Group Theory
Papers
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Saturday 3 October
We construct an explicit infinite virtually free group $G=C_4\ast_{C_2}D_3$ with a finite inverse-closed generating set whose Cayley graph is $2$-geodetic but not geodetic. More precisely, we describe the full language of geodesics and show that every element of $G$ has a unique geodesic representative except for a single element, which has exactly two. This gives a counterexample to the conjecture that an infinite group admitting a $k$-geodetic Cayley graph must admit a geodetic Cayley graph with respect to the same generating set. We further prove that $G$ is freely indecomposable and hence non-plain. Consequently, Shapiro's conjecture that every geodetic group is plain and the conjecture that every hyperbolic $k$-geodetic group is geodetic cannot both hold.
General Topology
On properties close to Polish cofinality in spaces of Baire-one and continuous functions
In this paper we prove that $B_1(X)$ has a dense cofinally Polish subspace if and only if $X$ is a $\Delta_1$-space. Also we prove that $B_1(X, [0,1])$ has a dense cofinally Polish subspace if and only if $X$ is a weak $\lambda$-space. We also establish that $C_p(X, [0,1])$ is pseudocompact if and only if $C_p(X,[0,1])$ has a dense cofinally Polish subspace. This result provides answers to four open questions from (Tkachuk in RACSAM 115(68), 2021).
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Differential Geometry
Frobenius conjugation and Jacobi functions for minimal immersions in $\mathbb{S}^3$ and CMC $1$ immersions in $\mathbb{R}^3$
We give a first-order Frobenius description of conjugate minimal immersions in the round three-sphere and use it to define the conjugate of an arbitrary Jacobi function. The construction is intrinsic at the linearized level and does not require the Jacobi function to be integrable through a normal deformation by minimal surfaces. We then describe how the boundary conditions are exchanged under conjugation. Along a great-circle boundary arc, a Dirichlet Jacobi function has, after a suitable ambient gauge, a conjugate Jacobi function with vanishing Neumann data. Conversely, along a reflection curve, vanishing Neumann data yield vanishing Dirichlet data for the conjugate modulo a Jacobi–Killing function. We also construct conjugate Jacobi functions for conjugate CMC~$1$ immersions in $\mathbb{R}^3$ and exhibit cylindrical counterexamples to both pure boundary exchanges, even modulo ambient Killing fields.
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Algebraic Geometry
On leading Gopakumar–Vafa invariants of local $\mathbb{P}^2$ and leading Betti numbers of moduli spaces of one-dimensional sheaves on $\mathbb{P}^2$
In this paper we use the topological vertex formalism to derive a structural formula for the leading terms of the generating series of Gromov–Witten invariants of local $\mathbb P^2$. Then we give two applications of this formula. First we use this result to derive an explicit formula for the leading terms of the transformed Gopakumar–Vafa invariants of local $\mathbb P^2$. This is an extension of a formula of Guo–Zhou \cite{gz} from degree $2d-5$ to $3d-1$, and shares some similar features with the famous Göttsche–Yau–Zaslow formula. And as the second application, we prove Guo–Wu–Moreira's Conjecture \cite{gw} about the leading Betti numbers of the moduli space of one-dimensional Gieseker semistable sheaves on $\mathbb P^2$.
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Analysis of PDEs
On some concepts of convergence and their connections
The notions of classical two-scale convergence and the periodic unfolding method, which both rely on an additional scale for the representation of periodic micro-oscillations, are in this paper traced back to the wider concept of general two-scale convergence. Moreover, a comparison is made between very weak two-scale convergence and periodic unfolding with respect to sequences bounded in Sobolev spaces, amplified by the scale of the micro-oscillations. It turns out that, for amplified sequences, these approaches are not equivalent in an immediate sense. The paper both serves as a literature overview, with examples and illustrations of the concepts of convergence, and contains new results.
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Information Theory
Timely Persuasion with Opposing Senders: When Does Competition Help the Receiver?
