fast sampling conditions. Numerical results demonstrate the efficacy of the proposed approach.
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Systems and Control

Steering with Contingencies: Combinatorial Stabilization and Reach-Avoid Filters

In applications such as autonomous landing and navigation, it is often desirable to steer toward a target while retaining the ability to divert to at least $r$ (out of $p$) alternative sites if conditions change. In this work, we formalize this combinatorial contingency requirement and develop tractable control filters for enforcement. Combinatorial stabilization requires asymptotic stability of a selected equilibrium while ensuring the trajectory remains within the safe region of attraction of at least $r$-out-of-$p$ candidates. To enforce this requirement, we use control Lyapunov functions (CLFs) to construct regions of attraction, which are combined combinatorially within an optimization-based filter. Combinatorial targeting extends this framework to finite-horizon problems using Hamilton-Jacobi backward reach-avoid sets, accommodating shrinking reachable regions due to finite horizons or resource depletion. In both formulations, the resulting combinatorial stability filter and combinatorial reach-avoid filter require only $p+1$ constraints, preventing combinatorial blow-up and enabling safe real-time switching between targets. The framework is demonstrated on two examples where the filters ensure steering with contingency and enable safe diversion.
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All authors Yana Lishkova, Pio Ong, Sander Tonkens, Sylvia Herbert, Aaron D. Ames

Image and Video Processing

DRIFT: Deep Restoration, ISP Fusion, and Tone-mapping

Smartphone cameras have gained immense popularity with the adoption of high-resolution and high-dynamic range imaging. As a result, high-performance camera Image Signal Processors (ISPs) are crucial in generating high-quality images for the end user while keeping computational costs low. In this paper, we propose DRIFT (Deep Restoration, ISP Fusion, and Tone-mapping): an efficient AI mobile camera pipeline that generates high quality RGB images from hand-held raw captures. The first stage of DRIFT is a Multi-Frame Processing (MFP) network that is trained using a adversarial perceptual loss to perform multi-frame alignment, denoising, demosaicing, and super-resolution. Then, the output of DRIFT-MFP is processed by a novel deep-learning based tone-mapping (DRIFT-TM) solution that allows for tone tunability, ensures tone-consistency with a reference pipeline, and can be run efficiently for high-resolution images on a mobile device. We show qualitative and quantitative comparisons against state-of-the-art MFP and tone-mapping methods to demonstrate the effectiveness of our approach.
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All authors Soumendu Majee, Joshua Peter Ebenezer, Abhinau K. Venkataramanan, Weidi Liu, Thilo Balke, Zeeshan Nadir, Sreenithy Chandran, Seok-Jun Lee, Hamid Rahim Sheikh

Systems and Control · Cross-listed from math.OC

Impulse-to-Peak-Output Norm Optimal State-Feedback Control of Linear PDEs

Impulse-to-peak response (I2P) analysis for state-space ordinary differential equation (ODE) systems is a well-studied classical problem. However, the techniques employed for I2P optimal control of ODEs have not been extended to partial differential equation (PDE) systems due to the lack of a universal transfer function and state-space representation. Recently, however, partial integral equation (PIE) representation was proposed as the desired state-space representation of a PDE, and Lyapunov stability theory was used to solve various control problems, such as stability and optimal ${H}_\infty$ control. In this work, we utilize this PIE framework, and associated Lyapunov techniques, to formulate the I2P response analysis problem as a solvable convex optimization and obtain provable bounds for the I2P-norm of linear PDEs. Moreover, by establishing strong duality between primal and dual formulations of the optimization problem, we develop a constructive method for I2P optimal state-feedback control of PDEs and demonstrate the effectiveness of the method on various examples.
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Systems and Control

Learning Families of Fixed-Wing Aircraft Control Policies with Hypernetwork-Conditioned Reinforcement Learning

