Optimization and Control
Polyhedral Outer Approximation for MISOCP: Geometry and Progressive Integrality
Yongzheng Dai
Polyhedral outer approximation (OA) is widely used to solve mixed-integer second-order cone programs (MISOCPs) by iteratively strengthening polyhedral relaxations of conic constraints. However, the accumulation of cutting planes can increase the difficulty of solving the resulting mixed-integer linear programs (MILPs), while repeatedly solving these MILPs can be computationally expensive. To address these challenges, we investigate the geometry of supporting cuts and the computational role of integrality in OA. First, we establish theoretical bounds showing that the marginal contribution of a new supporting cut decreases at least linearly as its supporting direction approaches an existing one. Motivated by this analysis, we develop a closed-form cut-generation strategy that balances separation depth and directional diversity. Second, we propose a progressive-integrality OA framework that strengthens the polyhedral approximation through linear programs and partially integral relaxations before solving full MILPs. We theoretically characterize the transfer of cut-induced bound improvements across integrality levels and provide a branch-and-bound interpretation of the framework. Computational experiments on CBLIB instances and large-scale AC unit-commitment models demonstrate substantial improvements over classical OA and direct MISOCP solution, with runtime reductions of up to 62% relative to classical OA on the reported power-system instances.
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Mathematical Physics · Cross-listed from quant-ph
Global Non-Identifiability of Fubini-Study Geometry from Complete One-Period Endpoint Data
Rashid Ahmad
We establish a global, worst-case non-identifiability
theorem for periodically driven finite-dimensional
quantum systems. On the unrestricted smooth periodic
Hamiltonian class, we show that the period-averaged Fubini-Study metric component of a fixed initial state cannot, in general, be reconstructed from exact one-period propagators indexed by every starting time and external parameter. Thus, even complete starting-time-resolved endpoint data are insufficient to determine this intra-period
geometric quantity. The obstruction is characterized exactly. The starting-time-indexed endpoint data determine the conjugation path of the monodromy, but not its particular
unitary lift. On each fixed-monodromy slice, the observational fibres are precisely the right orbits generated by smooth parameter-dependent based loops taking values in the pointwise centralizer of the monodromy. The Fubini-Study functional is not invariant under this fibre action and therefore does not factor through the endpoint observation map. An explicit real-analytic two-level witness demonstrates the obstruction within a commuting, one-generator
Hamiltonian family, so neither non-Abelian time ordering nor Floquet-logarithm ambiguity is required. A continuous family of
Hamiltonians produces identical starting-time-indexed one-period endpoint data while yielding different, and on the unrestricted class arbitrarily separated, period-averaged Fubini-Study geometry. Non-identifiability persists under any prescribed uniform bound on the parameter derivative of the
Hamiltonian. The result is a deterministic global statement, not a claim of generic non-identifiability or experimental impossibility. It identifies a precise information gap between complete one-period endpoint data and full intra-period dynamics: the missing information is the
unitary lift of the observed monodromy path rather than ordinary scalar phase freedom.
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Rings and Algebras
Virtually Gorenstein Artin algebras are weakly Gorenstein
Weiqing Li
We prove that all (possibly infinitely generated) semi-Gorenstein-projective modules over a virtually Gorenstein Artin
algebra are Gorenstein projective. We also establish a new criterion for determining the projective (injective) dimensions of modules over virtually Gorenstein Artin
algebras. This enables us to show the validities of the Auslander-Gorenstein
Conjecture, the (Strong) Nakayama
Conjecture and Tachikawa's First
Conjecture for virtually Gorenstein Artin
algebras. Finally, we prove that the Auslander-Reiten
Conjecture holds for virtually Gorenstein Artin
algebras of finite CM-type.
