Geometric Topology
Papers
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Thursday 8 October
Let $M$ be a compact connected oriented smooth manifold, of dimension $n\ge2$. Let $\mathcal T_MG$ be one of the following transformation groups: $Homeo_0(M,\mu)$, $Diff_0(M,\mu)$, $Symp_0(M, \omega)$ (in case $M$ is symplectic) and $Ham(M, \omega )$ (in case $M$ is symplectic). Denote by $\overline{H}_b^d(\mathcal T_M)$ reduced bounded cohomology of $\mathcal T_M$ in degree $d$, and by $\overline{EH}^d(\mathcal T_M)$ reduced exact bounded cohomology of $\mathcal T_M$ in degree $d$. In this paper we prove that if $n=2$ and $M$ is a closed surface $\Sigma_g$ or a disc $\mathbb D$, then for every $d\ge 2$ $$\dim(\overline{H}b^d(\mathcal T_M))=\infty.$$ Moreover, $\dim\overline{EH}^d(\mathcal T_M)=\infty$ if $\mathcal T_M$ is either $Diff_0(\Sigma_g,\mu)$ or $Ham(\Sigma_g, \omega)$, or $Ham(\mathbb{D}, \omega)$; or $g>1$. In case $n>2$, under certain conditions on $\pi_1(M)$, we prove that for every degree $d\ge 2$ $$\dim\overline{EH}^d(\mathcal T_M)=\infty.$$ In particular, these results hold for $\mathcal T_M$ when $M$ is a closed, orientable smooth manifold admitting a Riemannian metric of strictly negative sectional curvature of an arbitrary dimension.
Algebraic Geometry
Toric flatness I
We establish some basic properties of t-flat fine log schemes, i.e., fine log schemes whose underlying schemes are flat over their log structure (in a suitable sense). Notably, we show that the depth of a t-flat fs log scheme is simply determined by its logarithmic stratification. We also show that there is a good theory of log cotangent complexes for t-flat fine log schemes, and use the log cotangent complex to give a homological criterion for t-flatness.
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Probability
Universal Radial Laws for Random Polynomials: Erdős Problem #522 and Non-Universal Fluctuations
We resolve Erdős Problem #522, posed in 1961, by proving that for random Littlewood polynomials the proportion of zeros in the closed unit disk converges almost surely to $1/2$. More generally, for partial sums of random power series with i.i.d. coefficients that are bounded, nondegenerate, and centrally symmetric, real Gaussian, or circular complex Gaussian, we prove that the proportion of zeros in the disk of radius $1+x/n$ converges almost surely to $\frac12(1+\coth x-1/x)$, uniformly in $x\in\mathbb{R}$. Thus almost all zeros lie at distance $O(1/n)$ from the unit circle. For random Littlewood polynomials, even with arbitrary dependence between degrees, the convergence at the unit circle holds at the almost-sure rate $O(n^{-1/4}\sqrt{\log n})$. We establish a law-of-the-iterated-logarithm criterion for dependent sequences and, for real Gaussian coefficients, obtain the sharp law of the iterated logarithm over all integer degrees, variance and cross-degree covariance asymptotics, quantitative central limit theorems, joint Gaussian limits, and increment bounds. For symmetric coefficient laws with bounded density and all moments finite, the number of zeros in the closed unit disk has variance $(c_G+\kappa_4/12)n+O_\xi(n^{399/400})$, and for random signs the constant is $c_G-1/6$. Thus the radial law is universal, while the fluctuations depend on the coefficient law through its fourth cumulant $\kappa_4$. All our main results are formally verified in Lean 4, and our proof of Erdős Problem #522 has been accepted as a solution to its formal statement in Google DeepMind's Formal Conjectures project.
