Peer Revenue Play credits. Real papers.

Papers

Fresh from arXiv, typeset properly. Highlighted words trade on the market.

Electrical Engineering and Systems Science

eess Watch Electrical Engineering and Systems Science (sign in to use)

Saturday 4 October

Systems and Control · Cross-listed from q-bio.NC

Dissecting Larval Zebrafish Hunting using Deep Reinforcement Learning Trained RNN Agents

Larval zebrafish hunting provides a tractable setting to study how ecological and energetic constraints shape adaptive behavior in both biological brains and artificial agents. Here we develop a minimal agent-based model, training recurrent policies with deep reinforcement learning in a bout-based zebrafish simulator. Despite its simplicity, the model reproduces hallmark hunting behaviors – including eye vergence-linked pursuit, speed modulation, and stereotyped approach trajectories – that closely match real larval zebrafish. Quantitative trajectory analyses show that pursuit bouts systematically reduce prey angle by roughly half before strike, consistent with measurements. Virtual experiments and parameter sweeps vary ecological and energetic constraints, bout kinematics (coupled vs. uncoupled turns and forward motion), and environmental factors such as food density, food speed, and vergence limits. These manipulations reveal how constraints and environments shape pursuit dynamics, strike success, and abort rates, yielding falsifiable predictions for neuroscience experiments. These sweeps identify a compact set of constraints – binocular sensing, the coupling of forward speed and turning in bout kinematics, and modest energetic costs on locomotion and vergence – that are sufficient for zebrafish-like hunting to emerge. Strikingly, these behaviors arise in minimal agents without detailed biomechanics, fluid dynamics, circuit realism, or imitation learning from real zebrafish data. Taken together, this work provides a normative account of zebrafish hunting as the optimal balance between energetic cost and sensory benefit, highlighting the trade-offs that structure vergence and trajectory dynamics. We establish a virtual lab that narrows the experimental search space and generates falsifiable predictions about behavior and neural coding.
Read the full abstract

All authors Raaghav Malik, Satpreet H. Singh, Sonja Johnson-Yu, Nathan Wu, Roy Harpaz, Florian Engert, Kanaka Rajan

Systems and Control

Optimal Energy Management in Indoor Farming Using Lighting Flexibility and Intelligent Model Predictive Control

Indoor farming enables year-round food production but its reliance on artificial lighting significantly increases energy consumption, peak load charges, and energy costs for growers. Recent studies indicate that plants are able to tolerate interruptions in light, enabling the design of 24-hour lighting schedules (or "recipes") with strategic light modulation in alignment with day-ahead pricing. Thus, we propose an optimal lighting control strategy for indoor farming that modulates light intensity and photoperiod to reduce energy costs. The control strategy is implemented within a model predictive control framework and augmented with transformer-based neural networks to forecast 24-hour ahead solar radiation and electricity prices to improve energy cost reduction. The control strategy is informed by real-world experimentation on lettuce crops to discover minimum light exposure and appropriate dark-light intervals, which are mathematically formulated as constraints to maintain plant health. Simulations for a one-hectare greenhouse, based on real electricity market data from Ontario, demonstrate an annual cost reduction of $318,400 (20.9%), a peak load decrease of 1.6 MW (33.32%), and total energy savings of 1890 MWh (20.2%) against a baseline recipe. These findings highlight the potential of intelligent lighting control to improve the sustainability and economic feasibility of indoor farming.
Read the full abstract

All authors Mohammadjavad Abbaspour, Mukund R. Shukla, Praveen K. Saxena, Shivam Saxena

Systems and Control · Cross-listed from cs.LG

Optimising Battery Energy Storage System Trading via Energy Market Operator Price Forecast

In electricity markets around the world, the ability to anticipate price movements with precision can be the difference between profit and loss, especially for fast-acting assets like battery energy storage systems (BESS). As grid volatility increases due to renewables and market decentralisation, operators and forecasters alike face growing pressure to transform prediction into strategy. Yet while forecast data is abundant, especially in advanced markets like Australia's National Electricity Market (NEM), its practical value in driving real-world BESS trading decisions remains largely unexplored. This thesis dives into that gap. This work addresses a key research question: Can the accuracy of the Australian Energy Market Operator (AEMO) energy price forecasts be systematically leveraged to develop a reliable and profitable battery energy storage system trading algorithm? Despite the availability of AEMO price forecasts, no existing framework evaluates their reliability or incorporates them into practical BESS trading strategies. By analysing patterns in forecast accuracy based on time of day, forecast horizon, and regional variations, this project creates a novel, forecast-informed BESS trading model to optimise arbitrage financial returns. The performance of this forecast-driven algorithm is benchmarked against a basic trading algorithm with no knowledge of forecast data. The study further explores the potential of machine learning techniques to predict future energy prices by enhancing AEMO forecasts to govern a more advanced trading strategy. The research outcomes will inform future improvements in energy market trading models and promote more efficient BESS integration into market operations.
Read the full abstract