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Combinatorics · Cross-listed from cs.DS
Online Discrepancy for Sub-Exponential Product Distributions via Regularization
Nicola Wengiel
We study online discrepancy minimization for independent random vectors in $\mathbb{R}^n$ with independent coordinates. Our deterministic
algorithms require no knowledge of the horizon, and their guarantees hold at every prescribed deterministic terminal time $T$. For unit-variance sub-exponential coordinates with $\psi_1$-norms at most $\sigma$, we obtain terminal discrepancy $O(\sigma^4\sqrt n)$ with failure probability $\exp(-\Omega(\sigma^3\sqrt n))$. Independently masking centered unit-variance marks from the same class with retention probability $k/n$ gives $O(\sigma^4\sqrt k)$ discrepancy with failure probability $\exp(-\Omega(\sigma^3\sqrt k))$ when $k\gtrsim\log^2(2n)$. The fourth-power dependence on $\sigma$ is necessary for these sub-exponential classes at the stated confidence levels. For standard Gaussian marks, we obtain $O(\sqrt k+\sqrt{\log(2n)})$ discrepancy with failure probability $\exp(-\Omega(\sqrt k+\sqrt{\log(2n)}))$. Both terms are necessary up to absolute constants for $T\ge n$. In particular, $k\gtrsim\log n$ is the optimal sparsity threshold for $O(\sqrt k)$ discrepancy. For centered unit-variance sub-Gaussian marks with any fixed $\psi_2$-norm bound $\sigma$, logarithmic sparsity suffices for $O(\sigma\sqrt{k\log(e+\sigma)})$ discrepancy with probability tending to one as $n\to\infty$. For a dimension-dependent family of unit-variance laws with rare activations, matching bounds determine the fixed-confidence online discrepancy order $\Theta(\sqrt n\log\log n)$ at sufficiently long prescribed horizons. Our dense result generalizes the Rademacher-input
theorem of Bansal and Spencer (2020) and establishes the horizon-independent $O(\sqrt n)$ Gaussian terminal discrepancy scale anticipated by Gamarnik et al. (2022). The proofs combine regularization, global Fenchel estimates, coupled Lyapunov functions, and terminal moment recursions.
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Group Theory
Normality of Relative Elementary Tranvection Groups
Sunil Rampuria, Ruddarraju Amrutha and Pratyusha Chattopadhyay
A. A. Suslin and V. I. Kopeiko proved that the elementary linear,
symplectic, and orthogonal groups are normal in the general linear group,
symplectic group, and orthogonal group respectively. They also proved relative versions of these normality results with respect to an ideal of a ring. A. Bak, R. Basu, and R. A. Rao proved that the linear,
symplectic, and orthogonal transvection groups are normal in the respective
automorphism groups. These results are generalizations of the normality results by Suslin and Kopeiko in the setup of modules. In this paper, we prove stronger versions of the normality results proved by Bak, Basu, and Rao, which say that the relative transvection groups are normal in the respective
automorphism groups.
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Group Theory
On a divisibility condition related to the sum of element orders of a finite group
Marius Tărnăuceanu
Given a finite group $G$, we denote by $\psi(G)$ the sum of element orders of $G$. In this note, we determine finite groups $G$ such that $|H|-|K|$ divides $\psi(H)-\psi(K)$ for all subgroups $K\leq H\leq G$. Two weaker conditions are also proposed.
Group Theory
Two new functions related to the sum of element orders of a finite group
Marius Tărnăuceanu
Let $G$ be a finite group and $H$ be a proper normal subgroup of $G$. In this note, we introduce two new functions $o(G,H)$ and $\psi''(G,H)$ involving the sums of element orders of $G$ and $H$. We prove that they satisfy certain inequalities, with equality if and only if $(G,H)$ is an equal order pair of a particular type.
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Classical Analysis and ODEs
Almost everywhere convergence of subsequences of Walsh-Nörlund means
István Blahota
Let $\{q_{k}: k\in\mathbb{N}\}$ be a non-increasing and convex sequence of non-negative numbers such that $q_{0}>0$. Our main result is to prove almost everywhere convergence \[ t_{a_{n}}(f)\to f \] of $f\in L_{1}(G)$ as $n\to\infty$, using several $\{a_{n}: n\in\mathbb{P}\}$ subsequences of positive integers for Nörlund means (defined by sequence $q$) on the Walsh-Paley system with weaker conditions than it was known before.