This paper investigates whether it is more effective to condition reinforcement learning policies across changing dynamics using standard input augmentation or hypernetwork-based parameter modulation. We use a small fixed-wing uncrewed aircraft under actuator failures as a demanding test case, as these failures introduce distinctly different closed-loop dynamics. We evaluate parameter-efficient hypernetwork formulations based on Feature-wise Linear Modulation (FiLM) and Low-Rank Adaptation (LoRA), trained using proximal policy optimization. High-fidelity six-degree-of-freedom simulations demonstrate that hypernetwork-conditioned policies improve robustness compared to standard multilayer perceptron policies trained with augmented inputs. Most notably, the hypernetwork policies generalize effectively to time-varying actuator failure modes not encountered during training, indicating that modulating internal parameters provides significant advantages over standard input augmentation for this class of highly coupled dynamics.
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Image and Video Processing

NeuralLVC: Neural Lossless Video Compression via Masked Diffusion with Temporal Conditioning

While neural lossless image compression has advanced significantly with learned entropy models, lossless video compression remains largely unexplored in the neural setting. We present NeuralLVC, a neural lossless video codec that combines masked diffusion with an I/P-frame architecture for exploiting temporal redundancy. Our I-frame model compresses individual frames using bijective linear tokenization that guarantees exact pixel reconstruction. The P-frame model compresses temporal differences between consecutive frames, conditioned on the previous decoded frame via a lightweight reference embedding that adds only 1.3% trainable parameters. Group-wise decoding enables controllable speed-compression trade-offs. Our codec is lossless in the input domain: for video, it reconstructs YUV420 planes exactly; for image evaluation, RGB channels are reconstructed exactly. Experiments on 9 Xiph CIF sequences and on 24 HD sequences at 720p and 1080p (Xiph, UVG, and the modern BVI-AOM benchmark) show that NeuralLVC outperforms H.264 and H.265 lossless by a significant margin at every resolution tested. We verify exact reconstruction through end-to-end encode-decode testing with arithmetic coding. These results suggest that masked diffusion with temporal conditioning is a promising direction for neural lossless video compression.
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Signal Processing · Cross-listed from cs.LG

NativeTernary: A Self-Delimiting Binary Encoding with Unary Run-Length Hierarchy Markers for Ternary Neural Network Weights, Structured Data, and General Computing Infrastructure

BitNet b1.58 (Ma et al., 2024) demonstrates that large language models can operate entirely on ternary weights {-1, 0, +1}, yet no native binary wire format exists for such models. NativeTernary closes this gap. Benchmarked against GGUF on the real BitNet b1.58 2B4T architecture (24 layers, ~170 tensors, 2B parameters): NativeTernary encodes ternary weights at exactly 2.000 bits per weight – 1.31x smaller than GGUF Q2_K and 4.0x smaller than GGUF int8 – while reducing boundary and framing overhead by 460x (91 bytes vs ~42KB of GGUF tensor headers). Encode throughput: 47–69 MB/s. Decode throughput: 35–45 MB/s on commodity hardware. The decoder is a 10-line stateless state machine resilient to bitstream corruption.
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2604.03336 · 3 Apr · v2: benchmark results added. Real BitNet b1.58 2B4T architecture analysis: NativeTernary framing overhead 460x smaller than GGUF tensor headers (91 bytes vs 42KB). 1.31x smaller than GGUF Q2_K. C implementation: https://github.com/sm45118/nativeternary

Image and Video Processing

HyperCT: Low-Rank Hypernet for Unified Chest CT Analysis

Non-contrast chest CTs offer a rich opportunity for both conventional pulmonary and opportunistic extra-pulmonary screening. While Multi-Task Learning (MTL) can unify these diverse tasks, standard hard-parameter sharing approaches are often suboptimal for modeling distinct pathologies. We propose HyperCT, a framework that dynamically adapts a Vision Transformer backbone via a Hypernetwork. To ensure computational efficiency, we integrate Low-Rank Adaptation (LoRA), allowing the model to regress task-specific low-rank weight updates rather than full parameters. Validated on a large-scale dataset of radiological and cardiological tasks, \method{} outperforms various strong baselines, offering a unified, parameter-efficient solution for holistic patient assessment. Our code is available at https://github.com/lfb-1/HyperCT.
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All authors Fengbei Liu, Sunwoo Kwak, Hao Phung, Nusrat Binta Nizam, Ilan Richter, Nir Uriel, Hadar Averbuch-Elor, Daborah Estrin, Mert R. Sabuncu

