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Mathematics Analysis of PDEs

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Wednesday 9 September

Analysis of PDEs

Fractional Hardy–Maz'ya inequality on a half-space

The main purpose of this article is to provide a fractional counterpart of the well-known Maz'ya inequality on the half-space, that is $$ \int_{\mathbb{R}^{d}_{+}}\int_{\mathbb{R}^{d}_{+}}\frac{|u(x)-u(y)|^p}{|x-y|^{d+sp}}dy\,dx\ge\mathcal{D}_{d,s,p}\int_{\mathbb{R}^{d}_{+}}\frac{|u(x)|^p}{x_d^{sp}}dx+C_{d,s,p,\tau}\int_{\mathbb{R}^{d}_{+}}\frac{|u(x)|^p}{x_{d}^{sp-\tau}\left(x_{d-1}^2+x_d^2\right)^{\tau/2}}dx, $$ where $\mathcal{D}_{d,s,p}$ stands for the sharp constant in the fractional Hardy inequality on a half-space $\mathbb{R}^{d}_{+}$. We also obtain a similar result in the setting of Sobolev–Bregman forms.
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Analysis of PDEs

Heat equation with singular drift which has bounded solution discontinuous at an interior point

The goal of this paper is to present a one dimensional heat equation with a singular drift for which solutions of the Cauchy problem with smooth initial data are bounded and are discontinuous at an interior point (common to all solutions).

Analysis of PDEs

Sharp Lifespan Estimates for a Semilinear Wave Equation with Nonlinear Damping

We study the maximal existence time $T^{*}(\varrho)$ of the solution of the semilinear wave equation $u_{tt}-\Delta u=u|u|^{p-1}-u_{t}|u_{t}|^{q-1}$ in a bounded domain, with Dirichlet boundary condition and initial data $(\varrho f,\varrho g)$, where $1<q<p$ and the amplitude $\varrho$ is large. For nontrivial $f$ and sufficiently large $\varrho$, the concavity method gives $T^{*}(\varrho)\leq C\varrho^{-(p-1)/2}$ for $q\leq2p/(p+1)$ and $T^{*}(\varrho)\leq C\varrho^{-(p-q)/q}$ for $q>2p/(p+1)$, whereas the energy method gives a lower bound of order $\varrho^{1-p}$ only. We prove lower bounds with the same exponents as the upper ones, so that $T^{*}(\varrho)\asymp\varrho^{-\vartheta(p,q)}$ with $\vartheta(p,q)=\min\{(p-1)/2,\,(p-q)/q\}$. The proof rests on a hyperbolic rescaling which converts the large amplitude into a dilation of the domain and a coefficient $\varrho^{(q(p+1)-2p)/2}$ in front of the damping term, on a local existence theory in uniformly local energy norms whose existence time does not depend on that coefficient, and on a quantitative use of the dissipation when the coefficient is large. The threshold $2p/(p+1)$ is the value of $q$ at which the damping term is invariant under the rescaling. No attempt is made to optimize the constants: sharpness is meant throughout at the level of the exponent.
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Analysis of PDEs · Cross-listed from math.DG

A sharp threshold for mixed $Q$-curvature rigidity

We resolve Case's question (Crelle's Journal, 2024) on the sharp lower threshold for Obata-type rigidity of $I_a=Q+a\sigma_2(A)$ in positive Einstein conformal classes of dimension $n\ge4$. Using a new reference-curvature identity, we prove that, on a closed connected manifold, every smooth metric in such a class with nonnegative scalar curvature and constant $I_a$ is Einstein whenever $a\ge-4$. The scalar-curvature sign assumption can be removed for $-4\le a\le-2(n-2)/(n-1)$. We also extend the quotient rigidity theorem of Ge–Wang–Wei to $I_a=\Lambda R^\theta$ for $R>0$, $a\ge-4$, and $\theta\le1$. Sharpness is established in every dimension by a shooting construction. For each sufficiently small $\eta>0$, we construct a smooth non-Einstein metric in the round conformal class on $\mathbb S^n$ with positive scalar curvature and the same constant $I_{-4-\eta}$ as the unit round metric. The construction smoothly matches a perturbed Schwarzschild neck near the equator with perturbed round caps at both poles.
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Analysis of PDEs · Cross-listed from math.MG