Status updates let a receiver track a changing process, but a sender that controls when they are sent can steer the receiver's estimate without misreporting. We study competition between two such senders with opposing preferences, who report on a binary continuous-time Markov chain using state-dependent Poisson rates under individual budgets. The receiver follows the reports through a zero-order-hold estimator only if this yields at least the long-run weighted correct-estimation utility of a prior-based default estimate. We model the interaction as a Stackelberg game in which the sender favored by this default leads, the opposing sender follows, and the receiver then selects its estimator. We characterize the pure-strategy equilibria in closed form. When the follower can obtain positive utility against a silent leader, limited state-$0$ reporting by the leader merely frees part of the follower's budget for state-$1$ reports, so every optimal leader policy is either silence or full-budget state-$0$ reporting, depending on explicit budget thresholds. A single sender with the same total budget leaves the receiver at its default utility, whereas the full-budget intervention outcome makes the receiver's participation constraint slack and strictly improves its utility. At the intervention threshold, silence and full-budget intervention yield identical sender payoffs but different receiver utilities. Numerical results illustrate these regimes and compare equilibrium performance with a receiver-optimal reporting benchmark.
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Rings and Algebras
Generalized Commutator on Octonion Algebra
Let $\mathcal O$ be an octonion algebra over a field $F$ of characteristic different from $2$, and let $A,B\in\mathcal O$, not both zero. We study the image of the generalized commutator $\Phi(x,y)=A(xy)-B(yx)$ on $\mathcal O$. We prove that $\Phi$ is surjective if and only if either one of $A$ and $B$ is invertible and $A\neq B$, or $A$ and $B$ are nonzero zero divisors and $A-B$ is invertible. In the remaining cases, the image of $\Phi$ is a hyperplane or a four-dimensional maximal totally isotropic subspace of $\mathcal O$, except when $A$ and $B$ are linearly independent zero divisors and $A-B$ is not invertible, in which case the image spans a six-dimensional subspace. Along the way, we show that every octonion of trace zero is a commutator. We also prove that the image of $Axy-Byx$ on any quaternion algebra over $F$ is a vector subspace, extending a result of Panja S., Saini P. and Singh A. (Images of polynomial maps with constants, Mathematika 71 (2025), no. 3, Paper No. e70031) for $2\times 2$ matrices over algebraically closed fields, and we give examples of other generalized polynomials whose images are not vector subspaces.
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Functional Analysis
Sharp Hardy inequalities for the Vladimirov–Taibleson operator on $\mathbb{Q}_p^n$
We prove sharp Hardy inequalities on $\mathbb{Q}_p^n$ for the quadratic form of the Vladimirov–Taibleson operator, the $L^q$ norm of its fractional derivative, and a nonlinear difference energy. Under the self-dual Fourier normalization, the sharp quadratic-form constant for $0<\alpha<n$ is $[(1-p^{-(n-\alpha)/2})/(1-p^{-(n+\alpha)/2})]^2$, with a remainder given by the ground state representation. For $1<q<\infty$, $q'=q/(q-1)$, and $0<s<n/q$, a weighted Schur estimate determines the exact $L^q$ norm of the weighted Riesz potential $\|\boldsymbol{x}\|_p^{-s}I_s$, giving the sharp linear Hardy constant $[\Gamma_{p}^{(n)}(n/q'+s)/\Gamma_{p}^{(n)}(n/q')]^q$. The two-point Picone inequality and shell decomposition give the sharp constant $2(1-p^{-n})\sum_{m\ge1}p^{-sqm}(1-p^{-(n/q-s)m})^q$ for the Gagliardo-type energy with kernel $\|\boldsymbol{x}-\boldsymbol{y}\|_p^{-n-sq}$. Annular truncations of the critical powers give explicit minimizing sequences with error estimates. Equality is attained only by the zero function in each stated class. For $q=2$, both $L^q$ inequalities reduce to the quadratic-form inequality. Uniform local constancy makes the difference energy finite for every Bruhat–Schwartz function and every $s>0$. The Hardy inequalities on the full test-function space therefore hold precisely when $sq<n$, without the restriction $s<1$.
