Analysis of PDEs
Dual modes in Kerr spacetimes and the Whiting transform: Mode stability revisited
Oliver Petersen and András Vasy
The purpose of the paper is to place Whiting's classical growing mode stability argument, extended to real frequencies by Shlapentokh-Rothman for the scalar wave equation and by Andersson, Ma, Paganini and Whiting in general, in the framework of classical PDE theory. The key steps are: a description of the dual or adjoint modes, a singular phase space pairing argument which is technically executed via the
Fourier transform, followed by a standard unique continuation result. One part of our description of the dual modes connects them directly to the standard mode solutions which are smooth over the event horizon. In the zero
spin case, there is a
geometric interpretation of this: quasinormal modes (for non-zero real frequencies) which are smooth across the future event horizon can be extended as distributional QNM solutions by 0 through the past event horizon. We also describe the behavior of mode solutions at the bifurcate sphere.
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Analysis of PDEs · Cross-listed from gr-qc
Mode stability for the Klein-Gordon equation on subextremal Kerr-de Sitter spacetimes
Peter Hintz
We prove mode stability for the Klein-Gordon equation on Kerr-de Sitter black hole spacetimes in the full subextremal range and for the range $m_{\rm KG}^2\in[0,\Lambda\sqrt{2}]$ of squared scalar field masses that includes, in particular, the minimally coupled case $m_{\rm KG}=0$ and the conformally coupled case $m_{\rm KG}^2=\frac{2}{3}\Lambda$ (i.e., the Teukolsky equation for
spin $0$). In combination with recent work by Petersen-Vasy, this proves, unconditionally, that sufficiently regular solutions of the scalar wave equation decay exponentially fast to constants, and in fact to zero for nonzero $m_{\rm KG}$.
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Analysis of PDEs
A unified approach to the divergence equation and related functional inequalities
Filippo Gazzola, Hans-Christoph Grunau and Gianmarco Sperone
The huge amount of literature about the divergence equation in bounded Lipschitz domains of $\R^n$ ($n\ge2$) is fairly disconnected and even apparently simple problems remain unsolved. We go several steps further in the knowledge of this equation and of some related inequalities. We prove that among its infinitely many solutions there exists a special one obeying elliptic regularity theory. This solution simplifies the definition of the Bogovskii constant $C_B$ and allows us to prove its attainment in smooth domains. We then obtain a universal lower bound for $C_B$ in any Lipschitz domain as well as a non-minimality criterion. As expected, balls are minimisers as the domain varies, although no symmetrisation technique is used. We also analyse ellipsoids and annuli: for the first we improve the (so far) best asymptotic inequality for thinning domains. Finally, we introduce higher-order Bogovskii constants, which lead to a polyharmonic Stokes problem. Not only regularity theory applies without smoothness of the domain when the source has some vanishing traces, but we also prove that balls are again minimisers among Lipschitz domains with the very same Bogovskii constant. Three main challenging open problems are suggested.
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Analysis of PDEs
Flexibility and rigidity of steady states of the two-dimensional Euler equations in an infinite channel
Yupei Huang, Chunjing Xie and Chilin Zhang
We study steady solutions to the two-dimensional incompressible Euler equations in an infinite channel, whose far-field limits are uniformly non-stagnant shear flows. In the smooth category,for a broad class of prescribed far-field shear profiles, non-shear steady states exist via the construction of two-dimensional solutions of the semilinear elliptic equations of stream function by the min–max method. In the analytic category, we establish a comparison principle for the analytic steady states and we show for a dense family of analytic uniformly non-stagnant shear profiles, every analytic steady state with the prescribed far field must itself be a shear flow. In particular, there are far-field shear profiles which exhibit flexibility in the smooth category but rigidity in the analytic category. Furthermore, the dense rigidity is sharp in the sense that there exists analytic shear profile which admits flexibility in the analytic category.