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Optimization and Control · Cross-listed from cs.LG
Deflating the Hessian: Rank-4 W4A4 Quantization for Multimodal Diffusion Transformers
In diffusion transformers, low-rank branches can mitigate 4-bit weight–activation (W4A4) post-training quantization (PTQ) loss by decomposing each weight into a low-bit residual and a high-precision low-rank component. Existing low-rank PTQ approaches, however, either optimize low-rank compensation and residual quantization separately, often requiring higher ranks, or rely on second-order weight updates without explicitly modeling activation quantization error, which becomes particularly pronounced under 4-bit quantization. To address these limitations, we present HSVDQuant, a unified framework modeling low-rank-assisted W4A4 PTQ as a coupled calibration problem and deriving optimization-based solvers from the joint objective. Eliminating the output-side low-rank factor yields a deflated Hessian that discounts residual errors already captured by the low-rank component, while an activation-noise surrogate is incorporated to suppress activation quantization error. Across five diffusion backbones, rank-4 HSVDQuant consistently outperforms rank-4 SVDQuant in PSNR and LPIPS. It further surpasses rank-32 SVDQuant on SANA-1.6B, FLUX.1-schnell, and FLUX.1-dev with an $8\times$ smaller rank and up to $6.25\times$ faster quantization. Furthermore, on the Qwen3-8B LLM, rank-4 HSVDQuant improves MMLU accuracy from 61.50% to 68.17% over rank-32 SVDQuant. Overall, HSVDQuant achieves better W4A4 performance with substantially lower rank and quantization cost.
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Optimization and Control · Cross-listed from cs.LG
From Geometry to Generalization: Why Row Normalization Can Beat Adam and Muon
Different optimizers can fit the same training data while selecting classifiers with substantially different geometries, but whether this difference provably affects population performance remains unclear. We show that row-wise normalization can achieve strictly higher population accuracy than full-batch Adam, a proxy for random-reshuffling Adam, and exact-SVD Muon in high-dimensional multiclass classification. Under an isotropic Gaussian-cloud data model, this advantage arises because row normalization's class-wise Euclidean geometry asymptotically preserves the population decision-boundary directions, whereas Adam's coordinate-wise geometry and Muon's spectral geometry introduce nonvanishing distortions. Beyond isotropy, the advantage persists for full-batch training on class means with independently oriented class-mean and test-noise covariances. It holds for power-law spectra with class-mean exponent below one, even under heavily anisotropic test noise. When both covariances are diagonal and sufficiently close, the advantage over Adam can reverse, while applying the same random rotation to both restores it by changing only their alignment with Adam's coordinate axes. Synthetic and last-layer language-model experiments support the predicted advantage.
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Rings and Algebras
Structure theory of finite solvable Lie conformal algebras
We develop a structure theory of finite solvable Lie conformal algebras. It is proved that every such algebra admits a Cartan subalgebra, and any two Cartan subalgebras are conjugate by a finite product of exponentials of nilpotent zero modes of elements of the derived algebra. Applied to finite vertex algebras, this yields inner conjugacy of Cartan subalgebras, answering a question of D'Andrea and Marchei. The nilradical and solvable radical of an arbitrary finite Lie conformal algebra are shown to be saturated and invariant under ordinary and conformal derivations. For finite free Lie conformal algebras, we prove a simultaneous diagonalization theorem for conformal tori and characterize the existence of a nonzero torus by explicit identities for constant weights. An example demonstrates that maximal conformal tori of a finite nilpotent Lie conformal algebra can have different ranks, so that conjugacy fails in general. The totally saturated null-filiform Lie conformal algebras admitting a nonzero conformal torus are classified. For each algebra in this classification, we prove that maximal conformal tori have rank one and that the maximal solvable extension with the prescribed nilradical is unique (up to isomorphism) and is the semidirect product with a maximal conformal torus.
