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Electrical Engineering and Systems Science

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Monday 7 September

Signal Processing · Cross-listed from cs.AI

EEG-Driven Decoding Framework for Passenger Hazard Perception in Highly Automated Vehicles

Reliable risk assessment remains a central challenge for Autonomous Vehicles (AVs). Despite advances in automation, passenger cognition provides a non-intrusive auxiliary signal that improves both objective and perceived safety without requiring active human intervention. We introduce an Electroencephalogram (EEG)-based Brain-Computer Interface (BCI) that decodes passenger neural responses for both Risk Prediction (RP) and Danger Identification (DI), explicitly modeling humans as passengers to match real-world AV use. To achieve this, we propose the Passenger Cognitive Model (PCM), Risk-aware Sequential Labeling (RSL), and the Passenger EEG Decoding Strategy (PEDS), which integrates a 3D Convolutional Recurrent Neural Network (3D-CRNN) model for joint EEG decoding. Experimental results show that 3D-CRNN achieves a Balanced Accuracy (BA) of $95.3\% \pm 2.7\%$ in RP and improves single-subject DI from $80.9\% \pm 3.9\%$ to $85.0\% \pm 3.2\%$ with RSL. Event-wise analyses further show that 3D-CRNN consistently outperforms other models across different event types in RP and DI. In generalization experiments, 3D-CRNN achieves $77.0\% \pm 5.3\%$ BA in cross-session DI and $77.4\% \pm 1.1\%$ BA on seen subjects in cross-subject evaluation, while maintaining a $64.9\% \pm 8.5\%$ BA on unseen subjects, demonstrating promising generalizability and transferability across both intra-subject and inter-subject variability. These findings establish an Electroencephalogram (EEG) decoding framework for AV passenger hazard perception and suggest that passenger cognitive signals can provide auxiliary supervision for future AV decision-making and Safety of the Intended Functionality (SOTIF) support.
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All authors Yingkai Yang, Ashton Yu Xuan Tan, Bowen Li, Xiaorong Gao, Sifa Zheng, Jianqiang Wang, Xinyu Gu, Yang Zhao, Yuxin Zhang, Sharon X. Huang, Tania Stathaki, Jun Li, Hong Wang

2609.07128 · 7 Sep · 31 pages, 8 figures, 13 tables, including appendices. Accepted for publication in Automotive Innovation. Yingkai Yang and Ashton Yu Xuan Tan contributed equally. Corresponding author: Hong Wang. Data: https://doi.org/10.21227/jw72-m261 ; Code: https://github.com/SOTIF-AVLab/EEG2023

Systems and Control

Observer-Based Robust Control for an Aerial Manipulator System under Unknown External Disturbances

This paper addresses the mathematical modeling and control of an aerial manipulator system comprising a quadrotor as the uncrewed aerial vehicle and a robotic arm as the manipulator. The dynamic model is established by identifying the overall center-of-mass velocity and the system's orientation as constraints, yielding a simplified, two-decoupled subsystems: a locked (overall translation) subsystem and a shape-space (actuation or overall rotation) subsystem, both subjected to external disturbances. Since the system is mechanically coupled, a critical challenge arises where constant bounded disturbances in the first subsystem manifest as time-varying, state-dependent disturbances in the second subsystem. Given that the quadrotor is inherently unstable, the movement of the robotic manipulator (RM) during flight can further jeopardize the stability of the entire QRM system if these disturbances and coupling effects are not effectively managed. To address this, we present a continuous nonlinear disturbance observer-based feedback control law, which enables the independent control of each subsystem while systematically eliminating cross-coupling effects. The efficacy of the proposed controller is validated through multiple simulations emulating practical operating conditions, thereby substantiating its real-world applicability and highlighting the core contributions of this work.
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Systems and Control

Toward Autonomous GNSS Networking: Low-Complexity Onboard Routing and Topology-Routing Co-Construction

Inter-satellite links constitute a critical enabler for the autonomous operation of global navigation satellite systems (GNSSs).Nevertheless, onboard routing still poses substantial challenges, stemming from the frequent topology variations of GNSS constellations and the constraint of limited onboard computational resources for routing calculation. This paper develops a routing and topology-control framework tailored to the time-slotted structure of GNSS inter-satellite networks. By exploiting the fact that each satellite communicates with at most one scheduled peer in a slot, the proposed routing method propagates future delivery information backward over the slot sequence and directly determines whether data should be stored or forwarded. This structure avoids massive end-to-end path searches and enables topology generation and routing computation to proceed concurrently. The same delivery information is further introduced into topology construction so that link scheduling can directly account for end-to-end communication performance. A master-satellite autonomous orbit-determination scenario is used to demonstrate this topology–routing co-construction mechanism. In a 24-h, 30-satellite BeiDou scenario, the proposed routing method achieves routing performance comparable to Contact Graph Routing while reducing routing computation time by approximately 1500 times. The co-constructed topology further improves all-to-all communication and both master-related traffic directions while preserving strong inter-satellite ranging performance. These results fill a critical gap between autonomous topology planning and autonomous routing computation, supporting more complete onboard autonomous networking for future GNSSs.
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All authors Huan Yan, Rongqin Yang, Kanglian Zhao, Jinjun Zheng