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Statistics Theory
Dynamic $e$-closure for online hypotheses with any-time-valid evidence: closure principles and projective mergers
Rianne de Heide
Many modern testing problems are sequential along two axes: new hypotheses may arrive over time, while evidence for hypotheses already under consideration continues to evolve and may be inspected at arbitrary stopping times. We develop dynamic $e$-closure for this setting. At a global stopping time the active true-null intersection is random. Future-extension coherence allows its certificate to be compared with that of a fixed terminal intersection, yielding simultaneous stopped-FDR control. If the certificates are also time-monotone, the resulting closure controls simultaneous SupFDR and is setwise persistent. Conversely, every procedure satisfying either criterion is contained in a dynamic closure generated by canonical normalized-loss processes. For pointwise mergers, fixed-dimensional admissibility is equivalent to ordinary arbitrary-dependence $e$-merging. Coherence across horizons then forces a single globally summable weight sequence and exact neutrality under padding by the $e$-value one; on a countably infinite hypothesis universe, this rules out nontrivial symmetric mergers in the admissible pointwise class. The theory extends from FDP to bounded losses that are monotone in the possible true-null configuration and local in the reported action. We also give a coherence counterexample, persistent constructions, and a globally valid shared-control model.
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Mathematical Physics · Cross-listed from hep-th
Ricci-flat metrics from gauged linear $\sigma$-models without RG flow
Dmitri Bykov, Ondrej Hulik, Ulf Lindström et al. (+2 more)
We investigate a class of
Ricci-flat Kähler metrics on generalized conifolds constructed via gauged linear sigma models (GLSMs) with indefinite signature. By introducing shadow coordinates (superfields) entering the sigma model with negative signature kinetic term, we show that these GLSMs yield explicit
Ricci-flat metrics on complex cones over products of projective spaces. We provide a general formula for the resulting Kähler potentials, along with detailed examples. Our results suggest new directions for the study of Calabi-Yau metrics and toric geometry, and raise interesting questions about the
geometric meaning of indefinite signature models. We also give an interpretation in terms of a novel generalized Kähler gauging.
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All authors Dmitri Bykov, Ondrej Hulik, Ulf Lindström, Martin Roček, Rikard von Unge
Mathematical Physics · Cross-listed from quant-ph
Decoupling 2D translation-invariant topological CSS codes
Yifei Wang, Zhongyi Ni, Mingxin He et al. (+2 more)
Two-dimensional translation-invariant topological CSS codes on
qubits are known to be locally equivalent, after coarse-graining, to stacks of toric codes. However, existing constructions generally break more translation
symmetry than is required to remove anyon-permuting translations, leaving open whether any further obstruction exists. We prove that no such obstruction occurs: after passing to the maximal anyon-preserving superlattice, every such code admits a local
unitary decoupling into toric codes and product states. We further provide an efficient
algorithm for explicitly constructing the decoupling map, together with bounds on the required supercell size and operator spreading. The decoupling requires no additional ancillas in generic cases and extends to finite systems with suitable boundary conditions.
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All authors Yifei Wang, Zhongyi Ni, Mingxin He, Jinguo Liu, Yingfei Gu
Mathematical Physics · Cross-listed from quant-ph
Superselection Rigidity of Topological Calderbank–Shor–Steane Codes: From Koszul-Complex Models to Nonsplit Extensions
Hao Song
Can excitation structure classify topological
quantum codes up to finite-depth local
circuits? For translation-invariant topological Calderbank–Shor–Steane (CSS) codes in arbitrary dimensions, we introduce excitation superselection profiles $\mathscr E_\sigma$ ($\sigma=X,Z$). Their
cohomology layers $E_\sigma^\ell:=H^\ell(\mathscr E_\sigma)$ encode excitation types, fusion rules, and translation action, while $\mathscr E_\sigma$ retains cross-degree gluing. Pointlike, looplike, and higher-dimensional excitations correspond to degrees $\ell=1,2,\ldots$, respectively. Our
matrix-level Schanuel-lemma method proves single-degree superselection
rigidity: if $\mathscr E_\sigma$ is supported in a single degree $\ell$, then $E_\sigma^\ell$ and $\ell$ fix the stable translation-invariant Clifford class under a finite-resolution hypothesis automatic for
prime qudits. If $E_\sigma^\ell$ is also finite,
prime-qudit codes decouple into toric-code stacks by Clifford
circuits after coarse graining, with the exact minimal threshold set by the translation kernel. We develop a unified topological theory of Koszul-complex models (encompassing toric codes, bivariate-bicycle codes, and Haah's cubic code): for regular models, we compute $E_\sigma^\ell$, prove $\mathscr E_\sigma$ is single-degree, express finite-
torus logical modules as $\mathrm{Tor}$ groups, and obtain coarse-grained toric-stack normal forms at full length. Two constructions extend this framework to realize any admissible single-degree profile and build multi-degree extensions. The latter yields eight 3D
qubit toric-code extensions with identical layers in both Pauli sectors and trivial translation action, yet distinct size-dependent ground-state degeneracies. The seven nonsplit models require blocking to decouple. Thus, cross-degree gluing carries translation-
symmetry-enriched topological information invisible to individual layers.