An isoperimetric problem for Fourier zeros of centrally symmetric convex bodies

Given a centrally symmetric convex body, consider the zero set of the Fourier transform of its characteristic function. We study how large the distance from this set to the origin can be when the volume of the body is fixed. A 2009 conjecture of Benguria, Levitin, and Parnovski asserts that the maximum is attained by a Euclidean ball. We disprove it in all dimensions greater than one. In the plane, every regular centrally symmetric polygon with at least twelve sides outperforms the disk, albeit by a tiny margin, and the regular dodecagon is best among them. In dimensions three and higher, no maximiser exists.
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All authors Javier Gómez-Serrano, Michael Levitin, Daniel Platt, Iosif Polterovich

Analysis of PDEs

Open Inextensible Filaments in Planar Stokes Flow: Well-Posedness, Endpoint Asymptotics, and Straightening

We study an inextensible open filament with free ends in a planar Stokes fluid. The system reduces to a third-order nonlocal curvature equation coupled to an elliptic equation for the tension. We prove local well-posedness for nearly critical initial data in supported Sobolev spaces $\widetilde H^s$, $-1/2<s\le0$, satisfying the arc-chord condition. For positive times, we prove improved Sobolev regularity and derive a $d^{3/2}$-type expansion at each free end using Wiener–Hopf factorization, where $d$ denotes the distance to that endpoint. We further prove global existence and exponential convergence to a straight filament for sufficiently small initial data and for finite-energy initial data satisfying $E(0)<\pi^2/4$. The finite-energy result follows from an energy identity and a geometric estimate relating the bending energy to the arc-chord constant. More generally, any finite-time breakdown must be accompanied by loss of the arc-chord condition, while every global solution either converges exponentially to a straight filament or has arc-chord constants tending to zero along a sequence of times tending to infinity.
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Analysis of PDEs · Cross-listed from math.SP

The sharp one-dimensional Lieb-Thirring inequality for the sum of eigenvalues

We prove that the best constant in the one-dimensional Lieb-Thirring inequality with exponent one is $4/(3\sqrt{3}\pi)$, confirming the Lieb-Thirring conjecture in this case. Moreover, we extend the inequality to operator-valued potentials and obtain the bound $L_{1,d}\leq(2/\sqrt3)L_{1,d}^{\mathrm{cl}}$ in every dimension.
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Analysis of PDEs

$\mathrm{L}^p$-extrapolation via non-local decay estimates: theory and applications to the generalized Stokes operator with rough coefficients

In this article, we establish $\mathrm{L}^p$-mapping properties for the generalized Stokes operator with bounded measurable coefficients on the full range of exponents that is known to be sharp for elliptic systems with rough coefficients. These include $\mathrm{L}^p$-estimates for the corresponding semigroup, its gradient and the $\mathrm{H}^\infty$-calculus, as well as $\mathrm{L}^q$-$\mathrm{L}^p$ smoothing estimates. As a key ingredient, we develop a non-local framework for $\mathrm{L}^p$-extrapolation that captures the relationship between hypercontractivity, non-local decay estimates and uniform $\L^p$-bounds.
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Analysis of PDEs

