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Mathematics Spectral Theory

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Monday 17 August

Spectral Theory · Cross-listed from math.DG

A Sharp Diameter-Dependent Lower Bound for the First Nonzero Neumann Eigenvalue of Geodesic Triangles in Space Forms

We prove a sharp lower bound for the first nonzero Neumann eigenvalue of geodesic triangles of given diameter in two-dimensional space forms. The bound is given by the first positive radial Neumann eigenvalue of an one dimensional model; it is approached by degenerating isosceles triangles. When \(K>0\) and \(D=\pi/(2\sqrt K)\), equality is attained precisely by birectangular triangles. We also prove a hot-spots theorem for non-acute spherical triangles of diameter at most \(\pi/2\), and establish antisymmetry and eigenvalue monotonicity for isosceles spherical triangles of diameter \(\pi/2\).
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Sunday 16 August

Spectral Theory

Spectral determinants of flat metrics on the bielliptic genus-two locus

We obtain a closed explicit formula for the spectral determinant of flat conical metrics on the bielliptic genus-two locus. The metrics are generated by holomorphic one-forms with two simple zeros. For a symmetric reference metric, an exact Klein-four spectral identity reduces the spectral determinant to scalar determinants on spheres and tori; the singular anomaly formula then yields the general case. The resulting formula involves an elementary binary sextic in the coefficients of the one-form and two explicit hypergeometric areas of four-cone metrics on a quotient sphere. We apply this formula to the separating, one-node nonseparating, and simultaneous two-node degenerations of the curve and obtain complete asymptotics of the spectral determinant in all cases. The one-node degeneration has two distinct metric limits, according to whether the limiting one-form is holomorphic or meromorphic. Comparison of the cylindrical cases with the Bismut–Bost asymptotics determines the corresponding constants explicitly; in the separating case it also evaluates the relative determinant appearing in the Müller–Müller formula. As a by-product, the separating asymptotics evaluate the multiplicative constants left undetermined in earlier general conical and variational determinant formulas.
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Spectral Theory · Cross-listed from math.AP

Wavelength-scale optional stopping, critical Feynman-Kac gauges, and capacitary spectral inequalities

We develop two Brownian stopping methods: one uses hitting probabilities and capacity, the other moments of weighted exit distributions. On a closed $m$-dimensional Riemannian manifold, $m\geq 2$, the first gives low-energy spectral inequalities for equilibrium measures supported on sets of zero volume. Combining scales gives heat observability and null controllability from a full-support measure carried by a dense set of Hausdorff dimension $m-2$, minimal under a bounded $H^1$-trace condition. For every nondecreasing unbounded $\Phi$ with $\Phi(4E)\leq D\Phi(E)$, the measure can be chosen so that the optimal spectral constant is comparable to $\Phi(E)$ and the small-time control cost to $T^{-1/2}\Phi(T^{-1})^{1/2}$. Squaring the Feynman-Kac martingale doubles the potential: for radial $V$, the boundary second moment is log-convex in $\log r$ if $r^2V(r)$ is nondecreasing, wherever the regular solution of $(\tfrac12\Delta+2V)g=0$ stays positive; the factor $2$ is sharp when $V(0)>0$. On small geodesic balls, weighted second moments give an almost-monotone frequency and a weighted three-radius inequality; bounds for its logarithmic derivative give doubling estimates, which, after a ground-state transform, feed the Remez theorem of Logunov-Malinnikova. The normalised first-moment exit law gives an averaged boundary-variance identity for Laplace eigenfunctions. At $r=c\lambda^{-1/2}$, outside a set carrying $O(c^{2/m})$ of the $\varphi^2$-mass, the component of $\{\varphi(x)\varphi>0\}\cap B(x,r)$ through $x$ contains a concentric ball of nearly full radius, fills nearly all of $B(x,r)$, and nearly matches its first Dirichlet eigenvalue. First-moment stopping also controls positive superlevel components. Reflected Brownian motion and local time give boundary-to-collar $L^\infty$ estimates for Steklov eigenfunctions on bounded Lipschitz domains, and an $L^2$ estimate for $C^2$ domains.
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Saturday 15 August