Audio and Speech Processing

Unmixing The Crowd: Learning Persistent Speaker Representations from Mixture-Derived Multi-Speaker Embeddings

We study whether persistent conversational speaker structure can be extracted directly from local overlapping speech mixtures. We propose a teacher-student framework that learns mixture-derived multi-speaker embeddings using only short overlapping segments and permutation-invariant latent supervision. Despite never being explicitly trained for speaker tracking, diarization, or conversational memory, the learned embedding space supports long-form speaker re-identification when combined with a lightweight online memory mechanism during inference. We additionally observe that the learned representation retains meaningful speaker structure under unseen overlap cardinalities. We further show that embeddings extracted from separation-first pipelines exhibit degraded clustering structure compared to embeddings predicted directly from mixtures. Finally, the learned embeddings remain effective for the downstream target speaker extraction task across multiple architectures. These findings suggest that local mixture-derived representations support persistent conversational speaker re-identification when combined with lightweight inference-time memory consolidation.
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All authors Sidharth Sidharth, Meysam Asgari, Hao-Wen Dong, Dhruv Jain

Signal Processing · Cross-listed from cs.IT

From Gaussian Fading to Gilbert-Elliott: Bridging Physical and Link-Layer Channel Models in Closed Form

Dynamic fading channels are modeled at two fundamentally different levels of abstraction. At the physical layer, the standard representation is a correlated Gaussian process, such as the dB-domain signal power in log-normal shadow fading. At the link layer, the dominant abstraction is the Gilbert-Elliott (GE) two-state Markov chain, which compresses the channel into a binary “decodable or not” sequence with temporal memory. Both models are ubiquitous, yet practitioners who need GE parameters from an underlying Gaussian fading model must typically simulate the mapping or invoke continuous-time level-crossing approximations that do not yield discrete-slot transition probabilities in closed form. This paper provides an exact, closed-form bridge. By thresholding the Gaussian process at discrete slot boundaries, we derive the GE transition probabilities via Owen's $T$-function for any threshold, reducing to an elementary arcsine identity when the threshold equals the mean. The formulas depend on the covariance kernel only through the one-step correlation coefficient $\rho = K(D)/K(0)$, making them applicable to any stationary Gaussian fading model. The bridge reveals how kernel smoothness governs the resulting link-layer dynamics: the GE persistence time grows linearly in the correlation length $T_c$ for a smooth (squared-exponential) kernel but only as $\sqrt{T_c}$ for a rough (exponential/Ornstein–Uhlenbeck) kernel. We further quantify when the first-order GE chain is a faithful approximation of the full binary process and when it is not, reconciling two diagnostics, the one-step Markov gap and the run-length total-variation distance, that can trend in opposite directions. Monte Carlo simulations validate all theoretical predictions.
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Systems and Control

Logarithmic Barrier Functions for Practically Safe Extremum Seeking Control

This paper presents a methodology for Practically Safe Extremum Seeking (PSfES), designed to optimize unknown objective functions while strictly enforcing safety constraints via a Logarithmic Barrier Function (LBF). Unlike traditional safety-filtered approaches that may induce chattering, the proposed method augments the cost function with an LBF, creating a repulsive potential that penalizes proximity to the safety boundary. We employ averaging theory to analyze the closed-loop dynamics. A key contribution of this work is the rigorous proof of practical safety for the original system. We establish that the system trajectories remain confined within a safety margin, ensuring forward invariance of the safe set for a sufficiently fast dither signal. Furthermore, our stability analysis shows that the model-free ESC achieves local practical convergence to the modified minimizer strictly within the safe set, through the sequential tuning of small parameters. The theoretical results are validated through numerical simulations.
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Systems and Control