Systems and Control · Cross-listed from math.OC

Equivalence Between Continuous-Time Risk-Sensitive Control and Rényi Divergence Minimization

In this study, we show that a continuous-time risk-sensitive control problem is equivalent to a Rényi divergence minimization problem over trajectory path measures. Reformulating stochastic optimal control as probabilistic inference via Kullback-Leibler (KL) divergence minimization avoids the computational intractability of the Hamilton-Jacobi-Bellman equation. However, standard KL control is inherently risk-neutral, and recent minimax extensions remain restricted to risk-averse settings. Our equivalence result resolves this limitation by offering a unified probabilistic framework for arbitrary risk attitudes in continuous-time nonlinear systems. Based on Girsanov theorem, we explicitly map the risk sensitivity to the Rényi divergence order, deriving a noise-dependent control penalty scaled by risk preference. This formulation seamlessly modulates tail-weighting behaviors, interpolating between zero-forcing for risk-averse policies and mass-covering for risk-seeking policies. These findings bridge stochastic control and information-theoretic inference, providing a foundation for sampling-based control algorithms.
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Image and Video Processing

AstraMoE-SR: Trajectory-Guided Diffusion for Blind Satellite Jitter Deblurring and Super-Resolution

Pushbroom satellite imaging couples limited spatial resolution with platform attitude instability. Platform jitter produces spatially varying motion blur because each scan line is acquired under a different instantaneous attitude, while perspective geometry causes the same perturbation to induce different pixel displacements across the field of view. Existing blind restoration methods that assume a spatially invariant kernel and satellite jitter correction methods that rely on auxiliary observations are therefore not directly applicable. We present AstraMoE-SR, a single-image framework that jointly restores motion blur and spatial resolution without auxiliary measurements. Rather than estimating a blur kernel, we infer how the camera moved by reparameterizing degradation as a local exposure trajectory under pushbroom geometry. A conditional diffusion model estimates the trajectory distribution, mitigating the over-smoothing of high-frequency jitter by deterministic point estimation. The predicted trajectory conditions a pretrained latent diffusion backbone through trajectory-guided geometric alignment and spatially adaptive reconstruction. We further show that the remaining point-wise trajectory error is consistent with intrinsic jitter-phase ambiguity that is not resolved by increasing estimator capacity. On all 1,411 DOTA-v1.0 images degraded using our physically motivated forward model, AstraMoE-SR is the only evaluated method to outperform the no-restoration baseline across every fidelity metric, improving on StableSR by 0.64 dB PSNR, 15.2% LPIPS, and 0.091 DINO feature similarity. Reconstructions conditioned on predicted trajectories differ negligibly from those using ground-truth trajectories, indicating that the estimates retain the degradation information required for effective restoration.
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Signal Processing

Joint Communication Sensing Beamforming and Uplink Power Control for Network-Assisted Full-Duplex Cell-Free ISAC Systems

In this paper, we investigate the problem of designing joint downlink (DL) communication beamformer and uplink (UL) power as well as sensing beamformer in a multi static integrated sensing and communication (ISAC) enabled cell free massive multiple input multiple output (CF mMIMO) system. To this goal, we first consider two priority based beamforming strategies. In the communication prioritized sensing design, we first design the communication beamformers and then the sensing beamformer is projected onto the nullspace of the effective communication channels to suppress its additional interference to both the DL UEs and UL receivers. In the sensing prioritized communication design, we select the sensing beamformer first according to the target direction, while the communication beamformers are subsequently optimized using a max min SINR formulation. In addition to these priority based designs, we formulate a sensing centric joint optimization problem to determine the optimal DL communication beamformers, sensing beamformer, and UL UE transmit powers. Our objective is to maximize the sensing SINR while guaranteeing individual DL and UL SINR requirements and satisfying the per AP and per UE transmitpower constraints. Since the resulting problem is non convex because of the coupled beamforming and UL power variables, the beamforming vectors are lifted into positive semidefinite transmit covariance matrices and semidefinite relaxation (SDR) is applied.
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Signal Processing

Lightweight Generative Image Semantic Communication over Packet Erasure Channels

This paper addresses packet loss in semantic communication caused by network congestion or channel fluctuations. We propose LGSemCom, a lightweight generative packet-level joint source-channel coding (JSCC) framework for efficient and robust image transmission over packet erasure channels. Unlike conventional distortion-oriented recovery methods that yield blurry averages over erased regions, LGSemCom reformulates image recovery under packet erasures as a conditional generative task. By leveraging adversarial learning, the proposed decoder synthesizes plausible details without increasing complexity during inference. A key innovation of our framework is an erasure-aware weighting (EAW) strategy, which prioritizes generation in erased regions while preserving pixel fidelity in correctly received areas. To ensure computational efficiency, LGSemCom employs a fully convolutional codec based on efficient long-range attention blocks (ELABs) that capture global semantic dependencies with low complexity. Extensive experiments show that LGSemCom achieves superior perceptual reconstruction quality compared with existing benchmarks under severe packet loss, while achieving an order of magnitude faster inference. These attributes make LGSemCom highly suitable for latency-sensitive applications on resource-constrained edge devices.
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All authors Yufei Bo, Haoshuo Zhang, Meixia Tao, Jing He, Xinming Huang