Systems and Control · Cross-listed from cs.RO

Safety-Oriented Dynamic Path Planning for Automated Vehicles

Ensuring safety in autonomous vehicles necessitates advanced path planning and obstacle avoidance capabilities, particularly in dynamic environments. This paper introduces a bi-level control framework that efficiently augments road boundaries by incorporating time-dependent grid projections of obstacle movements, thus enabling precise and adaptive path planning. The main control loop utilizes Nonlinear Model Predictive Control (NMPC) for real-time path optimization, wherein homotopy-based constraint relaxation is employed to improve the solvability of the optimal control problem (OCP). Furthermore, an independent backup loop runs concurrently to provide safe fallback trajectories when an optimal trajectory cannot be computed by the main loop within a critical time frame, thus enhancing safety and real-time performance. Our evaluation showcases the benefits of the proposed methods in various driving scenarios, highlighting the real-time applicability and robustness of our approach. Overall, the framework represents a significant step towards safer and more reliable autonomous driving in complex and dynamic environments.
Read the full abstract

Systems and Control

Cyber Resilience Assessment of Unbalanced Distribution System Restoration under Sparse Load Forecasting Attacks

System restoration is critical for power-system resilience, but its growing reliance on artificial intelligence (AI)-based load forecasting creates a cyber-physical vulnerability in the restoration decision loop. Manipulated forecasts can cause infeasible restoration schedules, insufficient inverter-based-resource ramping margins, and unsuccessful recovery of de-energized segments, yet the resilience of restoration processes to such attacks remains largely unexplored. This paper evaluates restoration vulnerability at the system level rather than only measuring forecasting error. A gradient-based sparse perturbation method is developed as a stress-testing tool to identify influential forecasting inputs. We further create a restoration-aware validation framework that embeds these compromised forecasts into a sequential restoration model and evaluates operational feasibility using an unbalanced three-phase optimal power flow formulation. Case studies on a modified IEEE 123-bus feeder show that sparse input perturbations can substantially increase forecasting error and make selected microgrid restoration stages infeasible. The results reveal system-level failures caused by active-power-balance infeasibility and power ramping violations, which can prevent the restoration of critical loads. These findings provide actionable insights for designing cybersecurity-aware restoration planning frameworks.
Read the full abstract

Audio and Speech Processing

Scaling Multi-Talker ASR with Speaker-Agnostic Activity Streams

An increasingly common training paradigm for multi-talker automatic speech recognition (ASR) is to use speaker activity signals to adapt single-speaker ASR models for overlapping speech. Although effective, these systems require running the ASR model once per speaker, resulting in inference costs that scale with the number of speakers and limiting their practicality. In this work, we propose a method that decouples the inference cost of activity-conditioned ASR systems from the number of speakers by converting speaker-specific activity outputs into two speaker-agnostic streams. A central challenge is that naïvely merging speaker activities into streams significantly degrades recognition, since pretrained ASR models assume contiguous, single-speaker inputs. To address this, we design new heuristics aimed at preserving conversational continuity and maintaining compatibility with existing systems. We show that our approach is compatible with Diarization-Conditioned Whisper (DiCoW) to greatly reduce runtimes on the AMI and ICSI meeting datasets while retaining competitive performance.
Read the full abstract

All authors Xiluo He, Alexander Polok, Jesús Villalba, Thomas Thebaud, Matthew Maciejewski

Signal Processing

Pinching Antenna Systems (PASS) for Cell-Free Communications

A pinching antenna system (PASS) assisted cell-free communication system is proposed. A sum rate maximization problem under the BS power budget constraint and PA deployment constraint is formulated. To tackle the proposed non-convex optimization problem, an alternating optimization (AO) algorithm is developed. In particular, the digital beamforming sub-problem is solved using the weighted minimum mean square error (WMMSE) method, whereas the pinching beamforming sub-problem is handled via a penalty based approach combined with element-wise optimization. Simulation results demonstrate that: 1) the PASS assisted cell-free systems achieve superior performance over benchmark schemes; 2) increasing the number of PAs per waveguides can improve the advantage of PASS assisted cell-free systems; and 3) the cell-free architecture mitigates the average user rate degradation as the number of users increases.
Read the full abstract

All authors Haochen Li, Jiayi Lei, Cheng Zeng, Zhaoming Hu, Chao Dong, Yuanwei Liu

Signal Processing

On-Grid Equivalence of Continuous-Time Doubly Selective Channels: A Revisit of Bello's Models

