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Mathematics Dynamical Systems

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Friday 2 October

Dynamical Systems · Cross-listed from quant-ph

Efficiently and Reliably Measuring Information Processing Capacity in Dynamical Systems via Kernels

Information Processing Capacity (IPC) is a powerful system-agnostic metric for quantifying a dynamical system's computational capability and is widely used in quantum reservoir computing. However, standard IPC suffers from severe computational limitations. Computing IPC involves estimating how well the system can reconstruct, via linear regression, an (in principle) infinite family of orthogonal polynomial functions of delayed inputs. In practice, this evaluation must be made finite, so we need only to consider polynomials up to a chosen maximum degree. Moreover, the computational complexity for computing IPC grows combinatorially with the considered maximum degree and delay. Here, we introduce Kernel-IPC (KIPC), a scalable framework that uses kernel methods to compute the total IPC without explicitly enumerating basis functions. This allows us to account for the full (infinite) basis (without degree truncation). We also provide a null-hypothesis test for statistically comparing the KIPC of two dynamical systems. We validate KIPC on an echo state network and demonstrate its utility for quantum reservoir computing on a disordered spin chain.
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Dynamical Systems · Cross-listed from eess.SY

How suboptimal is my stochastic network controller allowed to be? Completion certificates with application to power grids hosting AI data centers

Power grids are beginning to host AI data centers whose demand can change abruptly and in a correlated way, and operators and planners must decide whether existing controllers can absorb the resulting transients and where new flexibility is worth installing. We cast this as a question in stochastic control: how far from optimal is an implementable controller? For controlled diffusions with affine, state-independent actuation, additive and possibly degenerate noise and quadratic control cost, any Hamilton-Jacobi-Bellman (HJB) subsolution bounds the optimal cost from below and simulation bounds the deployed cost from above, so their gap certifies the permissible suboptimality. We construct subsolutions from path-integral control by completing the control geometry: enlarging the control Gramian until it matches the physical noise makes the problem linearly solvable, and its Feynman-Kac value is an automatic lower bound whose HJB residual is exactly the energy of the fictitious control. A dual noise-deflation construction can be tighter but requires a curvature condition. The geometry yields planning rules: price control authority in proportion to local noise variance, and use shadow values to guide sparse reinforcement. For nonlinear stochastic swing dynamics of the IEEE 118-bus system after a severe load loss, a simple generator controller is certified within 2.8% of optimal under homogeneous forcing; under heterogeneous forcing the gap is 39% with uniform prices and 1.2% once the same total authority is repriced, before any hardware is added.
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Dynamical Systems

Non-freezing of the proximity digraph and non-pseudostable convergence in heterogeneous Hegselmann–Krause models: Counterexamples to conjectures and results of Mirtabatabaei and Bullo

In 2012, Mirtabatabaei and Bullo studied heterogeneous Hegselmann–Krause models of opinion dynamics, where different agents may have different confidence or influence bounds. They conjectured that opinion vectors always converge, a fundamental problem that remains open. In support of this main conjecture they gave some partial results and made some auxiliary conjectures. Here we give counterexamples to two of these auxiliary conjectures, and even to one theorem in their paper. We explain why these disproved conjectures and false theorem nevertheless likely remain valid for almost all initial opinion vectors. In the last section (Section 7), we describe the role of AI in the production of the results in this paper.
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Dynamical Systems

Some open billiards with distinct top Lyapunov exponents

We study open billiard flows in $\mathbb{R}^3$ generated by reflections in the exterior of at least three ellipsoids with $C^3$ boundaries. Each obstacle is congruent to $$\tilde{K} = \{(x,y,z)\in \mathbb{R}^3 : x^2+y^2+(\beta z)^2 \leq r^2\},$$ with parameter $\beta>1$, small radii, and centers $O_i$ lying in the plane $\Gamma=\{z=0\}$. The configuration satisfies the no-eclipse condition (H). For any Gibbs measure on the non-wandering set of the billiard ball map, we prove that if $\beta>1/c_1^2$, for some constant $c_1>0$ determined by the geometry of the configuration, the two positive Lyapunov exponents are distinct and positive: $\lambda_1(\beta)>\lambda_2(\beta)>0$. Moreover, $\lambda_2$ is independent of $\beta$ and corresponds to the restriction of the billiard flow to the plane $\Gamma$.
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Dynamical Systems · Cross-listed from eess.SY