Spectral Theory · Cross-listed from math.PR

One-Sided Product-Scale Upper Bounds for Nested Complex Wishart Extremes

I study the largest eigenvalue \(\Lambda_j\) of \(X^{(j)}(X^{(j)})^*\), where \(X^{(j)}\) is the \(M_j\times j\) northwest rectangle of one infinite complex Gaussian array. For two upper-tail events and, separately, for two lower-tail events at the largest-eigenvalue soft edge, I prove finite-\(N\) one-sided product-scale upper bounds for their joint probabilities. The logarithmic walls have polynomially small marginals, so an additive \(o(1)\) covariance estimate may be much larger than the vanishing product that must be controlled. Uniformly for levels in a short macroscopic window, bounded deterministic shifts, and separations at least \(N^{2/3+\epsilon}\), each joint probability is at most \((1+o(1))\) times the product of its marginals. The classical \(N^{2/3}\) correlation window corresponds to order-one extended-Airy time; the theorem works at supercritical separation. Exact Laguerre operators along admissible row–column paths provide the finite-dimensional input. The upper-tail proof uses occupancy counts and cross-block trace estimates, whereas the lower-tail proof uses gap determinants, diagonal resolvents, and a Schur complement. I transfer the result between the half-integer Laguerre and physical rectangular normalizations and deduce intrinsic first- and second-moment estimates for separated sparse grids under the rarity, count-growth, spacing, and macroscopic-window budget.
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Friday 14 August

Spectral Theory · Cross-listed from math-ph

A semiclassical limit of reduced Hartree-Fock theory at positive temperature

It is established that the reduced Hartree-Fock grand potential at positive temperature converges in the semiclassical limit to a Thomas-Fermi grand potential. In particular, a density-potential dual representation of the limiting functional is proposed for a general class of fermionic entropy functions. The corresponding dual problem has no duality gap and admits a maximizer. The resulting grand potential converges to the established zero-temperature grand potential as the temperature tends to zero and, for the Fermi-Dirac entropy, agrees with the standard positive-temperature Thomas-Fermi free-energy functional. The proof also establishes a semiclassical trace formula that is uniform over locally precompact families of potentials subject to a common confinement condition.
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Spectral Theory

Spectra of elliptic invariant differential operators on locally symmetric spaces

For a locally symmetric space $\Gamma\backslash G /K$ we study the spectrum of the invariant differential operators of $G/K$ on $L^2(\Gamma\backslash G/K)$. This gives a purely analytical proof of the recent theorem of arXiv:2402.02530 that the quasiregular representation $L^2(\Gamma \backslash G)$ is tempered if the limit cone $\mathcal{L}_\Gamma$ of $\Gamma$ is contained in the interior of the Weyl chamber except if $G$ has real rank one or is locally isomorphic to $\mathfrak{sl}_3(\mathbb K)$, $\mathbb K=\mathbb{R},\mathbb{C},\mathbb H$, or $\mathfrak{e}_6^{-26}$.
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Spectral Theory · Cross-listed from math.RT

Reducibility of linear representations, free ideals, and Kippenhahn's conjecture

This paper presents a comprehensive study of the characteristic polynomial of matrix tuples and finite dimensional group representations. Among other things, several key concepts are introduced, including the minimal polynomial, spectral index, spectral stability, and characteristic graph. Notably, this framework provides a complete resolution to Kippenhahn's conjecture, settling a long-standing and influential problem in the theory of matrix tuples.
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Spectral Theory

Intertwining the line bundle and Grauert-tube Hardy quantizations of the round 2-sphere

We compare two natural Hardy quantizations carried by the unit cosphere bundle of the round two-sphere. Through $S^2\simeq CP^1$, the cosphere bundle is the unit circle bundle of the canonical bundle $O(-2)$, and its Hardy space assembles the section spaces $H^0(CP^1,O(2\ell))$. Through the real-analytic round metric, the imaginary-time exponential map identifies the same cosphere bundle with every Grauert-tube boundary carrying the adapted complex structure, whose Reeb flow is the geodesic flow. Both Hardy spaces are realized in $L^2(SO(3))$, are multiplicity-free under the left action, and select one line in each Peter-Weyl multiplicity space. We compute the normalized overlap of these lines in closed form as $\frac{\sqrt{\binom{2\ell}{\ell}}}{2^\ell}\frac{\sinh^\ell\tau}{\sqrt{P_\ell(\cosh 2\tau)}}$, with $P_\ell$ the Legendre polynomial. The normalized kernel vectors define an explicit equivariant unitary between the two Hardy spaces, and the squared overlaps are the eigenvalues of the positive trace-class operator $\Pi_h\Pi_\tau\Pi_h$. We derive four exact trace series with the Hardy projectors inserted and show that their sum differs from the full flat trace by a distribution whose Abel regularization has cubic growth at every geodesic period. The eigenvalues also give a genus-zero Fredholm determinant of order zero, and truncating the complete large-$\ell$ expansion at any fixed order gives a finite polylogarithmic expression. A Bargmann-Fock calculation identifies the $\ell$-independent prefactor $(2\sinh 2\tau)^{1/4}e^{-\tau/2}$ in the large-$\ell$ asymptotic of the overlap with the Gaussian matrix coefficient of a metaplectic operator comparing the two contact planes.
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Spectral Theory · Cross-listed from math.DS