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Number Theory
The $\beta=2$ partition function of Dirichlet $L$-functions and typical maxima
Christopher Atherfold
We study the $\beta=2$ partition function $\int_{|h| \leq \log ^{\theta} q/2}|L(1/2+ih,\chi)|^2dh$ for typical Dirichlet characters modulo a large
prime $q$ and $\theta \in (-1/3,0]$ motivated by a $q$-analogue of the Saksman–Webb
conjectures. When $\theta <0$, we use an extension of Harper's randomisation argument with different localisations to recover moment upper bounds consistent with the critical normalisation predicted there. As an application, we prove that for $q(1-o(1))$ Dirichlet characters modulo $q$ with $U(q) \to \infty$, $$\max_{|h| \leq 1/2}|L(1/2+ih,\chi)|\ll \frac{e^{U(q)}\log q\log_3 q(\log_4 q)^{1/2}}{(\log_2 q)^{3/4}},$$ establishing an upper bound matching the predictions of the $q$-analogue of the Fyodorov–Hiary–Keating
conjectures up to second order. Our proofs adapt Harper's argument in \cite{harper2019partition}.
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Algebraic Geometry
A no-go theorem for special Ulrich bundles, with a complement on primary Burniat surfaces
Cristian Anghel and Filip Chindea
Let $X$ be a smooth projective surface with $p_g=0$, and let $H$ be an ample divisor with $h^0(\mathcal{O}_X(H))\neq0$, $\chi(\mathcal{O}_X(H))\ge q$, and $h^1(\mathcal{O}_X(H))\neq0$. We prove that no rank two bundle $\mathcal{E}$ with $c_1(\mathcal{E})=3H+K_X$, with the Ulrich value of $c_2(\mathcal{E})$, and satisfying $h^0(\mathcal{E}(-H))=0$, can arise from an extension $0 \to \mathcal{O}_X(H+K_X) \to \mathcal{E} \to \mathcal{O}_X(2H)\otimes\mathcal{I}_Z \to 0$. Thus, for this natural Cayley-Bacharach construction, non-speciality of the polarization is necessary rather than merely convenient. We then study primary Burniat surfaces. We show that every ample and base point free divisor is non-special; consequently, every polarization carries a stable special Ulrich bundle of rank two, and the surface is strictly Ulrich wild with respect to every polarization. We also locate the special ample classes on three numerical rays through $K_X$, compute explicit families on these rays, and analyze a twisted-kernel variant of the construction. The degree bound underlying the non-speciality result overlaps with recent work of Y. Cho, while the global consequences and the no-go
theorem are independent.
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Combinatorics
Superlinear Lower Bounds for Monochromatic Path Partitions
Heng Li and Lanchao Wang
In 1989, Gyárfás conjectured that the vertex set of every $r$-edge-coloured complete graph can be partitioned into at most $r$ vertex-disjoint monochromatic paths. Erdős, Gyárfás, and Pyber subsequently proposed the analogous
conjecture for monochromatic cycles. Pokrovskiy proved Gyárfás's
conjecture for $r=3$, while disproving the
conjecture of Erdős, Gyárfás, and Pyber for every $r\ge3$ by constructing colourings that require at least $r+1$ monochromatic cycles. In this paper, we disprove Gyárfás's
conjecture in a quantitatively strong superlinear form: for every sufficiently large $r$, there exists an $r$-edge-coloured complete graph that requires at least $(1-o(1))r\log\log r$ vertex-disjoint monochromatic paths. Consequently, the monochromatic cycle-partition number is also superlinear in $r$. Our construction also disproves two
conjectures of Pokrovskiy: one on monochromatic cycle coverings and the other on path coverings in the balanced bipartite setting.