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Analysis of PDEs · Cross-listed from physics.flu-dyn
Vortex filament dynamics and vortex ring motion revisited
Andrew D Gilbert
The motion of a slender
vortex in ideal incompressible fluid is a classic problem in hydrodynamics. Formulae for the velocity of a
vortex ring go back to work of Kelvin, Helmholtz, Hicks and Dyson in the nineteenth century, while more recently a number of models have been created for simulating the motion of slender tubes of vorticity of general shape. For a
vortex tube or filament localised near to a curve C(t), the relevant small parameter to measure slenderness is the tube radius divided by the radius of
curvature of C. The present paper revisits this range of classic problems by introducing a coordinate system closely linked to the geometry of
vortex surfaces in a slender
vortex. The motion of fluid elements in this coordinate system has an action–angle form, and with this the vorticity equation simplifies radically. At the same time, however, most aspects of the shape or
evolution of a
vortex are thrown into the description of the coordinates, and in particular the corresponding metric and volume form. As the coordinate system is non-orthogonal and time-dependent, tools of differential geometry are most easily used to describe the structure of both vorticity and coordinate system, and a general mathematical framework is set out. This resulting system of equations is taken as far as possible with only the assumption of
vortex slenderness in place, but allowing arbitrary motions and distortions of the
vortex core and of the curve C(t). The modelling is applied to calculate the motion of a slender
vortex ring with arbitrary axial flow, solving directly for the shape of perturbed vorticity surfaces and giving results in agreement with earlier studies. The general framework set up in this paper is suitable for the development of simplified equations for
vortex motion and interaction in future studies.
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Analysis of PDEs
Critical Quasilinear Schrödinger Equations on the Heisenberg Group: Existence and Nonexistence
Ankit Mishra and Divya Goel
We study the quasilinear Schrödinger equation \begin{align*} -\Delta_{\mathbb{H}} u +V(\xi)u-\Delta_{\mathbb{H}} (\left|u\right|^{2\alpha})\left|u\right|^{2\alpha-2} u= \lambda \left|u\right|^{q-2}u + \left|u\right|^{p-2}u \quad \text{ in } \mathbb{H}^N, \end{align*} where $\Delta_{\mathbb{H}}$ is the Kohn
Laplacian on the Heisenberg group $\mathbb{H}^N$, $4\alpha<q<p \leq 2\alpha Q^*$, $\alpha>\frac12$, and $2\alpha Q^{*}$ is the critical exponent, $Q=2N+2$ being the homogeneous dimension and $Q^{*}=\frac{2Q}{Q-2}$. For $p=2\alpha Q^{*}$ and $\lambda>0$, we obtain a nontrivial solution, assuming that the potential is bounded below by a positive constant and is either asymptotically constant from above or invariant under a discrete subgroup of $\mathbb{H}^N$. In the opposite direction, we prove a Pohožaev identity for $\Delta_{\mathbb{H}}$ and combine it with the Nehari identity, obtaining a family of identities from which the quasilinear energy disappears exactly at the exponent $2\alpha Q^{*}$. This yields a nonexistence
theorem under a monotonicity condition on the potential with respect to anisotropic dilations and shows that no nontrivial solution exists for $\lambda \leq 0$; the sign of the subcritical perturbation determines solvability. Along the way, we show that every weak solution is bounded and decays exponentially in the Korányi gauge.
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Analysis of PDEs
The high dimensional monostable reaction-diffusion equation with free boundary and radial symmetry
Hongkai Cao, Jingyi Cui, Chengzhe Tang et al. (+1 more)
We consider the radially symmetric version of the reaction-
diffusion equation $u_t-d\Delta u=f(u)$ with a monostable nonlinearity $f$, viewed as a model for the spreading of a species with population range $r<h(t)$ and density $u(t,r)$ ($r=|x|$), where the free boundary $r=h(t)$ is governed by $u(t,h(t))=\delta>0$ and $h'(t)=-d u_r(t,h(t))/\delta$. For the one-dimensional case ($N=1$), Du \cite{DN} proved that when $\delta\in(0,1)$, spreading occurs: $u\to1$ locally uniformly in $\mathbb{R}$, $h(t)\to\infty$, and $\lim_{t\to\infty}[h(t)-c_*t]=\tilde{h}\in\mathbb{R}$ with no logarithmic shift. In the present paper we consider $N\ge2$ and establish a complete trichotomy: spreading for $\delta\in(0,1)$; transition for $\delta=1$, where $u\to1$ uniformly on $[0,h(t)]$ and $h(t)\to h_\infty\in(0,\infty)$; and vanishing for $\delta>1$, where $h(t)\to0$ and $u\to\delta$ uniformly on $[0,h(t)]$. For the spreading regime, by constructing sharp upper and lower solutions, we prove that the solution converges globally to the semi-wave profile and reveal a logarithmic shift of the form $ \lim_{t\to\infty}\big[h(t)-c_*t+c_N(\delta)\log t\big]=\hat{h}\in\mathbb{R}$, with the coefficient $c_N(\delta)>0$ satisfying $ \lim_{\delta\to0}c_N(\delta)=d(N-1)/c_0$, where $d(N-1)/c_0$ is the shift coefficient for the high-dimensional radial pushed-case Cauchy problem. These results reveal the connection to the spreading behavior modeled by the corresponding Cauchy problem.