The Schrödinger equation with fluctuating nonlinearity in the energy space

We study nonlinear Schrödinger equations with nonlinear Stratonovich noise \begin{equation*} \mathrm{d} u\,=\, i\bigl[ \Delta u \,+\, \lambda|u|^{p-1}u\bigr] \, \mathrm{d} t \,+\,i|u|^{(q-1)/2}u\circ \mathrm{d} {W}, \end{equation*} in their energy space $H^1(\mathbb R^d;\mathbb C)$. By combining the stochastic Strichartz estimates derived in [Potential Anal. 41 (2014), pp.\ 269–315] with the approach from [Ann.\ Inst.\ H.\ Poincaré Phys.\ Théor.\ 46 (1987), pp.\ 113–129] we obtain local well-posedness for all energy-subcritical nonlinearities $p,q\in [1, 1+4/(d-2)_+)$ together with a corresponding blow-up alternative. For a linear multiplicative noise $q=1$, a real-valued noise $W$ and a defocusing nonlinearity $\lambda\le 0$, we check this blow-up condition using a bound on the energy, resulting in the global well-posedness of the equation. If both nonlinearities are mass-subcritical, i.e., $p,q\in [1, 1+4/d)$, we provide an improved blow-up criterion involving the $L^2(\mathbb R^d;\mathbb C)$-norm. Using the conservation of mass for real-valued $W$, we obtain global well-posedness also in this case. Compared to previous results on stochastic nonlinear Schrödinger equations, we thereby improve the range of exponents $p$ and $q$ and the spatial regularity assumption on the noise.
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Analysis of PDEs

Singular Forces on the Whole Space: Sobolev Density Thresholds and Energy Approximation

We derive whole-space distribution results from the established compact, smoothly forced Navier–Stokes blowup construction of OpenAI. For every fixed positive viscosity and deadline, smooth forces causing classical breakdown from rest on $\mathbb R^3$ are dense in the relative $L^1_tH^s_x$ topology exactly when $s<1/2$, and in the relative $L^2_tH^s_x$ topology exactly when $s<-1/2$. The positive results preserve every fixed initial velocity in $H^\infty_\sigma(\R^3)$. They follow from a compact divergence-free removal of a regular background, followed by exact insertion of a single whole-space singular packet. Separate critical estimates prove non-density; low spatial frequencies are controlled explicitly, without a periodic mean or a Poincaré inequality. The conclusions hold for spacetime-compact forces and for the rapidly decaying data class in the Clay formulation. We also obtain density in the usual completed energy-force spaces, strong energy-and-dissipation approximation of regular trajectories, and exact equality of cell observations on a prescribed finite family of whole-space grids. Initial-state spaces, forcing spaces and numerical error regularity are distinguished throughout. No claim of fixed-force instability, loss of weak existence or new formal verification is made.
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Analysis of PDEs

Density of Forces Producing Navier–Stokes Blowup

We study the density of smooth external forces for which the three-dimensional Navier–Stokes equations lose classical regularity by a prescribed time $T>0$. Starting from the compact forced blowup solution of OpenAI, we construct a blowup solution near every given smooth solution while preserving its initial velocity. A smooth cutoff of a local vector potential makes the given velocity vanish near the support of a rescaled blowup solution. The two velocities then have no nonlinear interaction, and the resulting force remains smooth through the blowup time. For fixed viscosity and zero initial velocity, such forces are dense in the relative $L^1_tH^s_x$ topology on both $\mathbb{T}^3$ and $\mathbb{R}^3$ exactly when $s<1/2$.
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2609.10262 · 9 Sep · 20 Pages. The Lean4 formalization project of this article can be found in https://github.com/mathzhuonichi/blowup_density. V3 is a simplified combination of arxiv: 2609.10262 v1 and arXiv: 2609.10269 v1 with better writing.V4 updated abstract metadata to match the manuscript; manuscript unchanged. Comments are welcomed

Analysis of PDEs

Quantitative analysis of ground states for the fractional logarithmic Schrödinger equation

Let $N\geq1$ and $0<s<1$. We study positive ground states of the fractional logarithmic Schrödinger equation \begin{equation*} (-\Delta)^sQ=Q\log Q \quad\text{in }\mathbb{R}^N. \end{equation*} We prove that for every $N\geq1$ and $0<s<1$, the positive ground state is unique up to translations and nondegenerate. More precisely, for the linearized operator $L_Q=(-\Delta)^s-1-\log Q$, it holds that \begin{equation*} \ker L_Q=\operatorname{span}\{\partial_{x_1}Q,\cdots,\partial_{x_N}Q\}. \end{equation*} A main difficulty is that the potential $-1-\log Q$ is unbounded in $\mathbb{R}^N$, which prevents a direct application of the available radial oscillation theory for fractional Schrödinger operators with bounded potentials. We overcome this difficulty by a bounded-potential approximation. Using also the fact that the associated quadratic form has Morse index one and an angular decomposition, we obtain the nondegeneracy. Based on the isolation of logarithmic ground states and the uniqueness theory for the fractional power equation, we prove uniqueness by a variational approximation with subcritical power nonlinearities. As an application, we establish sharp fractional logarithmic Sobolev inequalities and characterize all cases of equality.
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Analysis of PDEs