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Analysis of PDEs
Homogeneous solutions of the stationary Navier-Stokes equations in arbitrary dimension
For every integer $n\ge4$, we prove the existence of a $(-1)$-homogeneous solution of the stationary incompressible Navier-Stokes equations on $\mathbb{R}^n\setminus\{0\}$ with an arbitrary locally Lipschitz $(-3)$-homogeneous force. The pressure is $(-2)$-homogeneous, and the solution is regular away from the origin. This extends the homogeneous existence theorem of Bang, Gui, Liu, Wang, and Xie beyond dimension sixteen. The principal estimate combines a subcritical localized pressure identity with an elementary dyadic estimate for an auxiliary tangential vector field in a suitable finite Lebesgue space. Testing the Bernoulli equation at the homogeneous cancellation exponent then controls its positive part in $L^{\frac{(n-2)(n-1)}{2(n-3)}}(S^{n-1})$. The resulting estimate closes with the energy inequality in every fixed dimension. We also establish uniqueness throughout the classical homogeneous class for sufficiently small force. Using the same ideas, we also give a simplified proof of the known existence theorem for bounded compactly supported forces on $\mathbb{R}^n$, $n\ge5$. A general finite-exponent estimate for a scalar equation with divergence-free drift, together with a Euclidean version of the dyadic kernel estimate, bounds the positive Bernoulli function without BMO estimates or an iteration to obtain its supremum norm.
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Optimization and Control
Nonminimizing Attractors of Stochastic Subgradient Methods on Semialgebraic Functions
We disprove a conjecture of Davis, Drusvyatskiy, and Jiang (2026) that subdifferential regularity can be removed from the generic guarantee of convergence to local minimizers for stochastic subgradient methods. We construct a globally Lipschitz, coercive, semialgebraic function in two dimensions for which the method converges to a nonminimizing Clarke critical point. For suitable power-law stepsizes, this convergence holds for open sets of initial points and linear tilts of the objective, uniformly over all perturbation sequences within a prescribed bound.
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Differential Geometry
Sharp Hessian inequalities and monotonicity for Green's functions of positively curved Einstein manifolds
We prove a sharp Hessian inequality for the natural comparison Green's function of an Einstein manifold with positive sectional curvature, which may be viewed as a Green's function analogue of the Hessian comparison theorem and as a positively-curved, elliptic counterpart to the matrix Li-Yau-Hamilton inequality for the heat equation. We also show that this inequality is closely related to a family of monotonicity formulae, extending previous results of Park to the setting of positive curvature. We further present several geometric applications, such as a sharp comparison inequality for the sum of two distinct Green's distance functions.
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Differential Geometry
On the Structure of Sub-Riemannian Geodesic Orbit Manifolds
We study homogeneous sub-Riemannian manifolds whose normal extremals are orbits of one-parameter subgroups of the acting group. Our first main result shows that every sub-Riemannian geodesic orbit manifold satisfies the Goh condition and consequently admits no strictly abnormal length minimizers. Our second main result classifies all compact, connected, simply connected sub-Riemannian geodesic orbit manifolds with nonabelian simple isotropy group, thereby extending the Riemannian classification of Chen, Nikolayevsky and Nikonorov.
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Rings and Algebras
Affine Schur–Weyl theory for loop Semigroups and polynomial representations
Classical Schur–Weyl duality plays a fundamental role in the representation theory of general linear and symmetric groups. In this paper, we develop an affine Schur–Weyl theory for the Laurent polynomial loop semigroup. Let $\hat G_K(n)$ denote the Laurent polynomial loop semigroup inside the loop group $GL_n(K((t)))$ over a field $K$, and let $\hat S_K(n,r)$ be the affine Schur algebra. The natural action of $\hat G_K(n)$ on the affine tensor space $\Omega_K^{\otimes r}$ induces an algebra homomorphism $K\hat G_K(n)\rightarrow \hat S_K(n,r).$ We prove that this homomorphism is surjective for every field $K$ satisfying $|K|>r$. Furthermore, we establish the double centralizer property for affine Schur algebras over unique factorization domains for all $n\geq2$. For $n\geq2$ and any field $K$ with $|K|>r$, this yields the corresponding centralizer property for $\hat G_K(n)$. In contrast, for $n=1$ and $r\geq2$, the corresponding natural homomorphism is not surjective over any field. For $n\geq 2$, we use the double centralizer theorem to determine the center of the affine Schur algebra and, when $K$ is a field with $|K|>r$, show that $\hat\zeta_{r,K}$ maps the center of $K\hat G_K(n)$ onto it. Over an algebraically closed field $K$ of arbitrary characteristic, we prove that every finite-dimensional irreducible $\hat S_K(n,r)$-module is a tensor product of evaluation modules. Moreover, we obtain explicit character formulas expressing these irreducible characters as products of characters of irreducible classical Schur algebra modules. Finally, we study polynomial representations of $\hat G_K(n)$ over algebraically closed fields $K$, and classify its finite-dimensional irreducible polynomial representations. For finite fields $\mathbb F_q$ with $q>r$, this yields a classification in the defining-characteristic setting.