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All authors Hongkai Cao, Jingyi Cui, Chengzhe Tang, Xiaoyan Zhang
Analysis of PDEs
Global Curvature Estimates for $\sigma_k$ Curvature Equations with $k\geq n/2$
Jin Yan
We establish a new concavity inequality for the elementary symmetric function \(\sigma_k\), which controls the spectral quadratic form arising from the second variation of \(\log\lambda_{\max}\). The proof is based on an easy–hard decomposition of the spectral variables. The easy region is treated using an optimal constrained concavity estimate for \(\sigma_k\), whereas the hard region is analyzed through Gårding-root coordinates and the concavity of the ordered partial sums of the inverse roots. As an application, for \(n/2\leq k<n\), we obtain global
curvature estimates for closed
star-shaped \(k\)-convex hypersurfaces satisfying \(\sigma_k(\kappa)=f(X,\nu)\) with a general positive right-hand side, together with the corresponding global-to-boundary estimates for Euclidean Hessian equations.
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Analysis of PDEs
Global Quasi-strong Solutions to the Voigt Regularization of a Diffuse Interface Model for Incompressible Two-phase Flows with Bulk-surface Interaction
Patrik Knopf, Maoyin Lv and Hao Wu
We analyze a thermodynamically consistent diffuse interface model for incompressible two-phase viscous flows with unmatched densities in a smooth bounded domain $\Omega\subset\mathbb{R}^d$ $(d=2,3)$. This model consists of the Navier-Stokes-Voigt equations for the velocity field and a convective Cahn-Hilliard equation with a singular potential for the phase-field variable. The resulting hydrodynamic system is subject to a generalized Navier slip boundary condition for the velocity field and Cahn-Hilliard-type dynamic boundary conditions for the phase-field variable and the chemical potential. With the aid of the Voigt regularization, we establish the existence of global quasi-strong solutions that satisfy an energy equality. This is achieved through a combination of delicate approximation schemes and a semi-Galerkin method.
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Analysis of PDEs · Cross-listed from math.SP
Uniform Resolvent Estimates for the Discrete Schrödinger Operator in Higher Dimensions
Yuda Chen
Let $H_0$ be the standard discrete
Laplacian on $\mathbb Z^d$, $d\geq4$, let $R_0(z)=(H_0-z)^{-1}$, and let $p'$ denote the Hölder conjugate of $p$, with $p'=\infty$ when $p=1$. We establish uniform diagonal resolvent estimates from $\ell^p(\mathbb Z^d)$ to $\ell^{p'}(\mathbb Z^d)$ by proving local
Fourier-decay bounds for surface measure on the Fermi surfaces of the
lattice dispersion relation. At a regular point, the decay is governed by the number of coordinate directions in which the quadratic term vanishes: after a local change of variables, these directions produce cubic one-dimensional phases, while the remaining directions are quadratic. For $d\geq5$, we prove the sharp global range \[ 1\leq p\leq\frac{2(d+2)}{d+5}. \] Away from the threshold energies, this range remains sharp in odd dimensions, whereas for even $d\geq6$ the sharp range improves to \[ 1\leq p\leq\frac{2(2d+5)}{2d+11}. \] In dimension four, we obtain uniform estimates for $1\leq p<4/3$ and an $\ell^{4/3}$-to-$\ell^4$ endpoint estimate with a square-root logarithmic loss. Matching anisotropic Knapp-type constructions give the corresponding necessary conditions. We also derive Birman–Schwinger and Kato smoothing bounds, complex-
eigenvalue estimates, and improved thin spectral projection estimates.
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Analysis of PDEs
Forced self-similar solutions to the stationary Navier–Stokes equations in a half-space
Yun Wang, Chunjing Xie and Shaoheng Zhang
We study axisymmetric self-similar solutions to the stationary Navier–Stokes equations in the half-space with the no-slip boundary condition, driven by an axisymmetric (-3)-homogeneous external force. If the tangential curl of the force on the unit sphere is sufficiently small, we prove the existence of a unique small solution; when the force is swirl-free, the solution is automatically swirl-free and unique. For a swirl-free external force $\boldsymbol{F}$, we introduce a scaling parameter $\lambda$ and consider the system with force $\lambda\boldsymbol{F}$; we prove that solutions exist precisely for $\lambda$ in an open interval containing zero. The same approach extends to solid cones with the no-slip boundary condition, where narrower opening angles allow the existence of solutions under larger external forces.