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Optimization and Control · Cross-listed from cs.GT
Competitive mediator games and urban CAV routing markets
Grzegorz Jamróz
Inspired by possible future
markets of autonomous routing and driving (ARAD), we introduce competitive mediator games and their
equilibria which generalize the (coarse) correlated
equilibria, which have become a popular research area recently as they not only can be more socially efficient than Nash
equilibria but also are limits of algorithmic no-regret multi-
agent learning dynamics. We discuss the basic properties of competitive mediator games and prove that in the generic setting of anonymous congestion(routing) games with
market-share maximizing mediators all competitive mediator
equilibria are monopolies whenever one of the mediators is weakly preferred to other mediators by all users. We apply and interpret these results in the context of new
markets of competing ARAD service providers. We also provide a comprehensive overview of these
markets and discuss the future mechanism design thereof.
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Information Theory
Entanglement-assisted quantum locally recoverable codes: bounds and constructions with availability
Rutuja Kshirsagar, Gretchen L. Matthews and Julia Shapiro
In this work, we define
entanglement-assisted
quantum locally recoverable codes with availability, in which any set of up to $\delta-1$ erased qudits can be recovered from any one of $t$ local recovery sets, each of size at most $r+\delta-1$, with the recovery sets intersecting exactly in the erased coordinates, where $r$ is a (small) positive integer. We show that shared
entanglement permits $t>1$, meaning that multiple local recovery sets can be available for the same set of up to $\delta-1$ erasures. We establish a Singleton-like bound for this family of codes and present random constructions based on classical linear codes with Vandermonde parity-check
matrices. We also provide explicit constructions of
entanglement-assisted
quantum locally recoverable codes with availability from several classical code families and their folded versions, including Tamo-Barg codes, fiber-product codes, and algebraic-geometry codes such as one-point Hermitian and Suzuki codes.
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Classical Analysis and ODEs
Widom factors for Chebyshev and residual polynomials on semi-regular subsets of $\mathbb{R}$
Robert Dukes and Maxim Zinchenko
We study $L^\infty$ Widom factors for Chebyshev and residual
polynomials on compact non-polar subsets of the real line that need not be regular in the sense of potential theory and, in particular, on sets with isolated points. We first show that boundedness of the Widom factors is independent of the normalization point $x_*\in\overline{\mathbb{R}}\backslash\mathsf{E}$. For semi-regular sets, meaning that the set of regular points $\mathsf{E}^\mathrm{reg}$ is closed, we introduce the irregularity coefficient $\mathcal{IR}(\mathsf{E},x_*)=\sum_{x\in\mathsf{E}\backslash\mathsf{E}^\mathrm{reg}}G_\mathsf{E}(x,x_*)$, which measures the contribution of irregular boundary points to the extremal
polynomial problem. Our upper bound is \[ \sup_{n\ge1}\mathcal{W}_n(\mathsf{E},x_*) \le 2\exp\bigl[\mathcal{PW}(\mathsf{E}^\mathrm{reg},x_*)+\mathcal{IR}(\mathsf{E},x_*)\bigr], \] while the complementary lower bound is \[ \liminf_{n\to\infty}\mathcal{W}_n(\mathsf{E},x_*) \ge 2\exp\bigl[\mathcal{IR}(\mathsf{E},x_*)\bigr]. \] Consequently, for semi-regular Parreau–Widom sets the Widom factors are bounded if and only if $\mathcal{IR}(\mathsf{E},x_*)<\infty$. When the regular part is a finite union of intervals, this condition is equivalent to a
geometric square-root summability condition on the irregular points. In the special case $\mathsf{E}=[a,b]\cup\{x_k\}_{k\ge1}$, the Widom factors have the exact, possibly infinite, limit $2\exp[\mathcal{IR}(\mathsf{E},x_*)]$. When this limit is finite, we obtain the corresponding Szegő–Widom asymptotics for the normalized extremal
polynomials.