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Dynamical Systems · Cross-listed from physics.flu-dyn
Weakly Nonlinear Analysis of Phototactic Bioconvection under Thermal Buoyancy
A weakly nonlinear stability analysis is performed to investigate the influence of thermal buoyancy on phototactic bioconvection in a suspension of swimming microorganisms confined between horizontal boundaries and subjected to bottom heating or cooling. The objective is to examine how thermal forcing modifies the post-critical evolution of bioconvective instability through its influence on bifurcation behaviour and finite-amplitude convection. Linear stability theory is first employed to determine the critical conditions for the onset of convection. The corresponding direct and adjoint eigenvalue problems, together with the second-order resolvent system, are then solved numerically to derive the Stuart-Landau amplitude equation governing the nonlinear evolution of disturbances. A systematic analysis is carried out for varying thermal Rayleigh numbers. The results show that, as the thermal Rayleigh number approaches the classical Rayleigh-Benard critical value, the critical bioconvection Rayleigh number decreases to zero, indicating a gradual transition from phototaxis-dominated to thermally driven convection. The computed positive Landau coefficient predicts supercritical pitchfork and Hopf bifurcations for stationary and oscillatory instabilities, respectively. In parameter regimes with oscillatory onset, increasing the thermal Rayleigh number drives a transition from a supercritical Hopf bifurcation to a supercritical pitchfork bifurcation. The nonlinear dynamics are further characterized through amplitude evolution, phase portraits, potential functions, and finite-amplitude flow structures.
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Geometric Topology
The Real Albanese Map and Smooth Topology of the Cartwright–Steger Quotient
Let $X$ be the Cartwright–Steger surface with its real involution $c$ and Albanese map $\alpha:X\to E$, and put $Y=X/\langle c\rangle$. Every smooth real Albanese fiber has two ovals and is nondividing. The branch surface $B\cong\#_3\mathbb{RP}^2$ satisfies $j_*\pi_1(B)=4\mathbb Z\subset\pi_1(Y)\cong\mathbb Z$ and is nullhomologous modulo two. Every smoothly embedded $+1$-sphere representing the positive generator of $H_2(Y;\mathbb Z)$ meets $B$ in at least six points. Its lift has square two, pairs trivially with $K_X$, and has no connected embedded representative of genus zero or one. Circle surgery on an Albanese generator is homeomorphic to $\mathbb{CP}^2$ for either normal framing. Blowing down a positive sphere, if one exists, gives a $\mathbb Z[\mathbb Z]$-homology $S^1\times S^3$ homotopy equivalent to $S^1\times S^3$.
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Information Theory
Identification and Recovery of Linear Dynamics from Partial Trajectories
We study the joint recovery of an unknown system matrix $A\in\mathbb R^{n\times n}$ and a rank-$r$ initial-state matrix $X_0\in\mathbb R^{n\times m}$ from partial observations of the state matrices $A^tX_0$, for $t=0,\ldots,T$. Each trajectory is observed at a fixed set of state coordinates, which may differ across trajectories. We derive necessary conditions for identifiability, including obstructions arising from incomplete spatial coverage and insufficient dynamical span, as well as lower bounds on the number of observations. We then characterize the Jacobian of the measurement map, account for the intrinsic symmetry of the low-rank factorization, and establish a rank-certificate principle yielding generic local identifiability. When the trajectories whose initial states form a basis of $\operatorname{range}(X_0)$ are fully observed, we obtain necessary and sufficient rank conditions for global recovery, together with explicit reconstruction formulas. We formulate the joint recovery problem as a nonlinear least-squares problem over the system matrix $A$ and the low-rank factors of $X_0$, and solve it using Adam. Numerical experiments on synthetic and real-world data evaluate the recovery performance under different spatial sampling rates and observation horizons.
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Probability
Gaussian fluctuations of differential observables of stationary lattice fields
We study Gaussian fluctuations of differential observables of centered stationary random fields on the discrete $d$-dimensional torus of mesh $1/N$. Our main result is a Central Limit Theorem for the fields $f\mapsto N^{-d/2-m}\sum_x\phi_x^N(Pf)(x/N)$, where $P$ is a scalar homogeneous constant-coefficient differential operator of order $m\geq0$ with Fourier symbol $p$, e.g., $P=\Delta$ and $m=2$. Under suitable assumptions on the spectral scaling limit $\gamma$ of the covariance and the normalized cumulants of order $r\geq3$, we prove convergence in law in a negative Sobolev space to a centered Gaussian random distribution with covariance multiplier $|p(k)|^2\gamma(k)$. The two factors separate the effects of the operator and the field and, notably, differentiation can compensate a low-frequency spectral singularity. For the lattice Gaussian Free Field, this gives a projected white-noise limit for the gradient. The proofs use Fourier analysis and the method of moments and cumulants, together with a tightness argument. Finally, we give two sufficient criteria for the cumulant assumption, namely a tree–graph bound and the Dobrushin uniqueness condition for finite-range Gibbs fields, and recover the white-noise limits of the centered Ising magnetization and Potts colour fluctuation fields at high temperature.
