Systems and Control
Risk-Aware AoII-Based Scheduling with Hybrid Transmission for a Semi-Markov Source
Saeid Sadeghi Vilni and Risto Wichman
We consider a multi-receiver status update system in which a transmitter monitors a finite-state semi-Markov source and decides whether to stay idle, unicast an update, or broadcast a common update. We formulate a risk-aware scheduling problem that minimizes the long-term average sum of the average Age of Incorrect Information (AoII), average risk ratio, and transmission cost. The risk state is defined by whether the AoII exceeds a prescribed threshold. We solve the problem using model-based and model-free policies and compare them with two baselines. Numerical results show that the proposed policies outperform the baselines, exploit both unicast and broadcast transmissions, and capture the effect of the dwell-time law on scheduling performance.
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Signal Processing
Efficiency Meets Reliability: Enhanced Generalized Interleaved Transform for Random Multiplexing
Ming Wang, Shufeng Li, Lei Liu et al. (+2 more)
To meet the demands of 6G wireless systems operating in high-mobility scenarios, this paper presents a design of a random multiplexing (RM) communication system that is both storage-efficient and highly reliable. In principle, RM with cross-domain
memory approximate message passing (CD-MAMP) can achieve replica maximum a posteriori (MAP)-optimal performance by constructing a fully dense equivalent channel
matrix. However, its practical implementation is hindered by the large storage overhead of conventional interleavers and by performance degradation in severely ill-conditioned channels, which existing related work (focusing on interleaving and transform designs) fails to address simultaneously. To overcome these issues, we develop a storage-efficient and highly reliable system that integrates RM with CD-MAMP, referred to as RM-MAMP. Specifically, we propose a Logistic chaotic mapping interleaver with a quantitative parameter-selection criterion, and a dual-stage high-order permutation
polynomial interleaver, both of which achieve nearly identical bit-error-rate (BER) as fully random interleavers while reducing the interleaver storage from O(N) to O(1) and significantly lowering interleaver signaling overhead. We further propose a highly reliable interleaved transform framework, comprising an interleaved phase perturbation transform and a multi-layer interleaved coupled transform, to enhance the incoherence and diversity of the equivalent channel
matrix. Simulation results show that the proposed storage-efficient interleavers maintain BER performance comparable to fully random interleavers, while the highly reliable transforms provide over 4 dB gain in severely time-varying channels, confirming the dual benefits of reduced storage overhead and improved robustness for the enhanced RM-MAMP system.
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All authors Ming Wang, Shufeng Li, Lei Liu, Yao Ge, Yuhao Chi
Systems and Control
CBF-based Driving Assistance for Traffic Flow Stabilization
Hayate Irie, Masaki Inoue, Banri Okita et al. (+3 more)
This manuscript addresses a hierarchical control system designed to suppress traffic congestion. The lower-layered controllers, implemented in each controlled vehicle, monitor microscopic vehicle behaviors and assist human drivers to ensure sufficient spacing for following vehicles. This spacing logic is designed based on the Control Barrier Function. Meanwhile, the upper-layered controller monitors the macroscopic traffic flow and activates the necessary lower-layered controllers, using a data-driven approach for the activation logic design. Furthermore, the effectiveness of the proposed control system is evaluated in a traffic flow simulation environment constructed using real-world traffic data.
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All authors Hayate Irie, Masaki Inoue, Banri Okita, Akira Yamaguchi, Tomohiro Taki, Takashi Hatano
Signal Processing
On the Robustness of AFBM Sensing to Power Amplifier Nonlinearities
Eya Gourar, Henrique L. Senger, Gustavo P. Gonçalves et al. (+6 more)
We investigate the impact of power amplifier (PA) nonlinearities on the sensing performance of affine filter bank modulation (AFBM). While AFBM offers several advantageous properties for integrated sensing and communications (
ISAC) - including reduced out-of-band emission (OOBE), low peak-to-average power ratio (PAPR), and natural robustness to doubly-dispersive (DD) channel effects - mitigating waveform distortion typically requires highly linear PAs. This creates a fundamental contradiction with
ISAC applications, which demand high transmit power for reliable sensing. Our analytical results reveal that the structure of the effective AFBM modulation
matrix dictates how distortion propagates within the ambiguity function (AF). Furthermore, simulations demonstrate that both the AF and the overall sensing performance of AFBM remain remarkably insensitive to such nonlinearities. These findings highlight the robustness of AFBM, making it a highly viable candidate for practical
ISAC deployments constrained by hardware impairments.
