Analysis of PDEs
Papers
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Tuesday 30 June
In this article, we investigate the local well-posedness of the nonlinear Schrödinger equation on the two-dimensional sphere $\mathbb{S}^2$: \begin{align*} i\partial_tu+\Delta_{g}u=F(u). \end{align*} The nonlinearity $F(u)$ is assumed to be gauge-invariant. More presicely, there exists a function $V\in C^\infty(\mathbb{C},\mathbb{R})$ such that $F=\frac{\partial V}{\partial \bar{z}}$. Moreover, $V(z)$ obeys \begin{equation}\label{H-11} V(e^{i\theta}z)=V(z),\,\,\theta\in\Bbb R,\,\,z\in\Bbb C, |\partial_z^{k_1}\partial_{\bar{z}}^{k_2}V(z)|\leq C_{k_1,k_2}(1+|z|)^{1+\alpha-k_1-k_2},\tag{H-1} \end{equation} for some $\alpha\geq3.$ The main contribution of this paper is the new lower bound of threshold of local well-posedness $s_c(\mathbb{S}^2,\alpha)$. Specifically, under assumption \eqref{H-11}, we prove that for $\alpha \geq 3$, the equation is ill-posed in $H^s(\mathbb{S}^2)$ with $s < 1 - \frac{2}{\alpha-1}$ in the sense that the norm inflation occurs. Combined with the well-posedness in Yang [Sci. China Math. 58 (2015), 1023-1046], the exact threshold $s_c(\mathbb{S}^2,\alpha)$ for $\alpha\geq5$ is $1-\frac{2}{\alpha-1}$, which matches the scaling-critical regularity as the Euclidean setting. Moreover, for $\alpha \in [3, \frac{11}{3})$, we show that the solution map is not uniformly continuous in the range $0 < s < \frac14$ for the power-type nonlinearity $F(u)=|u|^{\alpha-1}u$, which lies strictly above the scaling-invariant threshold. This provides a new characterization of the ill-posedness regime for all $\alpha \geq 3$, extending an earlier result of Burq-Gérard-Tzvetkov [Math. Res. Lett. 9 (2002), 323-335]. Our result can also be regarded as a Schrödinger counterpart of Xia [Int. Math. Res. Not. (2021), 15533-15554].
Analysis of PDEs
Group Theoretic Constructions of Singular Set in a Long Range Segregation Model
In this paper, we construct several explicit examples of singular sets of Hausdorff dimension $(n-2)$ in $\mathbb{R}^n$ on free boundaries for an elliptic system modeling long range segregation. The system has been previously studied by Caffarelli, Patrizi and Quitalo in \cite{CL2} for the regularity of the free boundary in dimension two, and by the author and Torres in \cite{ChPaTo26_2} for the partial regularity in higher dimensions. However, the dimension of the singular set is unknown, and no concrete examples of singular set are known in the literature due to the nonlocal nature of the elliptic system. In this paper, we overcome this difficulty by rigidity and finite group action. As a byproduct of our result, we see that singular points can exist for the model in any dimensions. We also show that our method can be applied to the study of the singular set in the adjacent model. Finally, we also discuss some related open problems for future studies.
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Analysis of PDEs · Cross-listed from math.PR
The well-posedness of stochastic Korteweg–de Vries equations revisited
In this paper, we propose a new view, which leads to almost sure well-posedness in $H^{s}(\mathbb{R}), s\geq 0$, for studying stochastic KdV equations. Different from \cite{de1999white} or \cite{kdvmuti}, by introducing a solution space inspired by \cite{guo2009global}, we prove the local well-posedness result only under natural $H^s(\mathbb{R}), s\geq 0$ conditions parallel to deterministic KdV equations. Furthermore, just basing on the $L_x^2$ conservation law of KdV equations, we extend the solution to a global one. The well-posedness frame obtained in this paper not only reduces several restrictions of the noise kernel, but may also have crucial values when one deals with dynamical problems of stochastic KdV equations.