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Combinatorics
The Second-Order Augmented Zarankiewicz Number
The second-order Zarankiewicz number $z_2(m,n)$ and the biquadratic sum-of-squares rank $\mathrm{BSR}(m,n)$ are related by the unconditional hierarchy \[ \mathrm{BSR}(m,n)\ \ge\ z_2(m,n)\ \ge\ z_{SL}(m,n)\ \ge\ z_{RL}(m,n) \ \ge\ z_{wL}(m,n)\ \ge\ z(m,n). \] We introduce the second-order augmented Zarankiewicz number $z_{2A}(m,n)$, obtained from $z_2(m,n)$ by deleting the requirement that the configuration be limited, so that \[ \mathrm{BSR}(m,n)\ \ge\ z_{2A}(m,n)\ \ge\ z_2(m,n). \] Although the defining class is enlarged, $z_{2A}$ still obeys the universal cell bound of Löfberg and Qi, because that bound uses only the \(C_4\)-freeness of the one-edge graph. We prove \[ \mathrm{BSR}(4,4)\ \ge\ z_{2A}(4,4)\ =\ 11\ >\ 10\ =\ z_2(4,4) \ =\ z_{RL}(4,4), \] the first recorded separation between the second-order number and its augmented variant. This result also gives a better lower bound for $\mathrm{BSR}(4,4)$. The lower bound is witnessed by an explicit non-limited $4\times4$ configuration of displayed length $11$ whose recursive-line closure satisfies $(\mathrm{RW}3^+)$; the matching upper bound excludes $12$ by the universal cell bound together with an exact finite classification of the $161$ twelve-square configurations, and \(z_2(4,4)=z_{RL}(4,4)=10\) is the exact value of Xu and Yan.
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Functional Analysis
A relaxation to the post-composition approach to metric-valued Sobolev maps
We establish that the definition of Sobolev mappings from metric measure spaces to metric spaces relying on the post-composition approach of Ambrosio-Reshetnyak admits, under certain transparent assumptions on the spaces, an equivalent reformulation that is substantially weaker than the principal version. In detail, the corresponding definition requires maps of this kind to meet two successive tests in order to be called Sobolev: first a ”qualitative” one and then a ”quantitative” one. At the same time, our result allows the relevant conclusion to be drawn based solely on the ”qualitative” part. Remarkably, the conditions on the spaces sufficient for this to hold fit entirely into the singular flavor of the subject. More explicitly, such a phenomenon emerges if either the source space is of finite Hausdorff dimension and satisfies the Sobolev-to-Luzin-Lipschitz property or the target space is of finite Hausdorff dimension. All this provides a significant generalization of several earlier achievements on the topic.
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Mathematical Physics
Supersymmetric semi–infinite cohomology and $N = 2$ superconformal structures
We study supersymmetric semi-infinite cohomology and its $N = 2$ superconformal structure via the BRST reduction of an $N = {\frac{3}{2}}$ superconformal structure on the super-affine vertex algebra associated to a super Manin pair arising from the Kazama–Suzuki $N = 2$ condition. Moreover, we realize super coset models in terms of relative supersymmetric semi-infinite cohomology.
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Spectral Theory
Block numerical ranges for linear relations
Linear relations are multivalued generalizations of linear operators whose spectral properties are closely linked to the stability of differential-algebraic equations. Consequently, reliable spectral enclosures are of considerable interest. In this note, we extend the established concept of the block numerical range from operators to linear relations by means of a range representation. Unlike the classical numerical range, the resulting block numerical range may be nonconvex and can therefore detect gaps in the spectrum. We establish fundamental properties of this new notion and derive corresponding spectral enclosure results. Finally, we illustrate the theory with a numerical example comparing the block numerical ranges obtained from different constructions. As an application, we obtain an explicit left-half-plane spectral bound for a class of port-Hamiltonian DAEs.