Significant studies on communications over doubly selective channels have utilized on-grid DD channel models, which are previously investigated in Bello's seminar paper in 1963. The DD grid is typically specified by the bandwidth and time duration of the transmission frames. However, the physical channels are determined by the propagation environments and they are typically off-grid. Hence, there is often a gap between an actual physical channel and the on-grid model. This paper revisits the on-grid modeling of practical physical channels. We study the associated on-grid DD-domain representations for continuous-time, doubly selective channels with off-grid delay and Doppler shifts, accounting for practical time/frequency-domain windowing at the transceivers. The universal models obtained are applicable under the mild assumption that the windows have finite supports, and they extend Bello's classical results to account for more general windows. We also discuss the features and implications of the equivalent on-grid models.
Read the full abstract

Systems and Control

Learning Safety-Compatible Observers for Unknown Systems

This paper presents a data-driven approach for jointly learning a robust full-state observer and its robustness certificate for systems with unknown dynamics. Leveraging incremental input-to-state stability (delta ISS) notions, we jointly learn a delta ISS Lyapunov function that serves as the robustness certificate and prove practical convergence of the estimation error under standard fidelity assumptions on the learned models. This renders the observer safety-compatible: they can be consumed by certificate-based safe controllers so that, when the controller tolerates bounded estimation error, the controller's certificate remains valid under output feedback. We further extend the approach to interconnected systems via the small-gain theorem, yielding a distributed observer design framework. We validate the approach on a variety of nonlinear systems.
Read the full abstract

Image and Video Processing · Cross-listed from cs.CV

Unsupervised Transformer Pre-Training for Images: Self-Distillation, Mean Teachers, and Random Crops

Recent advances in self-supervised learning (SSL) have made it possible to learn general-purpose visual features that capture both the high-level semantics and the fine-grained spatial structure of images. Most notably, the recent DINOv2 has established a new state of the art by surpassing weakly supervised methods (WSL) like OpenCLIP on most benchmarks. In this survey, we examine the core ideas behind its approach, multi-crop view augmentation and self-distillation with a mean teacher, and trace their development in previous work. We then compare the performance of DINO and DINOv2 with other SSL and WSL methods across various downstream tasks, and highlight some remarkable emergent properties of their learned features with transformer backbones. We conclude by briefly discussing DINOv2's limitations, its impact, and future research directions.
Read the full abstract

Signal Processing · Cross-listed from cs.LG

MECKD: Deep Learning-Based Fall Detection in Multilayer Mobile Edge Computing With Knowledge Distillation

The rising aging population has increased the importance of fall detection (FD) systems as an assistive technology, where deep learning techniques are widely applied to enhance accuracy. FD systems typically use edge devices (EDs) worn by individuals to collect real-time data, which are transmitted to a cloud center (CC) or processed locally. However, this architecture faces challenges such as a limited ED model size and data transmission latency to the CC. Mobile edge computing (MEC), which allows computations at MEC servers deployed between EDs and CC, has been explored to address these challenges. We propose a multilayer MEC (MLMEC) framework to balance accuracy and latency. The MLMEC splits the architecture into stations, each with a neural network model. If front-end equipment cannot detect falls reliably, data are transmitted to a station with more robust back-end computing. The knowledge distillation (KD) approach was employed to improve front-end detection accuracy by allowing high-power back-end stations to provide additional learning experiences, enhancing precision while reducing latency and processing loads. Simulation results demonstrate that the KD approach improved accuracy by 11.65% on the SisFall dataset and 2.78% on the FallAllD dataset. The MLMEC with KD also reduced the data latency rate by 54.15% on the FallAllD dataset and 46.67% on the SisFall dataset compared to the MLMEC without KD. In summary, the MLMEC FD system exhibits improved accuracy and reduced latency.
Read the full abstract

All authors Wei-Lung Mao, Chun-Chi Wang, Po-Heng Chou, Kai-Chun Liu, Yu Tsao

Signal Processing

Variable Block-Correlation Modeling and Optimization for Secrecy Analysis in Fluid Antenna Systems

Fluid antenna systems (FAS) are emerging as a transformative enabler for sixth-generation (6G) wireless communications, providing unprecedented spatial diversity through dynamic reconfiguration of antenna ports. However, the inherent spatial correlation among ports poses significant challenges for accurate analysis. Conventional models such as Jakes are analytically intractable, while oversimplified constant-correlation models fail to capture the true behavior. In this work, we address these challenges by applying the variable block-correlation model (VBCM) – originally proposed by Ramírez-Espinosa et al. in 2024 – to FAS security analysis, and by developing comprehensive optimization methods to enhance analytical accuracy. We derive new closed-form expressions for average secrecy capacity (ASC) and secrecy outage probability (SOP), demonstrating that the VBCM framework achieves simulation-aligned accuracy, with relative errors consistently below $5\%$ (compared to $10$–$15\%$ for constant-correlation models). To maximize ASC, we further design two algorithms: a grid search (GS) method and a gradient descent (GD) method. Numerical results reveal that the VBCM-based approach not only provides reliable insights into FAS security performance, but also yields substantial gains – ASC improvements exceeding $120\%$ in high-threat scenarios and $18$–$19\%$ performance enhancements for compact antenna configurations. These findings underscore the practical value of integrating VBCM into FAS security analysis and optimization, establishing it as a powerful tool for advancing 6G communication systems.
Read the full abstract

