Systems and Control
The asymptotic variance of the Hermite-Domain Predictor-Based Subspace Identification method
Enrico Barbiero and Marco Lovera
This paper derives analytical expressions for the asymptotic variance of the Hermite-Domain Predictor-Based Subspace Identification (HD-PBSID) method. Unlike continuous-time subspace approaches that rely on intermediate-domain transformations, HD-PBSID identifies continuous-time state-space
matrices directly. The derivation first establishes the uncertainty of the estimated state-space
matrices and then exploits these results to obtain asymptotic variance expressions. These expressions provide analytical uncertainty bounds for system
eigenvalues, which are invariant under similarity transformations and therefore uniquely characterize the identified dynamics. The proposed formulas are first validated in an ideal Hermite-domain setting, where the conditions underlying the derivation are satisfied, and then assessed on noisy time-domain data through Monte Carlo simulations. The predicted bounds show very good agreement with the
eigenvalue distributions in the ideal setting and acceptable agreement in the time-domain case when the innovation sequence is enforced to be white.
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Systems and Control
Optimal Dynamic Resource Allocation for Multicore Real-time Systems
Georgiy A. Bondar, Abigail Eisenklam, Ripon C. Sarker et al. (+2 more)
We formulate a novel optimal control problem for data-driven dynamic resource allocation in multicore real-time systems. The proposed formulation accounts for hard deadline constraints and resource bounds. Under mild assumptions, we prove several results on the feasibility and existence of optimal solution for the proposed formulation. Building on these analyses, we design an
algorithm to solve the multi-core dynamic resource allocation problem. We demonstrate the practical use of this new
algorithm by experimentally evaluating it on a real multicore platform using four
benchmarks from the literature.
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All authors Georgiy A. Bondar, Abigail Eisenklam, Ripon C. Sarker, Linh Thi Xuan Phan, Abhishek Halder
Systems and Control · Cross-listed from cs.MA
Distributed Algorithms for $\alpha$-Potential Functions in General-Sum Games
Yifei Chen and Chinmay Maheshwari
We study the problem of computing the tightest \(\alpha\)-potential approximation of a general-sum game over continuous action spaces, within a prescribed class of potential functions and when each player has access only to its own utility function. The difficulty is twofold: the approximation error involves a worst-case search over an infinite set of unilateral deviations, and the required utility information is distributed across players. For a linear-in-parameters potential class, we use an exact finite-tuple reformulation that separates the problem into a global outer search over deviation tuples and distributed convex inner problems. We develop a primal–dual inner oracle tailored to this structure and establish a uniform one-sided accuracy guarantee. This oracle can be combined with global outer search to obtain an end-to-end guarantee on the outer optimization error. We also develop a projected zeroth-order outer method as a computationally lighter alternative for higher-dimensional problems. Numerical experiments illustrate the accuracy–computation tradeoff between the two outer-search methods and show that the proposed optimization framework can improve upon analytical \(\alpha\)-potential constructions.
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Systems and Control
New and Improved Analytical Methods for Calculating Power System Adequacy Metrics
Chanan Singh
A new analytical technique is proposed for calculating adequacy metrics for generation planning. The proposed technique is simple, direct, and provides higher accuracy than traditional discretized approaches. Additionally, a new analytical methodology is introduced for calculating loss of load days (LOL Days) as distinct from loss of load events or frequency of load loss. This paper emphasizes that, where feasible, analytical methods are preferable to Monte Carlo simulations because they yield exact closed-form solutions rather than statistical estimates.
