Analysis of PDEs
Papers
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Wednesday 1 July
We consider the free boundary problem for the Euler equations of fluid dynamics governing the motion of a 3D liquid drop with capillarity $\sigma_0$ and nearly spherical shape, under the assumption of constant vorticity $(0, 0, \alpha_0)$. First we study the compatibility of the constant vorticity condition with the evolution in time of the system, showing that, for $\alpha_0 \neq 0$, any smooth solution with convex domain must satisfy a strong geometrical constraint on the shape of the fluid domain, and that the constant vorticity condition (unlike in the irrotational case $\alpha_0 = 0$) does not define an invariant set for the time evolution of the system. Then we focus on the time-independent solutions of the problem and we prove a new rigidity result: starting without assuming any symmetry condition, we show that, if the ratio $\alpha_0^2/\sigma_0$ is not too large, then any nearly spherical solution has necessarily cylindrical symmetry, and therefore it is the unique axisymmetric solution already known in literature, the fluid domain is close, but not equal, to a ball, more precisely it is an oblate spheroid, flattened at the poles and bulged at the equator, and each fluid particle moves along a horizontal, circular trajectory with constant angular velocity. To the best of our knowledge, this is the first result for the capillary liquid drop with constant vorticity obtained without assuming cylindrical symmetry.
Symplectic Geometry
Tall Complexity One Spaces with k-colorable Skeleton
Tall complexity one $T$-spaces are Hamiltonian $T$-spaces $(M,\omega,\Phi)$ such that $\frac{1}{2}\dim M -\dim T=1$ and the symplectic quotient at each moment value is a surface. The skeleton of a complexity one $T$-space is an important invariant in the classification and encodes the information about non-generic orbits. In this paper, we study properties of the skeleton of a compact, connected tall complexity one $T$-spaces. We prove that when the skeleton is $k$-colorable, i.e., when it can be partitioned into $k$ closed and open subsets such that the orbital moment map is injective on each of them, its information can be recovered by the one-skeleton (the set of non-generic orbits whose dimension is at most one). We also prove that for any cloesd and open subset of the skeleton on which the orbital moment map is injective, one can construct a symplectic toric $(T\times S^1)$-manifold whose underlying complexity one $T$-space has the skeleton isomorphic to this subset.
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Representation Theory
Pseudo-centralizers in affine Hecke algebras
We introduce and study a subalgebra $\mathcal{B}$ of the affine Hecke algebra, which arises from a centralizer construction in the double affine Hecke algebra, and which may be regarded as a $v$-deformation of the affine Fomin-Stanley subalgebra introduced by Lam as a combinatorial model for the affine Grassmannian homology ring. In types $\mathsf{A}_n$ and $\mathsf{B}_2$ and $\mathsf{G}_2$, we show that $\mathcal{B}_\mathrm{aff}$ admits a canonical basis indexed by the cosets of the finite Weyl group in the affine Weyl group. We also discuss conjectural positivity properties of the canonical basis and explain how it can be used to study the center of the affine Hecke algebra.
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Classical Analysis and ODEs
A Recurrence Based Summation Method for Ultra-Rapid Divergent Series and Renormalon Type Expansions
Classical summation methods are often organized around particular growth regimes. Standard Borel summation is suited to Gevrey-1 series, while higher-order Gevrey behavior is commonly handled by changing the kernel, for instance through Mittag-Leffler summation. In this paper, we introduce a recurrence-based summation method, called C-summation, whose primary input is a first-order inhomogeneous recurrence. The recurrence does not determine a unique solution, since different solutions may differ by a homogeneous term. We remove this ambiguity by passing to a normalized tail, where the homogeneous ambiguity becomes an additive constant, and then extracting the finite part of that tail. The resulting finite-part selector is defined through a Bromwich transform on the normalized tail differences. We prove that, under a precise $M$-admissibility hypothesis, the resulting value is independent of the chosen solution of the recurrence and of the chosen admissible recurrence presentation of the same formal series. We also show that C-summation is regular and homogeneous, and that it is stable under an explicit shift-compatibility condition on the normalized tail. In a certain Borel-summable class, we prove agreement with Borel-Laplace summation.