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Differential Geometry
Clifford Actions and the Algebra of Double Forms
Let $V$ be an oriented Euclidean vector space and let $\D(V)=\Lambda V^*\otimes\Lambda V^*$ be the algebra of double forms. The two exterior factors carry natural factorwise exterior and interior multiplication operators and therefore two commuting Clifford actions. The central result of the paper is an intrinsic realization of these Clifford actions inside Greub's composition algebra. For $a\in V^*$ we introduce the inhomogeneous double form \[ \chi_a=((1\otimes a)-(a\otimes1))e^g, \] prove that the $\chi_a$ satisfy the Clifford relations for the composition product, and establish the exact regular-action formulas \[ C_R(a)\omega=\chi_a\circ\omega, \qquad C_L(a)\omega=-\omega\circ\chi_a. \] For $h\in\D^{1,1}$ this yields a canonical four-component decomposition of the coupled left–right Clifford action into exterior multiplication, double contraction and two generalized Bianchi operators. For the metric double form $g$ these four operators generate two commuting $\mathfrak{sl}_2$ actions. The construction extends canonically to arbitrary bidegree. In bidegree $(2,2)$ its degree-preserving component admits a direct comparison with the double-form extension of the sharp product: for every $R\in\D^{2,2}$, \[ \Gamma_{1,1}(R)(\omega)=\frac14R\#\omega. \] The point of this identity is not a new definition of $R\#$, which is already constructed from Clifford commutators, but the fact that it appears canonically as the central homogeneous component of the higher left–right Clifford transform. As an application, the algebraic quadratic map $\mathcal Q(R)=-\frac14R\#R$ satisfies \[ \mathcal Q(R)=-\Gamma_{1,1}(R)R, \] and its linearization at $R$ is the operator $-2\Gamma_{1,1}(R)$. For curvature tensors this is the sharp contribution to the Ricci-flow reaction term.
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Probability
Seed thresholds and degree variance in heterogeneous bootstrap percolation with growing degrees
We study bootstrap percolation with independent vertex thresholds taking values one and two, with threshold-one probability $(1-c/d)/d$ for fixed $c>0$. The seed set is chosen uniformly among sets of a prescribed deterministic size, independently of the graph and thresholds. We prove threshold statements at fixed relative margins. For uniform simple graphs with prescribed nonnegative integer degrees of even sum and exact mean $d$, assume $\max_i|d_i-d|\le C\sqrt d$ and $c+1-v_n\ge\kappa>0$, where $v_n=\operatorname{Var}(D)/d$ and $C,\kappa$ are fixed. When $d\to\infty$ and $d=o(n^{1/7})$, the leading seed scale is $n(c+1-v_n)^2/(2d^4)$, without requiring a limit of $v_n$. At fixed relative margins below and above this scale, the final active set has size $O(n/d^3)$ and $n-o(n)$, respectively, with high probability. For regular graphs, the supercritical conclusion strengthens to full activation. For $G(n,d/n)$, the same $O(n/d^3)$ and $n-o(n)$ conclusions hold when $d\to\infty$ and $d^5/n\to0$, with seed scale $nc^2/(2d^4)$. Thus regular and independent-edge graphs have different coefficients at the same asymptotic mean degree. Local exploration estimates yield explicit inactive remainders and survive conditioning on simplicity in the prescribed model. We also quantify the precision obstruction to static inclusion transfer and compute deterministic response-barrier corrections, without identifying a shrinking random critical window.
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Analysis of PDEs
Complete classification of solutions for spin-1 Bose-Einstein condensates in R
Spin-1 Bose-Einstein condensates provide a fundamental platform for exploring quantum magnetism and coherent spin dynamics. Their three Zeeman components are coupled by spin-exchange interactions under conserved particle number and magnetization, giving rise to rich magnetic phases and nonlinear spin structures; a rigorous classification of stationary states therefore clarifies the possible spin configurations and their physical origins. In this paper, as a continuation of our previous work \cite{LLWZ23,LLWZ24,LLWZ26}, we study the classification of solution for the spin-1 Bose-Einstein condensates in $\mathbb{R}$, by applying the non-standard Hirota's bilinear method, the determinant formula and the general left-uniqueness strategy, we present some novel explicit solution and give the complete classification of the solutions. In comparison with the classical Hirota's method, the non-standard Hirota's method needs to introduce auxiliary functions to construct Hirota's bilinear form, which essentially adds additional constraint on the wave functions, so that it possible to deal with more complex equations. As far as we know, this is the first systematic study the complete classification of solutions to the spin-1 Bose-Einstein condensates. Our classification results yields experimentally testable predictions for spin populations, relative phases, and magnetic textures
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Algebraic Geometry
Zero loci of Bernstein-Sato ideals are not necessarily linear
We find a polynomial map the zero locus of whose Bernstein-Sato ideal is not linear, giving a counterexample to a conjecture of N. Budur.