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Probability
Rooted Gibbs-DLR Measures in Planar Directed Polymers
Christopher Janjigian, Firas Rassoul-Agha and Timo Seppäläinen
We study rooted Gibbs-DLR measures in the directed
polymer model on $\mathbb{Z}^2$ with an ergodic disorder distribution which satisfies an additional mild hypothesis. We prove that the set of extremal rooted Gibbs-DLR measures is closed and totally ordered, characterize extremality in terms of path coalescence, and show that each fully supported extremal rooted Gibbs measure canonically generates a globally consistent and coalescing family of extremal rooted Gibbs measures indexed by all
lattice sites. These families are, moreover, totally ordered. Building on this structure, we prove strong existence and strong uniqueness of the associated Busemann process, together with an $L^1$ continuity
theorem for the shift-covariant Busemann cocycles which is joint in the inverse temperature, the tilt parameter, and the random environment. This yields, as a corollary, in-probability continuity of the generated extremal Gibbs measures corresponding to directions of differentiability under bounded i.i.d. perturbations of the weights. In positive temperature, it shows in-probability convergence of the generated extremal Gibbs measures. At zero temperature, it also yields quenched subsequential large deviation principles for the corresponding positive-temperature rooted Gibbs-DLR measures on path space. The rate functions are determined by a zero-temperature Busemann cocycle and vanish precisely on the infinite geodesics generated by that cocycle.
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Combinatorics
Maximizing the algebraic connectivity of graphs of given order and size: a proof of a conjecture of Kolokolnikov
Sebastian M. Cioabă, Abhay Jayarajan, M. Rajesh Kannan et al. (+1 more)
The algebraic connectivity of a graph $G$ is a well-studied graph invariant that is related to other properties of the graph such as connectivity and expansion. Given $n$ and $m$, $\alpha(n,m)$ is the maximum algebraic connectivity of a graph with $n$ vertices and $m$ edges. In 2015, Kolokolnikov conjectured that $\alpha(n,2n-4)=2$ for $n\geq 4$, and verified this claim computationally for $n \le 12$. In this paper, we prove Kolokolnikov's
conjecture. We also show that $\alpha(n,3(n-3)) = 3$ is false in general. %Combined with the computational verification for $n \le 12$, this yields $\alpha(n,2n-4)=2$ for all admissible values of $n$.
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All authors Sebastian M. Cioabă, Abhay Jayarajan, M. Rajesh Kannan, Rahul Roy
Differential Geometry
Eigenforms and special holonomy
Bobby Acharya, Lucía Cabrera, Simone Corbo et al. (+1 more)
We prove existence and non-existence results for $L^2$ eigenforms for the Hodge
Laplacian on complete non-compact
Ricci flat
manifolds with special holonomy, with a particular focus on gravitational instantons. We briefly describe the physical interpretation of these results in superstring and M-theory.
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All authors Bobby Acharya, Lucía Cabrera, Simone Corbo, Jason D. Lotay
Algebraic Geometry
Effective Results for Foliations on Smooth Projective Complete Intersection Surfaces
Jorge Olivares and Daniel Posada-Buriticá
We study holomorphic foliations on projective spaces that leave smooth projective complete intersection surfaces $M$ invariant. We determine precisely for which degrees such foliations on $M$ exist. As a consequence, we obtain new bounds for the classical Poincaré problem for smooth projective complete intersection surfaces and prove that previously known bounds for smooth hypersurfaces in $\mathbb{P}^3$ are optimal. Furthermore, for a foliation $[s]$ on $M$ with isolated singularities and for degrees beyond an explicit bound that we provide, we show that a section $s'$ has singular scheme containing that of $s$ if and only if $s'=\phi(s)$ for some global endomorphism $\phi$ of the tangent bundle of $M$.