Minimal Information Control Invariance via Vector Quantization

Safety-critical autonomous systems must satisfy hard state constraints under tight computational and sensing budgets, yet learning-based controllers are often far more complex than safe operation requires. To formalize this gap, we study how many distinct control signals are needed to render a compact set forward invariant under sampled-data control, connecting the question to the information-theoretic notion of invariance entropy. We propose a vector-quantized autoencoder that jointly learns a state-space partition and a finite control codebook, and develop an iterative forward certification algorithm that uses Lipschitz-based reachable-set enclosures and sum-of-squares programming. On a 12-dimensional nonlinear quadrotor model, the learned controller achieves a $157\times$ reduction in codebook size over a uniform grid baseline while preserving invariance, and we empirically characterize the minimum sensing resolution compatible with safe operation.
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Systems and Control

Distributed Snitch Digital Twin-Based Anomaly Detection for Smart Voltage Source Converter-Enabled Wind Power Systems

Existing cyberattack detection methods for smart grids such as Artificial Neural Networks (ANNs) and Deep Reinforcement Learning (DRL) often suffer from limited adaptability, delayed response, and inadequate coordination in distributed energy systems. These techniques may struggle to detect stealthy or coordinated attacks, especially under communication delays or system uncertainties. This paper proposes a novel Snitch Digital Twin (Snitch-DT) architecture for cyber-physical anomaly detection in grid-connected wind farms using Smart Voltage Source Converters (VSCs). Each wind generator is equipped with a local Snitch-DT that compares real-time operational data with high-fidelity digital models and generates trust scores for measured signals. These trust scores are coordinated across nodes to detect distributed or stealthy cyberattacks. The performance of the Snitch-DT system is benchmarked against previously published Artificial Neural Network (ANN) and Deep Reinforcement Learning (DRL)-based detection frameworks. Simulation results using an IEEE 39-bus wind-integrated test system demonstrate improved attack detection accuracy, faster response time, and higher robustness under various cyberattack scenarios.
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All authors Mohammad Ashraf Hossain Sadi, Soham Ghosh, Siby Plathottam, Mohd. Hasan Ali

Image and Video Processing · Cross-listed from cs.CV

Salt: Self-Consistent Distribution Matching with Cache-Aware Training for Fast Video Generation

Distilling video generation models to extremely low inference budgets (e.g., 2–4 NFEs) is crucial for real-time deployment, yet remains challenging. Trajectory-style consistency distillation often becomes conservative under complex video dynamics, yielding an over-smoothed appearance and weak motion. Distribution matching distillation (DMD) can recover sharp, mode-seeking samples, but its local training signals do not explicitly regularize how denoising updates compose across timesteps, making composed rollouts prone to drift. To overcome this challenge, we propose Self-Consistent Distribution Matching Distillation (SC-DMD), which explicitly regularizes the endpoint-consistent composition of consecutive denoising updates. For real-time autoregressive video generation, we further treat the KV cache as a quality parameterized condition and propose Cache-Distribution-Aware training. This training scheme applies SC-DMD over multi-step rollouts and introduces a cache-conditioned feature alignment objective that steers low-quality outputs toward high-quality references. Across extensive experiments on both non-autoregressive backbones (e.g., Wan~2.1) and autoregressive real-time paradigms (e.g., Self Forcing), our method, dubbed Salt, consistently improves low-NFE video generation quality while remaining compatible with diverse KV-cache memory mechanisms. Project page: https://xingtongge.github.io/Salt
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All authors Xingtong Ge, Yi Zhang, Yushi Huang, Dailan He, Xiahong Wang, Bingqi Ma, Guanglu Song, Yu Liu, Jun Zhang

Image and Video Processing

ARIQA-3DS: A Stereoscopic Image Quality Assessment Dataset for Realistic Augmented Reality