Numerical Analysis · Cross-listed from cs.LG
CEENs: Causality-enforced evolutional networks for solving time-dependent partial differential equations
Despite the growing popularity of physics-informed neural networks (PINNs), their applicability in the long-time integration of partial differential equations (PDEs) remains constrained. We argue that this problem stems from the lack of consideration of temporal causality in the original PINN formulation, resulting in a bias towards satisfying governing equations at later times before learning the initial condition and hence leading to erroneous solutions. To this end, we propose a novel method that seamlessly integrates temporal causality into the training process. Drawing inspiration from classical numerical methods where the temporal causality is reflected, we divide the time domain into nonoverlapping subintervals, assign a unique neural network to each subinterval, and construct a loss function founded on the integral form of PDEs within these subintervals. The proposed networks undergo sequential training, beginning with the initial time step. Our method demonstrates significant improvement in accuracy for long-time simulations of various PDE problems where the original PINN method fails while it requires less computational cost and memory compared to the PINN method. A parallelization algorithm is provided to further enhance the computational efficiency, showing a significant speedup for solving time-dependent PDEs.
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Functional Analysis
Effective Dimensions in Grothendieck–Hölder Inequalities
What becomes of Grothendieck's inequality when its Hilbert-space vectors are replaced by vectors in $\ell_p^r$ and $\ell_{p'}^r$? For an $m\times n$ matrix, we show that the universal dimensional loss is governed not by $r$ alone, but by the effective dimension \[ d=\min\{r,m,n\}. \] More precisely, the optimal constant is bounded above and below, up to dimension-free factors, by \[ d^{|1/p-1/2|}. \] The upper bound rests on a pointwise Hilbertian stabilization: for every matrix $A$, \[ G_2^{(r)}(A)=G_2^{(d)}(A). \] Combining this stabilization with Lewis's Euclidean distortion estimate gives the effective-dimensional Grothendieck–Hölder bound. Beyond the universal power law, we retain the finer rectangular geometry. At $p=\infty$ we prove the exact compression formula \[ \Gamma_\infty^\K(r;m,n) = \rho\!\left( \ell_1^m(\K), \ell_1^{\min\{r,n\}}(\K) \right), \] and derive from it endpoint-sensitive lower bounds throughout the full Hölder scale. Over the complex field, interpolation between the Hilbertian problem and the exact rectangular endpoints yields corresponding upper bounds. Thus the effective dimension determines the universal exponent, whereas the tensor-norm endpoint retains additional aspect-ratio information. We determine the boundedness threshold when $p$ approaches $2$: it is governed by \[ |1/p-1/2|\log d. \] For complex two-row matrices, the endpoint tensor ratios are explicit, and the general rectangular estimates give quantitative two-sided bounds for every $1\le p\le\infty$.
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Classical Analysis and ODEs
Projection theorems for macroscopic intermediate dimensions
We introduce lower and upper macroscopic intermediate dimensions of unbounded subsets of Euclidean space by combining covering contributions from all dyadic annuli beyond a given scale. For every unbounded Borel set $E\subset\R^d$ and $m\in \{1,\ldots,d-1\}$, we prove that the macroscopic intermediate dimensions of $P_VE$ equal the corresponding intrinsic capacity profiles for almost every $m$-dimensional linear subspaces $V\subset \R^d$. One full-measure set works for both dimensions and every parameter $\theta\in[0,1]$. The proof combines a covering–capacity comparison with an exponent gap, fractional-moment estimates for projected coverings, and capacity-weighted retention of source shells. The dimensions recover macroscopic Hausdorff dimension at parameter zero, are invariant under quasi-isometries, and are continuous at positive parameters. The upper macroscopic intermediate dimension agrees with the upper discrete intermediate dimension introduced in \cite{LXZ}, whereas the lower one can differ. We compute the projected dimensions of bounded-base discrete digit Moran sets, including the self-similar case obtained when the bases and digit sets are constant, and give applications to Lipschitz graphs and arithmetic sumsets.