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Dynamical Systems
When Self-Protection Backfires: Adaptive Contact Behavior Expands the Endemic Basin in an Addiction Model with Nonlinear Relapse
We extend the Susceptible–Addicted–Reformed (SAR) model of \cite{sanchez2023}, which exhibits a forward–backward bifurcation driven by nonlinear relapse, by embedding an epi-economic behavioral layer in the spirit of \cite{fenichel2011}. At-risk individuals choose contact levels by solving a finite-horizon dynamic program that balances the utility of social activity against the expected cost of addiction. We prove that the basic reproduction number \( R_0 \) and the local stability of the addiction-free equilibrium remain unchanged by the behavioral layer. However, the endemic structure is fundamentally altered: the behavioral response collapses exactly to a scalar mixing factor \( M \), and the bifurcation curve factorizes as \( R_0(a) = R_{\rm cl}(a)/M(a) \). This yields an exact comparison principle: the saddle-node fold shifts to lower \( R_0 \) (enlarging the endemic basin) if and only if \( M \ge 1 \) along the branch. For rational self-protective behavior under conditional proportional mixing, we prove \( M \ge 1 \), so the basin enlarges; the opposite holds under frequency-dependent mixing. Numerical continuation shows that, at baseline parameters, the fold moves left by \( \Delta R_0 \approx -0.035 \) and the critical initial addiction level drops by 2–6 percentage points. Gillespie simulations confirm that the enlarged basin increases the stochastic probability of addiction establishment by up to threefold near threshold. This counterintuitive result that rational self-protection can make addiction easier to establish has direct implications for prevention policy.
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Optimization and Control · Cross-listed from cs.CE
Generalized Normal Constraint (GNC): A Complete Geometric Generalization of the NNC Method
This paper presents a unified geometric, mathematical, and computational framework for the generation of the $complete$ admissible Pareto frontier. Several existing methods are structurally unable to capture the complete admissible Pareto frontier. These include widely used methods such as the weighted sum, the Normal Boundary Intersection (NBI) method, and the Normalized Normal Constraint (NNC) method. NNC and NBI, which share the same Pareto-generation grid construction, are structurally unable to capture 50% of the admissible Pareto region for tri-objective problems. More generally, for an $n$-objective problem, the admissible capture fraction decreases factorially as $1/(n-1)!$, and the corresponding missed fraction increases to $1-1/(n-1)!$. By contrast, the newly developed Generalized Normal Constraint (GNC) method introduced in the present work is structurally capable of capturing the complete admissible Pareto frontier. The proposed GNC method is formulated for general $n$-objective optimization problems and is developed through a unified geometric, mathematical, and computational framework supported by computational examples. Multiobjective optimization plays an important role in a broad range of applications, including economics, product design, and engineering management. Accordingly, the ability of a Pareto-generation method to generate a representative subset spanning the $complete$ admissible Pareto frontier is of fundamental importance for multiobjective optimization.
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Rings and Algebras
Sums of units in finite rings and applications to Cayley graphs
The question of whether a ring is additively generated by its units has been studied from several perspectives in ring theory and algebraic graph theory. In this paper, we investigate this problem for finite rings, not necessarily commutative, and relate it to the connectedness of gcd-graphs, the existence of perfect state transfer, and the solvability of certain equations over finite fields. Additionally, we discuss a generalization of this question in which only certain normalized units are allowed in the generating set. Our work intersects algebra, number theory, and graph theory, and may be of interest to a broad audience.
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Rings and Algebras
Local (Anti-)Superderivations on Finite-dimensional Nilpotent Lie Superalgebras
In this paper, we study local superderivations and local anti-superderivations of finite-dimensional nilpotent Lie superalgebras over a field $\mathbb F$ with $\operatorname{char}\mathbb F\neq2$. First, we prove that every finite-dimensional two-step nilpotent Lie superalgebra admits pure local superderivations and pure local anti-superderivations (namely, local (anti-)superderivations that are not (anti-)superderivations). For nilpotent Lie superalgebras of nilpotency index greater than two, we establish sufficient conditions for the existence of pure local superderivations and pure local anti-superderivations. In particular, we prove that every three-step nilpotent Lie superalgebra admits a pure local superderivation.
