Geometric Topology
Papers
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Saturday 26 September
We study mixed symplectic sums along connected unbranched cyclic multisections of degrees $p,q\geq 2$ in ruled surfaces. With \[ p(g-1)=q(h-1)=n, \] the resulting four-manifold has signature zero and Euler characteristic \[ e=4n\left(1-\frac1p-\frac1q\right). \] We classify the types having the rational cohomology ring of $\#_k(S^2\times S^2)$. They occur only for odd $k$ and, with $t=(k+1)/2$, $a=g-1$, and $b=h-1$, are exactly the solutions of \[ n=a+b+t,\qquad a\mid b+t,\qquad b\mid a+t. \] For each odd $k$ there are finitely many types; we give an explicit parametrization and tables for $k\leq 15$. Every type admits an equatorially product-framed symplectic realization and, possibly with different framings, a spin realization whose free integral intersection form is $kH$. We prove minimality, boundary incompressibility, an integral Mayer–Vietoris presentation, and a regular cyclic cover of degree $\operatorname{lcm}(p,q)$. The boundary subgroup $\pi_1(\Sigma_G)\times\mathbb Z$ embeds in the fundamental group; this gives a nontrivial Bass–Serre splitting and rules out word-hyperbolicity, cocompact real- or complex-hyperbolic lattices, and torsion-free cocompact irreducible bidisk lattices. There are five types for $k=3$ and seven for $k=5$; for $k=1$ we recover the degree pairs $(2,3)$, $(2,4)$, and $(3,3)$.
General Mathematics
Fractional-order differential geometry of Gielis curves: chart regularization, Caputo curvature, and the fate of singularities
Gielis curves describe many natural shapes, and some of them have corners or cusps. We apply two recent ideas from the differential geometry of curves to Gielis curves: "regularizing" changes of metric and fractional curvatures based on the Caputo derivative. First, we show that the smoothness of a Gielis curve is controlled by the exponents $n_2$ and $n_3$, not by $n_1$. A change of coordinates, the Gielis chart, maps every Gielis curve that closes after one turn onto the unit circle. However, the corners and cusps of the curve reappear as a loss of regularity of the metric; they are transported, not removed. Second, for the fractional curvature defined by Caputo scaling, we distinguish two conventions that differ in the choice of parameter and derive their scaling laws under homotheties. We prove that the memory of the Caputo operator breaks the rotational symmetry: the fractional curvature takes different values at corresponding points of congruent arcs. For fractional order $\alpha<1$, the curves of constant fractional curvature are spirals, and the clothoid is a special case. We also introduce a fractional total turning for curves with corners, give closed forms for regular polygons, and show that fractional general and slant helices coincide with the classical ones. The Python library used in the computations is listed in the appendix.
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Algebraic Geometry
Doubly isolated Batyrev mirror pairs and non-smoothable Calabi-Yau threefolds
We classify reflexive four-polytopes for which the generic anticanonical hypersurfaces associated with the face fans of the polytope and its polar both have at most isolated singularities. There are exactly 590 such polytopes up to lattice equivalence in the Kreuzer-Skarke classification. Their two-dimensional faces belong to twelve lattice-isomorphism classes, all triangles, zonotopes, or reflexive polygons. The only nonsmoothable local models are the cyclic quotients $\frac13(1,1,1)$ and $\frac15(1,1,3)$ and the anticanonical cone over the first Hirzebruch surface; no singularity has a positive-dimensional reduced deformation space without a smoothing component. Within this classification, the Hirzebruch cone occurs in a unique mirror pair, associated with polytopes having 22 and 26 vertices. We exhibit this pair explicitly: one hypersurface is nonsmoothable, while all singularities of its mirror are locally smoothable. The crepant resolutions have Hodge numbers $(20,26)$ and $(26,20)$. At the opposite extreme, the self-dual 24-cell is the unique member of the classification for which both hypersurfaces are smooth before crepant resolution.