Memory-Dependent Interval Markov Chain Abstractions of Stochastic Dynamics

Finite-state interval Markov-chain (IMC) abstractions provide sound verification and performance bounds for continuous-state stochastic systems by enclosing cell-to-cell transition probabilities and costs in intervals. Finite-state Markovian abstractions are generally lossy, as state aggregation often destroys the Markov property. Recently, memory-dependent Markov-chain (MC) abstractions of stochastic systems have been developed to mitigate this by recording recently visited cells. In this paper, we develop the memory-dependent extension of IMC abstractions. Building on the insight that memory narrows the family of state distributions that could occur inside the current cell, we prove that memory tightens the local intervals, at the price of a larger abstraction. We also formulate no-memory IMC abstractions, tightening classic IMC abstraction intervals without enlarging the state space. To characterize spatial refinement relative to memory, we derive two cost-guarantee tightness upper bounds. The bounds depend, respectively, on cell size, and on the worst-case remaining distributional ambiguity after filtering over the remembered past. We then specialize our result to linear-Gaussian systems, for which we derive a closed-form upper bound on this ambiguity. Numerical examples show that the memory-dependent and no-memory constructions can produce tighter expected-cost intervals than comparable partition refined models.
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All authors Menno van Zutphen, Adrien Banse, Domagoj Herceg, Giannis Delimpaltadakis, Duarte Antunes

Dynamical Systems · Cross-listed from math.AG

Categorical Dynamics of Abelian Varieties

We establish several general results on the categorical dynamics of abelian varieties. (1) We prove the exponential and polynomial Gromov–Yomdin equalities for every autoequivalence of the derived category of an arbitrary abelian variety. The exponential equality extends earlier results of Kikuta for elliptic curves and of Yoshioka for abelian surfaces and simple abelian varieties. (2) We prove the categorical polynomial entropy of every autoequivalence is bounded above by $g^2$, where $g$ is the dimension of the abelian variety. This gives a categorical generalization of the polynomial log-volume growth of Lin–Oguiso–Zhang and recovers their upper bound as a direct consequence. (3) We identify the shifting number of every autoequivalence of an abelian variety with the pullback of the normalized Barge–Ghys symplectic translation number on the universal cover of $\text{Sp}(4g,\mathbb{R})$. (4) We prove that the set of reduced shifting numbers is finite if and only if the nef cone is rational polyhedral. Moreover, when this set is infinite, there exists an autoequivalence with transcendental shifting number. In particular, this gives a negative answer to a question of Dimitrov–Haiden–Katzarkov–Kontsevich concerning the algebraicity of categorical entropy functions.
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Dynamical Systems

Asymptotic approximation of sensitivities in finite dimensional continuous data assimilation with application to parameter estimation

We develop a rigorous justification for a parameter estimation algorithm which couples continuous data assimilation to generic optimization. For finite dimensional systems, we provide a rigorous justification of an asymptotic approximation of the sensitivity for the underlying modeled dynamical system, prove that the $L^2$ loss function satisfies an approximate Polyak-Lojasiewicz inequality, and use that result to justify convergence of gradient descent for the proposed algorithm. Numerical examples are provided that demonstrate the precision of the rigorous results.
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Dynamical Systems