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Numerical Analysis
Data-Adaptive Learning of Dynamical Systems by Matching Transfer Operators and Invariant Measures
Trajectory-based learning of dynamical systems is often fragile in the presence of noise, chaos, or sparse observations, as small pointwise errors can rapidly amplify. We introduce a transition-statistics approach to system identification that learns dynamics by matching the induced motion of probability mass across a data-adaptive mesh. Given trajectory data, we build an unstructured partition of state space and approximate the Perron–Frobenius operator with a regularized Ulam transition matrix. We replace hard cell indicators with continuous, piecewise-smooth partition-of-unity weights, yielding a Markov matrix supporting gradient-based optimization with respect to the parameters of a learned vector field. This enables two related training objectives: matching invariant measures through the stationary eigenvectors of the transition matrices, and matching the full transition matrices to capture transport between regions of state space. Numerical experiments on Lorenz-63, Lorenz-96, and a reduced-order NOAA sea surface temperature forecasting problem show that transition-statistics matching gives more reliable long-time dynamics than pointwise trajectory matching, particularly under measurement noise and sparse sampling. The approach provides a robust operator-theoretic alternative to trajectory-level losses for learning chaotic and partially observed dynamical systems.
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Dynamical Systems
Resonance structure of a periodically forced delay differential equation model for the El Niño–Southern Oscillation
We study resonance phenomena in the periodically forced Suarez–Schopf delay differential equation, which is a conceptual climate model for the El Niño–Southern Oscillation (ENSO). The system serves as a prototypical forced delayed-action oscillator whose self-sustained oscillations, when subjected to periodic forcing, give rise to attracting invariant tori. We provide a comprehensive bifurcation analysis of both the unforced and the forced model; for the latter, we propose a method to compute the rotation number of normally hyperbolic attracting invariant tori. With it we show that resonance tongues in parameter space are organized by critical points of the graph of the rotation number, both along torus bifurcation curves and within the region of invariant tori. We also show that the resonance structure repeats for large delays, which constitutes a reappearance mechanism not previously reported in the literature. Furthermore, depending on the feedback strength, we find bistability between period-one orbits and invariant tori. This regime involves non-classical bifurcation sequences, including `saddle-node' and `gluing' bifurcations of tori.
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Numerical Analysis
Exponential Low-Regularity Parareal Algorithms for Nonlinear Schrödinger Equations
The parareal algorithm is one of the most widely studied parallel-in-time methods for the numerical approximation of time-dependent problems. For non-diffusive equations, however, standard parareal methods may converge slowly or even become unstable due to the absence of damping, while nonlinear interactions can transfer and amplify phase errors across Fourier modes. In this work, we consider the nonlinear Schrödinger equation (NLS) as a representative non-diffusive model and analyze parareal algorithms with an exact fine propagator, with particular emphasis on the design of suitable coarse propagators. We establish a general convergence framework, valid for solutions with limited regularity, under stability and local truncation error assumptions on the coarse propagator. These assumptions are verified for selected exponential low-regularity integrators designed for one-dimensional quadratic and cubic NLS equations, which achieve optimal approximation orders without derivative loss. To the best of our knowledge, this is the first construction of parareal algorithms for NLS equations that are provably linearly convergent, with a contraction factor proportional to the coarse time-step size even for solutions of limited regularity. Numerical experiments on quadratic, cubic, and quintic NLS equations demonstrate rapid convergence and improved performance over parareal variants using classical coarse propagators, including Lie and Strang splitting methods and first- and third-order exponential Runge–Kutta integrators.
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Optimization and Control
Regularized Model Predictive Control via Contractivity and Implicit Lur'e Analysis
This paper develops a contraction-based stability analysis for regularized model predictive control (MPC), whose feedback law is defined implicitly by a finite-horizon optimal control problem with an additional regularizing cost. The proposed approach interprets regularized MPC as an implicit Lur'e system, in which the regularizing cost perturbs the optimality conditions. We develop a multiplier-based contraction framework for implicit Lur'e systems and derive linear matrix inequality conditions for regularized MPC with three broad classes of regularizers: convex smooth stage costs, convex closed proper stage costs, and differentiable regularizers with Lipschitz gradients. Numerical studies on input and state soft penalties, hard input constraints, and sparsity-promoting penalties illustrate that regularization shapes closed-loop performance while retaining formal contraction-based stability guarantees.