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Statistics Theory · Cross-listed from stat.ME
Anchored multiple testing: a transparent use of e-closure to improve FDR procedures
The recent e-closure method can recover every procedure that controls FDR (and other expectation losses). But the recovered e-collection is “self-referential” and gives no insight on how to improve the procedure (if improvable), and some recent improvements have been somewhat opaque. We introduce an elementary new technique called anchoring that exploits looseness in existing FDR proofs to enlarge a baseline multiple-testing procedure's self-referential local e-value. The resulting e-closure thus transparently retains every baseline discovery (and usually adding more) and controlling the false discovery rate under the same conditions as the baseline. To show that this principle is broadly applicable, we use it to improve a large suite of multiple testing procedures: (i) Anchored-BH dominates the Benjamini-Hochberg (BH) procedure under PRDS while being incomparable to Goeman's recent closed-BH, (ii) Anchored-BY dominates the Benjamini-Yekutieli (BY) procedure under arbitrary dependence while being incomparable to closed-BY, (iii) For two-sided Gaussian p-values (under appropriate covariance conditions), Anchored-2BH dominates running BH twice at half the level on two one-sided p-values, (iv) Anchored-dBH dominates dependence-adjusted BH, (v) Anchored e-BH dominates e-BH and is incomparable to closed e-BH, (vi) Anchored SeqStep+ improves the original (including selective and adpative variants) while preserving ordered rejection structures. All of these are accomplished in sorting or quadratic time. The appendix shows how to dominate Shifted-BH (for two-sided arbitrarily correlated Gaussians) and NDBH (for negatively dependent p-values), IndBH (for graph-dependent p-values), some online FDR procedures and the support line procedure for boundary FDR control.
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Representation Theory
Reciprocity for projective and injective direct summands
A reciprocity between multiplicities of projective direct summands for modular group algebras has been known for decades. Recently, the first author extended it to finite-dimensional symmetric algebras. We further generalize the reciprocity theorem to arbitrary finite-dimensional algebras by establishing a tensor-hom adjunction for stable and costable categories.
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Probability
Stochastic Porous Media Equations With Nonhomogeneous Dirichlet Boundary Conditions
We aim at studying the well-posedness of stochastic porous media equation problems under nonhomogeneous Dirichlet boundary. We obtain an unconventional homogeneous Dirichlet boundary stochastic porous medium equation by transformation under an additional assumption, and then use approximation problems to obtain the well-posedness properties of the equation with homogeneous Dirichlet boundary conditions under different initial conditions. Consequently, we obtain the corresponding solution to the original equation.
