Representation Theory
Papers
Fresh from arXiv, typeset properly. Highlighted words trade on the market.
Thursday 17 September
Formal Lie groups, which generalize Lie groups in differential geometry, are analogous to formal group schemes in algebraic geometry. In a previous paper, we established the basic theory of formal Lie groups, including a formal Lie theory theorem that identifies formal Lie groups with Lie pairs. In this paper, we develop the foundations of the representation theory of formal Lie groups and Lie pairs. In particular, we construct modules of Lie pairs on function spaces over formal manifolds and prove that the category of representations of a formal Lie group is isomorphic to the category of modules of the corresponding Lie pair.
Combinatorics
Fractional expectation thresholds and the "second" Kahn-Kalai conjecture
We show that the uniform probability measure on copies of a nonempty graph $H$ in $K_n$ is $Cq_H\log(2e(H))$-spread, where $q_H$ is its graphic expectation threshold. Consequently, the fractional expectation threshold of $H$ is at most $Cq_H\log(2e(H))$. We remove the logarithmic factor for trees and for graphs whose average degree is at least the logarithm of their maximum degree. This proves the “second” Kahn-Kalai conjecture for these two classes, which encompass most of the standard families studied in random graph containment problems.
Read the full abstract
Optimization and Control
Convergence rate of the moment-SOS hierarchy for univariate polynomial optimization
We study the convergence rate of the moment-SOS (sum-of-squares) hierarchy for polynomial optimization problems (POPs) on a bounded subset of the real line described by arbitrary polynomial inequalities. We prove that, for every fixed univariate POP, the relaxation error is bounded by $O(1/r^2)$, where $r$ is the relaxation order. In particular, boundary degeneracies in the polynomial description of the feasible set affect the constant but not the convergence exponent. The proof combines the structure of finitely generated univariate quadratic modules with a Chebyshev polynomial construction that approximately recovers the natural generators of the feasible set while controlling the degree of the certificate. We also give an elementary degree-four example for which the relaxation error is exactly $1/(2r(r-1))$, showing that the quadratic rate is optimal. Equivalent reformulations connect this example to a cubic univariate problem and to a bivariate POP whose feasible set has a cusp singularity at the minimizer.
Read the full abstract
Statistics Theory · Cross-listed from cs.LG
Parallelism, critical windows, and separations among diffusion language models
A popular selling point of diffusion large language models (dLLMs) is their capacity for parallelism: the ability to generate sequences of text far more efficiently than autoregressive models, which require one forward pass per token. Yet among the many competing paradigms for dLLMs, from masked to uniform to Gaussian diffusion, principled understanding of how these different proposals compare in parallelism remains limited. In this work, we initiate a fine-grained comparison of the capacity for parallelism among these three leading approaches and prove the following: - Uniform and Gaussian diffusion can sample in a number of forward passes which scales with the dual total correlation of the underlying distribution, a measure of intrinsic complexity which can be much smaller than the context length. Previously, it was only known how to achieve this using masked diffusion. - For a certain family of random empirical measures, we show that $\widetilde{\Theta}(\sqrt{d})$ forward passes are necessary and sufficient to sample using uniform or Gaussian diffusion, yet there exist approximate score oracles for which $\widetilde{\Omega}(d)$ forward passes are needed for masked diffusion. This establishes the first provable separation in parallelism between the three prevailing dLLM paradigms. Contrary to popular intuition that masked diffusions are harder to parallelize because they must commit to token values, the latter separation instead comes from the fact that the critical windows in masked diffusion sampling are asymptotically narrower than those in uniform and Gaussian diffusion sampling.
Read the full abstract
Category Theory
Cocompactness and Presentability
We give a short proof that $\kappa$-cocompact objects in a presentable category are subterminal. As our main result, we extend this to the setting of presentable $\infty$-categories. A consequence is that an $\infty$-category $\mathcal{C}$ such that both $\mathcal{C}$ and $\mathcal{C}^\mathsf{op}$ are presentable is a small complete lattice, extending a classical theorem of Gabriel-Ulmer. Along the way, we prove a nilpotence result for phantom maps in general pointed presentable $\infty$-categories. Additionally, we show that a strengthening of our main result is equivalent to the existence of a proper class of measurable cardinals.