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Optimization and Control
Safe Start: Configuring Optimization Algorithms for Decision-Making under Extreme Risks
Henry Lam and Wasin Meesena
We consider
stochastic optimization where the goal is not only to optimize an average-case objective, but also to mitigate the occurrence of rare catastrophic events. This problem is motivated by safety-aware decision-making and AI training. We first argue that, in the presence of a simulation model, natural attempts to integrate variance reduction into optimization, even executed in a reasonable adaptive fashion, encounter fundamental challenges in guaranteeing realistic runtime when using common
stochastic gradient descent
algorithms. This challenge arises from the extreme sensitivity of tail-based objectives with respect to the decision variables, which renders a dichotomic failure of convergence regardless of what step size we select. We offer remedies based on a new notion of safe start that allows for efficient finite-time error control, and show how the sampling complexity scales favorably under the combination of safe start and variance reduction. We illustrate our methodologies on examples in portfolio optimization and robust classification with neural networks.
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Classical Analysis and ODEs
Fourier restriction to hyperbolic rectangles and an application
Kaiwen Jin
In this article, we study the Lebesgue space inequalities for extension operators associated with
hyperbolic surfaces over rectangular regions. We characterize the corresponding operator norms in terms of the side-lengths. As an application, we present new restriction estimates for a class of hypersurfaces with additive structure.
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Probability · Cross-listed from stat.ML
Logarithmic-Free Moment and Generalization Bounds for Uniformly Stable Algorithms
Thanh Nguyen-Cung and Binh T. Nguyen
Uniform stability is a classical tool for controlling the generalization error of a learning
algorithm. Bousquet, Klochkov, and Zhivotovskiy (2020) showed that the problem can be reduced to a moment inequality for a sum of weakly interacting functions of independent random variables. Their bound contains an additional factor $\log n$, and they asked whether this factor can be removed. We answer this upper-bound question affirmatively. More specifically, let $Z=(Z_1,\ldots,Z_n)$ have independent coordinates and let $g_i(Z)$ satisfy $\mathbb E[g_i(Z)\mid Z_{-i}]=0, \ \left| \mathbb E[g_i(Z)\mid Z_i]\right|\le M, \ \text{for every } i = 1, \dots, n, $ where $Z_{-i}$ denotes all coordinates except $Z_i$. Assume additionally that changing any coordinate $Z_j$, $j\neq i$, changes $g_i$ by at most $\beta$, we prove that, for every $p\ge2$, for every $p\ge2$, $$ \left\| \sum_{i=1}^n g_i(Z)\right\|_p \le 16pn\beta+M\sqrt{2pn}. $$ This removes the $\log n$ factor from the previous bound and matches the lower bound of Bousquet, Klochkov, and Zhivotovskiy up to universal constants in the range covered by their construction. Our proof first establishes the required estimate on the Rademacher cube, then transfers it to arbitrary product distributions by a two-copy randomization argument.
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Combinatorics
The Cycle Rank Threshold: Perfect Matchings and Bipartite Parter Graphs
G. Arunkumar and Puja Samanta
A graph on \(n\) vertices is called a Parter graph if there exists a nonsingular symmetric
matrix, whose nonzero off-diagonal entries correspond exactly to the edges of the graph, such that all of its principal submatrices of order \(n-1\) are singular. Previously, a graph satisfying this condition was said to have property~(P). It was proved that, for bipartite graphs of cycle rank at most \(3\), being a Parter graph is equivalent to the existence of a perfect matching. We extend this result to cycle rank \(4\), proving that every bipartite graph of cycle rank at most \(4\) is a Parter graph if and only if it has a perfect matching. Furthermore, we show that this bound is sharp by constructing, for every integer \(r\ge5\), a connected balanced bipartite Parter graph of cycle rank \(r\) that has no perfect matching.
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Metric Geometry
A random Lipschitz function detecting jumps
Dmitriy Stolyarov
Recently, A. Tyulenev and the author studied the class of metric spaces $\mathcal{X}$ such that for every mapping $\gamma \colon [0,1]\to\mathcal{X}$, there exists a $1$-Lipschitz function $F\colon \mathcal{X}\to \mathbb{R}$ that catches the total variation of $\gamma$, i.e. such that $\operatorname{V}_{F\circ\gamma} \gtrsim \operatorname{V}_\gamma$. In this short note, we show that a metric space $\mathcal{X}$ enjoys this property if and only if there exists a random $1$-Lipschitz function $f$ on $\mathcal{X}$ such that $\mathbb{E} |f(x) - f(y)| \gtrsim \rho(x,y)$ for every $x$ and $y$ in $\mathcal{X}$.