Higher-Order Kolmogorov-Arnold Networks for Dynamics

The ability to derive the governing equations of a dynamical system from data is essential for prediction and control across many scientific fields. Two challenges, however, are the expansion of candidate terms when reducing higher-order equations to first-order form and noise from estimating derivatives. We propose Higher-Order-KANDy, which addresses both problems by using delay and derivative ("jet") embeddings of the original data with derivative-ordered Kolmogorov-Arnold Networks for Dynamics (KANDy) layers stacked into a machine learning architecture. Compared with SINDy and WSINDy on noisy data, Higher-Order-KANDy learns governing equations without a candidate library (e.g., recovering the full-period $-\sin(u)$ with nothing named in advance), natively for higher-order systems, and holds the correct term structure as noise grows, selecting the exact active set on every seed at noise levels up to 7.5% where an oracle weak-form regression admits a spurious term, though the oracle remains the more accurate coefficient estimator. We leverage the relationship between delay and differential embeddings, along with the Kolmogorov-Arnold representation theorem, to construct a delay-to-jet map and learn it as a Kolmogorov-Arnold network to preserve derivative structure and provide meaningful terms that appear in the governing equation. In our synthetic benchmarks, this construction recovers equations in the presence of coarse sampling and noise.
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Thursday 1 October

Dynamical Systems

Heteroclinic cycles and long-time behavior in a singularly perturbed three-species Lotka–Volterra system

We study a three-species competitive Lotka–Volterra system with cyclic dominance, motivated by rock–paper–scissors interactions in ecological communities. The model contains a singularly strong interaction coefficient of order $1/\epsilon$, representing a regime in which one species exerts a much stronger competitive pressure on another. We show that, despite this strong asymmetry, the cyclic dominance mechanism persists. Our main result is a quantitative description of one complete dominance pattern in the singular regime $0<\epsilon\ll 1$. Starting near the state where the third species dominates, we prove that the solution successively passes near the dominance states of the second and first species before returning to a comparable configuration. We obtain logarithmic estimates for the return time and for the population densities at the return section. In particular, although one species becomes extremely small at the beginning and at the end of each pattern, it recovers to an order-one density during the cycle. We then prove that this pattern repeats indefinitely and that the omega-limit set is composed of three heteroclinic orbits on the boundary of the positive orthant, connecting the three single-species equilibria. Thus the long-time behavior is cyclic but aperiodic, with increasingly long excursions near successive single-species states.
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Dynamical Systems

Lyapunov Positivity and Monodromy Criteria for Moving-Law Random–Quasiperiodic Cocycles

We study moving-law random-environment matrix cocycles whose one-step quasiperiodic cocycle law varies stationarily along an ergodic environment orbit. Two fixed-law structures then cease to suffice: a single stationary projective measure does not record transport between successive environment fibers, and pooling the moving supports may create products that are not dynamically admissible along any environment orbit. We replace the first by environment-indexed stationary projective families and prove an environment-wise Furstenberg formula. When the top Lyapunov exponent vanishes, averaged stationarity upgrades to exact equivariance at the support level, \(g_*\eta^\omega=\eta^{\Theta\omega}\), which forces either an environment-wise compact reduction or a finite support-invariant family of nonzero proper measurable subbundles. Environment-wise noncompactness and environment-wise strong irreducibility therefore imply positivity. To address the second obstruction, we compare admissible products along matched environment segments with equal total torus translation. Thus their quotients are genuine returns on a common vector fiber and generate environment-matched monodromy groups. Stable noncompactness and stable strong irreducibility of these groups verify the cocycle-level hypotheses. Applied to stationarily varying random–quasiperiodic Schrödinger cocycles, the framework yields strict positivity of the top Lyapunov exponent at every real energy under the stated assumptions.
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Dynamical Systems

Nonlocal Hamiltonian Dynamics on Sparse Lévy Graphs: Spectral Analysis and Multimodal Sampling