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Combinatorics
Distinct flattened partitions avoiding a pattern of length four
Let $\mathcal{P}_n$ denote the set of distinct permutations of length $n$ that arise from the flattening process applied to the partitions of $[n]=\{1,\ldots,n\}$. In this paper, we consider the problem of avoidance of a single classical pattern of length four by members of $\mathcal{P}_n$. Let $p_n(\tau)$ denote the number of members of $\mathcal{P}_n$ that avoid the pattern $\tau$. We show that $p_n(\tau)=C_{n-1}$ for all $n \geq 1$ for seven patterns of length four yielding new combinatorial interpretations of the Catalan number sequence. Further, we show that $p_n(\tau)$ corresponds to the binomial transform of Catalan numbers for three other patterns. To establish our results, we suitably refine the counting sequence $p_n(\tau)$ in each case so as to obtain a system of functional equations satisfied by the corresponding generating functions. These functional equations may then be solved explicitly leading to a determination of $p_n(\tau)$ in each case.
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Combinatorics
The domination number of the $2$-token graph of path graphs
We prove that the domination number of the $2$-token graph of the path $P_n$ is $\gamma(F_2(P_n))=d(n)$ for every $n\ge 13$, where $d(n)=\frac1{10}(n^2+5n+c)$ and $c$ is an explicit constant that depends on $n \bmod 5$. This settles a conjecture by Leaños and the authors, who previously proved the upper bound. The lower bound is computer-assisted and follows the method used by Gonçalves, Pinlou, Rao and Thomassé for grid graphs.
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Symplectic Geometry
Bi-contact plugs and dynamical hyperbolicity
We develop a theory of bi-contact plugs on oriented $3$-manifolds to construct Anosov flows or, more generally, structurally stable nonsingular flows. For a hyperbolic plug with filling Morse-Smale boundary laminations, we prove that every strongly transverse gluing map can be isotoped through strongly transverse maps to identify a strongly adapted unoriented contact form. The resulting flow is hyperbolic and is Anosov when the quotient is closed. This answers a question of Béguin-Bonatti-Yu. The result also extends to gluing nonsingular partially hyperbolic flows. Anosov completion by reflection embeds each such hyperbolic plug in an Anosov flow on its oriented double. Further applications include a classification of structurally generic projectively Anosov flows without saddle periodic orbits and Morse-Smale examples with prescribed saddle count. Generalizing the construction of Bonatti-Bowden-Potrie, finite capping embeds any bi-contact plug in a closed projectively Anosov flow with the same topological entropy, preserving partial hyperbolicity for attracting plugs. We also construct flows with controlled invariant torus dynamics on torus bundles and on doubles of plugs with coorientable boundary bi-foliations. Finally, every cooriented partially hyperbolic bi-contact plug admits a Liouville structure on its thickening, with Liouville trajectories projecting to positively reparametrized flow lines. Repelling plugs yield four-dimensional Liouville domains, often with chaotic skeletons.
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Number Theory
Statistics of divisor functions over function fields
Extending recent works on the restricted divisor function over integers, we consider an analogue of this function over the function field. We provide some exact and asymptotic formulas related to this function.
Probability
Optimal upper tail estimates for the edge eigenvalues of $\beta$-ensembles
Hermite and Laguerre $\beta$-ensembles are important and well studied models in random matrix theory, with the special cases $\beta=1,2,4$ corresponding to classical matrix ensembles. Although sharp moderate-deviation estimates have been established for the largest eigenvalues, substantially less is known for other edge eigenvalues. Even for the limiting distributions $TW_\beta^{(k)}$, the leading constants in the tail asymptotics are not known for general $\beta$ and $k\ge2$. In this paper, for each fixed $k\ge2$, we prove matching upper and lower moderate deviation bounds for the right tail of the $k$-th largest eigenvalue, with the optimal exponential constant $2\beta k/3$, for general $\beta$. We also establish sharp lower tail estimates for the second largest eigenvalue of the Gaussian and Laguerre orthogonal ensembles, with exponential constant $1/24$, same as for the largest eigenvalue. For $TW_\beta^{(k)}$, we obtain optimal upper and lower tail asymptotics for general $\beta$ and $k\geq 1$. We also obtain new stochastic domination results for the edge eigenvalues. Our proofs combine variational arguments from tridiagonal matrix models, last passage percolation, stochastic comparisons of sums of edge eigenvalues, and superposition-decimation identities.