Read the full abstract
Classical Analysis and ODEs
Sharp mixed $A_p$-$A_\infty$ estimates for sparse operators on filtered and nonhomogeneous measure spaces
We prove mixed $A_p$-$A_\infty$ estimates for sparse operators in two non-doubling settings. In the first setting, we consider sparse operators defined using stopping times in continuous time. We obtain both strong- and weak-type bounds with the same powers of the weight characteristics as in the classical setting. Some of our weak-type bounds are even new for the dyadic filtration on $\mathbb R^d$ and, in particular, imply a sharp weak-type $(2,2)$ estimate for Rubio de Francia square functions, solving a problem left open by Garg, Roncal and Shrivastava [J. Geom. Anal., 31:748-771, 2021]. In the second setting, we consider dyadic sparse forms in which distinct cubes may interact, provided their dyadic distance is bounded. We obtain strong-type bounds with the same powers of the weight characteristics as in the classical setting. As a one-dimensional application, we obtain strong-type bounds for Haar shifts over balanced non-doubling measures, answering a quantitative question posed by Conde-Alonso, Pipher, and Wagner [Math. Ann., 391:2209-2253, 2025].
Read the full abstract
Statistics Theory
Approximation Theorems for High-Dimensional Canonical U-Statistics: Gaussian Chaos and Phase Transition
We study simultaneous inference for maxima of canonical order-two $U$-statistics in high dimension. Degeneracy makes quadratic fluctuations leading, so ordinary Gaussian calibration can fail even after exact variance normalization. We show that the appropriate general target is a joint signed Gaussian quadratic chaos and establish a general approximation result that permits indefinite kernels. The general anti-concentration bound is too crude for high-dimensional inference, and we obtain sharper bounds under additional spectral structure. We also identify a phase transition from a non-Gaussian signed-chaos maximum to its covariance-matched Gaussian counterpart driven by the effective rank. For feasible inference, we propose a Gaussian multiplier bootstrap that avoid estimating eigensystems, and establish its validity. Two applications and extensive numerical simulations further illustrate the scope and practical performance of the proposed framework.
Read the full abstract
Mathematical Physics
Factorization method for a clamped obstacle from near-field measurements via a far-field transformation
This paper considers an inverse shape problem for recovering an unknown impenetrable clamped obstacle in two dimensions from near-field point source and dipole measurements for the biharmonic Helmholtz equation in the frequency domain. The measured data consist of the scattered field and its normal derivative on a closed measurement curve surrounding the obstacle. Since the associated near-field operator does not directly admit the symmetric factorization required by the factorization method, we introduce a far-field transformation. This transformation is defined independently of the obstacle and augments the near-field operator into the associated far-field operator which does admit a symmetric factorization. This yields a rigorous complete characterization of the obstacle by the factorization method theory and leads to a practical reconstruction algorithm based on the spectral data of the transformed operator. Numerical experiments are presented to demonstrate the effectiveness of the proposed method, with synthetic near-field data generated using the method of fundamental solutions. We also consider reconstructions using only scattered-field measurements generated by point sources, demonstrating the potential for reduced the amount of measured data.
Read the full abstract
Dynamical Systems
Infinite prime sumsets in structured and $U^k(\Phi)$-uniform sets
By introducing new ergodic-theoretic techniques in nilsystems, we determine which infinite sumset configurations occur in $U^k(\Phi)$-uniform and Nil-Bohr sets. To be more precise, our first result associates the degree $k$ of a $U^k(\Phi)$-uniform set with the variety of sumsets it contains, solving a conjecture of Kra, Moreira, Richter and Robertson. Restricting to Nil-Bohr sets we show the existence of infinite sumsets with summands in the shifted primes $\mathbb{P}-1$. As a consequence, we show that for any real polynomial $Q(n)$ with leading irrational coefficient of degree $k$, and any natural numbers $\ell_1, \cdots, \ell_k$ there is an infinite set $P\subset \mathbb{P}$ such that \begin{equation*} Q\Big(\sum_{p \in I} p\Big) \in U \pmod 1 \quad \text{ for all } I \subset P , |I| = \ell_1, \ldots, \ell_k. \end{equation*}
Read the full abstract
Group Theory
Generation of Iterated Wreath Products Constructed from Full Transformation Monoids and Symmetric Groups
The rank of a semigroup is the cardinality of a smallest generating set. In this paper, we introduce iterated wreath products of transformation semigroups. We determine the rank of iterated wreath products of full transformation monoids and symmetric groups.