As Augmented Reality (AR) technologies advance towards immersive consumer adoption, the need for rigorous Quality of Experience (QoE) assessment becomes critical. However, existing datasets often lack ecological validity, relying on monocular viewing or simplified backgrounds that fail to capture the complex perceptual interplay, termed visual confusion, between real and virtual layers. To address this gap, we present ARIQA-3DS, the first large stereoscopic AR Image Quality Assessment dataset. Comprising 1,200 AR viewports, the dataset fuses high-resolution stereoscopic omnidirectional captures of real-world scenes with diverse augmented foregrounds under controlled transparency and degradation conditions. We conducted a comprehensive subjective study with 36 participants using a video see-through head-mounted display, collecting both quality ratings and simulator-sickness indicators. Our analysis reveals that perceived quality is primarily driven by foreground degradations and modulated by transparency levels, while oculomotor and disorientation symptoms show a progressive but manageable increase during viewing. ARIQA-3DS will be publicly released to serve as a comprehensive benchmark for developing next-generation AR quality assessment models.
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Systems and Control

Self-Supervised Graph Neural Networks for Full-Scale Tertiary Voltage Control

A growing portion of operators workload is dedicated to Tertiary Voltage Control (TVC), namely the regulation of voltages by means of adjusting a series of setpoints and connection status. TVC may be framed as a Mixed Integer Non Linear Program, but state-of-the-art optimization methods scale poorly to large systems, making them impractical for real-scale and real-time decision support. Observing that TVC does not require any optimality guarantee, we frame it as an Amortized Optimization problem, addressed by the self-supervised training of a Graph Neural Network (GNN) to minimize voltage violations. As a first step, we consider the specific use case of post-processing the forecasting pipeline used by the French TSO, where the trained GNN would serve as a TVC proxy. After being trained on one year of full-scale HV-EHV French power grid day-ahead forecasts, our model manages to significantly reduce the average number of voltage violations.
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All authors Balthazar Donon, Geoffroy Jamgotchian, Hugo Kulesza, Louis Wehenkel

Systems and Control

On Data-Driven Koopman Representations of Nonlinear Delay Differential Equations

This work establishes a rigorous bridge between infinite-dimensional delay dynamics and finite-dimensional Koopman learning, with explicit and interpretable error guarantees. While Koopman analysis is well-developed for ordinary differential equations (ODEs) and partially for partial differential equations (PDEs), its extension to delay differential equations (DDEs) remains limited due to the infinite-dimensional phase space of DDEs. We propose a finite-dimensional Koopman approximation framework based on history discretization and a suitable reconstruction operator, enabling a tractable representation of the Koopman operator via kernel-based extended dynamic mode decomposition (kEDMD). Deterministic error bounds are derived for the learned predictor, decomposing the total error into contributions from history discretization, kernel interpolation, and data-driven regression. Additionally, we develop a kernel-based reconstruction method to recover discretized states from lifted Koopman coordinates, with provable guarantees. Numerical results demonstrate reliable prediction of nonlinear delay systems, with potential relevance to future control applications.
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All authors Santosh Mohan Rajkumar, Dibyasri Barman, Kumar Vikram Singh, Debdipta Goswami

Audio and Speech Processing

Speaker-Reasoner: Scaling Interaction Turns and Reasoning Patterns for Timestamped Speaker-Attributed ASR

Transcribing and understanding multi-speaker conversations requires speech recognition, speaker attribution, and timestamp localization. While speech LLMs excel at single-speaker tasks, multi-speaker scenarios remain challenging due to overlapping speech, backchannels, rapid turn-taking, and context window constraints. We propose Speaker-Reasoner, an end-to-end Speech LLM with agentic multi-turn temporal reasoning. Instead of single-pass inference, the model iteratively analyzes global audio structure, autonomously predicts temporal boundaries, and performs fine-grained segment analysis, jointly modeling speaker identity, gender, timestamps, and transcription. A speaker-aware cache further extends processing to audio exceeding the training context window. Trained with a three-stage progressive strategy, Speaker-Reasoner achieves consistent improvements over strong baselines on AliMeeting and AISHELL-4 datasets, particularly in handling overlapping speech and complex turn-taking.
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All authors Zhennan Lin, Shuai Wang, Zhaokai Sun, Pengyuan Xie, Chuan Xie, Jie Liu, Qiang Zhang, Lei Xie

Systems and Control

Redefining End-of-Life: Intelligent Automation for Electronics Remanufacturing Systems