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Systems and Control
Unlocking AI Data Center Interconnection Capacity Through Coordinated Grid and Data Center Flexibility
Rida Fatima and Xingpeng Li
The rapid growth of AI data centers is creating concentrated electricity demands that can exceed available distribution network headroom and delay interconnection. This paper investigates whether capacity can be used effectively by coordinating flexibility on both sides of the interconnection. A day-ahead mixed integer second order cone programming framework maximizes feasible AI data center IT capacity using utility side conservation voltage reduction and network
topology reconfiguration, together with data center workload shifting and reserve constrained uninterruptible power supply storage. Background feeder demand uses voltage dependent ZIP models, while the data center is modeled as constant power demand using Training, Inference, and Mixed workload profiles. A two-stage solution first maximizes interconnection capacity and then minimizes feeder losses for the retained capacity, with numerical relaxation screening. Studies on a 116-bus model derived from the IEEE 123-node feeder show that, at the constrained bus-60 connection point, grid side flexibility, driven almost entirely by network reconfiguration, increases feasible IT capacity by approximately 42.5-45.0%, while data center flexibility alone provides approximately 2.1-5.4% gains. Coordinated operation increases feasible IT capacity from approximately 10.5-10.6 MW under BASE operation to 15.3-16.0 MW, corresponding to gains of approximately 45.9-50.8%; the 16.0 MW Inference result is limited by the adopted UPS reserve requirement. Benefits are strongly location dependent and influenced by workload flexibility, deferral duration, PUE, UPS energy and reserve requirements, and feeder loading. Under a combined adverse operating condition, FULL capacity decreases by only 3.4% relative to the nominal Mixed case while retaining substantial additional capacity over BASE.
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Systems and Control · Cross-listed from eess.SP
RF-Agent: Hierarchical Language-Agent Control for Instruction-Conditioned Active Spectrum Sensing
Hao Zhang, Dongfang Xu, Hang Zou et al. (+7 more)
Active
radio-frequency (RF) sensing must acquire evidence under receiver limits while following confirmation, recovery, and stopping instructions. \newhl{We propose RF-
Agent, a closed-loop architecture combining
language supervision, episode
memory, deterministic RF execution, perception feedback, and evidence-based reporting.} An independent auditor checks trajectory compliance. We derive acquisition and supervisory-request bounds, characterize full-history
token complexity, and bound joint success by output validity and evidence capacity. \newhl{ActiveRF-AD tests instruction changes at fixed states and evaluates joint success, requiring compliance and RF correctness in the same episode.} \newhl{Training on different instructions at shared sensing states raises counterfactual-pair accuracy from 24.03% to 96.22% and Core joint success from 65.13% to 72.12%. Of the 6.99-point joint-success gain, 6.73 points reflect a decrease in the fraction of all episodes that are RF-correct but noncompliant.} \newhl{At Core budget three, paired-training hierarchical control achieves 66.60% joint success versus 9.17% for direct-action control.} \newhl{In a separate comparison at the same budget, RF-
Agent improves joint success by 2.31 points and reduces RF acquisitions by 12.3% relative to an initial-state planner, at increased inference cost.} Cross-backbone diagnostics cover three model families. These results show how instruction-responsive control improves task completion beyond what RF accuracy alone reveals.
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All authors Hao Zhang, Dongfang Xu, Hang Zou, Anis Bara, Brahim Mefgouda, Lina Bariah, Yuzhi Yang, Fuhui Zhou, Qihui Wu, Merouane Debbah
Systems and Control
Cooperative Adaptive Cruise Control with Constant Distance Gaps for Retrofitted Legacy Vehicles
Kay Massow, Emanuele Crisostomi, Ilja Radusch et al. (+1 more)
A Constant Distance Gap (CDG) spacing controller for Cooperative Adaptive Cruise Control (CACC) designed to increase the capacity of oversaturated signalized intersections is presented. In a departing platoon of production passenger vehicles, the controller maintains close inter-vehicle distances below 3 m within limited platoon lengths, using one-vehicle-look-ahead (OVLA) communication only. Extensive real-world experiments on heterogeneous, retrofitted legacy production cars demonstrate robust operation. To the best of our knowledge, this is the first experimental demonstration of such close distances under this combination of conditions. A CDG policy can substantially increase discharge rates at oversaturated signalized intersections when vehicles preserve their standstill spacing during startup, as shown in our previous simulation study. Because this benefit unfolds only at high penetration rates, it calls for retrofit-capable solutions deployable in existing combustion-dominated fleets. However, practical realization in such fleets remains an open challenge. The proposed MPC-based controller combines a first-order longitudinal prediction model with precise powertrain feedforward employing OEM-specific torque models, without exchanging confidential vehicle parameters. It avoids explicit platoon coordination to minimize air-interface load in dense traffic. To mitigate disturbance amplification and increase feasible platoon length at very small gaps, two controlled spacing-relaxation strategies are compared: (i) a micro-time-gap policy near the theoretical string-stability bound, and (ii) an acceleration-dependent spacing relaxation based on a virtual mass-spring-damper model. We introduce the Desired Acceleration Overshoot (DAO), a time-domain metric relating local actuator-demand amplification to achievable platoon length.