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Analysis of PDEs
Cone Minimax Principles for Non-Selfadjoint Operator Pencils
We propose a variational approach to principal spectral values of non-selfadjoint operator pencils $\mathcal L u=\lambda\mathcal G u$, where the weight operator $\mathcal G$ may be singular. The aim is to obtain Rayleigh-type minimax formulas for selected real spectral levels in settings where the standard selfadjoint variational theory is unavailable and positivity-based methods may not apply directly. The construction is based on the extended two-variable Rayleigh quotient \[ \mathcal R(u,v) = \frac{\langle \mathcal L u,v\rangle} {(\mathcal G u,v)_H},\] defined on admissible cone pairs. It leads to dual sup-inf and inf-sup principal levels, cone quasi-eigenvalues, and corresponding trapping and saddle-point principles. The resulting minimax formulas characterize selected real cone levels of non-selfadjoint operator pencils and identify them with principal spectral values whenever positive right-left eigenpairs exist, including cases with non-invertible operators and singular weights. We prove that these formulas are stable under finite-dimensional approximation. Thus the classical idea of approximating spectral data by finite-dimensional variational problems acquires an analogue for non-selfadjoint operator pencils in an ordered cone setting. The method also yields a posteriori spectral certificates, one-sided perturbation bounds, and approximation estimates. Elliptic examples illustrate both the scope of the method and the sharpness of the estimates.
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Analysis of PDEs
Uniqueness for an inverse problem of determining order and temporal factor of the source for time-fractional evolution equations
This paper addresses the inverse problem of simultaneously recovering the fractional order $\alpha \in (0,1)\cup (1,2)$ and the time-dependent source factor $p(t)$ in the Cauchy problem for an evolution equation with a general self-adjoint operator $A$ in a Hilbert space $X$. The overdetermination condition is given by the scalar product $( u(t), \psi)_X$ for $0 < t < T$, where $\psi \in D(A)$ is an arbitrary fixed element. Uniqueness of the fractional order $\alpha$ is established independently of the specific form of the elliptic operator $A$ and the source function $p(t)$. Furthermore, uniqueness of the factor $p(t)$ is proved not only under the trivial overdetermination $( u(t), \psi)_X = 0$ for all $t \in (0,T)$, but also when the function $t \mapsto ( u(t), \psi)_X$ possesses sufficient smoothness. The proof relies on a decomposition of the solution near $t=0$ into a least smooth component and a smoother remainder.
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Analysis of PDEs · Cross-listed from gr-qc
Stability of the Minkowski spacetime in Newman-Unti gauge
We prove small-data global stability of the Minkowski solution to Einstein's equations in a centre-normalised outgoing null-geodesic gauge. Our scheme involves first using the $r^p$-estimates of Dafermos-Rodnianski to control certain components of the Weyl tensor which satisfy a decoupled tensorial wave equation. Having established this control, all remaining geometric quantities are controlled by transport equations, taking initial conditions at a regular central axis. This method establishes global stability for initial data which decay only weakly to flat space and can establish additional asymptotic control when the data are assumed to have more structure.
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Monday 29 June
Analysis of PDEs · Cross-listed from math.MG
Sobolev spaces on snowtrees
We introduce a discrete-energy Sobolev space $\mathcal{W}^{1,p}_{\mathscr V}(T)$ on Ahlfors regular snowtrees, a class of metric trees where every arc is a snowflake of the same type. Our main result shows that, for every partition $\mathscr V$ and every $1<p<\infty$, this discrete space coincides quantitatively with the Korevaar–Schoen space on $T$. This fact and the independence of the space on the particular partition used to define $\mathcal{W}^{1,p}_{\mathscr V}(T)$ are both novel even for the class of geodesic trees. We also determine the critical Korevaar-Schoen exponent for Ahlfors regular snowtrees and prove capacity attainment and upper estimates, which reveal the appropriate walk dimension needed for the corresponding probabilistic profile on these trees.
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Analysis of PDEs
On soliton clusters and collision blow up for the $L^2$-critical Hartree equation
We consider the $L^2$-critical nonlinear Hartree equation in $\mathbb{R}^{1+4}$ and multisoliton solutions for which the trajectories are approximated to leading order by an $m$-body law. We obtain soliton clusters asymptotically following hyperbolic-parabolic trajectories of the corresponding $m$-body problem. By pseudo-conformal invariance, we then conclude finite-time collision blow-up with any number of clusters, each consisting of an arbitrary number of solitons, colliding simultaneously at distinct prescribed points.