We develop a sparse graph method for transporting probability mass toward multimodal target distributions through damped nonlocal Hamiltonian dynamics. The formulation combines logarithmic-mean mobility with symmetric Lévy-type interaction weights, coupling the evolving density to an edge momentum field. A graph constructed from nearest-neighbor connections and sampled long-range edges provides direct mass exchange between spatially separated regions. Once the graph is constructed, the density evolution is deterministic, and each update costs linear in the number of nodes and the long-range sampling budget. Linearization around the target distribution yields a damped oscillator governed by a weighted graph Laplacian. Its spectrum characterizes the interaction between nonlocal connectivity and inertia, with the Lévy exponent alpha tuning the nonlocal connectivity: the spectral gap determines the optimal asymptotic damping, while the largest eigenvalue governs the time-step stability. Experiments on synthetic multimodal distributions demonstrate improved mode balance and more stable mode coverage relative to first-order and MCMC baselines. The resulting framework provides a sparse implementation of nonlocal inertial density transport for sampling problems with low-dimensional spatial structure.
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Dynamical Systems · Cross-listed from math.NA

Learning Closure of Dynamical Systems with Kernel Ridge Regression

We develop a closure modeling framework for identifying missing components of dynamical systems using Kernel Ridge Regression (KRR). The framework addresses two classes of closure problems: difference-equation closures arising in ODE and PDE settings, and algebraic closures arising from moment closure in kinetic equations. For the first class, we derive an error bound in an ODE setting that quantifies contributions from time integration, approximation of unresolved scales, and interpolation required to couple unresolved-scale effects to the resolved solver. Numerical experiments on the Lorenz-63 system and the Kuramoto-Sivashinsky equation demonstrate accurate long-horizon predictions and substantial improvements over an LSTM-based closure model. For the second class, we consider moment closure for a one-dimensional kinetic equation by modeling discrepancies between kinetic and macroscopic fluxes as a function of the resolved macroscopic variables. We compare global KRR models based on PCA coordinates with spatially local models. While the global model performs well for unimodal initial conditions, its accuracy deteriorates for bimodal initial conditions. Spatially local models with appropriate modeling inputs improve robustness and achieve higher predictive accuracy.
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Dynamical Systems · Cross-listed from math.NT

Arithmetic growth in partially commutative semigroups of endomorphisms

We establish asymptotics for the degree and height growth rate functions of partially commutative semigroups of endomorphisms of varieties, i.e., semigroups where the only relations between generators, if any, are commuting ones. To do this, we prove a general result connecting the growth rates of two abstract functions, one multiplicative and one simply nonnegative, subject to a Tate telescoping hypothesis and a sufficiently nice normal form on the underlying semigroup. Finally, we construct several new families of endomorphisms on which our asymptotics apply. To do this, we generalize the standard ping-pong lemma for elements to a ping-pong lemma for subsemigroups.
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Dynamical Systems

A Lean~4 Framework for the Radii Polynomial Method

Computer-assisted proofs in dynamics establish results about nonlinear systems by rigorous numerical computation. Their correctness rests on a trusted base of interval-arithmetic libraries and analytic estimates checked by hand. We formalize in Lean~4 a framework for the radii polynomial method, which certifies an exact solution near a numerical approximation by verifying four norm bounds and the resulting polynomial inequality. Weighted coefficient algebras provide the common setting for polynomial equations and initial value problems in Taylor and Chebyshev series. Their universal properties construct the bounded operators and the evaluation maps, and the universal property of the free commutative algebra makes polynomial substitution commute with evaluation. Finite/tail reductions turn the four norm bounds into finite rational inequalities, which are checked in Lean. The radii theorem then yields an exact coefficient solution, and realization theorems carry it to a solution of the original equation. The worked examples are a square-root branch given by a convergent power series and polynomial initial value problems, among them the Lorenz system, for which the library proves existence, uniqueness within the trajectory ball, and analyticity of the function-level solution.
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Dynamical Systems · Cross-listed from stat.ML