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All authors Eya Gourar, Henrique L. Senger, Gustavo P. Gonçalves, Kuranage R. R. Ranasinghe, Hyeon Seok Rou, Bruno S. Chang, Yahia Medjahdi, Giuseppe T. F. de Abreu, Didier Le Ruyet
Systems and Control
Koopman-based NMPC for Virtually Coupled Train Control System
Yiwen Zhang, Lorenzo Calogero, Shukai Li et al. (+2 more)
This paper investigates an analytical Koopman-based nonlinear model predictive control (K-NMPC) approach for tracking control of virtually coupled train systems. A nonlinear train movement model incorporating train dynamics, speed and control input limits, passenger comfort constraints, and collision avoidance is systematically lifted into a finite-dimensional Koopman space through closed-form observable functions. After freezing the affine parameter-varying lifted predictor along the shifted predicted trajectory, the online optimal control problem is solved as a quadratic program that can be solved efficiently. The proposed KNMPC is benchmarked against a time-discrete NMPC scheme, demonstrating comparable control performance with significantly reduced online computation time and strong potential for real-time implementation in practical virtually coupled train control systems.
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All authors Yiwen Zhang, Lorenzo Calogero, Shukai Li, Alessandro Rizzo, Anton V. Proskurnikov
Signal Processing
REACH: Interpretability-Driven Feature Identification and Architecture Compression for Multi-Channel Vehicular Channel Estimation
Simbarashe Aldrin Ngorima, Albert Helberg and Marelie H. Davel
Multi-channel mixed-SNR training improves out-of-distribution (OOD) generalisation of deep learning channel
estimators for IEEE 802.11p vehicular communications, yet the internal mechanism responsible for this remains unexplained. This work presents REACH (Relevance-based Explanation and Architectural Compression for cHannel
estimators), a gradient-based interpretability framework that operates at two levels. Input-level attribution identifies a subset of time-frequency features consistently relevant across all evaluated channel conditions, enabling input dimensionality reduction with minimal performance loss. Filter-level attribution reveals a near-universal internal representation, providing a representational account of the observed OOD generalisation. Guided by the resulting filter taxonomy, relevance-guided architecture compression substantially reduces both the number of parameters and the number of floating-point operations (FLOPs) with sub-1 dB normalised mean square error (NMSE) degradation, and OOD generalisation degrades more slowly than within-distribution accuracy under increasing compression.
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Audio and Speech Processing · Cross-listed from cs.SD
Towards Data-free and Training-free Compression for Speech Foundation Models Using Parameter Clustering
Haoning Xu, Zhaoqing Li, Huimeng Wang et al. (+4 more)
This paper presents a novel data-free and training-free compression approach for
speech foundation models using channelwise clustering via k-means. More fine-grained, mixed sparsity
pruning by layer-level varying number of parameter clusters is also explored. Experiments conducted on the LibriSpeech
dataset suggest that when operating with
pruning sparsity of 50% on HuBERT-large, consistent WER reductions of 27.73%/18.61% absolute (34.37%/21.91% relative) over the magnitude-based
pruning were obtained on the test-clean and test-other subsets before fine-tuning and 0.19%/0.79% absolute (3.36%/4.62% relative) after fine-tuning with only 3 epochs. Similar WER reductions of 2.86%/5.02% absolute (59.21%/55.29% relative) were observed against magnitudebased
pruning on Whisper-large-v3 at 10% sparsity, all with no significant WER increase relative to the uncompressed baseline.