Mixing for Free Semigroup Actions of Blaschke Products on the Circle

We study mixing at a double exponential rate on analytic observables and ask how much of a map is remembered by its rate of mixing. For finite Blaschke products of the circle with a fixed point in the unit disk, and for the free semigroup actions they generate, we give a complete classification: the rate of mixing (no mixing, exponential, or double exponential) is determined by the multiplier of the generators at that fixed point, the invariant measure being the harmonic measure with a pole there. In the double exponential regime, the exponent equals $\log p$, where $p$ is the minimal local degree of the generators at the fixed point, and we show that this value is sharp. Consequently, the rate is not rigid: it is not stable under $C^1$-perturbations and does not imply $C^1$-conjugacy to affine models. Rigidity holds when the exponent is maximal for the degree: a map of degree $q$ whose exponent attains $\log q$ is Möbius conjugate to an affine model.
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Thursday 13 August

Spectral Theory · Cross-listed from math.DG

Morse index of Karcher saddle towers in $\mathbb{R}^2 \times \mathbb{S}^1(m)$

For each integer $k \geq 3$ Hermann Karcher identified a complete singly periodic minimal surface $\Xi_k$ (unique up to similarity) with $2k$ ends asymptotic to the union of $k$ planes intersecting equiangularly along a single line and with genus zero in the quotient by a fundamental translation. Writing $\Xi_{k,m}$ for the quotient of $\Xi_k$ by translation through $m \geq 1$ fundamental periods, we study the Morse index and nullity of the subfamilies $\Xi_{k,2}$ and $\Xi_{3,m}$. In the $m=2$ case we prove for all $k \geq 3$ that $\Xi_{k,2}$ has Morse index $4k-3$ and nullity $3$. In the $k=3$ case we prove that there exists a real number $\alpha^* \in (1/3,1/2)$ such that for all $m \geq 1$ the Morse index of $\Xi_{3,m}$ is $6m- 4 \lfloor m\alpha^* \rfloor - 3$ and its nullity is $3$ unless $m\alpha^*$ is an integer, in which case its nullity is $7$. Both proofs exploit the symmetries of each surface and the Dirichlet-to-Neumann map on a half period to reduce the problem to Fourier-analytic computations on the unit circle (after a conformal change).
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Spectral Theory