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Analysis of PDEs
The many-body Blaschke-Santaló type inequality via optimal transport
Let $K_1,\ldots,K_k\subset\mathbb R^n$ be origin-symmetric measurable sets of finite volume such that \[ \sum_{1\le i<j\le k}\langle x_i,x_j\rangle\le \binom{k}{2}, \qquad \forall\,x_i\in K_i, x_j\in K_j. \] We prove the sharp many-body Blaschke–Santaló type inequality \[ \prod_{i=1}^k |K_i|\le |B^n|^k \] proposed by Kalantzopoulos and Saroglou, and characterize all equality cases. The proof combines multi-marginal optimal transport with a pseudo-Euclidean volume estimate. Using the geometric–functional equivalence of Kalantzopoulos and Saroglou, we also establish the functional version inequality proposed by Kolesnikov and Werner.
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Analysis of PDEs
Higher Order Convergence for the Sharp Interface Limit of 3D Navier–Stokes/Allen–Cahn Systems
We show convergence of solutions to a Navier–Stokes/Allen–Cahn system as the interfacial thickness $\varepsilon>0$ tends to zero for well-prepared initial data as long as the limit system possesses a sufficiently smooth solution. The limit system consists of a two-phase Navier–Stokes system separated by a sharp interface in the presence of surface tension coupled to a convective mean curvature flow equation. In comparison to previous results we obtain improved convergence estimates for higher-order norms. These enable us to prove convergence in the case of three space dimensions and non-constant viscosity, which was unknown before. The convergence results relies crucially on uniform higher-order estimates for the associated linearized Navier–Stokes/Allen–Cahn system in suitably weighted $L^2$-Sobolev spaces. Here a novel problem-adapted weight proportional to the sum of $\varepsilon$ and the distance to the sharp interface of the limit, which gives improved and sharp estimates, is an important new ingredient. This approach can be potentially adapted to other sharp interface limits as well.
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Analysis of PDEs
A positive ground state for a planar Choquard equation with mixed diffusion and critical exponential growth
We study a two-dimensional Choquard equation driven by the mixed local and nonlocal operator $L:=-\Delta+(-\Delta)^s$, where the nonlinearity has critical exponential growth of Trudinger–Moser type. Under a coercive assumption on the potential and suitable one-sided assumptions on the nonlinearity, we prove the existence of a least energy positive solution. The proof combines Nehari manifold minimization, compactness below the critical Trudinger–Moser threshold, local regularity, and a strong maximum principle.
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Analysis of PDEs
The massless Boltzmann equation in Minkowski spacetime
We study the spatially homogeneous, massless Boltzmann equation in Minkowski spacetime for a certain range of hard and soft interactions. For hard interactions, we derive a Povzner-type inequality for massless particles and show that solutions exist for all time into the future. For soft interactions, we employ singular weights to control singularities at $ p = 0 $, which arise from the masslessness of particles, to obtain local existence. These results, which are among rather few proofs of existence for the massless Boltzmann equation, are motivated by our earlier work on the massless Einstein–Boltzmann system in certain cosmological settings.
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Analysis of PDEs
Convergence of the PML method for scattering problems in poroelastic media
This paper is concerned with the time-harmonic wave scattering problems in three dimensional poroelastic media. By introducing an intermediate variable $p$, the original $\mathbf{u}-\mathbf{w}$ system is equivalently transformed into a $\mathbf{u}-p$ system with fewer degrees of freedom, which facilitates the derivation of the fundamental solution, Green's identity and positivity of the complex wave numbers. A perfectly matched layer (PML) method is then introduced in the spherical coordinates to truncate the unbounded scattering problem. Under certain assumptions on the poroelastic and PML parameters, we prove the existence and uniqueness of solutions to the PML problems both in the truncated domain and layer. Moreover, the exponential convergence of the PML method is established in terms of the thickness and parameters of the PML layer. The proof is based on the PML extension and the exponential decay properties of the stretched fundamental solution. As far as we know, this is the first convergence result of the PML method for poroelastic scattering problems.