Convergence Rate toward Rarefaction Wave under Periodic Perturbation for Generalized Korteweg-de Vries-Burgers equation

In this paper, a rarefaction wave under space-periodic perturbation for the generalized Korteweg-de Vries-Burgers equation is considered. It is shown that if the initial perturbation around the rarefaction wave is suitably small, then the solution of the system tends to the rarefaction wave. The stability of solution under periodic perturbation is an interesting and important problem since the perturbation keeps oscillating at the far fields. The key of proof is to construct a suitable ansatz carrying the same oscillation as the solution. Then we can find cancellations between solutions and ansatz such that the perturbation belongs to some Sobolev space. The nonlinear stability can be obtained by the energy method.
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Analysis of PDEs

Identifying unknown time delay and spatially varying coefficients in a reaction-diffusion equation from boundary measurements

This work investigates an inverse problem for a general class of linear reaction-diffusion systems incorporating multiple delayed contributions, namely retarded diffusion, retarded time derivatives, and retarded source terms. The objective is to simultaneously recover the unknown time lag $\tau>0$ and spatially heterogeneous coefficients from boundary flux measurements alone. The recovery strategy exploits the singular temporal behavior generated by an incompatibility between the prescribed initial history and the boundary data. In contrast to prior inverse problems for delay equations, which assume $\tau$ known and are confined to ODE or abstract settings, our approach operates in a parabolic PDE framework with spatially varying coefficients. Once $\tau$ is identified, we establish a Lipschitz stability estimate via a Carleman inequality, in the case of time-independent coefficients $p=p(x)$, $q=q(x)$. This is the first result to simultaneously recover an unknown delay and spatially dependent coefficients in a delayed parabolic PDE from boundary data.
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Analysis of PDEs

A geometric approach to nonlocal 2-Hessian equations

We study a nonlocal 2-Hessian equation, given by an infimum of linear deformations of the fractional Laplacian, that is, $\inf_{A\in {A}_2}\Delta^s (u\circ A)(A^{-1}x)$. We characterize the class of coefficient matrices ${A}_2$, which determines the behavior of the operator, and provide a detailed geometric description of the possible degeneracies. Our main theorem shows that the nonlocal 2-Hessian equation remains uniformly elliptic for strictly positive right-hand sides, which leads to regularity estimates. The results hold under weaker hypotheses than those previously considered in the literature, and for the full range $s\in(0,1)$. In particular, no convexity on the solutions is required. Our hypotheses can be interpreted as nonlocal counterparts of the local notions of semiconcavity and 2-convexity. Moreover, all the results are stable as $s\to1$, recovering the local case. The geometric methods developed here are new, even in the local setting, and may be relevant to a broader class of nonlocal fully nonlinear equations and curvature-type problems.
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Analysis of PDEs

The shallow–water limit of linear water waves over a discontinuous bottom

We rigorously justify the zero–dispersion limit of linear water waves over a sharp bottom step, recovering the shallow-water equations as a transmission problem, and describe the localized dispersive effects generated near the discontinuity. To obtain estimates uniform in the shallow-water parameter, we study an abstract functional framework for the linear water waves equations in two-dimensional fluid domains with a Lipschitz curved bottom. The framework is based on fractional powers of the Dirichlet–Neumann operator, and we characterize low-regularity energy spaces using adapted Rellich identities. At higher regularity, the associated velocity potential develops corner singularities. For the step geometry, we use an explicit conformal mapping to obtain a version of Grisvard's shift theorem, where we derive an explicit formula for the singular part of the potential. The dependence on the horizontal variable reveals a narrow transition scale generated by the step. The convergence toward the shallow-water transmission problem holds away from this transition region, while a localized dispersive correction remains near the step. We illustrate this discrepancy numerically and identify the resulting step-induced dispersive boundary layer. Building on these observations, we consider the strongly dispersive regime and derive a consistent model that explicitly describes this boundary layer for a small step.
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Analysis of PDEs