Spectral and Isoperimetric Bounds on Flat Tori

We record several elementary relations between spectral and isoperimetric parameters of a flat torus $\mathbb{T}_\Lambda = \mathbb{R}^n/\Lambda$ and the covariance structure of a fundamental domain $K$ for the lattice $\Lambda \subset \mathbb{R}^n$. For every measurable fundamental domain $K$ and nonzero vector $\xi$ in the dual lattice $\Lambda^*$, we observe the sharp directional variance estimate \[ \left\langle \operatorname{Cov}_K \xi,\xi\right\rangle \geq \frac{1}{12}. \] This yields a lower bound on the torus spectral gap $\lambda_{\mathrm{SG}}(\mathbb{T}_\Lambda)$ (equivalently, the length of the shortest nonzero dual vector $\lambda_1(\Lambda^*)$) in terms of the maximal covariance of $K$: \[ \lambda_{\mathrm{SG}}(\mathbb{T}_\Lambda) = 4\pi^2 \lambda_1(\Lambda^*)^2 \geq \frac{\pi^2}{3\left\|\operatorname{Cov}_K\right\|_{\mathrm{op}}}. \] Analogous sharp results are obtained for the isoperimetric profile and the Cheeger constant $D_{\mathrm{Che}}(\mathbb{T}_\Lambda)$ using an old argument of Hadwiger. In particular, when the Voronoi cell $K_\Lambda$ of a lattice with $\det \Lambda = 1$ is isotropic, the recent resolution of the Slicing Problem by Klartag and Lehec implies that \[ D_{\mathrm{Che}}(\mathbb{T}_\Lambda),\quad \lambda_{\mathrm{SG}}(\mathbb{T}_\Lambda),\quad \lambda_1(\Lambda^*) \geq c > 0, \] where $c > 0$ is a universal constant independent of dimension $n$; this may be thought of as a positive resolution of the Kannan–Lovász–Simonovits conjecture for all flat tori. While there are lattices $\Lambda$ and corresponding Voronoi cells $K = K_\Lambda$ for which no dimension-independent converse inequality to the spectral-gap bound above can hold, we show that under a certain sectional tiling hypothesis, this inequality is in fact an equivalence (up to numerical constants).
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Spectral Theory

Topological properties and a multiplicative Bloch-Floquet-Zak transform for scattering by self-similar or fractal media

We develop the first rigorous topological framework for an auxiliary boundary-integral model motivated by physical scaling identities for wave scattering from self-similar or fractal media. The model is periodic in logarithmic scale, and a multiplicative Bloch-Floquet-Zak transform fiberizes its interscale coupling. For sufficiently small, well-separated components, equilibrium densities define a computable finite-dimensional projected matrix, while Riesz projections select the corresponding invariant spectral subspaces of the full boundary symbol. Under suitable spectral-isolation and point-gap conditions, and after recentering the two families at their respective same-scale reference values, we prove that the determinant winding of the exact Riesz-reduced family agrees with that of the projected matrix family. For regular-simplex configurations, we derive explicit nonzero winding formulas and track the resulting local winding data across finite prefractal levels and along a geometric sequence of wavenumbers. We also formulate conditional winding data for multiple dilation centers and show that the Zak phase of the chiral Hermitianization equals $\pi$ times the point-gap winding modulo $2\pi$. Thus, the scale-periodic boundary model admits a rigorous topological reduction.
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Wednesday 12 August

Spectral Theory · Cross-listed from math.AP

Variational Principles and Rearrangement Inequalities for asymmetric Operators on Periodic Lattices

In this paper, we establish variational formulas and a rearrangement inequality for principal eigenvalues of asymmetric second-order difference operators on periodic lattices. For a general irreducible nearest-neighbor operator, positive right and left eigenvectors give an explicit saddle point and hence equal minimum–maximum and maximum–minimum formulas over positive profiles and periodic logarithmic correctors. The corrector is unique and satisfies a nonlinear discrete flux-conservation law. For exponentially tilted symmetric diffusion, the formula separates the discrete Dirichlet and potential terms from an exact nonlinear periodic correction. In one dimension the flux is constant, and an elementary scalar-flux representation yields a bell-shaped cyclic rearrangement that maximizes the tilted principal eigenvalue for every tilt.
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Spectral Theory

Steklov Spectral Uniqueness of Geodesic Balls in 3-Dimensional Space Forms via Guillemin–Wodzicki Residues

Let $\Lambda$ be the Dirichlet-to-Neumann operator on the boundary of a compact three-dimensional Riemannian manifold. Using the Lee–Uhlmann full-symbol formula and Weyl's invariant theory, we compute the Guillemin–Wodzicki residues of $\Lambda$ and $\Lambda^2$ explicitly, and hence the first two logarithmic coefficients in the Steklov heat trace. As an application, we prove that geodesic balls in simply connected three-dimensional space forms are determined by their Steklov spectra among smooth domains in the same space form. More generally, we obtain a rigidity theorem in the class of compact constant-curvature manifolds with smooth, not necessarily connected, boundary. In the Euclidean case, we also prove spectral uniqueness for concentric spherical shell regions.
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Spectral Theory · Cross-listed from math.DG