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All authors Haoning Xu, Zhaoqing Li, Huimeng Wang, Youjun Chen, Chengxi Deng, Mengzhe Geng, Xunying Liu
Signal Processing
Parametric Channel Estimation with Hardware Impaired Hybrid Beamformers: Sensing, Communications, and Power Efficiency Tradeoffs
Enrique T. R. Pinto, Silvio Mandelli, Marcus Henninger et al. (+1 more)
Due to high power consumption and hardware costs of fully digital arrays, hybrid beamformers are often considered as a more economic alternative. Furthermore, using high resolution analog to digital converters (ADCs) can also have prohibitive power consumption, which leads to lower resolution converters being considered for
radio frequency (RF) front end design. The finite quantization resolution as well as the nonlinearities caused by the power amplifiers (PAs) and low noise amplifiers (LNAs) can have a substantial impact on system performance. While widely studied for communications, the impact of hardware impairments on sensing performance is considerably less explored. In this work, we study the interplay between hybrid beamforming architectures, hardware impairments, and sensing and communications performance. Additionally, we define the concept of double-isotropy for pilot-combiner pairs, formalizing the notion of a perfectly energy-fair beam sweep. The multiple start (MS) space alternating generalized expectation maximization
algorithm (SAGE) is also introduced, aimed at addressing the optimization issues arising from parametric channel estimation (PCE) in hybrid beamformed systems. We then provide a set of numerical results assessing the impacts of beamformer architecture and ADC resolution on PCE, sensing, and communications performance. The results show that medium resolution ADCs lead to the most power efficient configurations, with the best tradeoff between power consumption and performance for the majority of beamforming architectures. Additionally, fully digital beamforming architectures with high resolution converters can often be substituted for a hybrid beamformer setup with medium resolution converters without significant performance loss at a lower power consumption and overall hardware cost.
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All authors Enrique T. R. Pinto, Silvio Mandelli, Marcus Henninger, Markku Juntti
Systems and Control
Comparative Evaluation of Transition Mechanisms for Adaptive Droop Gains in Parallel Grid-Forming Inverters
E. D. Gomez Anccas, E. A. MacPherson, J. Tegeler et al. (+1 more)
Uncertainty in standalone microgrid operation usually originates from mismatches between power references and forecasts. These deviations are compensated by grid-forming controlled units, which distribute the required power contribution based on their droop gains. To introduce an additional degree of flexibility, it is possible to treat droop gains as decision variables to redistribute active-power contributions according to system-level objectives. However, directly applying updated droop gain references from a supervisory layer to the primary controllers can introduce power and frequency transients. This paper investigates transition mechanisms for applying scheduled active-power droop gain changes during operation. Hard switching, rate-limited transition, first-order IIR low-pass filtering, and cubic as well as quintic S-curve transitions are compared experimentally on two parallel 15 kW grid-forming inverter units. The results show that shaping the droop gain trajectory significantly reduces transient deviations compared to hard switching. In the considered case study, the S-curve transitions provide the strongest transient mitigation, reducing the active-power overshoot from 632.7 W to approximately 115 W and limiting the frequency overshoot to about 0.003 Hz.
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All authors E. D. Gomez Anccas, E. A. MacPherson, J. Tegeler, D. Schulz
Audio and Speech Processing
Tight Boundary Prediction in Speaker Diarization Using Causal-Anticausal Consistency
Shota Horiguchi, Marc Delcroix, Naohiro Tawara et al. (+2 more)
Multi-talker conversational automatic
speech recognition data are often used to train speaker diarization models. Because such data prioritize semantic continuity, pauses and boundary margins are included within
speech segments, resulting in loose annotations. Models trained on such data tend to internalize mechanisms that reproduce this looseness, although tight
speech intervals are sometimes preferable for downstream applications. In this paper, we address the novel task of enabling models to produce tight predictions using loose labels. Our method generates tighter pseudo labels using causal and anticausal models, which are inherently incapable of learning loosening behavior. We further propose a co-training scheme that iteratively tightens labels and updates both models for more progressive refinement. Experimental results show that the proposed method recovers about 70 % of the tightening effect achieved by ideal tight-label training and improves downstream performance.
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All authors Shota Horiguchi, Marc Delcroix, Naohiro Tawara, Takanori Ashihara, Atsushi Ando
Audio and Speech Processing
Fast Speech Foundation Model Distillation Using Interleaved Stacking
Eungbeom Kim and Kyogu Lee
Distilling a large
speech foundation model (SFM) into an efficient student model has been successfully applied to low-resource environments. Although
distillation reduces inference latency, it requires an additional student model training. However, the training efficiency of SFM
distillation remains underexplored. In this work, we explore training acceleration of SFM
distillation to speed up model deployment. We examine the potential of stacking, in which the model depth is progressively increased through training until the target model depth is reached. While existing stacking methods improve training speed, they suffer from performance degradation. To handle this limitation, we propose interleaved stacking, a novel stacking method that consistently preserves layer position throughout the stacking process. This property is particularly critical in SFMs, in which each layer encodes distinct layer-specific knowledge. We validate the effectiveness of the proposed method on SUPERB.