Wasserstein Gradient Flows and Forward-Only Diffusion Are Not Enough for Multimodal Sampling

There has been a proliferation of sampling algorithms based on Wasserstein gradient flows (WGF) and forward-only diffusion processes (FODP), often accompanied by theoretical guarantees of exponentially fast convergence to the target distribution. These guarantees are frequently interpreted as evidence that such methods can efficiently sample complex multimodal distributions, often supported by empirical results. In this work, we argue that this interpretation is fundamentally misleading. By invoking the Jordan-Kinderlehrer-Otto (JKO) scheme and Otto calculus, we establish that the canonical WGF sampling dynamics and overdamped forward diffusion share the same density evolution and therefore inherit the same metastability and slow-mixing phenomena long understood in nonequilibrium statistical physics. We analyze this family of samplers using two complementary tools – spectral analysis and mean first-passage time (MFPT) analysis – and show that well-separated multimodality can induce exponentially long mixing times associated with small spectral gaps and rare inter-mode transitions. For the commonly adopted log-linear annealing schedule studied here, we find that introducing intermediate distributions does not remove the exponential scaling of the total transport time. The limitation is structural rather than implementation-specific: purely local, gradient-driven transport mechanisms can require exponentially long times to transport probability mass across well-separated modes. We argue that this represents a fundamental limitation of WGF- and FODP-based sampling in their standard forms, and motivates future development of fundamentally nonlocal mechanisms for efficient multimodal sampling.
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All authors Daniel McBride, Pratik Khandagale, Cristina Garcia-Cardona, Yen Ting Lin

Dynamical Systems

Rigorous and effective numerics for Liverani-Saussol-Vaienti maps

We make highly accurate numerical estimates of basic properties of the invariant measure for Liverani-Saussol-Vaienti intermittent maps, an archetypal slowly mixing dynamical system. We solve the challenge of precise and efficient estimation for a map with non-uniform expansion, where the transfer operator does not have a spectral gap. We do this using an Abel function, which solves the neutral dynamics, and which we can compute accurately via an asymptotic expansion. Our work covers both finite and sigma-finite invariant measure cases. In particular, we obtain the first practical estimates for the parameter far from zero, including the sigma-finite case. This opens the door to much deeper numerical study of intermittent dynamics than was previously possible. A driving motivation for this work is the upcoming proof of optimal rates of memory loss which works equally for finite and infinite invariant measure cases. No prior results on rates of memory loss for dynamical systems with infinite invariant measure exist, with a single exception of a recent paper by I.Chevyrev and A.K. on null recurrent Markov chains.
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Dynamical Systems · Cross-listed from nlin.PS

Stability and instability analysis of resonance-induced nonlinear bound states

We study the focusing one-dimensional cubic nonlinear Schrödinger / Gross–Pitaevskii equation (NLS-GP), where the potential of the underlying linear Schrödinger operator, $H_V=-\partial_x^2+V(x)$, is compactly supported. In \cite{turner2026resonance} the authors proved that purely imaginary zeros (transmission resonances) or purely imaginary poles in the lower half plane (scattering resonances) of a reflection coefficient of $H_V$ seed branches of resonance-induced nonlinear bound states, and that these states bifurcate at a strictly positive $L^2(\mathbb R)$ excitation threshold. This is in contrast to nonlinear bound states which bifurcate at zero $L^2$-norm from point spectra of $H_V$ (corresponding to poles in the upper half plane). In this paper we establish precise criteria for the nonlinear orbital stability and instability of the resonance-induced states near the bifurcation point. A corollary is that resonance-induced nonlinear states are orbitally stable if i) the underlying linear (scattering or transmission) resonance frequency is sufficiently small, and ii) the corresponding linear resonance eigenmode is strictly positive. Numerical simulations are presented to explore regimes not accessible to our theory, and to explore the large time dynamics for initial conditions near stable and unstable resonance-induced nonlinear bound states.
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Dynamical Systems · Cross-listed from eess.SY