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Mathematical Physics
A Self-Generated Local Structural Prior for Resolving Target Merging in Electrical Impedance Tomography (EIT)
Electrical impedance tomography (EIT) is an ill-posed inverse imaging technique with limited and spatially nonuniform resolution. Conductivity targets located in regions with degraded spatial sensitivity may be reconstructed as a single connected region, resulting in the loss of spatial separability between neighboring structures. In this work, we propose a self-generated local structural prior for suppressing target merging in EIT reconstruction. First, an initial conductivity image is obtained from the measured boundary data using an existing EIT reconstruction method. This reconstruction is subsequently used as a reference image to construct a Gaussian similarity matrix according to the intensity similarity between image pixels. The adaptively chosen eigenvector of the covariance matrix is then employed to extract the principal structural information of the reference image. A localized structural mask is constructed and incorporated into a subsequent EIT reconstruction to preserve the spatial separability of neighboring targets. Numerical and water tank experimental results demonstrate that the proposed method effectively separates neighboring conductivity targets that are merged by conventional EIT reconstruction methods.
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Numerical Analysis
Arbitrarily High-Order Structure-Preserving Parametric Finite Element Methods for Geometric PDEs via Local Pullback Flow Maps
We develop arbitrarily high-order structure-preserving parametric finite element methods for geometric PDEs including surface diffusion and volume-preserving mean curvature flow based on local pullback flow maps. The central idea is to reformulate the geometric PDEs on an arbitrary intermediate hypersurface and represent the subsequent evolution through a local pullback flow map. Using admissible local pullbacks, we derive two formulations from the corresponding pullback identities for the Laplace-Beltrami operator, referred to as the conformal and equidistribution formulations. We discretize both formulations using arbitrary-degree isoparametric finite elements and Runge-Kutta collocation methods with positive weights. For the conformal formulation, weighted averages of the normal-Jacobian vector ensure exact preservation of the enclosed area or volume, while algebraic stability of the Runge-Kutta method additionally guarantees dissipation of the perimeter or surface area. For the equidistribution formulation, a path-averaged normal-Jacobian vector and a geometric discrete gradient guarantee both exact preservation of the enclosed area or volume and dissipation of the perimeter or surface area, without requiring algebraic stability. Numerical experiments confirm the expected high-order accuracy and structure-preserving properties.
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Optimization and Control
Largest Rashomon sets of decision trees for robust contextual optimization
Many decision trees fit the same data almost equally well, yet they can route a query point to different leaves and induce different local empirical distributions. We study decisions that meet prescribed cost, shortage or risk targets despite this predictive multiplicity. We propose the joint Rashomon and robustness optimization framework for optimal decision trees. It jointly selects an operational decision and the largest Rashomon set of trees, so that the targets hold under the local empirical distribution that every tree in this set induces at the query point. We specialize the framework to the regression setting, and we show that a tree affects the decision only through the training observations sharing the query leaf, which we call its query neighborhood. As a result, the robust problem involves only finitely many distinct constraints, which can be examined in order of increasing estimation loss. We develop a constraint generation algorithm that combines query-path pricing with dynamic programming to identify violating neighborhoods without enumerating trees. On synthetic newsvendor instances, the algorithm typically needs few neighborhoods and runs substantially faster than full neighborhood enumeration. On restaurant demand data, the robust orders increase the mean tolerated excess estimation loss by 17.6% and reduce the empirical conditional value-at-risk of the worst 10% of realized costs by 8.3% relative to the sample average approximation orders of the optimal tree, while the mean cost difference is not statistically significant. An interpretability analysis further shows how the retained neighborhoods explain the decision and its robustness limit.