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Analysis of PDEs
Existence, uniqueness and long-time behavior of the $\lambda$-dissipative solutions to the two-component Hunter-Saxton system
Yu Gao and Hao Liu
In this paper, we construct the explicit characteristics for the $\lambda$-dissipative solutions ($\lambda\in[0,1]$) to the two-component Hunter–Saxton (2HS) system. Using these characteristics, we provide a comprehensive study of the existence, uniqueness, and asymptotic behavior of these solutions. For the fully dissipative case ($\lambda=1$), uniqueness follows from the absence of outgoing cusps. In the partially dissipative regime ($0<\lambda<1$), outgoing cusps are present. We formulate an exact Eulerian dissipation rule which identifies the energy that has already passed through wave breaking by the intrinsic condition $\rho=0$ and $u_x\geq 2/t$. This rule determines the dissipated part of the energy measure and yields uniqueness. This uniqueness applies to the classical Hunter-Saxton equation and seems to be the first uniqueness result for the general $\lambda$-dissipative solutions. Concerning the large-time dynamics, we show that the density $\rho$ and the singular part of the energy measure decay to zero as $t\to\infty$, indicating that all energy is eventually concentrated in the $u$-component. Moreover, we derive the leading-order asymptotic term, which takes the form of a kink-wave determined by the system's remaining energy. This kink-wave can be explicitly computed from the initial data and the dissipation parameter $\lambda$.
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Analysis of PDEs
Expanding solutions to the compressible Navier-Stokes equations with degenerate viscosities in spherical symmetry: global existence and inviscid limit
Shuying Hu, Zhouping Xin and Yuan Yuan
This paper is devoted to studying the strong solutions to the
vacuum free boundary problem for the isentropic compressible Navier-Stokes equations with density-dependent viscosities under spherical
symmetry, which models the motions of isentropic compressible viscous flows surrounded by
vacuum. We construct a class of expanding global solutions when the initial data is a small perturbation of the expanding affine solutions for the adiabatic exponent $\gamma>1$ and the viscosity coefficients proportional to $\rho^{\gamma}$, with $\rho$ being the fluid density. In addition, when the viscosity coefficients tend to zero, the perturbed solutions are proved to converge to the solutions to the compressible Euler equations with an explicit converging rate of viscosity coefficients.
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Analysis of PDEs · Cross-listed from gr-qc
A 3D Summation-by-Parts scheme on a Hyperboloidal Foliation of Minkowski
Shalabh Gautam
This paper summarises our previous work on a fully $3$D Summation-by-Parts scheme, derived for a class of linear wave equations on hyperboloidal slices on a fixed Minkowski background. The scheme is derived in spherical polar coordinates, and allows having grid points at the origin and on the $z$-axis, despite coordinate singularities, and at infinity, by introducing compactification followed by rescaling, and is proved to be stable. Reducing it to the standard Cauchy problem, or to finite spacelike slices with an outer boundary, will follow a similarly. Second-order accurate finite-difference methods are used to implement this scheme numerically, but higher-order finite-difference or spectral methods could also be used. Kreiss-Oliger dissipation operators are generalized to curvilinear coordinates and are defined everywhere in the domain, including at the boundary points, such that they satisfy the dissipative property in the energy norms. We also propose new norm convergence tests that include all the grid points at all resolutions and produce more accurate results. Promising results are obtained, giving hope for application to fully nonlinear systems, like the Einstein Field Equations, and extracting the resulting gravitational waves free of systematic errors or gauge ambiguities.
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Analysis of PDEs
Geometric refinements of Liouville-type theorems for the stationary Navier–Stokes equations in $\mathbb{R}^3$
Juhyeong Lee
We prove Liouville-type
theorems for smooth solutions $(u,p)$ of the stationary Navier–Stokes equations in $\mathbb R^3$ satisfying the finite Dirichlet energy condition and the uniform decay condition. Our results give
geometric refinements of two recent Osgood-type criteria, namely the relative decay criterion and the weighted integrability criterion formulated in terms of the head pressure $Q=\frac{1}{2}|u|^2+p$. The proof exploits several properties of the head pressure and the scalar triple-product structure of $(u\times\omega)\cdot\nabla Q$. Combined with an Osgood-type representation of the total vorticity energy, this
geometric structure yields Liouville-type criteria involving only the tangential interaction of $u$ and $\omega$ over the superlevel sets of $|Q|$. In the relative decay setting, they lead to Osgood-scale smallness conditions that allow subcritical growth beyond the corresponding uniform bounds. In the weighted integrability setting, the previous conditions involving the full velocity and velocity gradient are refined to involve only the tangential components of $u$ and $\omega$ along the level surfaces of $Q$, together with an angular factor measuring their relative orientation.