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Analysis of PDEs · Cross-listed from math.NA
Adjoint-Based Bayesian Uncertainty Quantification for PDE-Constrained Inverse Problems with Application to Semiconductor Imaging
We formulate a Bayesian framework for reconstructing doping profiles in pn-junction semiconductor devices from boundary flux measurements. The unknown doping field is modeled as a piecewise-constant function characterized by an unknown interface and two plateau concentrations, leading to a nonlinear ill-posed inverse problem governed by a Poisson-Boltzmann-type equation. To represent this structure while enabling efficient gradient-based inference, we introduce a pushforward prior constructed by mapping a latent Gaussian field with Matérn-type covariance through a sigmoid transformation. The latent field is parameterized by a truncated Karhunen-Loève expansion, while the two piecewise-constant levels are represented by scalar plateau parameters. The prior yields differentiable approximations of piecewise-constant fields with controllable interface sharpness. We establish well-posedness of the Bayesian formulation by proving Lipschitz continuity of the forward map and Hellinger stability of the posterior. We then sample the posterior using the No-U-Turn Sampler (NUTS) with gradients computed by the adjoint method. Numerical experiments show that the combination of the proposed prior and NUTS provides more efficient posterior exploration than the dimension-robust preconditioned Crank-Nicolson (pCN) sampler, yielding one to two orders of magnitude larger effective sample sizes. In the known-plateau setting, the method reconstructs both planar and curved interfaces and provides spatially resolved uncertainty quantification (UQ). When the interface geometry and plateau concentrations are inferred jointly, posterior correlations reveal structural non-identifiability. These results demonstrate the effectiveness of combining pushforward priors with adjoint-gradient-based sampling for reliable UQ in nonlinear partial differential equation-constrained inverse problems with sharp interfaces.
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Analysis of PDEs
Existence and convergence of the area-constrained elastic flow
We study the evolution of plane closed curves with fixed area moving by the negative $L^2$-gradient of their elastic energy. For smooth initial data, we establish local and global existence of the flow. By imposing a simplicity assumption and an initial energy bound, we show that the length of the evolving curve remains uniformly bounded. This yields subconvergence to a critical point, which is then improved to full convergence by utilizing a Łojasiewicz–Simon inequality. Conversely, an analysis of the energy profile curve, which maps a given length to the minimal energy among all curves with that length and fixed area, reveals that the length diverges to infinity for initial data satisfying specific length and energy criteria. We visualize our findings through numerical simulations.
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Analysis of PDEs
Wasserstein regularity of vorticity solutions to the 2D Navier-Stokes equations
One proves that the the vorticity flow of 2D Navier Stokes equation can be identified with an absolutely continuous curve in Wasserstein space W_{p} where p\in [1,2}.
Analysis of PDEs
Long-range scattering
We study the scattering problem for a long range potential, which is time dependent. We prove the existence and completeness of the scattering wave operators, and find some properties of the weakly localized, non-scattering part of the solution. The method we use follows recent methods introduced and applied to short range systems.
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Analysis of PDEs
Blow-up for weakly superlinear heat equations and blow-up controllability of the linear heat equation
The aim of this article is twofold: (a) to revisit the blow-up theory of weakly superlinear heat equations; (b) to explore the notion of internal global/regional blow-up controllability for the linear heat equation.
Analysis of PDEs
Stabilizing effect of a background magnetic field on the 2D damped wave-type MHD equations
The stabilizing effect of a background magnetic field on electrically conducting fluids has been rigorously established for the standard MHD equations. This paper extends this theory to the more physically accurate damped wave-type MHD equations, where the induction equation is hyperbolic-parabolic and the velocity field has only vertical damping with no dissipation. These two features make the stability analysis harder than in the standard MHD setting. To overcome these difficulties, we design an energy functional exploiting the anisotropic structure, and discover a remarkable cancellation between the two most dangerous nonlinear terms by exploiting the full algebraic structure of the coupled system. As a consequence, we prove that any small perturbation near the background magnetic field is globally stable and establish optimal decay rates consistent with the 2D heat equation. To the best of our knowledge, this is the first rigorous stability result for the damped wave-type MHD equations near a background magnetic field.