Finite-Data Safety Informativity Under Dynamic Asymmetric Actuation

When the system model is not fully known, measurement error and limited excitation can leave several models consistent with the same finite data. A command judged safe for one model may fail for another, while limited control authority can prevent the corrective action needed to preserve safety. To ensure safety under model uncertainty and asymmetric input limits, we develop a finite-data certificate that determines whether a command can enforce a prescribed safety inequality. For a linearly parameterized safety channel with exactly known regressors and bounded aggregate residual error, we derive a support formula for the worst-case safety contribution of all data-consistent models. The formula identifies the regressor directions that admit a finite bound, allowing rank-deficient records to contribute to safety certification. Using certified componentwise bounds on actuator tracking error yields an affine inequality with a necessary and sufficient test for pointwise command feasibility. The affine inequality reduces computation of the closest certified command to a scalar root-finding problem. It also yields a closed-form gate that selects the largest certified fraction of a prescribed command segment. The proposed certificate guarantees output safety within its operating domain, provided the feedback is locally Lipschitz and the uncertainty bounds remain valid. Domain retention and full-state continuation extend this guarantee to all time. A vehicle study demonstrates that output safety can be certified from finite measurements in a safety-critical setting with model and actuator uncertainty.
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Dynamical Systems · Cross-listed from nlin.PS

The role of root allometry and root overlap in vegetation pattern formation

We investigate how root allometry and below-ground root competition due to root overlap affect the conditions for pattern formation in non-local scalar vegetation models. We start from a spatially explicit two-component vegetation-water system in which plants acquire soil water through their laterally extended root systems, with root allometry represented by an interaction kernel whose spatial extent increases with the above-ground biomass density. In the limit of fast water dynamics, we eliminate the water variable, resulting in a non-local scalar model for the vegetation dynamics. This reduction reveals that accounting for root overlap naturally leads to a double integral structure in the scalar model, in contrast to the single convolution term commonly used to model non-local competition for resources. For the resulting scalar model, we identify two distinct mechanisms that can drive Turing instabilities. The first instability mechanism requires root growth to outpace mortality, while the second mechanism relies on the development of competitive pressure zones, in which vegetation growth is impeded by the cumulative competitive pressure exerted by neighbouring areas with higher biomass density. Root allometry promotes the occurrence of both instability mechanisms, while root overlap inhibits the emergence of competitive pressure zones. Hence, our results show that both root allometry and root overlap are important features to consider when studying vegetation pattern formation.
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Dynamical Systems

From trends to optimized forecasts: Quantifying the skill and advancing the utility of dynamics-based early warnings for tipping events

In this paper we explore and extend the state of the art for understanding the skill and utility of early warnings of critical transitions (tipping points) in forced nonlinear systems. We highlight some of the challenges and opportunities of transforming estimates of a dynamics-based early warning system, based on trends in stability or resilience into forecasts with high skill. We highlight the importance of (a) quantifying consequences of possible actions in response to warnings that may be false negatives or positives (b) considering finite time horizon predictions to give verifiable predictions (c) assumptions necessary for valid extrapolations of trends. We evaluate approaches to improving the skill and utility of the forecast.
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All authors Franco Du Plessis, Victoria Volodina, Chris A. Boulton, Muhammed Fadera, Sneha Kachhara, Timothy M. Lenton, Paul D. L. Ritchie, Peter Ashwin