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Signal Processing
Quantization Limitations of Leakage Suppression in Self-Calibrating Monostatic Integrated Sensing and Communication MIMO Systems
Jan Adler, Florian Gast, Gerhard P. Fettweis et al. (+1 more)
Power leaking directly from transmitting into receiving
radio-frequency chains is a key challenge in the realization of monostatic sensing applications with multi-
antenna communication front-ends, to which a promising solution is digitally precoding transmitted signals for improved leakage suppression. While digital transmit precodings perform well in theory, real-world deployments typically exhibit severely degraded leakage suppression. This work investigates quantization noise as a primary factor limiting the performance of such precoding schemes. A closed-form solution predicting the impact of quantization noise on the performance of arbitrary digital joint leakage estimation and leakage suppression precodings is derived, numerically analyzed, and validated in a hardware testbed.
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All authors Jan Adler, Florian Gast, Gerhard P. Fettweis, Rafael F. Schaefer
Systems and Control
Violation-Informed Spatio-Temporal Adaptive Targeting Framework for EV-Driven Distribution System Expansion Planning
Linhan Fang and Xingpeng Li
The rapid adoption of electric vehicles (EVs) can cause severe voltage drops and line current overloads in distribution networks, creating an urgent need for scalable expansion planning methods. This paper proposes a computationally efficient violation-informed spatio-temporal adaptive targeting (STAT) framework for EV-driven distribution system expansion planning. The framework first identifies potential voltage and current violations through a violation analysis model, and then mitigates them through a joint optimal expansion planning model that co-optimizes investment decisions for line reconductoring, shunt capacitors, and battery energy storage systems. To reduce computational burden, the proposed STAT-temporal criticality assessment (STAT-TCA) method extracts primitive stress events from annual operating data, derives an initial set of candidate planning horizons from signature-consistent segments, and selects a final transferable critical horizon set through cross-horizon validation based on optimization feasibility and cost. Meanwhile, the proposed STAT-adaptive spatial targeting (STAT-AST) method constructs device-specific spatial features for BESS and SC siting to retain compact yet high-impact candidate bus sets. Case studies on 33-bus and 240-bus distribution systems demonstrate that the proposed STAT framework can substantially reduce the temporal and spatial planning dimensions while preserving planning fidelity. Full-year validation further confirms that the resulting investment plans can eliminate EV-induced voltage and thermal violations while maintaining feasible BESS operations.
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Audio and Speech Processing
Benchmarking Neural Speech Compression from a Rate-Distortion Perspective
Jun Xu, Zhengxue Cheng, Fengxi Zhang et al. (+3 more)
Learning-based
speech compression has achieved promising low-bitrate performance, but many neural
speech codecs still describe quantized latents with preset-rate discrete symbols or apply
entropy coding only after symbol generation. Such designs decouple representation learning from probability modeling, limiting their ability to exploit the non-uniform usage and temporal dependencies of learned
speech latents. In this paper, we
benchmark neural
speech compression from a rate–distortion perspective and further investigate
entropy-constrained coding for low-bitrate
speech compression. We first formulate a unified learning-based
speech coding pipeline and provide a
benchmark-style analysis of recent neural
speech codecs, showing that explicit probability modeling remains underexplored in learned
speech compression. We then propose ECC, an
Entropy-Constrained Codec that combines scalar quantization with a learned
entropy model. ECC integrates hyperprior-based side information, channel-wise context modeling, latent residual prediction, and lightweight temporal modeling to estimate latent likelihoods for rate estimation during training and arithmetic coding during inference. To further improve low-bitrate efficiency, ECC introduces
entropy skip, which omits highly predictable residual symbols using decoder-available scale estimates without transmitting additional skip masks. Extensive experiments show that ECC achieves a favorable low-bitrate rate–distortion trade-off over conventional and neural codec baselines, reducing BD-rate by 39.9% on ViSQOL and 76.3% on PESQ on average over two widely-used test sets. Ablation and diagnostic studies further validate the effectiveness of
entropy modeling. Project Page: https://avery-xu.github.io/ECC-demo/
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All authors Jun Xu, Zhengxue Cheng, Fengxi Zhang, Yuhan Liu, Li Song, Wenjun Zhang
Signal Processing
Measurement-Based Analysis of Outdoor Massive MIMO Channel Characteristics over FR3 Frequency Band
Enrui Liu, Pan Tang, Haiyang Miao et al. (+3 more)