All authors Tuo Wu, Kwai-Man Luk, Jie Tang, Kai-Kit Wong, Jianchao Zheng, Baiyang Liu, David Morales-Jimenez, Maged Elkashlan, Kin-Fai Tong, Chan-Byoung Chae, Fumiyuki Adachi, George K. Karagiannidis

Friday 3 October

Signal Processing

Modelling Real-Life Cycling Decisions in Real Urban Settings Through Psychophysiology and LLM-Derived Contextual Data

Measuring emotional states in transportation contexts is an emerging field. Methods based on self-reported emotions are limited by their low granularity and their susceptibility to memory bias. In contrast, methods based on physiological indicators provide continuous data, enabling researchers to measure changes in emotional states with high detail and accuracy. Not only are emotions important in the analysis, but understanding what triggers emotional changes is equally important. Uncontrolled variables such as traffic conditions, pedestrian interactions, and infrastructure remain a significant challenge, as they can have a great impact on emotional states. Explaining the reasons behind these emotional states requires gathering sufficient and proper contextual data, which can be extremely difficult in real-world environments. This paper addresses these challenges by applying an innovative approach, extracting contextual data (expert annotator level) from recorded multimedia using large language models (LLMs). In this paper, data are collected from an urban cycling case study of the City of Santiago, Chile. The applied models focus on understanding how different environments and traffic situations affect the emotional states and behaviors of the participants using physiological data. Sequences of images, extracted from the recorded videos, are processed by LLMs to obtain semantic descriptions of the environment. These discrete, although dense and detailed, contextual data are integrated into a hybrid model, where fatigue and arousal serve as latent variables influencing observed cycling behaviors (inferred from GPS data) like waiting, accelerating, braking, etc. The study confirms that cycling decisions are influenced by stress-related emotions and highlights the strong impact of urban characteristics and traffic conditions on cyclist behavior.
Read the full abstract

All authors Maximiliano Rosadio Z., Angel Jimenez-Molina, Bastián Henríquez, Paulina Leiva, Ricardo Hurtubia, Ricardo De La Paz Guala, Leandro Gayozo, C. Angelo Guevara

Systems and Control · Cross-listed from physics.app-ph

Robust interpretation of electrochemical impedance spectra using numerical complex analysis

Electrochemical Impedance Spectroscopy (EIS) is a non-invasive technique widely used for understanding charge transfer and charge transport processes in electrochemical systems and devices. Standard approaches for the interpretation of EIS data involve starting with a hypothetical circuit model for the physical processes in the device based on experience/intuition, and then fitting the EIS data to this circuit model. This work explores a mathematical approach for extracting key characteristic features from EIS data by relying on fundamental principles of complex analysis. These characteristic features can ascertain the presence of inductors and constant phase elements (non-ideal capacitors) in circuit models and enable us to answer questions about the identifiability and uniqueness of equivalent circuit models. In certain scenarios such as models with only resistors and capacitors, we are able to enumerate all possible families of circuit models. Finally, we apply the mathematical framework presented here to real-world electrochemical systems and highlight results using impedance measurements from a lithium-ion battery coin cell.
Read the full abstract

All authors Jithin D. George, Willa Brenneis, Vinod K. Sangwan, Dilara Meli, Heather Kurtz, Jeffrey Richards, Lincoln J. Lauhon, Jonathan Rivnay, Mark C. Hersam, Jeffrey Lopez, Maria K. Y. Chan, Valerie Taylor

Signal Processing

Synthetic EEG Generation using Diffusion Models for Motor Imagery Tasks

Electroencephalography (EEG) is a widely used, non-invasive method for capturing brain activity, and is particularly relevant for applications in Brain-Computer Interfaces (BCI). However, collecting high-quality EEG data remains a major challenge due to sensor costs, acquisition time, and inter-subject variability. To address these limitations, this study proposes a methodology for generating synthetic EEG signals associated with motor imagery brain tasks using Diffusion Probabilistic Models (DDPM). The approach involves preprocessing real EEG data, training a diffusion model to reconstruct EEG channels from noise, and evaluating the quality of the generated signals through both signal-level and task-level metrics. For validation, we employed classifiers such as K-Nearest Neighbors (KNN), Convolutional Neural Networks (CNN), and U-Net to compare the performance of synthetic data against real data in classification tasks. The generated data achieved classification accuracies above 95%, with low mean squared error and high correlation with real signals. Our results demonstrate that synthetic EEG signals produced by diffusion models can effectively complement datasets, improving classification performance in EEG-based BCIs and addressing data scarcity.
Read the full abstract