Signal Processing

Networked Embodied Communication: From Collective Distinguishability to Communication Reliability

Embodied agents need to convey information to surrounding infrastructure, but their active communication interfaces may be unavailable, constrained, or intentionally inactive. Their ability to manipulate physical states offers a complementary path: messages can be encoded in deliberately selected configurations and recovered through infrastructure sensing. This principle underlies embodied communication. Yet physical differences do not guarantee distinguishable messages: a single sensing viewpoint may leave ambiguities that repeated sensing cannot resolve. This paper develops networked embodied communication, where distributed access points (APs) jointly observe message-bearing scatterer positions under fixed illumination. Under a correlated Gaussian sensing model, we characterize the additional distinguishability supplied by receive APs, establish exact redundancy conditions, and reveal how distinctions absent from individual observations can emerge through cross-AP statistical relationships. We then establish the exact asymptotic optimal maximum-error behavior of a finite alphabet under repeated independent sensing. The largest group of indistinguishable messages determines the error floor; once all messages are distinguishable, the minimum pairwise Chernoff information determines the error exponent. For a given alphabet, receiver cooperation can therefore eliminate an error floor that repetition at any individual AP cannot overcome. Building on these results, we derive finite-budget reliability conditions and jointly design the receive AP set and message-bearing positions. Numerical results show that the proposed search closely approaches exact benchmarks on reduced instances with substantially fewer candidate evaluations than exhaustive enumeration, while receiver cooperation reduces the sensing intervals needed to guarantee reliable decoding.
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Sunday 6 September

Audio and Speech Processing · Cross-listed from cs.MM

Causal Localization of the Refusal Direction in Audio Language Models

A large audio language model (LALM) attaches a speech front end to a text language model (LM) that is already safety-aligned. When such a model refuses a harmful spoken request, is the refusal carried by the front end, or inherited from the text LM? We test this with causal interventions. At each model's audio-to-LM interface and at tested LM residual layers, we fit a direction separating harmful from benign prompts, ablate its component, and measure the resulting change in the model's first-token refusal margin. Four of the five models are evaluated under held-out category shift. Across five LALMs spanning three backbone families, with three models passing a baseline safety gate, the largest tested effects occur in a mid-to-late LM band, while ablations of the tested interface directions have little effect. On Qwen2.5-Omni, ablating the L16 direction changes the margin by -7.10, versus -0.013 at the projector. The audio pathway is still in use: zeroing the encoder output changes the margin by -4.7. In the same model, the contrast is linearly decodable at an early layer where single-layer ablation has little effect, and a direction fitted on the LM backbone alone transfers to the full audio model. Because harmful and benign prompts also differ in form, we interpret the direction as refusal-linked rather than harmfulness-specific. These interventions localize dependence of the refusal margin, not where refusal is computed. Moving the margin also does not always change what the model writes. Safety audits of these models should use interventions rather than rely on probes alone, and should examine the inherited text LM alongside the audio interface.
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Signal Processing

Outpainting: spatially extending aero-optic phase screens

Aero-optic effects distort light wave propagation near a high-speed aircraft, thereby degrading performance in airborne imaging and communication systems. Measuring aero-optic data through experiment is costly and the resulting data often has a limited spatial size. Further, alternative methods for simulating this data, including computational fluid dynamics and conventional phase screen generation algorithms (e.g., boiling flow), face drawbacks such as large computation time or inaccurate statistics. More recently, data-driven algorithms have been proposed that can synthesize data that matches relevant statistics of measured aero-optic data. However, these methods cannot spatially extend aero-optic data. In this paper, we introduce ReVAR-ext (Re-whitened Vector AutoRegression-extender), an algorithm that builds on an existing data-driven approach, ReVAR, to spatially extend measured aero-optic data (a process called outpainting) and match the spatial and temporal correlations of the measured data. ReVAR-ext generalizes the generation process of ReVAR by combining multiple sets of synthetic data with the input measured data. This approach generates multiple fixed-sized synthetic images, each of which overlaps with the input data, and then stitches them together. When paired with ReVAR, the ReVAR-ext algorithm can generate aero-optic data with arbitrary temporal duration and arbitrary spatial size. Our experiments show that extended data generated by ReVAR-ext closely matches the temporal power spectrum of two measured aero-optic data sets. Further, the extended data approximately matches the spatial autocorrelation, with reduced accuracy at large spatial lags and at vertical lags.
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All authors Jeffrey W. Utley, Gregery T. Buzzard, Charles A. Bouman, Matthew R. Kemnetz