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Representation Theory
Explicit Transgression Primitives on Flag Manifolds
Borel's theorem presents the flag manifold cohomology as the coinvariant algebra $H^*(K/T; \mathbb{C}) \cong S(\mathfrak{h}^\vee)/I_W$, establishing the vanishing of characteristic forms $p_j(F_\mathfrak{t}) = \mathrm{tr}(F_\mathfrak{t}^j)$ non-constructively; projection from the Weil algebra $W(\mathfrak{k})$ yields closed primitives on $K$ failing to descend. We construct relative transgression primitives $\alpha_j \in (\Lambda^{2j-1}\mathfrak{m}^\vee)^T \cong {}^K\Omega^{2j-1}(K/T)$ satisfying $d_\mathfrak{m} \alpha_j = -p_j(F_\mathfrak{t})$ on $K/T$. Via connections $\theta_s = \theta_\mathfrak{t} + s\theta_\mathfrak{m}$, the curvature factors as $F_s = (1-s)(F_\mathfrak{t} - s\theta_\mathfrak{m}^2)$; expanding via non-commutative word sums and Euler's Beta integral yields a universal closed formula for all $j \ge 1$. These primitives exhibit a structural transition: $\alpha_2 = -\frac{1}{3}\mathrm{tr}(\theta_\mathfrak{m}^3)$ is curvature-free, $\alpha_3$ is linear in $F_\mathfrak{t}$, while at $j = 4$, $[F_\mathfrak{t}, \theta_\mathfrak{m}^2] \neq 0$ shatters cyclic trace symmetry into independent necklaces, producing the irreducible invariant $\mathrm{tr}(\theta_\mathfrak{m} \wedge F_\mathfrak{t} \wedge \theta_\mathfrak{m}^2 \wedge F_\mathfrak{t})$. On the $A_2$ root lattice ($\mathfrak{sl}_3(\mathbb{C})$), $T$-invariant cochains correspond to closed loops, $\alpha_2 = \Omega_- - \Omega_+$ is the oriented difference of triangles, and $d_\mathfrak{m}$ acts as an edge-fracturing operator witnessing the exactness of $c_2(E)$. While character theory encounters a multiplicity barrier at $k=4$ in Specht decompositions, a minimal Koszul DGA resolution $K_\bullet(p_2, \dots, p_k)$ resolves the coinvariant algebra, recovering the Poincaré polynomial $P_{K/T}(t) = \prod_{j=2}^k \frac{1-t^{2j}}{1-t^2}$ and Euler characteristic $\chi(K/T) = k!$ without matrix-rank ambiguities.
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Spectral Theory
Spherical density for real semisimple groups
Let $G$ be a connected semisimple real Lie group with finite center and let $(\Gamma_N)$ be a tower of cocompact lattices. We prove that the weak injective radius property implies the spherical density hypothesis with the same parameter. Together with the converse theorem of Golubev and Kamber, this gives an equivalence in the cocompact Archimedean setting. The proof uses a uniform spherical-mass estimate near spectral walls and a positive pre-trace kernel, but no tempered-spectrum estimate or a priori spectral gap.
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Optimization and Control
Finite-time boundary collision in planar linear quadratic regulator gradient flows
Policy gradient methods for the linear quadratic regulator optimize feedback gains using a cost over an infinite horizon. When this cost is evaluated at one fixed initial state, it need not diverge near every part of the stability boundary. We study whether the Euclidean gradient flow can reach this boundary in finite optimization time. For controllable planar systems with one input and positive definite quadratic weights, an exact representation of the cost yields a necessary and sufficient condition for the existence of such a collision. The condition reduces to a scalar root calculation and includes the critical case, where a double direction root attracts an open set of stabilizing gains. For a triangular family, the criterion gives an explicit algebraic parameter region, and every trajectory either converges to the Riccati gain or collides with the stability boundary. A sharp threshold for compact cost sublevels provides a convergence certificate. Along every colliding trajectory, the stability margin and the smallest eigenvalue of the accumulated state Gramian vanish linearly, although the Gramian remains positive definite before collision. Numerical experiments examine the dependence on initialization, slow passage near a critical direction, and the effect of adding excitation in a second state direction.