Audio and Speech Processing · Cross-listed from cs.SD

EGSTalker: Real-Time Audio-Driven Talking Head Generation with Efficient Gaussian Deformation

This paper presents EGSTalker, a real-time audio-driven talking head generation framework based on 3D Gaussian Splatting (3DGS). Designed to enhance both speed and visual fidelity, EGSTalker requires only 3-5 minutes of training video to synthesize high-quality facial animations. The framework comprises two key stages: static Gaussian initialization and audio-driven deformation. In the first stage, a multi-resolution hash triplane and a Kolmogorov-Arnold Network (KAN) are used to extract spatial features and construct a compact 3D Gaussian representation. In the second stage, we propose an Efficient Spatial-Audio Attention (ESAA) module to fuse audio and spatial cues, while KAN predicts the corresponding Gaussian deformations. Extensive experiments demonstrate that EGSTalker achieves rendering quality and lip-sync accuracy comparable to state-of-the-art methods, while significantly outperforming them in inference speed. These results highlight EGSTalker's potential for real-time multimedia applications.
Read the full abstract

All authors Tianheng Zhu, Yinfeng Yu, Liejun Wang, Fuchun Sun, Wendong Zheng

Systems and Control · Cross-listed from cs.LG

Generalization of Graph Neural Network Models for Distribution Grid Fault Detection

Fault detection in power distribution grids is critical for ensuring system reliability and preventing costly outages. Moreover, fault detection methodologies should remain robust to evolving grid topologies caused by factors such as reconfigurations, equipment failures, and Distributed Energy Resource (DER) integration. Current data-driven state-of-the-art methods use Recurrent Neural Networks (RNNs) for temporal modeling and Graph Neural Networks (GNNs) for spatial learning, in an RNN+GNN pipeline setting (RGNN in short). Specifically, for power system fault diagnosis, Graph Convolutional Networks (GCNs) have been adopted. Yet, various more advanced GNN architectures have been proposed and adopted in domains outside of power systems. In this paper, we set out to systematically and consistently benchmark various GNN architectures in an RNN+GNN pipeline model. Specifically, to the best of our knowledge, we are the first to (i) propose to use GraphSAGE and Graph Attention (GAT, GATv2) in an RGNN for fault diagnosis, and (ii) provide a comprehensive benchmark against earlier proposed RGNN solutions (RGCN) as well as pure RNN models (especially Gated Recurrent Unit (GRU)), particularly (iii) exploring their generalization potential for deployment in different settings than those used for training them. Our experimental results on the IEEE 123-node distribution network show that RGATv2 has superior generalization capabilities, maintaining high performance with an F1-score reduction of $\sim$12% across different topology settings. In contrast, pure RNN models largely fail, experiencing an F1-score reduction of up to $\sim$60%, while other RGNN variants also exhibit significant performance degradation, i.e., up to $\sim$25% lower F1-scores.
Read the full abstract

Image and Video Processing

How We Won BraTS-SSA 2025: Brain Tumor Segmentation in the Sub-Saharan African Population Using Segmentation-Aware Data Augmentation and Model Ensembling

Brain tumors, particularly gliomas, pose significant chall-enges due to their complex growth patterns, infiltrative nature, and the variability in brain structure across individuals, which makes accurate diagnosis and monitoring difficult. Deep learning models have been developed to accurately delineate these tumors. However, most of these models were trained on relatively homogenous high-resource datasets, limiting their robustness when deployed in underserved regions. In this study, we performed segmentation-aware offline data augmentation on the BraTS-Africa dataset to increase the data sample size and diversity to enhance generalization. We further constructed an ensemble of three distinct architectures, MedNeXt, SegMamba, and Residual-Encoder U-Net, to leverage their complementary strengths. Our best-performing model, MedNeXt, was trained on 1000 epochs and achieved the highest average lesion-wise dice and normalized surface distance scores of 0.86 and 0.81 respectively. However, the ensemble model trained for 500 epochs produced the most balanced segmentation performance across the tumour subregions. This work demonstrates that a combination of advanced augmentation and model ensembling can improve segmentation accuracy and robustness on diverse and underrepresented datasets. Code available at: https://github.com/SPARK-Academy-2025/SPARK-2025/tree/main/SPARK2025_BraTs_MODELS/SPARK_NeuroAshanti
Read the full abstract

All authors Claudia Takyi Ankomah, Livingstone Eli Ayivor, Ireneaus Nyame, Leslie Wambo, Patrick Yeboah Bonsu, Aondona Moses Iorumbur, Raymond Confidence, Toufiq Musah

Systems and Control · Cross-listed from cs.MA

Long-Term Mapping of the Douro River Plume with Multi-Agent Reinforcement Learning