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Classical Analysis and ODEs
Fourier Restriction Beyond Dimension Data: A Multiscale Moment Criterion
We establish an exact Fourier restriction criterion for a class of weighted Moran measures. Assuming uniformly bounded one-level frame bounds, we prove that, for every \(s>2\), the measure itself already detects the full extension estimate: \(L^2(\mu)\to L^s(\mathbb R)\) extension holds if and only if \(\widehat\mu\in L^s(\mathbb R)\), equivalently, if and only if the one-level Fourier moments \(G_{s,n}\) are summable, where $G_{s,n}$ is the $s$th moment of the nonzero Fourier coefficients of the $n$th digit law. The sufficient direction is obtained from a finite-frame stability estimate and its multiscale iteration, while necessity follows from disjoint resonant frequency grids. This gives, in particular, an exact formula for the critical restriction exponent and a precise criterion for endpoint attainment. The criterion reveals that the optimal restriction range is not determined by standard Fourier or dimensional data. We construct singular continuous spectral Moran measures with the same scales, digit cardinalities, exponential spectrum, and maximal nonzero Fourier coefficients. They also satisfy the same global Fourier decay bound, which is sharp along the same sequence of resonant frequencies, yet their critical restriction exponents are different. More generally, after fixing the summability rate of the maximal Fourier coefficients, we determine the optimal interval of possible restriction exponents and show that, at every interior critical exponent, the same fixed data allow both attainment and failure of the critical endpoint. These measures may simultaneously have $ \dim_{\mathrm F}^{\theta}\mu=\theta$ and $ D_q(\mu)=1,$for all admissible $\theta$ and $q$, and pointwise local dimension one everywhere on their supports.
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Number Theory
Automorphic symbols and automorphic L-values of GL(2) over imaginary quadratic fields
We study non-vanishing modulo primes of critical values of $L$-functions over imaginary quadratic fields twisted by Coates–Wiles characters. For a parallel weight two Hecke eigenform over an imaginary quadratic field, we prove that a positive proportion of Coates–Wiles characters have nonzero integral $L$-values modulo each prime in a positive-density set. The argument constructs automorphic symbols in parabolic homology with integral coefficients and expresses the critical values through their pairings with parabolic cohomology classes. A vertical family of additive averages of these pairings recovers Fourier coefficients and force the module generated by symbols to have full rank. We transfer this full-rank property to non-vanishing modulo primes. This extends the homological strategy of Kim–Sun from classical modular curves to arithmetic orbifolds, while addressing the unit obstructions specific to the imaginary quadratic setting.
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Differential Geometry
On Ricci solitons whose level hypersurfaces have parallel second fundamental form
We study gradient Ricci solitons whose potential functions have level hypersurfaces with parallel second fundamental form. We show that such a soliton is locally a multiply warped product of a one-dimensional base and Einstein fibers, with potential function depending only on the base. Thus, locally, this condition characterizes the multiply warped structure that occurs in many classical constructions of Ricci solitons. We further prove that the same local structure follows for any gradient Ricci soliton if just one regular level hypersurface has parallel second fundamental form and parallel intrinsic Ricci tensor. As an application, we prove that a complete nonsteady gradient Ricci soliton with constant scalar curvature is rigid as soon as one regular level hypersurface has this property. In particular, the conjecture of Cao holds for gradient shrinking Ricci solitons with this property. We also prove that a complete gradient shrinking Ricci soliton whose regular level hypersurfaces have parallel second fundamental form and at most one nonzero principal curvature is rigid, without any assumption on the scalar curvature.