Remanufacturing is fundamentally more challenging than traditional manufacturing due to the significant uncertainty, variability, and incompleteness inherent in end-of-life (EoL) products. At the same time, it has become increasingly essential and urgent for facilitating a circular economy, driven by the growing volume of discarded electronic products and the escalating scarcity of critical materials. In this paper, we review the existing literature and examine the key challenges as well as emerging opportunities in intelligent automation for EoL electronics remanufacturing, providing a comprehensive overview of how robotics, control, and artificial intelligence (AI) can jointly enable scalable, safe, and intelligent remanufacturing systems. This paper starts with the definition, scope, and motivation of remanufacturing within the context of a circular economy, highlighting its societal and environmental significance. Then it delves into intelligent automation approaches for disassembly, inspection, sorting, and component reprocessing in this domain, covering advanced methods for multimodal perception, decision-making under uncertainty, flexible planning algorithms, and force-aware manipulation. The paper further reviews several emerging techniques, including large foundation models, human-in-the-loop integration, and digital twins that have the potential to support future research in this area. By integrating these topics, we aim to illustrate how next-generation remanufacturing systems can achieve robust, adaptable, and efficient operation in the face of complex real-world challenges.
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All authors Sibo Tian, Xiao Liang, Sara Behdad, Minghui Zheng

Systems and Control

On ANN-enhanced positive invariance for nonlinear flat systems

The concept of positively invariant (PI) sets has proven effective in the formal verification of stability and safety properties for autonomous systems. However, the characterization of such sets is challenging for nonlinear systems in general, especially in the presence of constraints. In this work, we show that, for a class of feedback linearizable systems, called differentially flat systems, a PI set can be derived by leveraging a neural network approximation of the linearizing mapping. More specifically, for the class of flat systems, there exists a linearizing variable transformation that converts the nonlinear system into linear controllable dynamics, albeit at the cost of distorting the constraint set. We show that by approximating the distorted set using a rectified linear unit neural network, we can derive a PI set inside the admissible domain through its set-theoretic description. This offline characterization enables the synthesis of various efficient online control strategies, with different complexities and performances. Numerical simulations are provided to demonstrate the validity of the proposed framework.
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Systems and Control

On observer forms for hyperbolic PDEs with boundary dynamics

A hyperbolic observer canonical form (HOCF) for linear hyperbolic PDEs with boundary dynamics is presented. The transformation to the HOCF is based on a general procedure that uses so-called observability coordinates as an intermediate step. These coordinates are defined from an input-output relation given by a neutral functional differential equation (FDE), which, in the autonomous case, reduces to an autonomous FDE for the output. The HOCF coordinates are directly linked to this FDE, while the state transformation between the original coordinates and the observability coordinates is obtained by restricting the observability map to the interval corresponding to the maximal time shift appearing in the FDE. The proposed approach is illustrated on a string-mass-spring example.
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Systems and Control · Cross-listed from math.PR

The Variational Approach in Filtering and Correlated Noise

The variational formulation of nonlinear filtering due to Mitter and Newton characterizes the filtering distribution as the unique minimizer of a free energy functional involving the relative entropy with respect to the prior and an expected energy. This formulation rests on an absolute continuity condition between the joint path measure and a product reference measure. We prove that this condition necessarily fails whenever the signal and observation diffusions share a common noise source. Specifically we show that the joint and product measures are mutually singular, so no choice of reference measure can salvage the formulation. We then introduce a conditional variational principle that replaces the prior with a reference measure that preserves the noise correlation structure. This generalization recovers the Mitter–Newton formulation as a special case when the noises are independent, and yields an explicit free energy characterization of the filter in the linear correlated-noise setting.
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Systems and Control

Probably Approximately Correct Guarantees for Data-Driven Reachability Analysis: A Theoretical and Empirical Comparison

Reachability analysis evaluates system safety by identifying the set in which states may evolve over a time horizon. Data-driven reachability analysis estimates reachable sets and derives probabilistic guarantees directly from data. Several popular techniques for validating reachable sets—conformal prediction, scenario optimization, and the holdout method—admit similar Probably Approximately Correct (PAC) guarantees. We establish a formal connection between these PAC bounds and present an empirical case study on reachable sets to illustrate the trade-offs associated with these methods. We argue that despite the formal relationship between these techniques, subtle differences arise in both the interpretation of guarantees and the parameterization. We conclude with practical advice on the usage of these methods.
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Systems and Control