We study the problem of long-term (multiple days) mapping of a river plume using multiple autonomous underwater vehicles (AUVs), focusing on the Douro river representative use-case. We propose an energy - and communication - efficient multi-agent reinforcement learning approach in which a central coordinator intermittently communicates with the AUVs, collecting measurements and issuing commands. Our approach integrates spatiotemporal Gaussian process regression (GPR) with a multi-head Q-network controller that regulates direction and speed for each AUV. Simulations using the Delft3D ocean model demonstrate that our method consistently outperforms both single- and multi-agent benchmarks, with scaling the number of agents both improving mean squared error (MSE) and operational endurance. In some instances, our algorithm demonstrates that doubling the number of AUVs can more than double endurance while maintaining or improving accuracy, underscoring the benefits of multi-agent coordination. Our learned policies generalize across unseen seasonal regimes over different months and years, demonstrating promise for future developments of data-driven long-term monitoring of dynamic plume environments.
Read the full abstract

All authors Nicolò Dal Fabbro, Milad Mesbahi, Renato Mendes, João Borges de Sousa, George J. Pappas

Systems and Control · Cross-listed from cs.LG

Certifiable Safe RLHF: Semantic Grounding and Fixed Penalty Constraint Optimization for Safer LLM Alignment

Ensuring safety is a foundational requirement for large language models (LLMs). Achieving an appropriate balance between enhancing the utility of model outputs and mitigating their potential for harm is a complex and persistent challenge. Contemporary approaches frequently formalize this problem within the framework of Constrained Markov Decision Processes (CMDPs) and employ established CMDP optimization techniques. However, these methods exhibit two notable limitations. First, their reliance on reward and cost functions renders performance highly sensitive to the underlying scoring mechanism, which must capture semantic meaning rather than being triggered by superficial keywords. Second, CMDP-based training entails tuning dual-variable, a process that is both computationally expensive and does not provide any provable safety guarantee for a fixed dual variable that can be exploitable through adversarial jailbreaks. To overcome these limitations, we introduce Certifiable Safe-RLHF (CS-RLHF) that introduces a cost model trained on a large-scale corpus to assign semantically grounded safety scores. In contrast to the lagrangian-based approach, CS-RLHF adopts a rectified penalty-based formulation. This design draws on the theory of exact penalty functions in constrained optimization, wherein constraint satisfaction is enforced directly through a suitably chosen penalty term. With an appropriately scaled penalty, feasibility of the safety constraints can be guaranteed at the optimizer, eliminating the need for dual-variable updates. Empirical evaluation demonstrates that CS-RLHF outperforms state-of-the-art LLM model responses rendering at-least 5 times efficient against nominal and jail-breaking prompts
Read the full abstract

All authors Kartik Pandit, Sourav Ganguly, Arnesh Banerjee, Shaahin Angizi, Arnob Ghosh

Signal Processing

COMET: Co-Optimization of a CNN Model using Efficient-Hardware OBC Techniques

Convolutional Neural Networks (CNNs) achieve remarkable accuracy in vision tasks, yet their computational complexity challenges low-power edge deployment. In this work, we present COMET, a framework of CNN models that employ efficient hardware offset-binary coding (OBC) techniques to enable co-optimization of performance and resource utilization. The approach formulates CNN inference using OBC representations applied separately to inputs (Scheme A) and weights (Scheme B), enabling exploitation of bit-width asymmetry. The shift-accumulate operation is modified by incorporating offset-term with the pre-scaled bias. Leveraging symmetries in Schemes A and B, we introduce four look-up table (LUT) techniques – parallel, shared, split, and hybrid – and evaluate their efficiency. Building on this foundation, we develop a general matrix multiplication core using the im2col transformation for efficient CNN acceleration. We consider LeNet-5 and All-CNN-C to demonstrate that the OBC-GEMM core efficiently supports modern workloads. Evaluation shows that COMET enables efficient FPGA deployment compared to state-of-the-art designs, with negligible accuracy loss, demonstrating its efficiency and scalability across diverse network architectures.
Read the full abstract

All authors Boyang Chen, Mohd Tasleem Khan, George Goussetis, Mathini Sellathurai, Yuan Ding, João F. C. Mota, Jongeun Lee

Image and Video Processing · Cross-listed from cs.CV

Platonic Transformers: A Solid Choice For Equivariance

While widespread, Transformers lack inductive biases for geometric symmetries common in science and computer vision. Existing equivariant methods often sacrifice the efficiency and flexibility that make Transformers so effective through complex, computationally intensive designs. We introduce the Platonic Transformer to resolve this trade-off. By defining attention relative to reference frames from the Platonic solid symmetry groups, our method induces a principled weight-sharing scheme. This enables combined equivariance to continuous translations and Platonic symmetries, while preserving the exact architecture and computational cost of a standard Transformer. Furthermore, we show that this attention is formally equivalent to a dynamic group convolution, which reveals that the model learns adaptive geometric filters and enables a highly scalable, linear-time convolutional variant. Across diverse benchmarks in computer vision (CIFAR-10), 3D point clouds (ScanObjectNN), and molecular property prediction (QM9, OMol25), the Platonic Transformer achieves competitive performance by leveraging these geometric constraints at no additional cost.
Read the full abstract