The Frequency Range 3 (FR3) band is attracting increasing
attention due to limited lower-frequency spectrum and growing mobile communication demand. This study experimentally investigates channel characteristics in Urban Macro (UMa) scenarios at 8 GHz and 15 GHz using a large-scale
MIMO platform with time-division multiplexing (TDM). Key parameters, including root mean square (RMS) delay spread (DS) and angular spread (AS), were extracted and compared with 3rd Generation Partnership Project (3GPP) TR 38.901. Results reveal clear frequency-dependent behaviors: RMS delay spread remains nearly constant under line of sight (LOS) but decreases from 8 GHz to 15 GHz in non-line of sight (NLOS), indicating reduced multipath dispersion at higher frequencies. Both azimuthal spreads (including ASA and ASD) and elevation spreads (including ESA and ESD) exhibit a corresponding decrease with increasing frequency, demonstrating a consistent trend towards more directional propagation across all angular domains. Capacity analysis indicates that the 15 GHz channel slightly outperforms 8 GHz in both LOS and NLOS scenarios due to more concentrated multipath energy and larger dominant singular values. Higher frequencies exhibit greater directionality, whereas lower frequencies provide broader multipath distributions and more stable performance, offering valuable guidance for multi-band
MIMO modeling and 6G system design.
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All authors Enrui Liu, Pan Tang, Haiyang Miao, Qi Zhen, Jianhua Zhang, Sen Wang
Systems and Control
Model-Based and Data-Driven Hierarchical Control and Topology Co-Design for Robust Networked Systems
Shirantha Welikala, Zihao Song, Hai Lin et al. (+1 more)
In this paper, we consider a class of networked systems comprising an interconnected set of linear subsystems, disturbance inputs, and performance outputs. Using dissipativity theory, we first propose a model-based hierarchical control design strategy to ensure the closed-loop networked system is dissipative from its disturbance inputs to performance outputs. This involves designing local controllers for each subsystem to enforce local dissipativity guarantees, which are then exploited to co-design distributed global controllers and the interconnection
topology to enforce global dissipativity guarantees while optimizing interconnection
topology costs. The overall design process requires only solving a sequence of linear
matrix inequality (LMI) problems, thereby retaining compositionality and decentralizability while avoiding non-convex, iterative design processes that are inefficient and centralized. This model-based hierarchical control design strategy assumes the knowledge of the subsystem dynamics, which may not hold in many real-world networked systems. Motivated by this, we also propose a data-driven hierarchical control design strategy that assumes only the availability of rich input-state-output trajectory data from the subsystems. The proposed data-driven design process assumes that the unknown disturbances affecting the subsystem dynamics are bounded by a quadratic
matrix inequality (relaxing conventional bounds) and accounts for this by using the
matrix S-lemma. Finally, the effectiveness of the proposed model-based and data-driven hierarchical control designs is illustrated for a networked system representing a DC microgrid, with the aim of enforcing robust (dissipative) voltage regulation and current sharing.
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All authors Shirantha Welikala, Zihao Song, Hai Lin, Panos J. Antsaklis
Systems and Control · Cross-listed from hep-ex
A High-Precision Clock Synchronization System for the CEPC Accelerator
Jun Hu, Xin Zhou, Xiaoshan Jiang et al. (+1 more)
The Circular Electron Positron
Collider (CEPC) distributes a reference clock distributed to 192 control nodes along its 100~km underground tunnel. The required synchronization precision is 30~ps (standard deviation). We present an enhanced White Rabbit (WR)-based clock synchronization system designed to meet this requirement. A noise-budget analysis of the standard WR slave loop identifies the analog actuation chain (DAC + VCXO + multiplier PLL) and restart-induced timing uncertainty as the dominant limitations. In our redesigned node, the DAC+VCXO chain is replaced by a Si5345A DSPLL clock generator with DCO-based phase control, removing the board-level analog tuning stage. GTX transceiver phase
alignment and manual byte-
alignment fixing reduce restart uncertainty from 88.8~ps to 12~ps peak-to-peak. For multi-node operation, we introduce a cascaded global-control architecture with PC-side PID auto-tuned by TD3 reinforcement learning, on-chip-temperature feed-forward calibrated to $-0.76\,\mathrm{ps}/^\circ\mathrm{C}$. The measured point-to-point synchronization precision is 3.38~ps over 1~m fiber and 3.92~ps over 50~km. In a 12-level cascade, the end-node precision reaches 6.66~ps at constant temperature and 7.30~ps under a 13$\,^\circ$C temperature swing. Synchronized-clock TIE jitter stays below 1~ps regardless of cascade depth. Restart uncertainty is 2.82~ps (std.\ dev.). A 4-level cascade operated stably for 25 hours of continuous monitoring. All measured metrics fall well within the CEPC 30~ps budget.