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Optimization and Control
Adaptivity, Anchoring, and the Exact Oracle Complexity of Stochastic Fixed-Point Iterations
We study stochastic fixed-point iterations $x_{n+1}=\theta_nx_0+(1-\theta_n)\widehat T(x_n)$ for nonexpansive and contractive operators on Hilbert spaces, with a single-point unbiased oracle of bounded variance. Deterministically, every anchor schedule $\theta_n=c_n/(n+2)$ whose density $c_n\in(0,1]$ does not oscillate between scales is either polynomially suboptimal on contractions or super-polynomially slow on rotations; for constant densities $\theta_n=c/(n+2)$ the tradeoff is exact, with $\norm{x_n}\asymp\Gamma(c+1)(n\varphi)^{-c}$ on rotations by angle $\varphi$ ($\varphi\to0$, $n\varphi\to\infty$) and, for the classical schedule, $\norm{x_n}=\frac{2|\sin(n\varphi/2)|}{n\varphi}+O(\frac1n)$. The dichotomy fails exactly under lacunary anchor concentration: an explicit $\gamma$-oblivious schedule, one per target accuracy, is simultaneously contraction-optimal and rotation-polynomial with exponent $1/\alpha_0$, $\alpha_0=\log_2(3/2)$, and, for each fixed target accuracy, the matching lower bound holds for Lebesgue-a.e.\ angle. For stochastic contractions, the minimax rate is $\Theta(\sigma^2\eps^{-2}(1-\gamma)^{-2})$ on affine maps, and within the anchored class $\Theta(\sigma^2\eps^{-2}(1-\gamma)^{-2}+(1-\gamma)^{-1}\ln(D/\eps))$ for known modulus via geometric batching; without a certified modulus bound no sound distance certificate exists, and a certified ceiling is the exact boundary. For nonexpansive maps we prove $O(K\sigma^2D^2\eps^{-4})$ in every $2$-uniformly smooth Banach space and the Hilbert rate $\tilde\Theta(\sigma^2\eps^{-2}+D\eps^{-1})$ by reduction to monotone inclusions. Numerical experiments are consistent with every scaling prediction.
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Numerical Analysis
Moment-based approximation of cell and face integrals in THINC/QQ reconstruction on unstructured grids
On unstructured grids, the tangent of hyperbola for interface capturing (THINC) method with quadratic surface representation and Gaussian quadrature (THINC/QQ) requires topology-dependent numerical quadrature for cell and face integrals and Newton iteration for the surface constant. This study introduces a quadratic moment-matched sigmoid (QMMS) approximation that evaluates these quantities from the mean and variance of the quadratic field while retaining the hyperbolic-tangent reconstruction profile and the boundary variation diminishing (BVD) formulation. A slope-matched Gaussian cumulative distribution function and a moment-matched Gaussian model provide closed form approximations for the surface constant and face averages, eliminating Newton iteration and topology-dependent runtime quadrature from these evaluations. Single-cell tests and nine two- and three-dimensional benchmarks assess reconstruction accuracy, flow-field differences, and computational cost. Across the tested cases, the principal transported and shock structures remain closely aligned with those obtained using THINC/QQ, with local differences concentrated mainly near discontinuities, contact regions, and developed shear layers. Reconstruction-stage profiling gives mean THINC/QQ-to-QMMS time ratios of 2.12 in two dimensions and 1.85 in three dimensions. QMMS therefore reduces reconstruction-stage cost while replacing topology-dependent runtime integral evaluation with a common moment-based formulation
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Functional Analysis
Further Results on the Isometric Embeddability of \(S_q^m\) into \(S_p^n\)
We study Schatten embeddings through circular means of trace powers. In finite dimensions, a decomposition by singular-value vanishing orders shows that every term of order at most two has a nonnegative coefficient. This yields the classification $\ell_q^2(\C)\hookrightarrow\Sp_p^n$ if and only if $q=p$ or $q=2$, for $n\ge2$ and $p<\infty$. In particular, it gives negative answers to parts (ii), (iii), and (iv) of Problem 3.1 in Chattopadhyay–Pradhan–Skripka, arXiv:2603.07359v2. A regularized curvature estimate also excludes $\ell_q^2$ from infinite-dimensional $\Sp_p$ for $0<p\le2<q\le\infty$ and gives finite-rank distortion bounds. The other parts of that problem are not claimed to be solved.Our results extend previous studies on Schatten embeddings, particularly those in \cite{CHPPR, CHPR, CPS}, by developing a complex-curvature framework based on complex convexity theories \cite{BR,DGT}, which resolves several remaining quasi-Banach cases and yields new geometric obstructions for isometric embeddings.
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Functional Analysis
James-type constants for Birkhoff–James orthogonality and approximate isosceles
We introduce two James-type constants associated with approximate isosceles and approximate Birkhoff–James orthogonality in real normed spaces. The isosceles family coincides with the classical James constant of Gao and Lau [J. Austral. Math. Soc. Ser. A 48 (1990), 101–112], while the Birkhoff family extends the orthogonal James constant of Baronti and Papini [Constr. Math. Anal. 5 (2022), no.~1, 37–45]. We show that approximate orthogonality constraints can, in certain settings, recover classical geometric constants exactly. In particular, the approximate isosceles family collapses to the classical James constant, while the approximate Birkhoff–James family forms a genuine parameter-dependent interpolation between the orthogonal and classical James constants.We also compare the Birkhoff profile with several classical geometric constants and study how it changes with the parameter.Several examples are also given to illustrate the relation between geometric constants and approximate orthogonality.