Bramson correction and convergence to the critical wave for Fisher-KPP equations on $\mathbb Z^d$

We consider Fisher-KPP equations with nearest-neighbor diffusion on $\mathbb Z^d$, $d\geq2$, with nonzero finitely supported initial data. We prove a logarithmic delay of the front along each signed coordinate axis and show that the transition region has uniformly bounded width. On every fixed-width half-tube around an axis, the solution converges to translates of the minimal-speed lattice traveling wave, with a bounded phase. We also obtain an upper bound with a logarithmic correction in every direction. The proof uses weighted estimates, bounds for tilted random walks, and a product lower solution. Concavity of the reaction is not assumed.
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Analysis of PDEs

Controlled harmonic map heat flow and blow-up from the disk to the sphere

We study the one-corotational harmonic map heat flow from the disk to the sphere with a Dirichlet boundary control. We introduce a control-adapted gluing strategy to prevent blow-up. More precisely, we construct explicit upper profiles and well-prepared boundary traces such that every nonnegative datum below one of these profiles and having boundary value above $\pi$ blows up under the corresponding constant trace, whereas the corresponding solution is global under every control below the associated well-prepared boundary trace. Controls with uniformly bounded time derivative also prevent infinite-time concentration. We also show that boundary control can drive any nonnegative datum to blow-up before any prescribed time, whereas bounded controls cannot prevent suitably fast concentration.
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Analysis of PDEs · Cross-listed from math.SP

Resolvent bounds and eigenvalue estimates of generalized Schrödinger operators with complex potentials on compact manifolds

We extend Cuenin's compact-manifold spectral bounds for Schrödinger operators with complex potentials to a general pseudodifferential setting. More precisely, we study operators \(P+V\), where \(P\) is a positive self-adjoint elliptic classical pseudodifferential operator of positive order and \(V\) is complex-valued. The main analytic input is a resolvent principle showing that spectral cluster estimates for \(P\) imply \(L^p\)-\(L^{p'}\) resolvent estimates along suitable complex curves. Combined with Sogge's spectral cluster bounds, this yields exterior-region resolvent estimates extending those of Krupchyk and Uhlmann; we also prove direct resolvent bounds in the interior region. On Zoll manifolds, we discuss the sharpness of the resulting spectral bounds.
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Analysis of PDEs

Secular Instability and the Turning-Point Principle for Rigidly Rotating Viscous Stars

We study axisymmetric stability of rigidly rotating viscous stars modeled by the free-boundary Navier–Stokes–Poisson (NSP) system. The unstable index of the linearized NSP generator, counted with Riesz algebraic multiplicity, equals the Morse index of the augmented energy at fixed mass and total angular momentum. We prove an abstract Kelvin–Tait–Chetaev theorem for damped gyroscopic equations with finite negative stiffness index, requiring no compactness assumptions and no spectral gap at zero; the stiffness kernel may be infinite-dimensional. In the NSP application, the viscous dissipation is degenerate: its axisymmetric kernel, generated by rigid axial translation and rigid rotation, is projected out before applying the abstract theorem, while conservation laws and a Routh reduction transfer the resulting instability index back to the full NSP generator. For slowly rotating branches with fixed total angular momentum, viscous instability begins at the continuation of a first nondegenerate spherical mass maximum. By contrast, for every sufficiently small nonzero angular momentum, the corresponding Euler–Poisson star remains axisymmetrically spectrally stable on an interval beyond this maximum. Thus dissipation can destabilize a rotating star before the corresponding inviscid star becomes unstable. This separation of the stability thresholds results from viscous redistribution of angular momentum, which removes the inviscid constraints on its material distribution while preserving its total value.
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Analysis of PDEs · Cross-listed from math.OC