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Functional Analysis
Sharp spectral constants for scaled $q$-numerical ranges
Mohamed Amine Aouichaoui and Ryan O'Loughlin
For $ n \geq 2$, $A\in M_n(\mathbb C)$ and $0<|q|\leq 1$, let $\Omega_q(A)=q^{-1}W_q(A)$ be the scaled $q$-numerical range. We prove that for every $\gamma \geq 1$, \[ \Omega_{\eta(\gamma)}(A) =\bigcup_{\kappa(S)\leq\gamma}W(S^{-1}AS), \qquad \eta(\gamma)=\frac{2}{\gamma+\gamma^{-1}}, \] where $\kappa(S)=\|S\|\,\|S^{-1}\|$. As a consequence, we prove the sharp inequality \[ \|p(A)\|\leq \max\!\left\{1,\frac{2|q|}{1+\sqrt{1-|q|^2}}\right\} \max_{z\in\Omega_q(A)}|p(z)|, \] for all
polynomials $p$.
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Optimization and Control
Vehicle Platooning
Zhi-Long Chen and Nicholas G. Hall
Vehicle platooning offers significant benefits, including reduced energy consumption, lower emissions, improved road utilization, enhanced safety, and reduced driver fatigue. As intelligent driving technologies continue to advance, platoon sizes are expected to increase substantially, making the efficient sequencing and resequencing of vehicles increasingly important. We study the vehicle platoon sequencing and resequencing problem on road networks with varying segment lengths under two fundamental objectives: minimizing total energy consumption and minimizing the maximum energy consumption of any vehicle. For the typically encountered combinations of vehicle and road characteristics, we provide a complete computational complexity classification, either developing
polynomial-time
algorithms or proving computational intractability. For several intractable cases, we design fully
polynomial-time approximation schemes and
polynomial-time heuristics with provable performance guarantees. A computational study demonstrates that the proposed heuristics achieve average solutions within 1% of optimal. We also consider settings in which only limited information about position-dependent energy savings is available and develop a heuristic with bounded worst-case performance. In addition, we present an efficient
algorithm for on-road vehicle resequencing when only limited position changes are permitted. Together, these results provide a comprehensive algorithmic framework for energy-efficient vehicle platoon sequencing and resequencing.
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Probability
Mass erasure on measured $\mathbb{R}$-trees, applications to Lévy forests
Thomas Duquesne and Matthias Winkel
Let $h>0$. For a complete and separable $\mathbb{R}$-tree $(T,d)$ equipped with a root $\rho$ and a finite Borel measure $\mu$, we define the $h$-mass-erased tree by removing from $T$ all fringe subtrees of mass less than $h$ and we equip it with a suitable measure such that the erasure operators $(\mathcal{E}_h)_{h\ge 0}$ form a
semigroup that is continuous for the Gromov-weak
topology. Then, we say that a sequence $\boldsymbol{\mu}_n=(T_n,d_n,\rho_n,\mu_n)$, $n\in\mathbb{N}$, converges in the sense of mass erasure if $(\mathcal{E}_h\boldsymbol{\mu}_n)_{n\in\mathbb{N}}$ converges Gromov-weakly for all $h\ge 0$. This notion of convergence is strictly weaker than Gromov-weak convergence and we establish criteria to relate the two notions. We define a distance function that metrizes convergence in the sense of mass erasure. By extending the notion of measured $\mathbb{R}$-trees to allow mass on the boundary (the far ends of infinite geodesics), we obtain a complete metric space. Next, we identify random trees of finite type (that is, discrete trees with edge lengths) satisfying the regenerative branching property as a specific class of measured (sub)critical GW forests. We then show that this class of trees is preserved by mass erasure and we compute the law of these mass-erased GW forests explicitly. Finally, we establish a limit
theorem for these measured (sub)critical GW forests to converge to standard measured Lévy forests, i.e. those whose total mass has the same distribution as the total population of a continuous-state branching process. This includes cases with bounded variation by crucially using the convergence in the sense of mass erasure and it extends the cases studied previously.
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