Weinstock inequality in hyperbolic space II

In this paper, we establish the Weinstock inequality for the first non-zero Steklov eigenvalue on star-shaped mean convex domains in hyperbolic space $\mathbb{H}^n$ for $n\geq 3$. We note that when $n\geq 4$, the result was obtained in our previous paper [23]. In particular, when the domain is convex, our result gives an affirmative answer to Open Question 4.27 in [13] for the hyperbolic case.
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Spectral Theory · Cross-listed from math-ph

A uniform elliptic reduction, an order-matching criterion, and precision benchmarks for the strong-coupling Birman-Schwinger analysis of the lattice three-boson trimer

We present a rigorous strong-coupling Birman-Schwinger analysis of the three-boson lattice Schroedinger operator on Z^2 at the exceptional quasimomentum K = pi. First, we provide an exact closed-form benchmark for the fiber Fredholm determinant, valid for every quasimomentum K, obtained via a uniform elliptic reduction. Second, we formulate and prove a general order-matching criterion determining whether a leading-order Fredholm determinant asymptotic, with relative error O(1/mu), suffices to fix the constant-order additive energy correction, or if the next-order refinement is required. Applying the criterion to the formal branch z = -2mu + d, we identify an algebraic crossing -2mu + 6 + 8/mu + O(mu^{-2}), but demonstrate that this crossing does not correspond to a true eigenvalue of the full Hamiltonian. The actual ground state obeys the rigorous variational bounds -3mu <= z_1^{pi,s}(mu) <= -3mu + 6, so that z_1^{pi,s}(mu) = -3mu + O(1), the same leading branch as at K = 0; direct finite-volume diagonalisation confirms the refined asymptotic -3mu + 6 + O(mu^{-1}) and spectral gap 2mu - 2 + O(mu^{-1}). We independently confirm that the known K = 0 constant C approximately 3.96458 requires no analogous refinement. Finally, we compare the asymptotic precision levels achieved across recent lattice few-body models and draw a structural parallel with the parity-based classification of topological band insulators at time-reversal-invariant momenta.
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Spectral Theory

Quantum mixing for eigenfunctions of rational polygons in configuration space

The Shnirelman-Zelditch-Colin de Verdière theorem and its weak mixing extension relate quantum ergodicity and quantum mixing with ergodicity and weak mixing of the geodesic flow. Integrable systems, such as the flat torus, do not satisfy either in general. Restricting to position-dependent observables, Marklof and Rudnick established equidistribution for almost all eigenfunctions of rational polygons. In this note, we extend this result to off-diagonal elements for a subset of rational polygons not including the torus using weak mixing of the directional billiard flow for almost all directions. Additionally, we provide a different proof that establishes the same result for $2$-tori.
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Tuesday 11 August

Spectral Theory · Cross-listed from math.NT

Finding all cospectral mates over a number field

We investigate a notion of cospectrality for integer matrices that is parameterized by algebraic number fields. Given a number field and a symmetric integer matrix, we wonder when conjugating the integer matrix by an orthogonal matrix with entries in the given field can produce new integer matrices. Our results concern sufficient conditions for the associated notion of spectral determination, and we give constraints on the orthogonal matrices when the conditions are not applicable. The results use the discriminant of the characteristic polynomial and properties of Krylov subspaces. We leverage the theory to develop an algorithm to find all cospectral mates over a given (small) field. An implementation of the algorithm is made available.
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Spectral Theory · Cross-listed from math.FA

The spectrum of operator extensions to free Banach Lattices

Every bounded linear operator $T$ on a complex Banach space $E$ is known to extend to a lattice homomorphism $\overline{T}$ that acts on the so-called complex free Banach lattice over $E$. We show the following three results about the spectrum $\sigma(\overline{T})$ of $\overline{T}$: (i) $\sigma(\overline{T})$ always contains the spectrum $\sigma(T)$; this answers a recent question of de Hevia and Tradacete. (ii) It can happen that $\sigma(T)$ is a singleton while $\sigma(\overline{T})$ is the entire unit circle; this shows that $\sigma(\overline{T})$ is not the closure of the cyclic hull of $\sigma(T)$ in general. (iii) Finally, we give a full characterization of $\sigma(\overline{T})$ in terms of the spectral properties of $T$. Some of our arguments also give new results about the spectral properties of general lattice homomorphisms. As a main tool we make extensive use of the Banach lattice functional calculus for continuous positively homogeneous functions.
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Spectral Theory