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Numerical Analysis
Physics Informed Neural Networks for Nonlinear Delay Differential Equations
In this paper we propose a novel physics-informed neural network framework for solving general first-order delay differential equations. Our approach combines a differentiable history switch, a trial-solution formulation that explicitly enforces history constraints, and a segmented collocation strategy to stabilize gradient propagation across large temporal domains. The method enables a scalable and physics-consistent approximation of delay differential equation solutions while maintaining continuity across subintervals. Numerical experiments demonstrate the effectiveness of the proposed method.
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Optimization and Control · Cross-listed from stat.ME
Distributed Prediction under Heterogeneity with Unidentifiable Parameter
Predicting a response based on covariates is a fundamental problem in statistics and machine learning. However, profound difficulties arise when the underlying low-dimensional structural parameters are unidentifiable, as typified in dimension reduction contexts. Specifically,estimating these non-identifiable parameters inherently introduces severe nonconvexity. In distributed settings, this difficulty is further compounded by the challenges of data heterogeneity and communication cost. To overcome these intertwined barriers, we propose a novel distributed semiparametric framework. We formulate an adaptive homogeneity pursuit utilizing a trace-similarity penalty to effectively address data heterogeneity. To resolve the ensuing severe nonconvexity and communication bottlenecks, we introduce an invex relaxation technique coupled with a multi-step local update algorithm, ensuring stable convergence to global optimality with significantly reduced communication overhead. Theoretically, we establish a non-asymptotic model-free prediction error bound and prove that our estimator achieves a two-phase minimax optimal convergence rate and an sharper model-free prediction error bound. Furthermore, we provide theoretical guarantees for algorithmic convergence and communication efficiency. Extensive simulations and a real-world multi-center medical application validate the superiority of our method.
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Combinatorics
Peres–Schlag's nonempty-interior problem and a shifted-product variant for product sets
We study finite-field analogues of the Peres–Schlag nonempty-interior problem for product sets. Given \(A\subseteq\mathbb F_p\), we ask when a suitable one-dimensional linear image of \(A^n\) is full; equivalently, when there exist coefficients \(t_1,\ldots,t_n\in\mathbb F_p\) such that \[ t_1A+\cdots+t_nA=\mathbb F_p. \] For \(n\ge3\), we prove that, for every \(\eta>0\), this holds whenever \[ |A|\gg_{n,\eta} p^{\frac{3}{2n-1}+\eta}. \] This improves the exponent predicted by the direct product-set analogue of the Peres–Schlag threshold, namely \(|A|\gg p^{2/n}\). We also prove a two-dimensional near-half-density result. Motivated by sum-product phenomena, we also introduce and study a product-type variant in which linear forms are replaced by shifted product maps. We prove finite-field covering results for shifted products \[ (t_1 + A)(t_2 + A)\cdots(t_n + A) \] at the same density scale as in the linear case. Finally, we prove a Euclidean shifted-product analogue: if \(A\subseteq\mathbb R\) is Borel and \(\dim_H A>2/n\), then some shifted product of \(n\) copies of \(A\) contains a nonempty open interval.
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Logic
The continuous oriented chromatic number of directed Schreier graphs of $\mathbb Z^2$-shift actions
Let $\vec F(2^{\mathbb Z^2})$ be the directed Schreier graph on the free part of the Bernoulli shift $\mathbb Z^2\curvearrowright 2^{\mathbb Z^2}$, with arcs in the two coordinate directions. We prove that the continuous oriented chromatic number of it is 7, that is, there is a tournament on 7 vertices receiving a continuous graph homomorphism from $\vec F(2^{\mathbb Z^2})$ and there is no continuous graph homomorphism from $\vec F(2^{\mathbb Z^2})$ to any tournament on 6 vertices. And we prove that the Borel and measurable oriented chromatic number of directed Schreier graph $\vec F(2^{\mathbb Z^n})$, $n>1$ is 5.
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Classical Analysis and ODEs
On the Peres–Schlag orthogonal projection problem and Kakeya-type sets
We investigate the Peres–Schlag nonempty interior problem for orthogonal projections in both the finite-field and Euclidean settings. Over finite fields $\mathbb F_q^n$, we employ the polynomial method to establish sharp projection results, and uncover a new connection with stability versions of the finite-field \((n,m)\)-set problem. Over Euclidean spaces $\mathbb R^n$, we obtain improved nonempty interior results beyond those of Peres and Schlag in certain parameter ranges. Our proof combines techniques from geometric measure theory and harmonic analysis, including $L^p$-estimates for Kakeya maximal operators and maximal $k$-plane transforms.