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Analysis of PDEs
Sharp stability near sums of ground states for fractional Schrödinger equations
We study quantitative stability for the fractional Schrödinger equation $(-\Delta)^s u+u-|u|^\alpha u=0$ near finite sums of widely separated positive ground states. For every $n\ge1$, $0<s<1$, and Sobolev-subcritical exponent $\alpha>0$, we estimate the $H^s$ distance to the family of such sums in terms of the $H^{-s}$ norm of the equation's residual. The optimal rate changes at $\alpha=n/[2(n+2s)]$, with a logarithmic correction at the threshold. Above the threshold the rate is $t^{(n+2s)/(n+2s+1)}$; below it the exponent is $[(1+\alpha)(n+2s)-n/2]/(n+2s+1)$. The proof combines uniform invertibility away from the translation modes with precise interaction estimates and a weighted correction of the approximate configuration. This correction resolves the translation interactions even when the nonlinearity has a small exponent. We also construct nonnegative configurations that attain these rates. The estimates quantify the effect of the algebraic decay of fractional ground states on stability.
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Functional Analysis
The invariant subspace problem and Rosenblum operators II
Let $\mathcal{H}$ be the separable, infinite-dimensional complex Hilbert space. In the first paper of this series, we introduced, by means of the Rosenblum operators, the shift representation operators $K_x=\sum_{n=0}^{\infty}T^nx\otimes e_n$, which relate an operator $T$ with $r(T)<1$ to the unilateral shift $S$ and reveal its hidden analytic structure. In this paper we replace the pair $(H^2,S)$ by the Sobolev disk algebra $R(\mathbb{D})$ and the multiplication operator $M_z$, whose canonical left inverse $B$ plays the role of $S^*$, and study the two-parameter family $K_{x,y}=\sum_{n=0}^{\infty}T^nx\otimes B^{*n}y$. We prove that $T\in B(R(\mathbb{D}))$ with $r(T)<1$ is intransitive whenever there exist a nonzero vector $g$ and a nontrivial $M_z$-invariant manifold $\mathcal{M}$ such that $f(T)g$ has a zero in the closed unit disk for every $f\in\mathcal{M}$; the proof explicitly constructs a nontrivial invariant subspace of $T$. We further introduce the ideal property and show that every intransitive operator on $\mathcal{H}$ is unitarily equivalent to an operator on $R(\mathbb{D})$ with this property, so that the Invariant Subspace Problem for arbitrary operators reduces to a problem about a concrete function algebra. Applications include a characterization of intransitivity through the rationality of the generating function $\sum_{n=0}^{\infty}\langle T^n\xi,\eta\rangle z^n$ and new results on Pearcy's problem. Our main application is Halmos's third problem, which has remained open for more than fifty years: we reduce it to invertible operators with conjugate bi-geometric form, and we prove that $T^{-1}$ is intransitive for every invertible $T$ admitting a nontrivial projection $P$ with $PTP=TP$ and $PT(I-P)$ of rank one. Finally, we exhibit tridiagonal operators that are intransitive and admit infinite decreasing chains of invariant subspaces.
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Analysis of PDEs
From the Maxwell-Schrödinger equation to the Euler-Maxwell equation in the semiclassical limit
We derive the pressureless Euler-Maxwell system as a semiclassical limit from the Maxwell-Schrödinger equation. The method relies on studying a quantum modulated energy accounting for the self-consistent magnetic effects. Crucially, a correction is incorporated in the quantum modulated energy as to enable to close the Grönwall estimate provided a smallness assumption on the initial data is imposed. This is the first result on the semiclassical limit of the Maxwell-Schrödinger equation avoiding any regularization or conditional uniform in $\hbar$ bounds on the wave
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Analysis of PDEs
Local Existence and Uniqueness for the 3D Compressible Navier-Stokes/Cahn-Hilliard System with Vacuum
We establish local existence and uniqueness of strong solutions to the compressible Navier-Stokes/Cahn-Hilliard system in a bounded smooth domain in $\mathbb R^3$, allowing the initial density to vanish. The initial data satisfy suitable regularity and compatibility conditions for the momentum and phase equations. The main difficulty arises from the simultaneous degeneracy of the momentum equation and the density-weighted phase equations, which complicates the construction of compatible positive-density approximations and uniform initial estimates. We overcome this difficulty by introducing a time-independent residual into the chemical relation. The residual preserves the phase compatibility exactly, keeps the initial phase field unchanged, and vanishes in $H^1$ as the approximation parameter tends to zero. For each positive-density approximation, we construct a local strong solution using a semi-discrete Galerkin scheme that discretizes only the phase variables and retains the full transport and momentum equations. We then derive a priori estimates independent of the density lower bound, which yield a common lifespan and allow us to pass to the vacuum limit. Uniqueness is proved using a modified difference energy that accounts for the coupling between the density and the chemical potential. To our knowledge, this is the first local well-posedness result for the three-dimensional compressible Navier-Stokes/Cahn-Hilliard system with initial vacuum.