Audio and Speech Processing · Cross-listed from cs.SD

From Masking to Merging: Rethinking SpecAugment for Efficient Audio Spectrogram Transformer

This paper proposes SpecAugment-Patch Merging, a simple yet effective method to accelerate Audio Spectrogram Transformer (AST) training. We first apply SpecAugment to mask input spectrograms at the patch level, and after positional embeddings are added, the method selects r pairs of masked patches and merges them, reducing the number of tokens processed by the Transformer. Increasing the number of merged pairs r from 0 to 100 keeps mAP on AudioSet nearly unchanged (34.07 to 34.08) while throughput increases from 43.3 to 49.3 samples/sec, which is a relatively 13.9% improvement. Similar patterns appear on ESC-50 and Speech Commands V2, where throughput steadily improves with only minor accuracy changes, demonstrating that this merging approach provides faster training with minimal performance loss.
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Systems and Control

Spectral Koopman-Hopf Formula for Reachability with Adversary

This paper develops a spectral Koopman-Hopf framework for adversarial reachability analysis of nonlinear systems. By lifting the nonlinear drift dynamics into Koopman eigenfunction coordinates, the proposed approach transforms the original state-dependent Hamilton-Jacobi-Isaacs (HJI) equation into an approximate state-independent optimization problem in spectral coordinates. The transformed control and disturbance directions are approximated using least-squares spectral projections, and upper and lower bounds on the transformed Hamiltonian are used to derive corresponding bounds on the value function and backward reachable sets. Koopman eigenfunctions are computed using a path-integral-based Galerkin framework that avoids spatial discretization of the associated eigenfunction PDEs. Numerical examples demonstrate tractable approximation of backward reachable sets for nonlinear adversarial systems.
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Systems and Control

A Data-Driven Koopman-Behavioral Distance for Nonlinear Dynamical Systems

Comparing nonlinear dynamical systems directly from trajectory data remains challenging because finite-horizon trajectory representations are generally coordinate dependent. Motivated by recent behavioral subspace approaches for linear systems, this paper introduces a Koopman-behavioral distance for nonlinear stochastic systems using multi-rollout trajectory data. State measurements are lifted through a common observable dictionary, and dominant lifted behavioral subspaces are compared using Grassmannian distances without explicit Koopman operator identification. We establish coordinate invariance, connection with recently proposed linear behavioral distances under exact lifted closure, and robustness to approximate closure. Numerical examples demonstrate coordinate invariance and parameter discrimination.
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Image and Video Processing

MedGSSR: Generalizable Medical Image Super-Resolution 3D Reconstruction via Hierarchical Feed-forward Gaussian Splatting

High-resolution volumetric medical imaging is critical for clinical diagnosis, yet acquisition is often limited by scanner hardware, scan time, and for CT, radiation dose. Medical 3D Super-Resolution (Med3DSR) offers a computational alternative, but existing methods commonly rely on per-subject optimization, pretrained priors, or coordinate-based implicit representations, which compromise anatomical fidelity and limit efficiency. To address these limitations, we present MedGSSR, a fully end-to-end feed-forward framework that represents volumes as an explicit 3D Gaussian field for Med3DSR. Unlike coordinate-based implicit functions, our explicit 3D Gaussian representation naturally enhances signal continuity and local high-frequency fidelity. Specifically, MedGSSR explicitly decouples the reconstruction process into coarse-grained structural preservation and fine-grained textural refinement through the proposed Pyramid Anatomical Encoder and a Hierarchical Gaussian Projector. To support arbitrary-scale super-resolution, we introduce sub-voxel Gaussian decomposition and a Differentiable Gaussian Voxelizer that directly queries the continuous 3D intensity field, reducing discretization artifacts. Extensive experiments on MRI and CT benchmarks demonstrate that MedGSSR significantly outperforms state-of-the-art methods. Notably, our framework exhibits robust generalizability across unseen datasets without requiring per-subject optimization, enabling fast inference and high-fidelity volumetric super-resolution in practical clinical settings. Our project webpage, including code, is at https://william2ai.github.io/medgssr
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All authors Chengkai Wang, Luoyu Hong, Yiting Zhao, Jiamin Wang, Xiang Feng, Feiwei Qin, Zhenzhong Kuang, Xuefei Yin, Ali Bashashati, Yanming Zhu

Systems and Control

Reliability Value of Long-Duration Energy Storage against Extreme Events in High-Renewable Grids: A Full-Year AC-OPF Assessment