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All authors Kay Massow, Emanuele Crisostomi, Ilja Radusch, Robert Shorten
Systems and Control
Backup Control Barrier Functions with Memory for Online Set Expansion
M. Yusuf Uzun and Ersin Das
Backup control barrier functions (bCBFs) construct implicit safe sets for nonlinear systems with bounded inputs using finite-horizon predictions under a backup controller. As in model predictive control, an invariant backup set serves as a terminal set that guarantees safe continuation beyond the prediction horizon. However, reaching a small terminal set may require long prediction horizons, increasing the cost of online prediction. In this paper, we introduce an online construction that builds a certified region from sets stored along backup trajectories while keeping the prediction horizon fixed. The method stores finite collections of balls and connects each newly certified collection to the backup set or to previously stored balls. We derive conditions that guarantee forward invariance of the union of these balls and the backup set under a fixed backup controller. These conditions also ensure that every stored state reaches the backup set in finite time. The resulting union serves as an enlarged terminal set, allowing safety to be certified with shorter prediction horizons. We formulate a feasible quadratic program for safe control and prove that safety is preserved as additional certified collections are stored online. Simulations on a quadrotor demonstrate safe task completion with a shorter prediction horizon than the standard bCBF.
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Systems and Control
Physics-informed neural control of heat flow rate in a counter-flow heat exchanger: modeling, identification and experimental validation
Konstantinos Skantzikas, Emmanuel Witrant and Bojan Mavkov
The advanced operation of heat exchangers plays a critical role in the development of efficient and sustainable multivector energy systems. This paper proposes a hybrid physics-informed and data-driven framework for the analysis, identification, and regulation of transient heat transfer in counter-flow heat exchangers. A parameterized physical model combines classical heat-transfer relations with transport equations to capture convective propagation, transport-induced delays, and nonlinear effects associated with flow-rate variations. The heat-transfer coefficient is identified from experimental data, enabling the characterization of flow-dependent heat-transfer dynamics over a broad operating range. The identified model is then used to develop a hierarchical real-time control strategy. An inner loop regulates the volumetric flow rate using a high-order data-driven linear model, while an outer loop regulates the exchanged heat power using a machine-learning controller initially trained on the physical model and subsequently refined with experimental data. Experimental results demonstrate accurate reproduction of transient heat-transfer dynamics and effective heat-flow-rate regulation under varying thermal boundary conditions (identification fit above 94% in normalized root-mean-square error and total variation of the flow rate reduced by half compared to a proportional-integral controller). The proposed framework combines physical interpretability with data-driven adaptation for the analysis and real-time operation of dynamic heat-transfer systems.
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Systems and Control · Cross-listed from cs.RO
CoDance: Learning Reactive and Compliant Human-Humanoid Interaction from Video
Zhuoqun Chen, Shucheng Jia and Boyuan Chen
Partnered human-humanoid interaction couples locomotion with continuous physical contact. A humanoid needs to coordinate with a person's motion while responding to interaction forces and maintaining stable and natural movement. We present CoDance, a framework for learning reactive and compliant human-humanoid interaction from
video. We study partnered dancing as a challenging instantiation, where a humanoid coordinates its footsteps with a moving partner and maintains continuous two-hand contact. Given a single
video of two human dancers, CoDance retargets their motions into a
robot reference and a moving partner. We introduce a multi-link compliance augmentation that transforms the kinematic demonstration into force-aware training data by adapting the
robot reference under structured forces at both hands. Policies trained on this data follow the observed partner while preserving the demonstrated locomotion style and responding compliantly to physical interaction. In simulation, the policies adapt their footsteps to changes in the partner and reproduce approximately 80% of the wrist displacement encoded by the augmented demonstrations. On a physical humanoid, CoDance enables sustained two-hand dancing with a human partner including repeated transitions between forward and backward motions.