All authors Mohammad Mohaiminul Islam, Rishabh Anand, David R. Wessels, Friso de Kruiff, Thijs P. Kuipers, Rex Ying, Clara I. Sánchez, Sharvaree Vadgama, Georg Bökman, Erik J. Bekkers

Systems and Control

Machine Learning-Driven Prediction of Lithium-Ion Battery Power Capability for eVTOL Aircraft

Electric vertical take-off and landing (eVTOL) aircraft have emerged as a promising solution to transform urban transportation. They present a few technical challenges for battery management, a prominent one of which is the prediction of the power capability of their lithium-ion battery systems. The challenge originates from the high C-rate discharging conditions required during eVTOL flights as well as the complexity of lithium-ion batteries' electro-thermal dynamics. This paper, for the first time, formulates a power limit prediction problem for eVTOL which explicitly considers long prediction horizons and the possible occurrence of emergency landings. We then harness machine learning to solve this problem in two intertwined ways. First, we adopt a dynamic model that integrates physics with machine learning to predict a lithium-ion battery's voltage and temperature behaviors with high accuracy. Second, while performing search for the maximum power, we leverage machine learning to predict the remaining discharge time and use the prediction to accelerate the search with fast computation. Our validation results show the effectiveness of the proposed study for eVTOL operations.
Read the full abstract

All authors Hao Tu, Yebin Wang, Shaoshuai Mou, Huazhen Fang

Systems and Control · Cross-listed from math.OC

Contingency-Aware Nodal Optimal Power Investments with High Temporal Resolution

We present CANOPI, a novel algorithmic framework, for solving the Contingency-Aware Nodal Power Investments problem, a large-scale nonlinear optimization problem that jointly optimizes investments in generation, storage, and transmission upgrades, including representations of unit commitment and long-duration storage. The problem's scale arises from the confluence of spatial and temporal resolutions, along with the large number of contingency constraints. Further, the underlying problem is nonlinear due to transmission upgrades' impact on impedances. We propose algorithmic approaches to address these computational challenges. We pose a linear approximation and develop a fixed-point algorithm to adjust for nonlinear impedance feedback. We solve the large-scale linear expansion model with a specialized level-bundle method leveraging a novel interleaved approach to contingency constraint generation. We introduce a minimum cycle basis algorithm that improves numerical sparsity and solve times of cycle-based DC power flow. CANOPI is demonstrated on a 1493-bus Western Interconnection test system built from realistic-geography network data, with hourly operations spanning 52 week-long scenarios and a total possible set of 20 billion individual transmission contingency constraints. Numerical experiments quantify reliability and economic benefits of incorporating transmission contingencies in integrated planning models and highlight the computational advantages of the proposed methods.
Read the full abstract

Systems and Control · Cross-listed from cs.RO

Optimization-Based Robust Permissive Synthesis for Interval MDPs

We present an optimization-based framework for robust permissive synthesis for Interval Markov Decision Processes (IMDPs). While robust IMDP controller synthesis typically yields a single policy and most permissive-synthesis methods assume exact transition models, we synthesize multi-strategies that retain multiple actions while guaranteeing satisfaction of probabilistic reachability or expected-reward specifications under all admissible transition probabilities. We formulate the problem as a mixed-integer linear program (MILP) that maximizes the number of enabled state–action pairs subject to robust Bellman constraints. We develop two encodings: a direct vertex-enumeration formulation and a dualization-based formulation that avoids explicit enumeration of uncertainty-polytope vertices and has size linear in the number of successor transitions. Experiments on four benchmark domains show that both encodings achieve the same optimal permissiveness and scale to IMDPs with hundreds of thousands of states. Compared with standard robust single-policy synthesis, the resulting multi-strategies retain substantially more action choices.
Read the full abstract

Systems and Control · Cross-listed from math.OC

A Sequential Quadratic Programming Perspective on Optimal Control

This paper offers a unified perspective on different approaches to the solution of optimal control problems through the lens of constrained sequential quadratic programming. In particular, it allows us to find the relationships between Newton's method, the iterative LQR (iLQR), and Differential Dynamic Programming (DDP) approaches to solve the problem. It is shown that the iLQR is a principled SQP approach, rather than simply an approximation of DDP by neglecting the Hessian terms, to solve optimal control problems that can be guaranteed to always produce a cost-descent direction and converge to an optimum; while Newton's approach or DDP do not have similar guarantees, especially far from an optimum. Our empirical evaluations on the pendulum and cart-pole swing-up tasks serve to corroborate the SQP-based analysis proposed in this paper.
Read the full abstract