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All authors Jun Hu, Xin Zhou, Xiaoshan Jiang, Dapeng Jin
Systems and Control
Large Language Models in Process Systems Engineering: Opportunities, Architectures, and Industrial Deployment Challenges
Bhushan Gopaluni, Vidya Kotamraju and Syon Bhushan
Large
Language Models (LLMs) have rapidly emerged as tools of interest across engineering disciplines, and Process Systems Engineering (PSE) is no exception. This survey provides a systematic review of LLM applications in PSE, organizing the literature into seven categories: (1) process design and engineering, (2) molecular design and synthesis, (3) process modeling and simulation, (4) time-series
forecasting, (5) optimization and scheduling, (6) process control, and (7) fault detection and diagnosis. For each category, we summarize the state of the art, identify common methodological approaches, and critically assess demonstrated capabilities versus aspirational claims. We find that LLMs show genuine promise for tasks involving natural
language, including querying documentation, synthesizing unstructured knowledge, and enabling flexible human-machine interaction. However, applications requiring real-time execution, constraint satisfaction, or formal safety guarantees remain challenging. We conclude by identifying open problems and productive research directions for the PSE community.
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Signal Processing
Antenna Coding and Digital Precoding for Limited Feedback MIMO Systems Using Pixel Antennas
Zhetong Li and Hongyu Li
Pixel
antennas enable
antenna coding, a technique that can provide more degrees of freedom in wave manipulation, to enhance wireless communications. However, acquiring full channel state information (CSI) at the transmitter incurs prohibitive overhead due to the unique hardware constraints from pixel
antennas. This paper thus proposes a limited feedback multi-input multi-output (
MIMO) system using pixel
antennas, where the
antenna coder and digital precoder are designed based on pre-defined codebooks and efficient index feedbacks. We first derive the optimal digital precoder under practical power constraints that provides insights on simplifying the joint codebook construction for
antenna coder and digital precoder. We then develop a low-complexity offline codebook construction
algorithm that enables subsequent codebook designs for the
antenna coder and digital precoder. Simulation results demonstrate that the proposed scheme significantly outperforms unconstrained
MIMO systems using conventional
antennas with fixed configurations.
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Audio and Speech Processing
Sensitivity Analysis of Generative Spatial Audio Metrics: A Study on Responsiveness, Smoothness, and Symmetry
Purnima Kamath, Adrian S. Roman, Koichi Saito et al. (+2 more)
Evaluating generative spatial audio for First-Order Ambisonics (FOA) remains challenging due to a limited understanding of how metrics respond to changes in spatial parameters such as azimuth and elevation. We propose a framework to analyze metric sensitivity along continuous spatial trajectories, drawing on principles of sensitivity analysis in parametric sound synthesis. Using controlled FOA scenes with increasing scene complexity, we define three desiderata for metric behavior: Responsiveness, Smoothness, and
Symmetry. We assess standard distribution-based and sample-based metrics, including Fréchet Audio Distance (FAD), intensity vectors, and acoustic maps. Our findings show that FAD using localization-specific
embeddings and acoustic maps yield high Responsiveness and robust Smoothness and
Symmetry across conditions, while intensity vectors degrade with increasing scene complexity. This is the first step towards investigating the sensitivity of metrics for generative spatial audio.
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All authors Purnima Kamath, Adrian S. Roman, Koichi Saito, Yuki Mitsufuji, Juan P. Bello