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Systems and Control · Cross-listed from cs.CR
Cross-chain Access Control for Permissioned Blockchain Interoperation
Tirthankar Sengupta, Bishakh Chandra Ghosh, Sandip Chakraborty et al. (+1 more)
As enterprise blockchains become increasingly interconnected, access control must extend beyond the boundaries of a single network. Existing approaches mainly focus on controlling access within one blockchain, while cross-chain interactions involve multiple networks that may follow different access-control policies and administrative rules. In this paper, we propose InterAcct, an end-to-end access-control framework for secure interactions across permissioned blockchain networks. To avoid exposing sensitive internal information, InterAcct converts outgoing requests into a consortium-level representation before they are shared with another network. When a response is returned, the framework securely maps it back to the original requester within the source consortium, preserving confidentiality throughout the interaction. Our experimental results show that InterAcct can enforce end-to-end access control for cross-chain request-response interactions with low additional overhead and can continue to operate effectively as the workload increases.
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All authors Tirthankar Sengupta, Bishakh Chandra Ghosh, Sandip Chakraborty, Shamik Sural
Systems and Control · Cross-listed from cs.CL
When LLMs Sit Above Diagnostic Tools: Unrealized Complementarity in Industrial Fault Diagnosis
Donghwan Kim
Large
language models are increasingly used as integration layers above specialized tools, but a stronger component does not necessarily produce a stronger combined system. Across five diagnostic
datasets (bearing vibration, process monitoring,
semiconductor equipment), we study whether an LLM can reliably use external diagnostic information; paired repeat calls separate advice effects from output instability. In all five, conflicting external information overturned initially correct LLM judgments. Among the four
datasets with direct integration comparisons, none showed a consistent advantage for implicit LLM integration over the stronger standalone source. On a Tennessee Eastman confirmation set whose protocol was fixed before evaluation, unaided accuracy was 64.67%, implicit LLM-specialist integration 77.43%, and the specialist alone 83.33%. Specialist information improved the LLM by 12.8 points (95% interval 9.7 to 15.9), yet the integrated output stayed 5.9 points below the specialist (95% interval -12.0 to -0.7). A two-source selector oracle reached 92.76%, indicating complementarity that the integrated output did not fully realize. The integrated output missed 140 of 295 specialist corrections (47.5%) but lost 15 of 99 initially correct LLM judgments (15.2%). The deficit remained under
prompt and specialist sensitivity analyses. Among CWRU cases solved under both evidence presentations, task-aligned physical evidence yielded lower estimates of susceptibility to incorrect advice in six of seven models (five intervals excluding zero); higher
reasoning effort gave no reliable reduction in five models, and a separate four-model TEP analysis gave no clear evidence that it resolves the integration problem. Source quality and integration quality should be evaluated separately: an integration layer should be compared with its stronger standalone component, not only with the unaided LLM.