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Numerical Analysis
WarpagePINN: Thermal Warpage Prediction in Advanced Packaging via a Two-Stage Physics-Informed Neural Networks
Thermal warpage has become a critical issue in advanced packaging, primarily caused by the mismatch in coefficients of thermal expansion (CTE) among heterogeneously integrated materials. However, only a limited number of studies have focused on developing computational methods for coupled thermal-warpage prediction in the chiplet. This paper proposes a two-stage physics-informed neural network (WarpagePINN) framework to compute both temperature profile and warpage deformation of chiplets. The neural networks are trained without relying on labeled datasets generated by conventional simulators. In the first stage, the temperature field is modeled using a Fourier series representation that inherently satisfies boundary conditions, and the network is trained solely through a loss function derived from the governing equation. In the second stage, a multilayer perceptron (MLP) is employed for warpage prediction, utilizing a novel hybrid supervisory strategy to optimize the energy-based loss function instead of residual loss. A parametric WarpagePINN is also developed to quantify uncertainties associated with the CTE. Numerical results show that the proposed WarpagePINN framework achieves excellent agreement with conventional finite element methods, with a mean absolute error (MAE) of 0.2 {\mu}m, while achieving a speedup of approximately 1000 {\times} in CTE parameterization studies.
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Rings and Algebras
The Equivalence Problem for Generalized Airy Operators
In this paper, we establish degree obstructions to the equivalence of generalized Airy operators of the same type. As an application, we answer a question posed by Nicholas M. Katz in Inventiones Mathematicae (87, pp. 13-61,1987). The main results of Sections 3 and 4 were obtained through a close interactive collaboration between the authors and the artificial intelligence agent system MechMath Agent Team (MMAT).
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Information Theory
Performance Evaluation of A Certain Transceiver Architecture for Multiple-Input Multiple-Output Phase-Modulated Channels
For multiple-input multiple-output (MIMO) channels with phase modulation, we recently proposed a method of unitarily transforming the channel matrix into a certain row-echelon form, by which the original MIMO channel can be converted into a certain number of scalar sub-channels with two phase inputs, thereby forming an annulus constellation geometry, and corrupted by both the additive white Gaussian noise and weak self-interference. In this paper, several bounds are derived to evaluate the fundamental limit of such a specific transceiver architecture. Two upper bounds are obtained by upper-bounding the capacity of a scalar channel with an annulus support constraint from the perspective of the convex geometry, while a lower bound is obtained by the standard entropy power inequality. Numerical results show that the gaps between these bounds are small at high signal-to-noise ratios for the MIMO phase-modulated channels over the Rayleigh fading and the single-input multiple-output symbiotic communication system assisted by a reconfigurable intelligent surface.
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Numerical Analysis
Relaxed Lagrange Multiplier (RLM) Schemes for Phase Field Models Preserving the Relaxed Original Energy Dissipation Law
Phase-field models are typically derived from variational principles for a free-energy functional and are widely used to simulate complex multiphase phenomena in science and engineering. A central goal in designing numerical schemes for these models is to preserve the underlying energy-dissipation law. In this paper, we propose a class of relaxed Lagrange multiplier (RLM) schemes for phase field models. In contrast to popular scalar auxiliary variable (SAV) and invariant energy quadratization (IEQ) methods, which dissipate a modified energy involving auxiliary variables, the RLM schemes dissipate a relaxed version of the original energy and closely track the original energy dissipation rate. Compared with the classical Lagrange multiplier (LM) approach, the RLM schemes ensure that the resulting discrete system is uniquely solvable over a broad range of time steps. The key idea is to augment the LM formulation with a relaxation term, yielding a scalar quadratic equation for the multiplier with an explicit closed-form solution. The resulting schemes are linear and efficient because each time step requires solving only two linear systems with constant coefficients, at a cost comparable to that of SAV schemes. We construct both first-order and second-order variants and prove their energy stability. Numerical experiments verify the expected convergence rates and demonstrate that the RLM schemes accurately capture interface dynamics.