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Metric Geometry · Cross-listed from cs.CR
Smooth Sailing through Spherical Shells: Provable Random-Lattice Sieving in Time $2^{0.292n}$
In an attempt to close the gap between the best provable and heuristic algorithms for hard lattice problems, such as the shortest (SVP) and closest vector problem (CVP), we analyze lattice sieving on Haar-random unimodular lattices. With well-chosen modifications to heuristic sieving, we show that the heuristic assumptions are no longer necessary, and we can provably achieve the same complexities as heuristic sieving on Haar-random lattices for various lattice problems. Concretely, with probability $1 - o(1)$ over the randomness of the Haar-random lattice and the algorithmic randomness, we show how to: 1. Solve SVP in time $2^{0.2924\ldots n + o(n)}$ and space $2^{0.2075\ldots n + o(n)}$; 2. Solve CVP for random targets with the same complexities; 3. Produce $2^{0.2075\ldots n + o(n)}$ discrete Gaussian samples at any width with these complexities, up to a $2^{-\Omega(n)}$ error in the joint distribution. This improves on the SVP complexities for Haar-random lattices of Pouly-Shen [Eurocrypt, 2026] running in time $2^{0.633n + o(n)}$ and space $2^{0.5n + o(n)}$, as well as the recent worst-case SVP (and average-case CVP) improvements of Gao-Feng-Hu and Hhan [Cryptology ePrint Archive, 2026], both running in time and space $2^{0.5n + o(n)}$ or higher. Similar to standard sieving methods, our approach proceeds through a series of thin spherical shells, starting from a large radius and iteratively combining vectors to obtain vectors from shells with smaller radius. Our main technical contribution is making a series of adjustments to guarantee that for each sieve list generated at each spherical shell, each list vector is independent and uniformly random over all lattice points within this shell. Once this invariant is satisfied, it is a matter of smooth sailing through the spherical shells until we find a solution.
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Number Theory
An infinite family of counterexamples to Goss's conjecture on L-functions of cyclotomic function fields
Let p be a prime, q = p, A = F_p[T], and let P be a monic irreducible of degree d with cyclotomic function field K_P and mod-P Teichmuller character omega_P. For a character chi = omega_P^i, Goss defined g(X, chi), the "congruent to one modulo p" part of the Artin L-function L(X, chi), and conjectured that deg_X g(X, omega_P^i) <= 1 for every q-magic index i; this is an analogue for function fields of Vandiver's conjecture, and was raised as an open problem by Angles. We disprove it. For every a in F_p^*, put P_a = T^p - T - a, irreducible of degree p, and let i = p^n - 1 with 0 <= n <= p-1, a q-magic index. We prove an exact congruence showing that the L-polynomial reduces to (1-X)^n modulo P_a, whence deg_X g = n-1. For p >= 5 and 3 <= n <= p-1 this gives deg_X g >= 2, contradicting Goss's conjecture; moreover deg_X g = n-1 is unbounded, attaining p-2.
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Quantum Algebra
A Note on Universal Positivity of Rank-Two Quantum Greedy Elements
We prove universal positivity of rank-two quantum greedy elements when $b\mid c$ or $c\mid b$, resolving a conjecture of Lee, Li,Rupel and Zelevinsky.
Number Theory
Multiple Zeta Values in Positive Characteristic: A Kaneko-Zagier-Type Conjecture
In this paper, we study a comparison between $\infty$-adic and finite multiple zeta values in positive characteristic. We construct a surjective comparison map from the algebra of $\infty$-adic multiple zeta values to a quotient of the algebra of finite multiple zeta values. This map factors through the quotient by $\zeta_A(q-1)$, thereby establishing the well-definedness of a Kaneko-Zagier-type conjectural map. We further show that the comparison map is compatible with special values of Carlitz multiple polylogarithms, as well as with the corresponding $\star$-inverse values. As an application, we prove the upper bound predicted by Shi's dimension conjecture for finite multiple zeta values.