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Analysis of PDEs
Invariant Gibbs measures and global dynamics for fractional cubic Schrödinger equations on the torus
We consider the defocusing Wick-ordered cubic fractional nonlinear Schrödinger equation on the two-dimensional torus with dispersion relation $\omega(k)=|k|^\alpha$. In the weakly dispersive regime $\frac{29}{15}<\alpha<2$, we construct global dynamics for almost every initial datum with respect to the associated Gibbs measure as the limit of the finite-dimensional truncated flows and prove invariance of the Gibbs measure. The core of the proof is an almost sure local theory based on the method of random averaging operators (arXiv:1910.08492v2). The main new ingredients are fractional lattice counting estimates and localized random tensor bounds, which exploit the geometric structure of the fractional phase in place of the classical number-theoretic tools available for quadratic dispersion.
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Analysis of PDEs
Solitary waves for a higher order Boussinesq system: Stability and numerical experiments
In this work, we study the nonlinear orbital stability of solitary-wave solutions for a class of higher-order Boussinesq systems with Hamiltonian structure. Using variational methods and the asymptotic connection with generalized fifth-order KdV equations, we establish orbital stability results for a broad family of homogeneous and nonhomogeneous nonlinearities satisfying suitable scaling assumptions. We also perform numerical simulations to investigate the stability criterion associated with the solitary waves. The numerical results suggest that the range of wave velocities leading to orbital stability may be larger than that predicted by the theoretical analysis.
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Analysis of PDEs
Bifurcation and global continuation of travelling-rotating Schrödinger maps on the sphere
We study travelling-rotating solutions of the Schrödinger map equation into the sphere, viewed as tangent profiles of rigid vortex filaments. Two first integrals reduce the profile equation to a scalar cubic equation for the vertical component, giving an elliptic-function description and explicit closure conditions. We prove bifurcation from the equatorial branch at $\lambda_k=R\sqrt{k^2-1}$, $k\ge2$, and establish a global continuation alternative inside the regular non-polar class. The possible boundary mechanisms are pole contact, vertical collapse, and double-root degeneration. Numerical continuation of the equatorial branches suggests convergence to the north-pole boundary. Up to gauge, the reconstructed vortex filaments are of Kida type.
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Analysis of PDEs · Cross-listed from math.CA
Rectangles, triangles and Schrödinger waves
Can a finite set of lattice points determine many rectangles and few isosceles triangles? This turns out to be a surprisingly interesting question in combinatorial geometry that we answer using basic analytic number theory combined with a finite-field construction. The result is useful because it gives obstructions to Mizohata–Takeuchi-type estimates in the setting of the paraboloid. Specifically, we establish transference between Euclidean and periodic weighted $\mathrm{L}^2$ estimates for solutions to the Schrödinger equation, and then relate the failure of the latter to quantities tied to combinatorial problems, such as the one above. By completing this programme we give new explicit combinatorial counterexamples to the paraboloid case of the Mizohata–Takeuchi conjecture, which was recently shown to be false by Cairo for curved hypersurfaces.
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Analysis of PDEs
Asymptotic justification of the Reynolds equation for a spherical bearing
To our knowledge, there is no rigorous mathematical justification of the Reynolds equation for a spherical bearing. In this article, we demonstrate that the solution of the Stokes problem in a domain between two closely spaced spheres converges, as the distance between the spheres approaches zero, to the solution of a "Reynolds equation".
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Analysis of PDEs · Cross-listed from math.SP
Inequalities between Dirichlet and Neumann eigenvalues in large dimensions
Let $\Omega$ be a bounded domain in $R^d$. Denote by $\lambda_k$ (resp. $\mu_k$) the eigenvalues of the Laplace operator in $\Omega$ with Dirichlet (resp. Neumann) boundary conditions. Denote by $\Psi = \Psi (d,k,\Omega)$ the shift of indices in the inequality $\mu_{k+\Psi} \le \lambda_k$. We are interested to describe the behaviour of $\Psi$ for large $d$. We prove that a) $\Psi (d,1,\Omega) \ge C (e/2)^d$ for all domains $\Omega$; and b) $\Psi (d,k,\Omega) \ge C (e/2)^d$ for all $k$ and all convex domains $\Omega$.