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Systems and Control · Cross-listed from cs.RO
A Unified Dynamics Framework for Reinforcement Learning and Classical Control of a Six-DOF Pipeline-Tracking ROV in NVIDIA Isaac Sim
Cheng Siong Chin, M. Venkateshkumar and Jianhua Zhang
Reinforcement learning controllers for underwater vehicles are usually trained against one physics representation and deployed against another, so reported performance does not always describe behavior outside training. This paper presents a pipeline-tracking architecture for a six-degree-of-freedom remotely operated vehicle (ROV) in which one Universal Scene Description (USD) scene supplies the real BlueROV2-Heavy mass, added-mass, damping, buoyancy, and thruster parameters to both halves of the system: a vectorized NumPy implementation of Fossen's marine-craft equations, and an interactive NVIDIA Isaac Sim deployment applying the identical equations as PhysX forces at every step. The Coriolis-centripetal term is the primary dynamics model in both branches; a controlled ablation on PPO and TRPO shows that including it does not destabilize either
algorithm and modestly improves tracking, about 19 percent lower standoff RMS error for TRPO. Five reinforcement learning
algorithms, PPO, soft actor-critic, TD3, DDPG, and TRPO, are trained against one environment, reward, and randomized evaluation harness through a checkpoint-compatibility layer scoring any policy with the same code. The pipeline is extended with six classical baselines, PID, sliding-mode, fuzzy logic, feedback linearization, model predictive control, and an adaptive neuro-fuzzy inference system, driven by the same guidance geometry and thruster allocation as the learned policies. Under Coriolis-enabled dynamics, PPO, TRPO, and feedback linearization reach the strongest combination of 100 percent success and competitive accuracy; PID, fuzzy control, and the neuro-fuzzy baseline also reach 100 percent success with looser tracking; DDPG and TD3 each show a specific, explainable failure mode rather than a general weakness of off-policy learning; and classical control remains a strong baseline against the best learned policies.
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Systems and Control · Cross-listed from cs.RO
GJK-CBF: Control Barrier Functions for Convex Rigid Body Collision Avoidance on SE(3)
Yi-Hsuan Chen, Shuo Liu, Wei Xiao et al. (+2 more)
Collision avoidance among convex bodies is a fundamental problem in robotics. Control Barrier Functions (CBFs) provide a practical framework for real-time safety filtering due to their computational efficiency. For general convex bodies, exact separation measures, such as distance or scaling factor, are typically computed through optimization. Existing CBF formulations often obtain the required gradient via differentiable optimization (diffOpt), adding computational overhead. In contrast, we leverage the Gilbert-Johnson-Keerthi (GJK)
algorithm to obtain the current witness pair—the pair of points realizing the minimum distance or penetration depth—and formulate a CBF, termed GJK-CBF, whose gradient is constructed directly from the relative rigid-body motion of the witness pair, without resorting to diffOpt. This formulation applies to both 2D and 3D environments across a broad class of convex body pairs, provided that at least one in each one-to-one interaction is strictly convex. The proposed GJK-CBF is validated in various scenarios, including multi-
robot position swapping in both 2D and 3D, navigation through a vertical slit in 3D, and its applicability to manipulators. The results demonstrate collision-free motion across all scenarios while reducing the conservativeness introduced by
geometric approximations, particularly in narrow environments.
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All authors Yi-Hsuan Chen, Shuo Liu, Wei Xiao, Michael Otte, Calin Belta
Systems and Control
A Unified Framework for Robust Data-Driven Model Predictive Control with Terminal Ingredients
Zhaohua Yang, Nan Bai, Pengyu Wang et al. (+1 more)
This paper proposes a unified framework for robust data-driven model predictive control (MPC) with terminal ingredients for unknown linear time-invariant systems. Based on Willems' fundamental lemma, a single offline input-output trajectory is used as an implicit model, while online implementation only requires past input-output measurements. Bounded measurement noise is considered in both offline and online output data. The framework consists of an offline stage, where robust terminal ingredients are designed directly from noisy data, and an online stage, where these ingredients are incorporated into a one-step MPC scheme. Recursive feasibility of the proposed framework and practical exponential stability of the closed-loop system are established. Numerical results illustrate the performance tuning capability of the terminal set, with particularly pronounced benefits for short prediction horizons, and show that the proposed framework achieves performance comparable to data-driven MPC without terminal ingredients while requiring a reduced prediction horizon and less online computation.
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All authors Zhaohua Yang, Nan Bai, Pengyu Wang, Ling Shi
Systems and Control · Cross-listed from cs.RO
Tackling Sim-to-Real Mismatch Through Sampling-Based Disturbance Observers: From Analytical Models to Learned World Models
Tianqi Zhu, Jun Yang, Jianliang Mao et al. (+2 more)
Robotic controllers increasingly rely on analytical models, simulators, cost-query interfaces, and learned world models. However, physical deployment can deviate from nominal assumptions, and additional disturbances may arise even when the model itself is accurate. In control systems, disturbance observers (DOB) are widely used to estimate such unmeasured effects from nominal models and measured feedback. Classical DOB formulations are generally built around explicit plant models. This paper develops the sampling-based disturbance observer (SDOB), extending the DOB principle to a broader range of models, including simulators and learned world models, through state-rollout or cost-query interfaces. SDOB separates two observable channels: state-effect disturbances, for which the feedback state differs from its prediction, and cost disturbances, for which the same query state receives different costs as the perceived environment changes. Diverse simulation and real-
robot experiments across traditional and learned models demonstrate the effectiveness of SDOB in compensating for sim-to-real mismatch and improving control performance.