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Number Theory
Escape and Non-Escape of Mass for Monogenic Binary Cubic Forms
We study the distribution of monogenic integral binary cubic forms $f(x,y)$ with bounded discriminant and bounded monogenizer inside a fundamental domain for the action of $\mathrm{GL}_2(\mathbb{Z})$ on the space of real binary cubic forms. We show that when the monogenizer for $f$ is $[\pm1:0]$ (i.e., $f(\pm1,0)=1$), the corresponding set is fully concentrated in the cusp. We also prove a complementary result, namely, that when the monogenizers $[\pm1:0]$ (with height bounded in terms of the discriminant bound) are excluded, the resulting set has no escape of mass to the cusp. However, we surprisingly show that despite this non-escape of mass, the points in the fundamental domain are not equidistributed.
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Classical Analysis and ODEs · Cross-listed from eess.SP
Spherical ESPRIT by Paired Small Circles and Infinitesimal Rotations
We study the recovery of a finite three-dimensional point cloud from its spherical Fourier signal subspace at a fixed wavenumber. Two ESPRIT constructions are analyzed. The first uses finite shifts between paired small circles; the second uses angular derivatives on the whole sphere. Both recover the same commuting coordinate matrices, either through their finite exponentials or directly from a coupled linear system. We prove that the continuous generator system is injective for every distinct point cloud and that one guard harmonic degree preserves the retained equations exactly. For $s$ targets, the cutoff $K\ge s$ gives generic finite identifiability, but not uniform conditioning. We also derive a finite-cutoff perturbation bound. The accuracy of the coordinate estimates is a separate issue. A one-target perturbation calculation shows that the original generator estimate can retain a nonzero bias as the wavenumber increases. To address this bias, we use the generator eigenbasis to separate approximate atoms and recover their locations from amplitude-normalized phases. Under pointwise atom dominance, the resulting error is $O(\kappa^{-1})$; for a dominant two-atom mixture at fixed separation, it is $O(\kappa^{-2})$. Experiments on structured point clouds with smooth perturbations compare the two constructions and their use as initializers for a common MUSIC refinement.
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Optimization and Control
Cubature-Based Statistical Moment Steering for Nonlinear, Non-Gaussian Trajectory Optimization
This paper addresses discrete-time non-Gaussian distribution steering in deterministic nonlinear systems. Distribution steering is a problem in which a control policy is designed over a distribution of trajectories rather than optimizing a single trajectory. The challenge with nonlinear systems is that even initially Gaussian distributions evolve into non-Gaussian distributions, often precluding a closed-form representation of the probability density. A method called statistical moment steering applies a cubature-based method to approximate non-Gaussian distributions for an approximate solution to this problem. This paper provides theoretical support and details how it can be solved with sequential convex optimization. A coupled, nonlinear, second-order ordinary differential equation describing a two-dimensional oscillator is provided as a numerical example.
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Optimization and Control
Decentralized Optimization with Cross-Coupled Mixed Affine Constraints
We study decentralized optimization with cross-coupled mixed affine constraints, where local and shared variables interact through two affine channels. We show that the intrinsic difficulty of combining separately well-conditioned channels is governed by their Friedrichs angle. This geometry induces a cross-coupling factor that cannot be removed by channelwise preconditioning and governs the additional affine-oracle and communication complexity. We develop an accelerated decentralized method with matching minimax guarantees in the smooth strongly convex regime and extend the framework to smooth and nonsmooth convex objectives. Experiments confirm the predicted dependence on cross-channel geometry and network conditioning.
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Number Theory
A Unified Approach to Formal Arakawa-Kaneko Type Zeta Values via Iterated Integrals
We introduce a formal multiple polylogarithm function (FMPF) and general formal Arakawa-Kaneko zeta values (GFAKZVs), and establish several useful properties analogous to those of the ordinary Arakawa-Kaneko zeta values by employing the method of iterated integrals, a powerful tool originating in algebraic topology. In particular, we prove various duality and sum formulas involving FMPFs and GFAKZVs. This allows us to derive, in a uniform manner, a number of known results concerning Arakawa-Kaneko zeta values and Kaneko-Tsumura $\psi$-values that were previously obtained by different approaches, thereby highlighting the unifying power of the iterated integral formalism.