Dynamical Systems

Linear toral endomorphisms, exactness, Bernoulliness and generators

Let $T$ be a non-invertible surjective continuous endomorphism of the group $\ttf^d\,:= \rrf^d/\zzf^d$. Then $T$ preserves the Haar measure, is associated to some $d \times d$ matrix $A$ with integer coefficients and is $r$-to-one, where $r = |\det A| \ge 2$. In~\cite{Krzyzewski}, Krzyżewski gives a necessary and sufficient condition for $T$ to be exact, and shows that $T$ – viewed as a measure-preserving map – is isomorphic to the direct product of some (possibly trivial) toral automorphism by some exact toral endomorphism. We re-prove these results by more elementary and constructive methods, whereas Krzyżewski actually works with endomorphisms of compact Abelian groups and relies on non-constructive theorems. Krzyżewski's exactness condition and Mihailescu's papers ~\cite{Mihailescu 2012} and~\cite{Mihailescu 2013} show that $T$ is isomorphic to the one-sided uniform Bernoulli shift on $\odc 0,r-1 \fdc^{\zzf\_+}$ if and only if $A$ is expanding (i.e. the modulus of each eigenvalue is $>1$). When $A$ is not expanding and hyperbolic (i.e. all eigenvalues have modulus different from $1$), Mihailescu~\cite{Mihailescu 2012} shows that $T$ cannot have a generating Rokhlin partition. More generally, when $A$ is not expanding (whether hyperbolic or not), we show that the endomorphism $T$ cannot have a smooth finite generator (whether independent or not).
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Dynamical Systems

Autocatalysis and Boundary Stability in Chemical Reaction Systems

The next-generation matrix method is a powerful tool for computing the basic reproduction number in compartmental mathematical models of infectious diseases. The method has been recently extended to mathematical biochemistry, where it can be used to establish parameter regions of stability and instability for boundary steady states. Several significant challenges in its application remain, however, particularly around establishing conditions under which the method is mathematically valid, computationally tractable, and biologically meaningful in the biochemical setting. In this paper, we address these challenges by shifting the interpretation from new infections in the epidemiological setting to autocatalysis in the biochemical setting. We introduce a graph, called the ALT-graph (autocatalysis-leak-transition graph), which decomposes the contribution of each reaction to the Jacobian as autocatalytic, leak, or transition edges. We then present a systematic algorithm for splitting the ALT-graph, which is guaranteed to produce a valid reproduction number, $\rho(FV^{-1})$, while also decreasing computational complexity by lowering the rank of $FV^{-1}$. We apply the method to models of both biochemical reaction networks and infectious disease spread.
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Dynamical Systems

From Balanced Growth to Innovation Cycles:A Solow-Type Semi-Endogenous Growth Model

We develop a growth model with an R&D sector in which the elasticity of innovation with respect to existing knowledge can be negative. We investigate the existence and uniqueness of a balanced growth path (BGP) and derive closed-form growth factors, showing that productivity and output growth are semi-endogenous and population-driven. We also establish the global stability under a general production function. Under testable parameter restrictions, the economy converges to the BGP. However, when the knowledge elasticity is sufficiently low, a Jacobian-based condition implies instability, and an N-period innovation cycle can emerge. Comparative statics are conducted to explore the impact of several factors, including research efficiency, input elasticity, and population growth. Numerical simulations map out transitions and mark the points at which stability is lost. They make clear when innovation frictions endanger balanced growth and provide practical guidance for R&D and demographic policy.
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All authors Cuong Le Van, Tin Nguyen-Trong, Ngoc-Sang Pham, Thi Kim Cuong Pham

Dynamical Systems

Local dynamics of tangent to the identity biholomorphisms in dimension two

This survey provides an overview of the existence of stable manifolds for tangent to the identity biholomorphisms in $(\mathbb{C}^2,0$) and its connection with the existence of invariant curves for formal vector fields.