The Weinstock inequality for convex domains in hyperbolic space

We prove the Weinstock inequality for the first Steklov eigenvalue of convex domains in hyperbolic space $\mathbb{H}^{n}$, resolving Open Question 4.27 of Colbois-Girouard-Gordon-Sher(2024) for the remaining case $n=3$. Our argument replaces the global monotonicity required in earlier work Gu-Li-Wan(2025) with a one-crossing property, which is established via an explicit slope comparison. The proof works uniformly for all $n\geq 3$.
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Spectral Theory

Strictly Convex Steklov-Isospectral Plane Domains

We construct pairs of noncongruent bounded Euclidean plane domains with identical Steklov spectra, including multiplicities. This gives a negative answer to the planar Steklov analogue of Kac's question “Can one hear the shape of a drum?” The domains are simply connected and strictly convex, have real-analytic boundaries, and may be chosen arbitrarily close to a disk in the $C^\infty$ topology.
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Monday 10 August

Spectral Theory

Counterexamples to a higher-index Dirichlet eigenvalue-ratio conjecture

Let $\lambda_k(\Omega)$ denote the $k$th Dirichlet Laplacian eigenvalue of a bounded planar domain $\Omega$, with eigenvalues counted with multiplicity. We disprove a conjectured higher-index extension of the Payne–Pólya–Weinberger inequality that was recorded as an open problem by Ashbaugh. For every integer $m\geq3$, we construct a bounded planar domain $\Omega_m$ with $C^\infty$ boundary such that $$ \frac{\lambda_{2m}(\Omega_m)}{\lambda_m(\Omega_m)} >\frac{13}{5} >\frac{j_{1,1}^2}{j_{0,1}^2}, $$ where $j_{\nu,1}$ is the first positive zero of $J_\nu$, the Bessel function of the first kind of order $\nu$. For $m=3$, the annulus $\{x\in\mathbb{R}^2:1/10<|x|<1\}$ already provides such a counterexample.
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Spectral Theory · Cross-listed from math-ph

The determinant of the Dirichlet-to-Neumann map for a surface with boundary and periods of holomorphic differentials on its double

Let $(M,g)$ be a smooth orientable $2d$ Riemannian manifold of genus $\mathfrak{g}$ with Riemannian metric $g$ and connected boundary $\Gamma$. Let $\Lambda$ be the Dirichlet-to-Neumann map on $\Gamma$ and let ${\rm det}_\zeta(\Lambda)$ be its (modified, i. e. with zero mode excluded) $\zeta$-regularized determinant. It is well-known that the quantity ${\rm det}_\zeta(\Lambda)/|\Gamma|$ (where $|\Gamma|$ is the length of $\Gamma$) is a conformal invariant. It was shown by Edward and Wu (\cite{EV}) that this invariant equals one for $\mathfrak{g}=0$; in the case $\mathfrak{g}>0$ Guillarmou and Guillopé \cite{Guillarmou} found two explicit expressions for this invariant through the Rouelle and (respectively) the Selberg zeta-functions of the two surfaces of negative constant curvature from the conformal class of $(M,g)$: one is of infinite volume and complete whereas another has geodesic boundary. We present an elementary counterpart of the formulae of Guillarmou and Guillopé using the periods of holomorphic differentials on the double $2M$ of $M$ only. Our approach is based on the properties of the Hilbert transform of $M$ \cite{B,HilbKor} and the Kontsevich-Vishik-Friedlander-Guillemin regularization of the determinants of pseudodifferenial operators \cite{KV,Ww,F}. In particular, a connection between the length spectra of (uniformized) $M$, $2M$ and the periods of holomorphic differentials on $2M$ is established.
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Spectral Theory

Remarks on Weyl-type bounds for Steklov eigenvalues

We prove that, for $n\geq 3$, there is no constant $C_n>0$ depending only on $n$ such that the Steklov eigenvalues $\sigma_k(\Omega)$ satisfy $|\partial\Omega|^{\frac 1{n-1}}\sigma_k(\Omega)\leq C_nk^{\frac1{n-1}}$ for every smooth bounded domain $\Omega\subset\mathbb R^n$ and every $k\geq1 $, providing a negative answer to an open problem posed by Girouard and Polterovich \cite{GiPo}. On the other hand, we prove that there exists a constant $C_n>0$ depending only on $n$ such that $|\Omega|^{\frac 1n}\sigma_k(\Omega)\leq C_nk^{\frac1{n-1}}$ for every smooth bounded domain $\Omega\subset\mathbb R^n$ and every $k\geq 1$. This estimate, combined with the isoperimetric bound of Colbois, El Soufi and Girouard \cite{colboisgirouard_steklov}, implies the bound $|\partial\Omega|^{\frac 1{n-1}}\sigma_k(\Omega)\leq C_nk^{\frac1{n-1}+\frac{n-2}{n(n-1)^2}}$, where the exponent of $k$ turns out to be sharp.
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Spectral Theory · Cross-listed from math.CO