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General Mathematics
Almost-Boundedness of Collatz-Type Maps on Number Rings via Archimedean Methods
Let $p$ be an integer $\geq2$, not necessarily prime, and let $K$ be a number field. In 2019, Tao showed that almost every positive integer (in the sense of logarithmic density) had an almost bounded trajectory under the Collatz map. In this paper, we generalize this result to a large class of Collatz-type maps ($p$-Hydras) acting on the ring of integers $\mathcal{O}_{K}$ of a given number field $K$ of dimension $d$ over $\mathbb{Q}$. Given an ideal $\Lambda\subseteq\mathcal{O}_{K}$ of index $p$, a $p$-Hydra map $H:\mathcal{O}_{K}\rightarrow\mathcal{O}_{K}$ is a collection of affine-linear maps $\left\{ H_{j}:K\rightarrow K\right\} _{j\in\mathcal{O}_{K}/\Lambda}$ of the form $z\mapsto r_{j}z+c_{j}$ for constants $c_{j}\in K$ and invertible $\mathbb{Q}$-linear maps $r_{j}:K\rightarrow K$ so that the map $1-r_{0}$ is invertible and so that $H\left(z\right)$ is defined to be $H_{\left[z\right]_{\Lambda}}\left(z\right)$, where $\left[z\right]_{\Lambda}$ is the projection of $z$ mod $\Lambda$. We show that the direct analogue of Tao's almost-boundedness result holds provided, in addition to several minor conditions, that the Dimension Constraint $\left(p-1\right)^{2}\rho_{H}^{d}<1$ is satisfied, where $\rho_{H}=\prod_{j=0}^{p-1}\left\Vert r_{j}\right\Vert _{\textrm{Mink}}$ is the product of the operator norms of the $r_{j}$s with respect to the Minkowski embedding of $K$. Unlike Tao's original argument, which uses a $3$-adic Fourier decay result for the Syracuse Random Variables, our approach employs analysis of an archimedean flavor, and does not require any Fourier decay estimates for our generalized Syracuse Random Variables. Our result includes Tao's original result as a special case.
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Combinatorics
Staircase diagrams, pattern avoidance, and smooth permutations
A well known result due to Lakshmibai and Sandhya states that smooth Schubert varieties of type A correspond to permutations that avoid the patterns 3412 and 4231. It was later shown by the second author and Slofstra that staircase diagrams over a simply-laced Dynkin diagram are in bijection with smooth Schubert varieties of the corresponding type. We explore how the poset structure of staircase diagrams is connected with pattern avoidance on smooth permutations. As an application, we enumerate several subclasses of smooth permutations which are characterized by pattern avoidance. These subclasses include the class of polished permutations which were studied by Gaetz and Gao.
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Algebraic Topology
Critical Diameters and Vietoris-Rips Filtrations
We relate critical diameters of finite configurations to the topology of Vietoris-Rips complexes. For a compact metric space and $0<r<s$, we prove that the canonical inclusion from scale $r$ to scale $s$ is a homotopy equivalence whenever $[r,s)$ contains no diameter of a finite labelled configuration at which the diameter function has zero weak slope. On Riemannian manifolds, weak-slope stationarity implies Clarke criticality. At positive diameter, when the distances realizing the diameter are smooth, both are equivalent to first-order stationarity: the absence of a direction decreasing all these distances to first order. For closed connected smooth manifolds, the Clarke critical diameter spectrum has Hausdorff dimension zero, even at the cut locus. In the real-analytic case, it is finite at each fixed number of labels and countable over all label numbers. On the unit round sphere $S^m$, $m\geq1$, positive nonantipodal weak-slope stationary configurations are characterized by nonzero nonnegative equilibrium stresses. The least positive critical diameter is $\arccos(-1/(m+1))$, and the first accumulation point is $\arccos(-1/m)$. We lift every such stress through a spherical stack construction adapted from Lovász, producing stationary diameters that approach the original value from below in the next dimension as the number of layers increases. We also give example in general metric space showing that weak-slope stationary diameters need not correspond to changes in the homotopy type of Vietoris-Rips complexes.
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Statistics Theory
A statistical theory for blind denoising: minimax estimation of the noise level from a single sample
Motivated by blind denoising in diffusion models, we study estimation of an unknown Gaussian noise level from a single high-dimensional observation, assuming the signal law P is known. We characterize the minimax mean-squared error under two structural assumptions on P. For signals with covering complexity k, the minimax rate is $\widetilde{\Theta}_\Lambda(\min\{\Delta_\Lambda^2,d^{-1}+k^2d^{-2}\})$, and the constrained MLE attains it up to logarithmic factors. For $\alpha$-strongly log-concave signals, the rate is $\Theta_\Lambda(\min\{\Delta_\Lambda^2,(1+\alpha^{-1})^2d^{-1}\})$, attained up to constants by a $P$-centered norm estimator. These results show that the structure of the signal law determines both the difficulty of blind noise estimation and the appropriate estimator.