Long-duration energy storage (LDES) can mitigate prolonged renewable–load imbalances during Dunkelflaute events, but existing studies rely on zonal or linearized DC network models and inadequately analyze the operational feasibility of the grid across a wide range of full-year renewable, load, and contingency scenarios. To address this gap, this paper introduces a multi-period alternating-current optimal power flow (AC-OPF) formulation that captures the full nonlinear network physics and assesses the reliability value of LDES in high-renewable grids. To evaluate scarcity events spanning multiple days to weeks, full-year operation is modeled as an 8,760-h load-shedding minimization over scenarios sampled from a Gaussian copula model, fitted to 2010–2025 historical wind and bus-level load data, that represents both typical variability and tail events. On a synthetic 200-bus Illinois transmission network, a hybrid fleet of battery energy storage (BESS) and LDES with 50 MW total power reduces annual load shedding by 83.0% on average relative to the base network, versus 68.5% for short-duration BESS alone at equal power. To further account for unexpected line outages throughout the year, the formulation is extended to a multi-day security-constrained AC-OPF. Under N-1contingencies, no feasible operating solution is obtained for the base network, whereas the LDES-equipped network remains feasible in all considered cases, thereby saving the cost of additional generation and transmission capacity. During the contingency period, LDES acts as a backup power supply, requiring only 5.5% more generation on average than the no-contingency base case.
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Image and Video Processing

Drones as Annotators: Amodal 3D Auto-Labeling for Ground LiDAR with Aerial Priors

Scaling perception data in autonomous driving is hindered by manual 3D bounding box annotation, a costly and labor intensive process requiring substantial domain expertise. Existing auto-labeling methods reduce this burden, but most of them rely on onboard sensors, where a single ground-level viewpoint yields occluded and sparse observations and inaccurate object geometry. We introduce DAA (Drones as Annotators), a drone-assisted training-free framework for amodal 3D auto-labeling. DAA augments ground LiDAR with an aerial agent that provides less occluded vehicle detections with continuous tracks. Ground LiDAR, in turn, provides precise metric 3D geometry unavailable from aerial imagery alone. DAA exploits the two complementary yet heterogeneous modalities through a two-stage framework: (i) air-ground coordinate alignment unifies aerial detections and ground LiDAR scans into a shared map frame and bootstraps coarse 3D bounding boxes from the aligned aerial detections; (ii) EM-like amodal box refinement alternates between identifying the vehicle's foreground points and updating the coarse box from the identified foreground and aerial priors. We evaluate DAA on an air-ground cooperative perception dataset, where it consistently outperforms existing auto-labeling baselines. LiDAR detectors trained on DAA-generated labels remain competitive with those trained on manual annotations at moderate IoU thresholds. Evaluation against a reference vehicle with known poses and dimensions further confirms its accuracy. We also demonstrate that DAA transfers, without parameter retuning, from onboard to stationary roadside LiDAR and to multi-agent fused point clouds. Code and dataset will be released upon publication.
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Systems and Control · Cross-listed from cs.RO

RoboSense: Leveraging Robotaxi Fleets as Drive-by Sensors for Urban Traffic Monitoring

Urban traffic monitoring plays a critical role in safety analysis, congestion management, and incident response. The growing deployment of robotaxis creates a new opportunity for network-level traffic monitoring. Although robotaxis are primarily designed to serve passengers, they can also be leveraged as drive-by sensors to collect traffic data. Compared to conventional infrastructure sensors or probe vehicles, a fleet of robotaxis forms a cooperative perception environment, which can collectively gather spatially and temporally continuous traffic information. This paper proposes a novel dynamic robotaxi routing framework that explicitly incorporates traffic monitoring tasks as an objective. The framework introduces: (1) a cell-based network representation that aligns with sensing capabilities of robotaxis; (2) a cell-level monitoring metric to quantify spatiotemporal robotaxi coverage; and (3) a mixed-integer linear programming (MILP) formulation that jointly minimizes time-dependent travel time and maximizes traffic monitoring performance. A 5 by 5 urban grid network is built in SUMO to evaluate the framework under three robotaxi market penetration rates (2%, 5%, and 10%) with a range of objective weight combinations. Results show that incorporating spatiotemporal network coverage in the objective function can effectively improve the traffic monitoring performance. Interestingly, with appropriate weights between the two objectives, monitoring performance and robotaxi average speed can be improved simultaneously. This suggests better network monitoring leads to more accurate traffic state prediction and improved mobility. This win-win situation could incentivize robotaxi operators to contribute their vehicles as drive-by sensors for traffic monitoring.
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Signal Processing

Tri-Hybrid Beamforming Design for DMA-Aided Secure ISAC Systems

This paper proposes a tri-hybrid beamforming scheme for secure integrated sensing and communication (ISAC) with a dynamic metasurface antenna (DMA) architecture, where the base station (BS) is capable of communicating with legitimate users and sensing the target. There is also an eavesdropper in the system intending to eavesdrop on the confidential information. The tri-hybrid beamforming design problem is formulated with the objective of maximizing the sensing signal-to-noise ratio (SNR) under the constraints of secrecy spectral efficiency (SSE), transmit power, and physical structure limitations. We first solve the problem and obtain the optimized fully-digital beamforming solution through successive convex approximation (SCA) and semidefinite relaxation (SDR) approaches. A triple alternating optimization scheme is then developed to iteratively optimize the digital, analog, and DMA beamformers, progressively approximating the fully-digital solution. Numerical results demonstrate that the proposed secure tri-hybrid beamforming design for DMA-aided ISAC improves the sensing SNR by approximately 3 dB compared to a tri-hybrid beamforming scheme with a fixed DMA electromagnetic design.
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All authors Siyi Li, Zhuoming Li, Mohammadali Mohammadi, Jiajun He, Hien Quoc Ngo, Michail Matthaiou