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Group Theory
The classification of Bidihedral Groups
A group is called bidihedral if it can be expressed as a product of two dihedral subgroups. In this paper, a complete classification for all bidihedral groups is given.
Analysis of PDEs
A minimax Bilinear Transport Problem and Nash-Monge-Kantorovich Maps
We study a min-max bilinear transport problem arising from a two-player zero-sum game with quadratic kinetic and interaction costs. Starting from a dynamic path space formulation, we establish existence of minimax and maximin plans and prove a minimax theorem. We show that the equilibrium induces a finite-dimensional stationary problem via an endpoint cost on transport plans, which is well defined below a critical interaction strength and yields a Nash equilibrium over couplings. In the quadratic interaction case, we derive an explicit endpoint cost and a dual formulation. The resulting Nash-Monge-Kantorovich (NMK) plans admit Monge solutions, recovering classical structures in optimal transport, with optimal maps given by gradients of convex or concave functions when they exist. Our analysis highlights duality and cyclical (anti-)monotonicity for nonstandard costs and links the equilibrium maps to coupled nonlinear PDEs, bridging optimal transport, zero-sum games, and Monge-Ampere-type equations.
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Mathematical Physics · Cross-listed from quant-ph
Wallis Products from the Four-Dimensional Singular Harmonic Oscillator
We present a variational derivation of the Wallis product and its reciprocal from the four-dimensional singular harmonic oscillator. The inverse-square interaction is absorbed into an effective angular parameter $\nu$, so that the lowest exact energy in a fixed sector is $E_{4d,\mathrm{exact}}=\hbar\omega(\nu+2)$. Motivated by the radial Kustaanheimo–Stiefel relation $r=\rho^2$ between the four-dimensional oscillator and the three-dimensional Coulomb problem, we use the quartic trial family $R_a(\rho)=N\rho^\nu e^{-a\rho^4}$. The minimized variational energy yields an accuracy ratio governed by adjacent Gamma functions. In the large-$\nu$ semiclassical limit, this ratio approaches unity. Restricting $\nu$ to the odd sequence $\nu=2n-1$ gives the standard Wallis product, whereas the even sequence $\nu=2n$ gives its reciprocal form. The Coulomb-dual interpretation further relates the two branches to integer and half-integer effective angular sectors in the dual Coulomb/MICZ description. The result shows that Wallis-type infinite products persist under an inverse-square deformation of the oscillator and arise from a common Gamma-function structure in radial variational dynamics.
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Geometric Topology
The topology of Schottky spaces in higher dimensions
The marked Schottky space records, up to conjugacy, all actions of a free group of fixed rank as a Schottky group on hyperbolic space of fixed dimension. In dimension three it is the classical Schottky space covering the moduli space of Riemann surfaces, studied complex-analytically. In higher dimensions each generator gains a rotational parameter, a special orthogonal transformation of the directions normal to its axis, with no classical analogue. Our main theorem treats the borderline dimension, twice the rank: there a dense open part of the space has fundamental group a product of cyclic groups of order two, one per generator, yet the whole space is simply connected, since each such loop contracts through the most degenerate configurations. As a consequence, any two Schottky groups of the same rank in this borderline dimension are quasiconformally isotopic, partially answering a question of Kapovich. We also show that a rotationally symmetric core is a strong deformation retract in every dimension, that this dense open part is homotopy equivalent to a product of special orthogonal groups, and that the analogous locus one dimension below has two connected components.
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Numerical Analysis
Rigorous analysis of the time-splitting methods for the semiclassical Dirac equation
We provide rigorous error analysis of the mass-preserving time-splitting methods for solving the semiclassical Dirac equation. The scaled Planck constant $\epsilon$ in the equation gives rise to rapid oscillations in both space and time when $0<\epsilon\ll 1$ with wavelengths of order $O(\epsilon)$. %We prove that the first-order splitting $S_1$ and the second-order splitting $S_2$ schemes preserve the total discretized mass. Rigorous error estimates reveal the precise dependence of the approximation errors on the time step $\tau$, the spatial mesh size $h$, and the parameter $\epsilon$. Specifically, the temporal error scales as $O\left(\tau/\epsilon^2\right)$ for the first-order splitting $S_1$ and as $O\left(\tau^2/\epsilon^3\right)$ for the second-order splitting $S_2$, while the spatial error scales as $O(h^m/\epsilon^m)$ for both methods, where $m$ is related to the regularity of the solution. In addition, we obtain error bounds for key physical observables, including the total probability density $\rho$ and the current density $\mathbf{J}$. Compared with finite difference time domain (FDTD) methods, time-splitting approaches exhibit spectral accuracy in space and retain a relatively low computational cost. Furthermore, we demonstrate that higher accuracy can be achieved by employing the fourth-order compact time-splitting ($S_\text{4c}$) method. Numerical experiments are conducted to verify the reliability of the error estimates.