Choquet-type extensions of set-pair functions, and applications in graph limits, hypergraphs, and metric measure spaces

We propose Choquet-type extensions for set-pair functions, an $L^p$-integration of a family of such extensions, and the associated min-max extension constants, and apply these to investigate variational problems and establish sharp bounds for many combinatorial and geometric quantities. Specifically, we use Choquet-type extensions to construct equivalent functional representations of fractional optimization problems with set-variables, which find applications in various settings, such as maxcut and bipartiteness ratio on graph limits, and Cheeger constants on Riemannian manifolds. We further establish the $L^p$ integration of a family of Choquet-type extensions, and apply it to derive spectral bounds for conductance and other combinatorial quantities on measure spaces. A monotonicity inequality on min-max extension constants is proposed, which unifies classical estimates and uncovers new bounds for many geometric and combinatorial quantities, such as torsional rigidity, Cheeger constants, Dirichlet $p$-isoperimetric constant, and $p$-Laplacian eigenvalues, in seemingly unrelated underlying structures—-including hypergraphs, graph limits, Riemannian manifolds and metric measure spaces.
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Spectral Theory · Cross-listed from math-ph

Eigenvalue asymptotics for the one-particle density matrix and one-particle kinetic energy density operator

Let $\psi({\mathbf x})$, ${\mathbf x} \in{\mathbb R}^{3N}$, be an eigenfunction of the $N$-particle atomic Schrödinger operator. We consider the one-particle density matrix $\gamma(x, y)$ and one-particle kinetic energy density $\varkappa(x, y)$, $x, y\in {\mathbb R}^3$, associated with the eigenfunction $\psi$. Both functions play a central role in quantum chemistry computations of atomic and molecular bound states: the knowledge of the eigenvalue behaviour of the integral operators ${\sf{\Gamma}}$ and ${\sf{K}}$ with kernels $\gamma(x, y)$ and $\varkappa(x, y)$ serves to estimate the errors due to finite-dimensional approximations. We find the following asymptotic formulas for their eigenvalues $\lambda_k({\sf{\Gamma}})>0$ and $\lambda_k({\sf{K}})>0$: \[ \lim_{k\to \infty} k^{\frac{8}{3}} \,\lambda_k({\sf{\Gamma}}) = A^{\frac{8}{3}},\quad \lim_{k\to \infty} k^2\,\lambda_k({\sf{K}}) = B^2, \] where $A$ and $B$ are non-negative constants given explicitly in terms of the eigenfunction $\psi$. These asymptotics are determined by the singularities of the function $\psi$ at pair coalescence points of the particles. To identify and isolate these singularities we use some recent regularity results for $\psi$. At the last step we apply Birman-Solomyak spectral asymptotics results for pseudodifferential operators with homogeneous symbols. In the special case where the eigenfunction $\psi$ is totally antisymmetric, it exhibits enhanced regularity, which leads to a faster decay of the eigenvalues $\lambda_k(\sf{\Gamma})$ and $\lambda_k(\sf{K})$. The asymptotic formulas take the form \[ \lim_{k\to \infty} k^{\frac{10}{3}} \,\lambda_k({\sf\Gamma}) = \big(A_{asym}\big)^{\frac{10}{3}},\quad \lim_{k\to \infty} k^{\frac{8}{3}} \,\lambda_k({\sf K}) = \big(B_{asym}\big)^{\frac{8}{3}}, \] where $A_{asym}$ and $B_{asym}$ are non-negative constants given explicitly in terms of the gradient of $\psi$.
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Spectral Theory