Dynamical Systems · Cross-listed from math.OA

Free groups amenably act on unital simple AF-algebras

We show that free groups admit amenable actions on unital simple AF-algebras. This settles, for free groups, the last remaining case of the existence problem for amenable actions of non-amenable groups on classifiable simple C*-algebras. The proof relies on the Baire category theorem. This result was obtained with substantial assistance from GPT-6 Astra.
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Dynamical Systems · Cross-listed from math.AP

The anisotropic Calderón problem for Riemannian metrics at high fixed frequency

We study an inverse boundary value problem for the Helmholtz equation on a smooth compact non-trapping Riemannian manifold with strictly convex boundary. We prove that, given two such metrics, for sufficiently large but fixed frequency $\lambda$, equality of their Dirichlet-to-Neumann maps implies equality of their lens data, up to a smooth boundary-fixing diffeomorphism. This establishes a high-frequency bridge between the Calderón problem and lens rigidity. We also prove a quantitative version of this result uniformly valid in a suitable bounded set of Riemannian metrics. Crucially, we show that Gaussian beam type solutions concentrating on maximal geodesics, split near the boundary into outgoing/incoming parts, such that the phase of the outgoing part contains information on exit point, direction, and travel time. The recovery of lens data then proceeds by a careful stationary phase analysis and a boundary integral identity.
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All authors Mihajlo Cekić, Katya Krupchyk, Suman Kumar Sahoo, Gunther Uhlmann

Dynamical Systems

Asymptotic Expansive and Hyperbolic Linear Operators

We study the topological dynamical notion of asymptotic expansivity for linear operators. We also introduce two new notions, namely strong asymptotic expansivity and super asymptotic expansivity. We show that all three notions are equivalent to hyperbolicity for linear operators on finite dimensional spaces. In case of infinite-dimension, we construct examples to show that asymptotic expansivity is weaker than strong asymptotic expansivity which is further weaker than super asymptotic expansivity. More interestingly, we prove that super asymptotic expansivity is equivalent to the notion of hyperbolicity. Then, we prove that the super asymptotically expansive linear operators is a dense class in strong operator topology. Finally, we show elegant ways to construct variants of asymptotically expansive linear operators.
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Dynamical Systems

Compartmental epidemiological models with infection-driven immune escape

We propose and study a compartmental epidemiological model that incorporates both waning immunity and mutation-driven immune escape into a single-strain framework. The model, termed SIRCm, extends the SIRC (Susceptible-Infected-Recovered-Cross-immune) model, in which recovered individuals pass through an intermediate cross-immune class before returning to full susceptibility. In SIRCm, both the rate of immune waning and the rate of immune escape are amplified by a feedback function tied to the current level of infection. We study two formulations of this feedback, a transmission-driven model, in which mutation opportunities arise at the point of new infection, and a prevalence-driven model, in which they arise in proportion to the infected population alone. For both models and any feedback strength, we prove existence of an endemic equilibrium using persistence theory, and characterize its behavior analytically in the weak and strong-feedback limits, recovering the SIRC and SIS models, respectively, as limiting cases. Unlike the SIRC model, we show that the SIRCm endemic equilibrium is unstable in certain parameter regimes. This leads to novel behavior, even in the absence of seasonal forcing.
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All authors Daniela R. Ramírez-Gutiérrez, Lajos Lóczi, Carlos Muñoz-Moncayo, David I. Ketcheson

Dynamical Systems

Absence of free-time minimizers for N-body problems and a splitting theorem

For the $N$-body problem in dimension $d \ge 3$, we give an alternative proof of a theorem of da Luz and Maderna on the nonexistence of free-time minimizers defined on the entire real line, and extend it from the Newtonian potential to a larger class of singular subharmonic pairwise interaction potentials. The proof is based on the following generalization of the Cheeger-Gromoll splitting theorem: let $(M,g)$ be a connected Riemannian manifold and let $U$ be a smooth positive function such that $\mathrm{Ric}_g \ge \tfrac{\Delta U}{2U}g$, and the metrics $Ug$ and $U^{-1}g$ are both complete; if the metric $Ug$ admits a line, then the function $U$ is constant and $(M,g)$ splits off that line. We apply this splitting theorem to the Jacobi-Maupertuis metric associated with the $N$-body problem; a quantitative version of Marchal's theorem enables us to reduce to the case of smooth potentials.
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