Observability and controllability for the Schrödinger equation on polyhedra

We consider the observability and controllability for the Schrödinger equation on polyhedra. We show that for the Schrödinger equation on convex polyhedra in $\mathbb{R}^d\,(d\geq2)$, when the initial data possess $H^s\,(s>d/2)$ regularity, observability and controllability hold, with the control region being an arbitrary nonempty open neighborhood of the singular set of the boundary, which is the same as the control region for eigenfunctions. Our proof of observability is a concrete adaptation of the method in the Burq–Zworski black box control work, where the observability inequality is proved via a resolvent estimate. Hence, before proving observability, we present an observability resolvent estimate on polyhedra. The idea of the proof of this resolvent estimate comes from the case of eigenfunction concentration on polyhedra considered by Cekić–Georgiev–Mukherjee, which uses semiclassical measures and relies closely on the dynamical properties of the billiard flow in polyhedra. Finally, by a standard HUM argument, we show that observability implies controllability.
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Analysis of PDEs

Finite-time divergence of kinetic-energy fluctuations in a Schrödinger-induction flow

In this study, we use a constrained Schrödinger–induction system to investigate kinetic-energy fluctuations induced by a fluid singularity. Assuming the cited Navier–Stokes construction with zero initial velocity and its exact exterior profile, we construct a periodic trajectory from a constant normalized wave function and zero connection. The prescribed body force admits a smooth space–time extension across the normalized singular time $t=1$. In this construction, the probability density remains constant and the mean matter kinetic energy stays bounded, whereas the gauge-invariant kinetic-energy variance diverges. We prove a lower growth bound of order $(1-t)^{-1/2-5h}$, with $h$ fixed by the source construction, by integrating the fourth power of the complete velocity's magnitude over an exact exterior region where all oscillatory corrections vanish. After fixing a gauge with constant wave function, we identify a unique weak $L^2$ connection limit outside $L^4$ and construct its positive self-adjoint kinetic operator through the associated magnetic form. We further show that the normalized endpoint state belongs to the form domain but not the operator domain: its first kinetic spectral moment is finite, whereas its second is infinite. These results connect fluid concentration to a loss of kinetic-domain regularity and provide a dynamical benchmark for assessing the limits of mean-energy control in hydrodynamic wave formulations.
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Analysis of PDEs

Global nonlinear stability of the plasma-vacuum free boundary problem for the 2D ideal incompressible MHD

We address the plasma-vacuum interface problem in the two dimensional space. The plasma region is governed by the ideal incompressible magnetohydrodynamic equations. The vacuum region is described by the pre-Maxwell dynamics, with the unknowns set to zero for simplicity. This is a free boundary problem of ideal Euler type equations. Under the strong horizontal magnetic field in the plasma region, we prove the global in time nonlinear stability of the two dimensional plasma-vacuum interface. The proof relies on understanding the interplay between the dynamics of the fluids inside the domain and those on the free interface, as well as the inherent structures of the problem.
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Analysis of PDEs

Global well-posedness for the derivative nonlinear Schrödinger equation on the circle

We consider the derivative nonlinear Schrödinger equation on the circle, and prove that it is globally well-posed in the Sobolev space $H^1(\TT)$.

Analysis of PDEs · Cross-listed from math.OC

Boundary approximate controllability of some linear parabolic systems

This paper focuses on the boundary approximate controllability of two classes of linear parabolic systems, namely a system of $n$ heat equations coupled through constant terms and a $2 \times 2$ cascade system coupled by means of a first order partial differential operator with space-dependent coefficients. For each system we prove a sufficient condition in any space dimension and we show that this condition turns out to be also necessary in one dimension with only one control. For the system of coupled heat equations we also study the problem on rectangle, and we give characterizations depending on the position of the control domain. Finally, we exhibit a cascade system for which the distributed controllability holds whereas the boundary controllability does not. The method relies on a general characterization due to H.O. Fattorini.
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Analysis of PDEs