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Analysis of PDEs
Global well-posedness of strong solutions to the initial-boundary value problem for a two-dimensional stress-diffusive Oldroyd-B model in the creeping flow regime
Yinghui Wang, Shihao Zhang and Zhuo Zhang
This paper investigates the global well-posedness of strong solutions to a stress-diffusive Oldroyd-B system in two-dimensional smooth bounded domains in the zero Reynolds number (creeping flow) regime. The stress-
diffusion term is kept explicit throughout the paper and is understood as the usual center-of-mass
diffusion regularization of the Oldroyd-B constitutive equation. In the corresponding non-diffusive creeping-flow setting, the strongest available result is a Beale-Kato-Majda type breakdown criterion for the three-dimensional Cauchy problem due to Kupferman, Mangoubi and Titi [Commun. Math. Sci. 6 (2008)], and global well-posedness remains open even in two dimensions. We prove the global existence and uniqueness of strong solutions for arbitrarily large H1 initial polymeric stresses satisfying the natural non-negativity condition on the conformation tensor. The result covers the initial-boundary value problem on general smooth bounded domains and shows how the Stokes elliptic structure, the preservation of the non-negativity of the conformation tensor, and the stress
diffusion combine to close large-data estimates at the H1 level. We also point out a regularity feature specific to the zero Reynolds number regime: the velocity field gains higher spatial regularity from the elliptic Stokes equation than the polymeric stress tensor.
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Analysis of PDEs
Periodic Solutions for a Nonlinear Dirac Equation with Soler-Type Nonlinearity
Fuping Zhang
We study nonlinear Dirac equations on the three-dimensional
torus with subcritical Soler-type nonlinearities. The variational problem is strongly indefinite, while the non-coercive Soler potential prevents direct compactness. We recover the Palais–Smale condition by introducing a small coercive perturbation. Refined spectral estimates and a linking argument yield perturbed solutions with uniform energy bounds. Passing to the limit as the perturbation vanishes gives a nontrivial continuously differentiable periodic solution. This existence result holds for every spectral parameter in an explicit interval below the mass.
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Analysis of PDEs · Cross-listed from math.DG
Yang-Mills-Higgs-Schrödinger flow
Bo Chen and Chong Song
In this paper, we initiate the study of the Yang-Mills-
Higgs-Schrödinger(YMHS) flow, i.e. the
Hamiltonian flow of the Yang-Mills-
Higgs functional defined on a symplectic fiber bundle. The YMHS flow provides a natural gauge-theoretic extension of the classical Schrödinger flow within the framework of symplectic reduction theory, and generalizes the Chern-Simons-Schrödinger equations to a non-Abelian gauge and non-linear fiber setting. We study its
geometric structures and establish the local well-posedness of the corresponding Cauchy problem on compact Riemann surfaces.
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Analysis of PDEs
Almost periodic solutions of the defocusing mKdV equation
Long Li and Milivoje Lukić
We study the Cauchy problem for the defocusing mKdV equation with almost periodic initial data. If the initial data corresponds to a reflectionless Dirac operator which satisfies certain Craig-type conditions on the spectrum, we prove that the Cauchy problem has solution that is almost periodic in spacetime, and that this is the only solution which is locally bounded in a suitable sense. In particular, the result applies to small analytic quasiperiodic initial data with Diophantine frequencies.
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Analysis of PDEs · Cross-listed from math.FA
The sharp discrete Hardy inequality on $\Z^3$
Natanael Alpay
We determine the sharp constant in the nearest-neighbor Hardy inequality on $\Z^3$ with the Euclidean inverse-square weight. For every finitely supported function $u:\Z^3\to\C$, we prove \[ \sum_{x\in\Z^3}\sum_{j=1}^3 |u(x+e_j)-u(x)|^2 \geq \frac14\sum_{x\in\Z^3\setminus\{0\}} \frac{|u(x)|^2}{|x|^2}. \] The coefficient $1/4$ is sharp, and equality is not attained by a nonzero finitely supported function. The proof uses an explicit reciprocal edge field and an edgewise completion of squares, together with a concavity argument for the associated vertex weight.
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