Importance Sampling for Statistical Certification of Viable Initial Sets

We study the problem of statistically certifying viable initial sets (VISs)—sets of initial conditions whose trajectories satisfy a given control specification. While VISs can be obtained from model-based methods, these methods typically rely on simplified models. We propose a simulation-based framework to certify VISs by estimating the probability of specification violations under a high-fidelity or black-box model. Since detecting these violations may be challenging due to their scarcity, we propose a sample-efficient framework that leverages importance sampling to target high-risk regions. We derive an empirical Bernstein inequality for weighted random variables, enabling finite-sample guarantees for importance sampling estimators. We demonstrate the proposed approach on two systems and show improved convergence of the resulting bounds on an adaptive cruise control benchmark.
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All authors Elizabeth Dietrich, Hanna Krasowski, Vegard Flovik, Murat Arcak

Signal Processing

Exploiting Out-of-Band Information for Millimeter-Wave MIMO Channel Estimation: Performance in Static and Dynamic Scenarios

To support the high data rates for latency-critical applications, future wireless systems will employ fully digital beamforming multiple-input multiple-output (MIMO) architectures at millimeter wave (mmWave) frequencies. Moreover, mmWave MIMO deployments will coexist with conventional sub-6 GHz MIMO systems, creating opportunities to exploit out-of-band sub-6 GHz information to enhance channel estimation at mmWave frequencies. In this work, we analyze the pilot-aided channel estimation performance of mmWave MIMO systems under various pilot configurations in both static and dynamic environments. We evaluate the system performance in terms of spectral efficiency (SE) for line-of-sight and non-line-of-sight propagation conditions. Simulation results show that incorporating out-of-band sub-6 GHz information yields notable SE gains in both static and dynamic scenarios.
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All authors Faruk Pasic, Mariam Mussbah, Stefan Schwarz, Markus Rupp, Christoph F. Mecklenbräuker

Systems and Control

Accelerated kriging interpolation for real-time grid frequency forecasting

The integration of renewable energy sources and distributed generation in the power system calls for fast and reliable predictions of grid dynamics to achieve efficient control and ensure stability. In this work, we present a novel nonparametric data-driven prediction algorithm based on kriging interpolation, which exploits the problem's numerical structure to achieve the required computational efficiency for fast real-time forecasting. Our results enable accurate frequency predictions directly from measurements, achieving sub-second computation times. We validate our findings on a simulated distribution grid case study.
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Systems and Control

Augmenting Automatic Differentiation for a Single-Server Queue via the Leibniz Integral Rule

New recursive estimators for computing higher-order derivatives of mean queueing time from a single sample path of a first-come, first-served single-server queue are presented, derived using the well-known Lindley equation and applying the Leibniz integral rule of differential calculus. Illustrative examples are provided.
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Signal Processing

Ground Reflection-Aided TomoSAR Imaging with 5G NR Signals

Tomographic synthetic aperture radar (TomoSAR) enables three-dimensional imaging by resolving targets along the elevation dimension, which is essential for environment reconstruction and infrastructure monitoring. A critical challenge in TomoSAR is the severe multipath propagation that causes ghost targets, range offsets, and elevation ambiguities. To address this, this paper proposes an enhanced Newtonized orthogonal matching pursuit (NOMP) algorithm to extract the delay, Doppler, and complex amplitude parameters of each propagation path, effectively separating line-of-sight (LoS) and multipath components prior to TomoSAR processing. Additionally, a height fusion strategy combining TomoSAR estimates with LoS-ground reflection delay-based inversion improves elevation accuracy. Simulation results demonstrate that the proposed method achieves improved positioning and elevation accuracy while effectively suppressing multipath-induced artifacts.
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All authors Qiuyuan Yang, Cunhua Pan, Hong Ren, Jiangzhou Wang