Classification of multi-solitons in one sense of time for the 5D energy-critical wave equation

We classify the multi-solitons, in the positive sense of time, of the focusing energy-critical wave equation in space dimension $5$, more precisely the solutions $u(t,x)$ of the equation \[ \partial_t^2 u - \Delta u - |u|^{\frac 4{3}} u = 0, \quad (t,x)\in [T_0,\infty)\times {\mathbb R}^5, \] which satisfy the estimate \[ \left\|\nabla_{t,x} \left(u(t) - \sum_{k} W_k(t) \right) \right\|_{L^2} \lesssim t^{-\frac12^+} \quad \hbox{for all $t\gg 1$}. \] Here, $\{W_k\}_k$ is any given finite family of traveling waves, based on the explicit ground state solution \[ W(x) = \left(1+ \frac{|x|^2}{15}\right)^{-\frac32} \] with collinear two-by-two different velocities.
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Analysis of PDEs

The $C^{p'}$-regularity conjecture near $p=2$

We prove the $C^{p'}$-regularity conjecture in every dimension when $p>2$ is sufficiently close to $2$. To this end, we establish improved Hölder estimates for the gradients of $p$-harmonic functions. These estimates also determine the first-order asymptotics of the optimal gradient Hölder exponent in every dimension. The proof combines compactness, harmonic rigidity of the limiting profiles, and a sharp uniform gap estimate for the first variation of the gradient excess.
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Analysis of PDEs · Cross-listed from math.OC

Null-controllability for some linear parabolic systems with controls acting on different parts of the domain and its boundary

In this work we study the null-controllability properties of linear parabolic systems with constant coefficients in the case where several controls are acting on different distributed subdomains and/or on the boundary. We prove a Kalman rank condition in the one-dimensional case. In the case where only distributed controls are considered we also establish related results such as a Carleman estimate.
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Analysis of PDEs · Cross-listed from math.OC

Boundary control for optimal mixing by two-dimensional second-grade fluids

We study optimal boundary mixing of a nondiffusive scalar transported by a two-dimensional incompressible second-grade fluid. The control is the tangential traction in a Navier-slip boundary condition, and the principal objective is the terminal $(H^1(\Omega))'$ mix-norm, supplemented by a quadratic control cost and an optional enstrophy reward. The second-grade constitutive law introduces a spatially filtered acceleration and a generalized vorticity; after lifting the nonhomogeneous boundary data, both $\mathbf{g}$ and $\partial_t\mathbf{g}$ enter the state equation, where $\mathbf{g}$ is the boundary control variable. We prove global state well-posedness for a passive scalar and well-posedness on a common, control-independent local interval for an active scalar. We then establish existence of an optimal control, directional differentiability of the control-to-state map in the topology required by the terminal objective, and a weak backward adjoint formulation. A duality identity yields the first-order variational inequality. In the absence of the friction coefficient $\beta$ and enstrophy reward weight $\zeta$ (that is, $\beta=\zeta=0$), the additional adjoint regularity implies uniqueness of the optimal control for all sufficiently large control penalties $\gamma$.
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Analysis of PDEs

Superlinear nonlocal diffusion systems for multispecies populations: well-posedness and discrete chain rules

A nonlocal diffusion system describing the dynamics of multi-species populations and approximating the Shigesada-Kawasaki-Teramoto (SKT) model is analyzed in a bounded domain. The model consists of a system of integro-differential equations of Andreu-Mazón-Rossi-Toledo type, in which a nonlocal cross-diffusion operator acts on nonlinear diffusion potentials. We establish the global existence and uniqueness of strong solutions. The existence proof relies on suitable a priori estimates derived from an entropy inequality, whose proof requires the development of novel discrete chain-rule inequalities. As a by-product, these inequalities provide the basis for the construction of structure-preserving finite-volume schemes for the corresponding local SKT system. Uniqueness of solutions is established by means of a duality argument. Finally, one-dimensional numerical simulations illustrate the nonlocal-to-local limit and the qualitative behavior of solutions for superlinear and sublinear diffusion potentials.
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