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Analysis of PDEs
Uniqueness and non-uniquess for the mean field control of fisheries
We study a Mean Field Control system arising in the management of fisheries with a special emphasis on non-uniqueness issues. Namely, we focus on a situation where a group of players coordinate in order to harvest a fishery in the most efficient way possible. A major challenge in such modelling is the coupling between the dynamics of fish population, which we model through a reaction-diffusion equation, and that of the players, which is seen through the lens of Mean Field Control. The resulting evolution system consists of four coupled equations. A central issue, both in the analysis and from the modelling perspective, is the uniqueness of solutions of this system. By focusing on the ergodic (or static) counterpart of the evolution equation, we show that one should in general expect the emergence of multiple solutions. Our approach relies on the theory of bifurcation, and the bifurcation parameter we take is the (biologically relevant) total amount of food available to the population. We also give refined uniqueness criteria that allow to bypass several limitations of previous works on this type of system [39]. This fits within two growing research lines: one on the optimal harvesting of fisheries [40, 39], one on questions of non-uniqueness in Mean Field Games and Mean Field Control [3, 27, 36].
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Analysis of PDEs
A lattice Boltzmann scheme with equilateral triangles for diffusion and acoustics
This contribution studies the Boltzmann scheme on a “D2T4”grid constructed on meshes using equilateral triangles. The center of each triangle is connected to itself and to three other triangles via the edges of the mesh. We adopt the multiple relaxation time approach. Applications for diffusion and acoustics problems are considered. Consistency analysis is particularly delicate. We propose an approach based on taking bipoints into account. We derive equivalent partial differential equations for diffusion and acoustics. These systems of equations are then approximated numerically using the D2T4 lattice Boltzmann method. A comparison with an analytical calculation in the case of periodic boundary conditions shows the convergence of the D2T4 lattice Boltzmann scheme.
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Analysis of PDEs · Cross-listed from math.DG
Min-Max Construction of Anisotropic Minimal Surfaces with Genus Bound
We establish an anisotropic analogue of the celebrated theorem of Meeks-Simon-Yau: every minimizing sequence of surfaces within a fixed isotopy class converges to a smooth stable anisotropic minimal surface, with genus lower semicontinuity. This result also strengthens White's foundational existence theory for anisotropic minimal disks. As an application, we develop an anisotropic Simon-Smith min-max theory. In every closed $3$-manifold, we construct anisotropic min-max sequences within fixed isotopy classes whose limits are stable anisotropic minimal surfaces that are smooth except possibly at a single point. If the integrand satisfies either an ellipticity bound or a $C^3$-pinching condition, we remove the singular point by proving two independent removable singularity theorems for anisotropic minimal surfaces that are smooth and stable away from finitely many points. These removable singularity results also allow to remove the singularities arising in the anisotropic Almgren-Pitts min-max construction in $3$-manifolds of De Philippis-De Rosa and in its multiparameter variants.
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Analysis of PDEs
Multiphase formulation of the Vlasov-Navier-Stokes equations
In this paper, we study a particular family of solutions of the Vlasov-Navier-Stokes system posed on $\mathbb{R}^d$ (with $d\geq 2$), and show their convergence to the unique solution of the pressureless Euler-Navier-Stokes system. A global existence result for the latter system, in the small data regime, was established in \cite{MonENS}. Here we place ourselves in a multiphase framework, introduced and studied by Zakharov in \cite{Zakharov1,Zakharov2}, in order to carry out an analogous analysis for a system that we will call multiphase pressureless Euler-Navier-Stokes. We then study the single-phase limit and obtain a rigorous link between the Vlasov-Navier-Stokes system and the pressureless Euler-Navier-Stokes system.
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Analysis of PDEs
Strichartz Estimates for the Liouville Equation on Euclidean Tori and Applications to Kakeya
We prove Strichartz estimates for the space-time density $\rho$ of solutions to the free Liouville equation on flat tori. In dimension one, we obtain the optimal range of estimates for the density $\rho \in L^p_{t,x}$ in terms of $f_0 \in L^{a}_vL^{b}_x$. In higher dimensions, we prove that such estimates cannot hold and that a weight has to be added: $\rho$ can be bounded in terms of the norm of $|v|^\gamma f_0$. We conjecture a range of optimal estimates, and partially prove them. Finally, these results have natural applications to the $X$-ray transform and Kakeya problems on Euclidean cylinders.