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Symplectic Geometry
Classical cylindrical contact homology is not invariant over $\bZ$
We show that classical cylindrical contact homology over $\mathbb{Z}$, equipped with its decomposition by free homotopy classes, is not invariant under changes of hypertight contact form. Specifically, we construct two nondegenerate hypertight perturbations of the standard Seifert contact form on $\Sigma(2,4,5)$ whose cylindrical contact homologies in the regular-fiber class are respectively torsion-free and contain $\mathbb{Z}/5$-torsion.
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Functional Analysis
Uniformly convex stalks and Kucher's $\ell_{\infty}(E)$ problem
Kucher asked whether $\ell_{\infty}(E)$ is a Grothendieck space for every super-reflexive Banach space $E$. We answer this question affirmatively by proving the stronger result that $\ell_{\infty}(E)$ has Pełczyński's property $(V)$. Combined with the natural dual representation of $\ell_{\infty}(E)$, this yields that every non-weakly compact operator on $\ell_{\infty}(E)$ fixes a copy of $\ell_{\infty}$. The main ingredient is a general property-$(V)$ theorem for function modules over zero-dimensional compact Hausdorff spaces with stalks admitting a common modulus of uniform convexity. The proof is based on Gierz's integral representation of functionals and the weak compactness of the associated canonical measures. In the case of $\ell_{\infty}(E)$, the relevant stalks are ultrapowers of $E$, and super-reflexivity provides the uniform geometric control required by the theorem. We also derive several consequences for operators on $\ell_{\infty}(E)$, including weak compactness into separable spaces, reflexivity of separable quotients, and compactness of operators into Schur spaces.
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Mathematical Physics
Uniformity theory of weighted composites
By including spatially varying volume fractions of the constituents, composites are obtained that are akin to functionally graded media. An extension of the mathematical apparatus of double groupoids is proposed to incorporate these materials with the aim of eventually classifying defects of misalignment and their time evolution.
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Optimization and Control
Exact Convex Reformulations of Binary Quadratic Programs from Facially Reduced Semidefinite Relaxations
We develop MIQCR-FR, a framework for exact convex reformulation from facially reduced semidefinite relaxations of equality-constrained binary quadratic problems. Standard mixed-integer quadratic convex reformulation (MIQCR) uses dual multipliers of the original relaxation. Facial reduction (FR) reduces the semidefinite matrix order, but recovery of the original dual multipliers is not guaranteed in general. For this class of problems, we identify how retaining the linear equalities and their products with each binary variable enables this recovery. An established dual recovery formula gives an explicit extension of every feasible solution of the reduced dual to the original dual, preserving its bound. For approximate multiplier estimates, we give a spectral shift restoring dual feasibility and two constructions optimizing different bounds within a restricted multiplier family. Maximizing the dual bound yields a trust-region subproblem; maximizing the continuous MIQCR bound requires only a reduced eigenvalue calculation. The latter construction enforces convexity directly, rather than full dual feasibility. We implement it using multiplier estimates from the alternating direction method of multipliers (ADMM). On 431 instances from six problem families, the complete method certifies 296 optima, compared with 156 for the conic-bundle method MIQCR-CB and 187 for direct Gurobi under a common time budget.