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All authors Tianqi Zhu, Jun Yang, Jianliang Mao, Cong Li, Shihua Li
Systems and Control
Consumer empowerment: need, definition, quantification, outcomes and challenges
Md Umar Hashmi
The transition toward decentralized digitalized and lowcarbon electricity systems is fundamentally changing the role of electricity consumers Traditionally passive endusers are increasingly expected to integrate distributed energy resources DERs and participate in energy management and demand response This paper examines consumer empowerment CE in electricity networks with a specific focus on small consumers connected to distribution networks The paper first discusses the technical economic and societal drivers underlying the growing need for CE including increasing DER penetration electrification of heating and transportation network congestion and flexibility requirements A comprehensive definition of CE is then proposed based on six elements active participation enhanced choice information and control automation and controllability selfsufficiency and resilience and energy communities with shared ownership The proposed CE definition is an explicit consideration of weakgrid where security of supply is not guaranteed To support consistent assessment across different electricity systems a framework for quantifying CE is developed based on the availability of technology and policy enablers and consumers ability to ensure security of supply The paper further reviews global experiences and implementation practices across different continents highlighting variations in technological readiness regulatory support and securityofsupply considerations Finally the expected outcomes and challenges of CE are discussed The expected outcomes of CE are improving affordability flexibility resilience
market efficiency DER integration and decarbonization while its successful implementation requires overcoming barriers related to information access digital literacy affordability regulation interoperability
privacy cybersecurity and consumer engagement
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Systems and Control · Cross-listed from math.OC
Communication-Efficient Differentially Private Gradient Tracking for Distributed Optimization via Local Updates
Mihitha Maithripala, Chenyang Qiu and Zongli Lin
This paper studies
privacy-preserving distributed optimization using gradient tracking with one communication-free local update between consecutive communication rounds. Since local computation alone does not protect gradient information, we perturb both the primal state and the gradient-tracking direction at communication iterations while keeping local updates noise-free. We establish an aggregate variable for tracking, characterize the limiting consensus point in the presence of added random noise, and prove convergence in mean under certain parameter conditions. We also establish infinite-horizon pure differential
privacy for the complete communication transcript under an affine objective adjacency relation and geometrically decaying Laplace perturbations. Simulation results illustrate the advantages of the proposed method in terms of the convergence and optimization accuracy given a
privacy budget.
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Systems and Control
Adaptive Control as an Information Gradient Flow: Excitation, Constraints, Energy, and Stochastic Learning
Omkar Sudhir Patil
Adaptive control is usually developed through Lyapunov stability, excitation, and parameter convergence, whereas neighboring fields describe learning using convexity, information geometry, variational principles, and
stochastic thermodynamics. This paper develops a constrained common
language for these viewpoints. For linearly parameterized models, the excitation Gramian is simultaneously the Hessian of accumulated prediction loss and, under Gaussian observations, Fisher information up to scaling. Persistent, finite, and partial excitation become uniform, finite-horizon, and restricted temporal
curvature;
memory methods retain previously acquired
curvature. On a closed convex parameter set, deterministic adaptation is a projected gradient/Onsager flow, with tangent and normal cones recovering projection, while composite learning supplies data-dependent symmetric dissipation. Reflected Langevin dynamics, no-flux Fokker–Planck
evolution, and constrained free-energy flow provide the
stochastic counterpart. The framework distinguishes information supplied by data from confinement supplied by regularization or hard constraints and connects familiar adaptive-control structures to modern variational and information-theoretic
language.
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