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Metric Geometry
A second eight-faced polyhedron in which every two faces share an edge
We report a novel polyhedral surface of genus~3 embedded in $\mathbb{R}^3$ with eight planar, simple, non-convex nonagonal faces, 24 vertices and 36 edges, in which every two faces share at least one edge: 20 pairs of faces share one edge and 8 pairs share two collinear edges. Its face planes are $3x-4y-2z=5$, $-2x+5y-5z=3$ and their images under the half-turns about the three coordinate axes, and all vertices are rational. The polyhedron has the same face vector, face sizes and number of edge multiplicities as the polyhedron described by Mizhaev, but it is not combinatorially equivalent to it. Our realisation has the symmetry group $D_2$ of order~4, whereas Mizhaev's polyhedron has a rotoreflection symmetry. The example was found by a computational geometric search, and all its properties were verified in exact rational arithmetic.
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Optimization and Control
A Riemannian Inertial Adaptive Gradient Method with Momentum Restart
We propose RIAG-R, a Riemannian Inertial Adaptive Gradient method with gradient-triggered Restart, for optimization on Riemannian manifolds. RIAG-R combines three ingredients: an AdaGrad-type adaptive step-size that requires no knowledge of the Lipschitz constant; inertial extrapolation in the tangent space via the exponential map to accelerate convergence; and a restart rule, costing only one extra inner product per iteration, that detects and corrects the momentum-saturation pathology induced by manifold curvature. We establish a per-iteration descent inequality, an optimal $O(\varepsilon^{-2})$-iteration complexity, a convergence result for cluster points of the generated sequence, and a linear convergence rate under the Riemannian Polyak-Łojasiewicz inequality. Numerical experiments on four representative matrix manifold optimization problems including sphere, Stiefel, symmetric positive-definite, and Grassmann manifolds demonstrate that RIAG-R consistently outperforms non-inertial and restart-free inertial baselines, confirming that adaptive restart is essential to realizing the benefits of momentum on curved spaces.
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Optimization and Control
AltGDA Achieves Global $O(1/T)$ Ergodic Convergence in Matrix Games
Alternating gradient descent-ascent (AltGDA) is a simple and practically effective method for solving finite two-player zero-sum matrix games. However, the theory of AltGDA remains limited: existing results either apply only to unconstrained settings or require restrictive assumptions on the equilibrium in constrained settings. We show that AltGDA converges globally at an $O(1/T)$ ergodic rate in every finite two-player zero-sum matrix game. Unlike prior results, our guarantee holds for every initialization and every horizon $T$: the uniform averages of the AltGDA iterates satisfy an $O(1/T)$ duality-gap bound. Our proof is inspired by numerical results obtained using a novel performance estimation programming (PEP) framework for Lyapunov function search over compact convex sets. Additionally, we provide simple counterexamples showing that the last-iterate duality gap of AltGDA does not converge to zero. This justifies why averaging of iterates is indeed necessary to achieve an $O(1/T)$ rate. We have formalized and machine-checked our global ergodic convergence result in Lean 4.
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General Topology
Decreasing involutions and $\mathbb{Z}_{2}$-means
An $n$-mean on a topological space $X$ is a continuous symmetric map $p\colon X^n\to X$ satisfying $p(x,\ldots,x)=x$ for every $x\in X$. If $X$ is a $G$-space, such an $n$-mean is equivariant if $p(gx_1,\ldots,gx_n)=g p(x_1,\ldots,x_n)$ for every $g\in G$ and $x_1,\ldots,x_n\in X$. For finite $G$, we prove that, in the presence of an equivariant $n$-mean with $n$ a multiple of $\lvert G\rvert$, the $\mathrm{ANE}$, $\mathrm{AE}$, and $\mathrm{AR}$ properties imply their equivariant counterparts. We next consider $\mathbb Z_2$-actions induced by decreasing involutions on topological lattices. We first prove that every fixed point of such an involution on a modular lattice yields an explicit equivariant $2$-mean. Furthermore, we introduce a lattice-theoretic version of the Babylonian iteration used to approximate the geometric mean and prove that, under suitable conditions on the order and its interaction with the topology, this iteration produces an equivariant $2$-mean whenever the lattice admits a $2$-mean compatible with the order. Finally, we apply these results to spaces of compact convex bodies and supercoercive convex functions, where we prove the existence of equivariant $2$-means and show that both spaces are $\mathbb Z_2$-absolute retracts.