Spherical n-lunes: billiards and eigenvalues

We characterise the periodic orbits of geodesic billiards on spherical lunes on $\mathbb{S}^{n}$. In the case of angle openings of the form $\pi/p$ for positive integer $p$ we fully determine their Dirichlet and Neumann spectra. We then show that lunes with an angle opening smaller than $\pi$ which is not a rational multiple of $\pi$, or those with an angle opening of the form $\pi/p$ for $p$ larger than one satisfy Pólya's conjecture eventually, independently of whether the corresponding geodesic billiards satisfy the nonperiodicity condition or not. For lunes with an angle opening $\pi/p$ we further provide a two-term asymptotic formula for the eigenvalues based on sharp upper and lower bounds, together with a corresponding two-term counting function established using the geoesic billiards approach. Finally,we give an explicit bound on $p$ in terms of the dimension ensuring the corresponding lunes satisfy Pólya's conjecture for all eigenvalues.
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Spectral Theory

Eigenvalues of the Magnetic Neumann Laplacian on Domains with Peaks

We consider the magnetic Neumann Laplacian on bounded domains in $\mathbb{R}^2$ with outward peaks. The operator is associated with a large magnetic field depending on a parameter $\lambda$, and we investigate the behaviour of the eigenvalues as $\lambda$ tends to $+\infty$. We show that their asymptotic expansion is influenced by the sharpness $q$ and geometry of the peak, and that its main term is of order $\lambda^{\frac{2}{q+1}}$. This is an extension of previous works on magnetic Neumann Laplacians in smooth domains and domains with corners.
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Sunday 9 August

Spectral Theory · Cross-listed from math.AP

A computer-assisted counterexample to the planar Berenstein conjecture

Recent work of Colbrook and Stepaniants produced the first counterexamples to the planar Pompeiu and Schiffer conjectures and introduced the conformal fixed-disc, disk-polynomial, and validated-tail machinery used here. By adapting this framework to the complementary Dirichlet endpoint, we disprove the unrestricted planar Berenstein conjecture. Specifically, we construct a bounded simply connected domain $\Omega$ with real-analytic Jordan boundary, which is not a disc and for which there exist $k\in(27.4381178838,27.4381198839)$ and a nonzero real-valued function $u\in C^\omega(\overline\Omega)$ satisfying $(\Delta+k^2)u=0$ in $\Omega$, with $u=0, \partial_\nu u=\text{constant}\ne0$ on $\partial\Omega$. Thus the overdetermined Dirichlet–Neumann data do not characterize the disc without an additional sign assumption on $u$. The domain has dihedral symmetry of order $26$, but is neither a disc nor centrally symmetric, and the corresponding eigenfunction changes sign. Equivalently, its boundary arclength measure satisfies $\widehat{\sigma_{\partial\Omega}}(k\omega)=0$ for $\omega\in\mathbb S^1$. After conformally transferring to the unit disc, exact support identities and quantitative disk-polynomial estimates yield rigorous control of the infinite-dimensional tail. A Newton–Kantorovich argument then reduces existence to finitely many explicit inequalities, which are certified using interval arithmetic. The extension from the Pompeiu–Schiffer problem is not formal. The earlier construction absorbs both boundary conditions into a single inverse-Laplacian equation. At the Dirichlet endpoint considered here, the nonzero Neumann datum forces the harmonic source modes to remain, producing a coupled interior–boundary system involving the full zero-Dirichlet inverse and its Neumann trace, together with a separate sign-recovery problem.
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Spectral Theory

Two escape rates for negative eigenvalues of quantum graphs with a shrinking core

We study the negative spectrum of the Laplacian on a metric graph with general vertex matching conditions and with two length scales: a compact core whose edges have length of order a small parameter $\epsilon$, together with finitely many edges of infinite length. As $\epsilon\to0$, some negative eigenvalues may escape to $-\infty$, and we describe precisely how. There are exactly two rates of escape, $\epsilon^{-1}$ and the fractional rate $\epsilon^{-2/3}$. We determine the number of eigenvalues of each rate, together with their leading coefficients, explicitly from the vertex conditions. The analysis rests on the Dirichlet-to-Neumann map of the graph and on an implicit Rellich-type theorem, that identifies the power-law rates of the solution branches of a nonlinear 2-parameter matrix pencil with the leading orders of a one-parameter Hermitian family.
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All authors Gregory Berkolaiko, Denis Borisov, Marshall King, Julien Royer