Systems and Control · Cross-listed from cs.CY

GreenPassport: Request-Level Carbon Accounting for Cross-Border AI Inference

AI inference often crosses regional boundaries as prompts travel to remote data centers and generated tokens return to users. Regional averages cannot represent the resulting differences in serving hardware, electricity, and network delivery. Request-level accounting needs a common boundary for the service, serving site, route, local comparator, uncertainty, and data provenance. GreenPassport Carbon Accounting (GPCA) associates these inputs with each request. It estimates serving and route carbon, then selects a reporting level from the available documentation. Our public-data implementation covers data-center instances, accelerators, model families, electricity mixes, routes, and cloud-region carbon intensity. Against six accounting baselines and four energy-prediction baselines, GPCA reduced median absolute percentage error by 56.3% and median absolute error by 15.5% relative to EcoLogits under the aligned accelerator-energy boundary. It produced zero rule overstatement in the deterministic conformance tests. In the buyer case, the clean-electricity CN-West scenario produced 0.0148 gCO2e per request, 88% below the local service at 0.1220 gCO2e per request.
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Systems and Control

Moment Matching for Descriptor Systems: A Möbius Mapping Approach

For a class of single-input single-output systems described by proper or improper transfer functions, we propose moment-matching procedures applicable in both continuous- and discrete-time contexts. The resulting technique is not only more flexible and reliable than other procedures which are currently available in literature, but it also enables the placement of constraints on the reduced-order model's poles and zeros. This constraint-based feature, hitherto available only for continuous-time state-space systems, is illustrated via a numerical example based on a practical problem from literature.
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All authors David Militaru, Denisa Jungheatu, Andrei Sperilă, Tudor C. Ionescu

Systems and Control

Local Energy Function-Based Power System Transient Stability Analysis with Grid Forming and Grid Following Inverters

The widespread deployment of inverter-based resources (IBRs) is reshaping power system dynamics by their control strategies. Grid-following (GFL) and grid-forming (GFM) inverters are expected to co-exist from now on. However, ensuring the transient stability of such systems remains a critical and underexplored challenge. In this paper, a comprehensive transient stability analysis of the mixed-GFM-GFL inverter system is conducted using a newly derived local energy function. The transient stability analysis model of the system is first derived to reveal the dynamic interactions between GFL and GFM inverters during transient responses. A local energy function is then proposed for analytical transient stability assessment. Instead of ignoring or making harsh assumptions on inverters' coupled damping effect, the proposed local energy function carefully addresses its impact on system transient stability by locally bounding the region where the system's energy dissipation property holds. Such a property fully considers the combined damping effect of GFL and GFM inverters. The derived critical energy and stability index provide a fast and quantitative transient stability assessment. Furthermore, the adverse impact of insufficient damping of GFM inverters on system transient stability is thoroughly investigated. The effectiveness of the proposed method is validated on the modified IEEE 14-bus system with mixed GFL and GFM inverters, and the numerical simulation results further demonstrate the small conservativeness of the proposed method.
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Systems and Control

User-specified Kelvin-hour budgets within model predictive control for energy-efficient buildings: Simulation and field demonstration

For energy-efficient building control, model predictive control (MPC) has been widely proposed to reduce energy use while maintaining prescribed indoor temperature bounds. In practice, MPC implementations may still produce temperature-bound violations because of model mismatch, weather-forecast errors, and softened constraints introduced to preserve feasibility. Existing soft- constrained MPC usually handles this trade-off through slack-weight tuning, so users cannot prescribe a violation-severity budget before operation. This paper develops a Kelvin-hour (Kh)-budget MPC that allows users to specify a running-average budget for temperature-bound violation severity. During operation, the controller uses the realized Kh budget surplus or overspend to update the temperature bounds, providing step-by-step budget feedback. We evaluate the method in two high-fidelity BOPTEST simulation cases and in an occupied residential deployment. In the first one-zone case, prescribed budgets produce clear running-average Kh violation responses across predictors and disturbance settings. At a prescribed budget of 0.005 Kh/step, the controller reduces energy use by 31.9% and Kh violation by 36.2% relative to the built-in default controller. In the second coupled two-zone case, separate zone budgets produce zone-level responses, with 18.9%-20.5% energy reduction and 9.4%-64.3% zone-level Kh violation reduction. In the occupied residential deployment, the running-average Kh violations remain close to or below their prescribed budgets under real sensing, actuation, weather, and occupancy conditions.
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Signal Processing

A GNN-Enhanced Reinforcement Learning Framework for Emergency Communications in ORAN-based Non-Terrestrial Networks