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Functional Analysis
A New insight into the Ambrosio–Reshetnyak approach to Sobolev maps
Given $p \in (1,\infty)$, let $\operatorname{X}=(\operatorname{X},\rho,\mu)$ be a metric measure space such that the measure $\mu$ is uniformly locally doubling and $\operatorname{X}$ supports a weak local $(1,p)$-Poincaré inequality. Let $(\operatorname{Y},\operatorname{d},\underline{y})$ be a complete pointed metric space. We prove that the equivalence class of a Borel map $ u:\operatorname{X} \to \operatorname{Y}$ (modulo coincidence $\mu$-a.e.) belongs to the Ambrosio–Reshetnyak–Sobolev class $W_{p}^{1}(\operatorname{X},\operatorname{Y})$ if and only if $h \circ u$ belongs to the Sobolev space $W_{p}^{1}(\operatorname{X})$ for every $1$-Lipschitz function $h:\operatorname{Y} \to \mathbb{R}$.
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Numerical Analysis
Conditioning and Singular Value Distribution of Jacobi Weighted Histopolation Matrices
In this paper, we first study the singular value distribution of the unscaled matrices arising from Jacobi weighted histopolation. For the Jacobi weight with parameters $(\alpha,\beta)$, and using the Jacobi basis with parameters $(\alpha+1,\beta+1)$, we previously proved that, for $\alpha,\beta>1/2$ and quasi-uniform meshes, the growth of these matrices in the sense of singular value distribution is slower than any positive power of the logarithm of the matrix size. However, the numerical behavior of the unscaled matrices suggested a nontrivial singular value symbol, which we identify explicitly in this paper. Starting from the standard asymptotic formula for Jacobi polynomials, we derive an asymptotic representation of the weighted cell averages defining the entries of the histopolation matrices. This representation allows us to analyze the associated Gram sequence by means of GLT theory. We identify its GLT symbol and, consequently, we obtain the singular value distribution of the histopolation matrices for any $\alpha,\beta>-1$. We also characterize the set $\mathcal Z$ where the resulting symbol vanishes and compute its measure, showing that this set depends only on the mesh, while the Jacobi parameters affect the values of the symbol on its support. When this measure is positive, the singular value distribution implies the discrete asymptotic ill-posedness of the problem, while a comparison with the Toeplitz setting suggests exponential growth of the spectral condition number. When the measure of $\mathcal Z$ is zero, the problem is well-posed and the observed conditioning is algebraic in the matrix size. Finally, numerical experiments supporting the theoretical findings are reported and discussed, while conclusions are given in the final section of the current work together with a few open problems.
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Geometric Topology
Mixed configuration spaces, fixed points and Loop braid groups
We introduce the notion of mixed configuration spaces of the $3$-ball. That is, we consider both distinct circles and distinct points in the interior of the $3$-ball and we prove that the projection onto the configuration space of circles of the $3$-ball is a locally trivial fibration. The key idea for defining the mixed configuration spaces is to study fixed points of orientation-preserving homeomorphism of the $3$-ball that leave invariant a trivial link of $n$ components in the interior of the $3$-ball. In particular, we prove that two fixed points are Nielsen equivalent if and only if the associated loop braids are conjugate by an element of a distinguished free subgroup of rank $n$. This result stands as a $3$-dimensional counterpart of the $2$-dimensional result where fixed points of homeomorphisms of the punctured disc are characterized in terms of braid elements of the classical Artin braid group.
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Optimization and Control
Asymptotic analysis of an optimal control problem for a phase field tumor growth model with hyperbolic relaxation of the chemical potential
In this paper, we study the optimal control of a phase field tumor growth model of Cahn–Hilliard type with possibly singular potential in which the often assumed parabolic relaxation of the chemical potential is replaced by a hyperbolic one. We investigate the asymptotic behavior of the control problem as the relaxation parameter $\,\alpha\,$ approaches zero. It is shown that the corresponding state and adjoint state variables of the relaxed problem converge in a suitable sense to their counterparts for the unrelaxed regime where $\alpha=0$. Also, weak limits of optimal controls for the relaxed problem can be shown to be optimal controls for the unrelaxed case. Moreover, every fixed optimal control $\,u^*\,$ for the unrelaxed system turns out to be the limit of a family $\{u^*_\alpha\}_{\alpha>0}$ of minimizers of suitable optimal control problems for the relaxed systems, where the original cost functional is replaced by the so-called “adapted” cost functional. It is also shown that the variational inequalities satisfied by $u^*_\alpha$, which constitute the first-order necessary optimality conditions of the relaxed problems with adapted cost functional, converge to the corresponding variational inequality fulfilled by $u^*$ for the unrelaxed problem with the original (nonadapted) cost functional.