Systems and Control · Cross-listed from math.OC

Cooling Under Convexity: An Inventory Control Perspective on Industrial Refrigeration

Industrial refrigeration systems have substantial energy needs, but optimizing their operation remains challenging due to the tension between minimizing energy costs and meeting strict cooling requirements. Load shifting–strategic overcooling in anticipation of future demands–offers substantial efficiency gains. This work seeks to rigorously quantify these potential savings through the derivation of optimal load shifting policies. Our first contribution establishes a novel connection between industrial refrigeration and inventory control problems with convex ordering costs, where the convexity arises from the relationship between energy consumption and cooling capacity. Leveraging this formulation, we derive three main theoretical results: (1) an optimal algorithm for deterministic demand scenarios, along with proof that optimal trajectories are non-increasing (a valuable structural insight for practical control); (2) performance bounds that quantify the value of load shifting as a function of cost convexity, demand variability, and temporal patterns; (3) a computationally tractable load shifting heuristic with provable near-optimal performance under uncertainty. Numerical simulations validate our theoretical findings, and a case study using real industrial refrigeration data demonstrates an opportunity for improved load shifting.
Read the full abstract

All authors Vade Shah, Yohan John, Ethan Freifeld, Lily Y. Chen, Jason R. Marden

Systems and Control · Cross-listed from cs.NI

Scalable Ground Station Selection for Large LEO Constellations

Effective ground station selection is critical for low Earth orbiting (LEO) satellite constellations to minimize operational costs, maximize data downlink volume, and reduce communication gaps between access windows. Traditional ground station selection typically begins by choosing from a fixed set of locations offered by Ground Station-as-a-Service (GSaaS) providers, which helps reduce the problem scope to optimizing locations over existing infrastructure. However, finding a globally optimal solution for stations using existing mixed-integer programming methods quickly becomes intractable at scale, especially when considering multiple providers and large satellite constellations. To address this issue, we introduce a scalable, hierarchical framework that decomposes the global selection problem into single-satellite, short time-window subproblems. Optimal station choices from each subproblem are clustered to identify consistently high-value locations across all decomposed cases. Cluster-level sets are then matched back to the closest GSaaS candidate sites to produce a globally feasible solution. This approach enables scalable coordination while maintaining near-optimal performance. We evaluate our method's performance on synthetic Walker-Star test cases (1-10 satellites, 1-10 stations), achieving solutions within 95% of the global IP optimum for all test cases. Real-world evaluations on Capella Space (5 satellites), ICEYE (40), and Planet's Flock (96) show that while exact IP solutions fail to scale, our framework continues to deliver high-quality site selections.
Read the full abstract

All authors Grace Ra Kim, Duncan Eddy, Vedant Srinivas, Mykel J. Kochenderfer

Signal Processing · Cross-listed from physics.med-ph

Application of a Virtual Imaging Framework for Investigating a Deep Learning-Based Reconstruction Method for 3D Quantitative Photoacoustic Computed Tomography

Quantitative photoacoustic computed tomography (qPACT) is a promising imaging modality for estimating physiological parameters such as blood oxygen saturation. However, developing robust qPACT reconstruction methods remains challenging due to computational demands, modeling difficulties, and experimental uncertainties. Learning-based methods have been proposed to address these issues but remain largely unvalidated. Virtual imaging (VI) studies are essential for validating such methods early in development, before proceeding to less-controlled phantom or in vivo studies. Effective VI studies must employ ensembles of stochastically generated numerical phantoms that accurately reflect relevant anatomy and physiology. Yet, most prior VI studies for qPACT relied on overly simplified phantoms. In this work, a realistic VI testbed is employed for the first time to assess a representative 3D learning-based qPACT reconstruction method for breast imaging. The method is evaluated across subject variability and physical factors such as measurement noise and acoustic aberrations, offering insights into its strengths and limitations.
Read the full abstract

All authors Refik Mert Cam, Seonyeong Park, Umberto Villa, Mark A. Anastasio

Systems and Control · Cross-listed from math.OC

Efficient Input-Constrained Impulsive Optimal Control of Linear Systems with Application to Spacecraft Relative Motion

This work presents a novel algorithm for impulsive optimal control of linear time-varying systems with the inclusion of input magnitude constraints. Impulsive optimal control problems, where the optimal input solution is a sum of delta functions, are typically formulated as an optimization over a normed function space subject to integral equality constraints and can be efficiently solved for linear time-varying systems in their dual formulation. In this dual setting, the problem takes the form of a semi-infinite program which is readily solvable in online scenarios for constructing maneuver plans. This work augments the approach with the inclusion of magnitude constraints on the input over time windows of interest, which is shown to preserve the impulsive nature of the optimal solution and enable efficient solution procedures via semi-infinite programming. The resulting algorithm is demonstrated on the highly relevant problem of relative motion control of spacecraft in Low Earth Orbit (LEO).
Read the full abstract