During disaster scenarios and periods of extreme data demand in next-generation wireless communications, conventional terrestrial networks (TNs) often become unreliable or fail entirely, leading to critical service disruptions. In such contexts, non-terrestrial networks (NTNs) emerge as a promising solution to ubiquitous and resilient connectivity. Furthermore, the open radio access network (ORAN) paradigm facilitates network disaggregation and flexible functional splitting among its key components, namely the central unit (CU), distributed unit (DU), and radio unit (RU), which can be deployed across heterogeneous NTN platforms according to service requirements. However, this flexibility introduces significant challenges in terms of network complexity and real-time control. To address these challenges, this paper proposes an intelligent ORAN-enabled NTN framework for emergency communication scenarios. The proposed system leverages graph neural networks (GNNs) to model the dynamic network topology and employs a reinforcement learning (RL)-based Q-learning algorithm, formulated as a Markov decision process (MDP), to enable adaptive and real-time network control. In this framework, network nodes are treated as states, and optimal decisions are learned based on system dynamics. The spatial distribution of user equipment (UE) is modeled using an inhomogeneous Poisson point process (IPPP) with a rejection sampling technique, capturing realistic user density variations. Simulation results demonstrate that the proposed GNN-enhanced RL approach significantly improves network performance in terms of latency and service reliability, thereby enabling efficient and robust operation under emergency conditions.
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All authors Md. Thouhidur Rahman, Mustapha Benjillali, Halim Yanikomeroglu, Samir Saoudi

Systems and Control · Cross-listed from stat.ME

Bayes Estimators with Performance Comparable to Empirical Bayes Estimators and Improved Local Robustness

Bayes estimation has been extensively studied and widely used in statistics, decision theory, signal processing, machine learning, and system identification. Among its variants, empirical Bayes (EB) estimation has attracted considerable attention due to its favorable estimation performance and computational tractability. However, the direct plug-in dependence of an EB estimator on hyperparameters can make it locally sensitive to hyper-parameter perturbations. This paper considers the linear regression model and focuses on the EB estimator by employing the marginal maximum likelihood hyper-parameter estimator. For conciseness, this estimator is simply referred to as the EB estimator. Given a family of EB weighting functions, a generalized Bayes estimator is constructed with the same excess mean squared error (XMSE) as the corresponding EB estimator. Here, the XMSE is a second-order asymptotic measure of the mean squared error difference between the estimator of interest and the maximum likelihood estimator. Furthermore, the EB estimator is shown to be at most firstorder sensitive to hyper-parameter perturbations, whereas the constructed Bayes estimator is at most second-order sensitive, making it locally more robust. The computational complexities of these two estimators are also analyzed. In some cases, the constructed Bayes estimator can be computationally comparable to, or more efficient than, the EB estimator. These theoretical results are further supported by numerical simulations.
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All authors Yue Ju, Ying Wang, Jiabao He, Bo Wahlberg, Håkan Hjalmarsson

Signal Processing

Computation-Limited Signals in Practice: A Throughput Anomaly in Software-Defined O-RAN PHY Layers

We formalize a performance anomaly in software-based wireless physical-layer (PHY) implementations, a key enabling technology for Open Radio Access Network (O-RAN) systems. For a fixed offered load, the number of PHY symbols required to transmit the load decreases as the nominal bit rate increases because each symbol conveys more bits. Shorter bursts, however, provide fewer opportunities to exploit pipelined modulation, transmission, and demodulation. Processing latency therefore represents a larger fraction of the total delivery time and may cause a nominally faster PHY configuration to deliver lower effective throughput. We call the operating condition in which computational latency governs effective throughput the computation-limited regime. Its most pronounced manifestation occurs when the offered load fits in a single symbol: intersymbol pipelining cannot be exploited, and modulation and demodulation latencies cannot be amortized. Their combined latency may exceed the symbol duration even when transmitter and receiver processing independently meet their real-time deadlines. Because PHY processing complexity often scales superlinearly with the resources allocated to each symbol, a higher-rate configuration may consequently deliver lower throughput than a slower one. We validate this anomaly using processing-latency measurements reported for established software-defined PHY implementations. The results show that PHY processing latency should be incorporated into link-adaptation algorithms for very-high-throughput services in future 6G wireless networks.
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All authors Gabriel Alessi Posonski, Saulo Queiroz, João P. Vilela, Benjamin Koon Kei Ng, Chan-Tong Lam, Edmundo Monteiro

Systems and Control · Cross-listed from cs.LG

Assessing Covariate-Informed Grid Load Forecasting with a Time-Series Foundation Model