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Number Theory
Functional Equations Characterize Dirichlet Characters
We prove a converse theorem for functional equations of Dirichlet $L$-functions. Under mild assumptions, we prove that these functional equations for $L$-series of the form $\sum_{n\ge 1} f(n) n^{-s}$ force the coefficient function $f$ to be a primitive Dirichlet character. Consequently, these functional equations force the existence of an Euler product.
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Statistics Theory
Ergodicity and High-Frequency Inference for Hybrid Switching Lévy-Driven Stochastic Differential Equations
Hybrid switching Lévy-driven stochastic differential equations with pure-jump noise and state-dependent switching rates are studied under high-frequency observation. A three-stage inference procedure is proposed for the drift, scale, and switching-rate parameters, combining a staged Gaussian quasi-likelihood with an intensity-type contrast. Checkable sufficient conditions for weighted exponential ergodicity are established for the hybrid process; the proof does not rely on Brownian smoothing, but uses a fixed skeleton-chain argument combining small-jump accessibility and regime connectivity. Under ergodicity and the high-frequency sampling scheme, consistency, joint asymptotic normality, and a polynomial-type large deviation inequality are proved for the full estimator. The joint limit exhibits a transparent covariance structure: the drift and scale blocks are coupled through the third moment of the driving Lévy noise, whereas the switching-rate block is asymptotically uncorrelated with the continuous-coefficient blocks. Numerical experiments for models driven by normal inverse Gaussian noise illustrate the finite-sample behavior of the proposed estimators.
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Optimization and Control
Killing the Case for Randomization in Dynamic Assortment Optimization
One of the traditional approaches for constructing approximate policies for dynamic assortment optimization problems is to use sampling-based inventory-agnostic policies. Such policies are called sampling-based, as they sample an assortment of products from a fixed distribution at each time period to offer to a customer of each type. Such policies are called inventory-agnostic, as the sampled assortments may include products without remaining inventories, so if a customer chooses a product without remaining inventories, then she leaves without a purchase. Inventory-agnostic nature of a policy is not a concern, because it is known that if the policy samples an assortment that includes products without remaining inventories, then dropping the products without remaining inventories does not degrade the performance. However, sampling-based nature of a policy is a concern, because sampling brings another source of uncertainty in the performance. In this paper, we give an algorithm to de-randomize any sampling-based inventory-agnostic policy, so the de-randomized policy offers a deterministic sequence of assortments within the support of the original policy without degrading the performance. Furthermore, we give a variation of our de-randomization algorithm that searches for a deterministic sequence of assortments beyond the support of the original policy. We show that we can implement the latter variation efficiently as long as we can solve the static assortment optimization problem under the choice model governing the choice process of the customers. As our crowning technical contribution, we study locally-optimal deterministic policies, where changing any single one of the assortments in the policy does not improve the total expected revenue. We show that any locally-optimal policy has a performance guarantee of 1/2 - epsilon when compared with the best sampling-based policy.
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Rings and Algebras
Solvability and nilpotency of transposed Novikov-Poisson algebras
In this paper, we develop the theory of nilpotency and solvability for transposed Novikov-Poisson algebras. We first establish several equivalent conditions for a dialgebra to be nilpotent, and show that the lower central series of a transposed Novikov-Poisson algebra $P$ admits a simplified form. We then prove that $P$ is solvable if and only if it is right nilpotent, and also if and only if $P^2$ is nilpotent. Moreover, we show that nilpotency (respectively, solvability) of a transposed Novikov-Poisson algebra is equivalent to nilpotency (respectively, solvability) of both its underlying commutative associative algebra and its underlying Novikov algebra. Finally, we prove that Itô's theorem holds for transposed Novikov-Poisson algebras.