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Statistics Theory · Cross-listed from stat.ME
Maximum Likelihood Estimation for Entity Ranking under Iterative Synthetic Data Augmentation
We study entity ranking and inference under the Bradley–Terry–Luce (BTL) model using pairwise comparisons collected over sparse comparison graphs. In practice, collecting high-quality human judgments can be expensive and time-consuming, motivating the use of synthetic data augmentation in model training. We analyze an iterative synthetic augmentation workflow in which synthetic comparisons generated from fitted models are successively added to the original dataset. In this process, the proportion of real data may vanish as the number of iterations grows. However, emerging literature has shown that recursive training on synthetic data can lead to model collapse, raising concerns about the statistical reliability of such augmentation procedures. To this end, we systematically analyze the resulting MLE in finite-sample, high-dimensional regimes. For the resulting iterative maximum likelihood estimator (MLE), we derive its optimal finite-sample $\ell_2$ and $\ell_{\infty}$ statistical rates and establish its asymptotic normality under natural identifiability conditions. We further characterize regimes in which model collapse is avoided despite the diminishing fraction of real data. We validate our theoretical findings through large-scale numerical experiments and an application to the Arena Human Preference 140k dataset.
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Optimization and Control
Primal Methods for Constrained Variational Inequalities: Optimal Rates, Feasibility Trade-offs, and Lower Bounds
Since Zhang et al. \cite{Zhang2025} introduced the first purely primal methods for monotone variational inequalities subject to convex functional constraints, the field has lacked a complete understanding of the complexity limits of this oracle class. We develop a theory that resolves the critical gaps left by their pioneering framework. Our Optimal Primal Constrained Gradient Method (OPCGM) establishes convergence rates and lower bounds for algorithms restricted to local linear constraint approximations. For strongly monotone operators, we prove that a refined primal gradient method achieves the optimal $\mathcal{O}(1/T)$ rate for both optimality gap and constraint violation, eliminating the suboptimal exponent present in prior work. For Lipschitz monotone operators, we propose a primal extragradient variant that achieves the optimal $\mathcal{O}(1/\epsilon)$ gap complexity using only quadratic programming oracles, at the cost of a constant asymptotic feasibility violation for the averaged iterate; we prove that the first half-step is necessarily infeasible for the natural class of constant-stepsize primal extragradient methods on smooth convex constraints with positive curvature. We establish lower complexity bounds for primal methods restricted to local linear approximations, proving $\Omega(1/\epsilon^2)$ for Lipschitz monotone variational inequalities with Lipschitz constant scaling as $\Theta(1/\epsilon)$, and $\Omega(1/\epsilon)$ for standard Lipschitz monotone variational inequalities. We design a single-loop primal method that achieves an $\mathcal{O}(1/\sqrt{T})$ gap rate with only a domain-radius estimate, at the cost of a problem-dependent asymptotic feasibility constant that we prove is unavoidable. For strongly monotone problems, we prove that the last iterate converges at the optimal $\mathcal{O}(1/T)$ rate.
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Mathematical Physics · Cross-listed from quant-ph
Toroidal-Core Certificates for PPT-Squared Diagonal Orthogonal Covariant Channels
The positive-partial-transpose-squared (PPT-squared) conjecture asks whether the composition of two positive-partial-transpose (PPT) quantum channels must be entanglement breaking (EB). The problem remains open in general and, within the diagonal orthogonal covariant (DOC) class, the first unresolved deterministic dimension is four. A sufficient condition for PPT-squared composition is derived for DOC maps in arbitrary finite dimension. The proof isolates the quantum coherence data into two correlation matrices, mixes each with the identity until it lies in the convex hull of rank-one correlation matrices, and converts the resulting objects into an explicit triplewise completely positive (TCP) core. The remaining contribution is purely classical and is TCP whenever a simple entrywise mixing inequality is satisfied. For PPT DOC maps $\Phi_{A,B,C}$ and $\Phi_{D,E,F}$ on $M_d$, the entrywise bound $(AD)_{ij}\ge 2\lfloor\sqrt{d}\rfloor\sqrt{A_{ii}A_{jj}D_{ii}D_{jj}}$ for all $i,j$ guarantees that $\Phi_{A,B,C}\circ\Phi_{D,E,F}$ is EB. In dimension four the universal coefficient becomes four. A continuous family of bistochastic PPT channels is then constructed; every member with $a\ne1$ is not EB, while every pairwise composition within the family is proved to be EB. A rank-sensitive refinement shows explicitly how low coherence rank can improve the universal coefficient. The resulting certificate is sufficient rather than necessary and is complementary to factor-width and semidefinite-hierarchy approaches.