Modern power systems are growing increasingly complex as they integrate diverse generation sources to meet rising demand, making accurate load forecasting challenging. Recent advances in time-series foundation models (TSFMs) resulted in promising performance in zero-shot univariate load forecasting tasks. However, real-world load forecasting often involves multiple target variables and requires the integration of exogenous variables, raising important questions about the utility of TSFMs in realistic settings. In this study, we position Chronos-2, a recently developed model by Amazon, as a representative multi-channel TSFM that supports univariate, multivariate, and covariate-informed forecasting, and conduct a systematic investigation of how such models can be used for real-world load forecasting. While prior work has evaluated Chronos-2 on a limited number of energy-related tasks in a zero-shot setting, its performance relative to established task-specific deep learning models and its behavior when adapted using task-specific historical data remains insufficiently understood. In this work, we evaluate Chronos-2 on two real-world utility datasets, ISO New England and ENTSO-E, and benchmark it against widely used task-specific deep learning models. Our results show that Chronos-2 benefits substantially from task-specific fine-tuning and achieves strong short-horizon forecasting performance, but its zero-shot accuracy lags behind task-specific models and its forecasting error grows more rapidly with increasing forecast steps. Overall, this study provides a detailed characterization of the strengths and limitations of TSFMs such as Chronos-2 in grid load forecasting and offers practical insights into how a pretrained TSFM can be effectively adapted for operational load forecasting applications.
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All authors Varsha Pendyala, Yiwei Fu, Weizhong Yan, Nurali Virani

Signal Processing · Cross-listed from cs.IT

Constrained Capacity for Faster-than-Nyquist Signaling in Frequency-Selective Fading Channels

In this paper, we investigate the constrained capacity of discrete Fourier transform (DFT)-precoded faster-than-Nyquist (FTN) signaling over frequency-selective channels with finite-alphabet inputs. With a cyclic prefix (CP) and cyclic suffix (CS), the FTN and multipath induced intersymbol interference (ISI) is decomposed into parallel eigenchannels, whose gains are jointly determined by the folded FTN spectrum and the channel frequency response. Based on this decomposition, we derive the constrained capacity for finite-alphabet constellations and formulate a mismatched decoding achievable information rate for DFT-precoded FTN signaling without CP/CS, quantifying the finite-block rate loss caused by imperfect diagonalization. We find that even under mismatched decoding, FTN significantly improves upon Nyquist transmission.
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All authors Zichao Zhang, Melda Yuksel, Gokhan M. Guvensen, Halim Yanikomeroglu

Signal Processing · Cross-listed from math.ST

Global minimax risk and acquisition laws for heterogeneous information fusion

We prove an all-allocation global target-risk theorem for independent Gaussian sources that share a scalar nuisance and an unknown contact coordinate. For a fixed immersed nuisance curve with finitely many multiple fibres and pairwise nonparallel branch tangents, squared target risk is comparable to a primary estimation floor plus a target-gap-weighted Gaussian discrimination profile. Independent localization, finite branch selection and target-class refitting give an estimator attaining this comparison across every nonnegative integer allocation. A full-box specialization has positive-definite primary Fisher information everywhere and globally identifies its target, yet models with identical derivatives of every order along a critical hypersurface have different polynomial risk exponents. We construct a finite certified estimator and quantify the numerical accuracy needed to preserve rare branch decisions and acquisition windows. A polynomial tangency family both demonstrates the geometric boundary and quantifies its repair: known auxiliary gain, source contact order and target vanishing order determine a risk law uniform through zero gain. For a shared spherical direction, a separately proved composite-testing result transfers through an unknown contact coordinate using only counted observations. These theorems distinguish the resources needed for local estimation, discrimination between parameter regions and nuisance alignment, and yield acquisition thresholds under explicit scalar-observation costs.
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Systems and Control

TD-STGT: A Spatio-Temporal Graph Transformer for Mobile Traffic Demand Forecasting

Fine-grained mobile traffic demand forecasting is essential for long-term planning of 5G and future 6G networks, including radio upgrades, site densification, backhaul expansion, and spectrum activation. This paper proposes the Traffic Demand Spatio-Temporal Graph Transformer (TD-STGT), a graph neural forecasting framework for predicting changes in wireless mobile traffic demand across fine geographic grids. The framework uses a population-scaled demand proxy developed from crowdsourced mobile measurements and daytime population information. Experiments across five Canadian metropolitan regions show that TD-STGT achieves the best performance in forecasting grid-level demand changes, reaching a $\Delta R^2$ of 0.462 and reducing $\Delta$RMSE by 5.7% relative to the strongest baseline. The proposed model provides a practical tool for identifying areas with increasing demand pressure and prioritizing future mobile-network capacity upgrades.
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Systems and Control

A Control Philosophy for Multiplexed Power Converters in Active Distribution Systems

Reconfigurable, multiplexed power electronic devices (M-PEDs) can provide more effective, flexible operation for applications in active distribution networks, enabling the mitigation of thermal constraints and voltage violations. To-date, operational approaches of these M-PEDs have not been described, a significant issue as a result of their relative complexity as compared to conventional PEDs. This work proposes a state machine-based control philosophy that can be used to manage the mutually exclusive selector- and current-control signals for M-PEDs. Two control approaches are described using this philosophy: an Off-Load approach, suitable for systems without time-critical network constraints; and a Hot-Swap approach, implemented when the impact of transients must be minimized. Simulations illustrate the evolution of the state machine for a back-to-back voltage source converter topology. It is concluded that the proposed state machine-based control philosophy enables M-PED operation whilst managing the additional complexity of this promising converter topology.
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All authors Matthew Deakin, Mahmood Jamali, Nail Tosun, Shafiq Odhano