Probability
Sharp spectral norm concentration and regularization of sparse random tensors
We prove sharp spectral-norm bounds and construct a mean-fitting regularization procedure for sparse random tensors of fixed order $k$. For an $n\times\cdots\times n$ tensor with independentBernoulli$(p)$ entries, the centered norm is $O(\sqrt{np})$ with polynomially high probability whenever $np\ge c\log n$. This removes the logarithmic loss in Zhou and Zhu (2021). We also determine the expected centered norm at every sparsity level: for every $0<p\le1/2$, it has order $\min\{n^kp,\sqrt{d_{\mathrm{eff}}}\}$, where $d_{\mathrm{eff}}$ is an effective degree accounting for unusually large fiber counts. The upper bounds extend to tensors with deterministic entrywise weights and unequal sampling probabilities. Analogous two-sided bounds hold for the Friedman–Wigderson model at every degree; its expected centered norm has order $\sqrt{d_{\mathrm{eff}}}$. We also give an all-sparsity regularization procedure for independent Bernoulli tensors with unknown, possibly unequal means in $[0,p]$. Our light-fitting regularization estimates the original mean with minimax expected spectral-norm error of order $\min\{\sqrt{np},pn^{k/2}\}$ for every known $0\le p\le1$. The procedure fits light multilinear residuals under an entrywise constraint on the candidate mean, rather than deleting high-degree fibers.
Read the full abstract
Differential Geometry
The isoperimetric inequality and CMC hypersurfaces in Cartan-Hadamard manifolds
We show that the sharp Euclidean isoperimetric inequality holds for domains in complete simply connected Riemannian $n$-manifolds of nonpositive sectional curvature, $3\leq n\leq9$, which establishes the Cartan-Hadamard conjecture in these dimensions. The main step is a sharp inequality for constant-mean-curvature hypersurfaces, proved via integrals over pairs of boundary points, together with estimates for Jacobi fields along geodesic chords of the boundary. The weights in these integrals depend on the length of the chord and its angles with the boundary, and are chosen dimension by dimension, with a Green function pole. The inequality persists for boundaries of isoperimetric regions trapped in geodesic balls, whose mean curvature is constant only on the free part and which may have singularities. The isoperimetric-profile argument of Kleiner and Ghomi-Spruck completes the proof.
Read the full abstract
Combinatorics
On a class of combinatorial group invariants
In this paper, we explore group invariants arising from combinatorial structures associated with finite groups, including the functional graphs of power maps and the well-studied power graphs. These invariants induce equivalence relations (and hence partitions) on the set of isomorphism classes of finite groups, which we classify from the finest to the coarsest. Surprisingly, all but three of these partitions turn out to coincide; for the subclass of nilpotent groups, all but two coincide. Furthermore, we introduce a broad class of nilpotent groups and show that, within this class, all but one of these partitions agree. Our proofs draw on tools and ideas from Combinatorics and Number Theory, while requiring only basic notions from Group Theory. In particular, we construct a general framework that may prove useful in contexts similar to those considered in this paper. Finally, we propose some open questions that emerge from our results.
Read the full abstract
Algebraic Geometry
On the ACC for Minimal Log Discrepancies for Bounded Generalized Sub-Pairs
We show that the ACC conjecture for minimal log discrepancies holds for both bounded generalized sub-pairs in arbitrary dimension and bounded threefolds with arbitrary boundaries.
General Topology
Finite-Point Metrizable Coarsenings: Compatible Gauges, Simplicial Metrics, and Hausdorff Lower Bounds
Let $(X,\tau)$ be metrizable and let $F=\{a_1,\ldots,a_k\}\subseteq X$, where $2\le k<\infty$. We represent all metrizable topologies $\sigma\subseteq\tau$ agreeing with $\tau$ on $X\setminus F$ by compatible systems of continuous gauges $s_i:X\to[0,1]$ with $s_i^{-1}(0)=\{a_i\}$. The condition $\inf_X\max\{s_i,s_j\}>0$ for $i\ne j$ is equivalent to both Hausdorffness and metrizability of the prescribed gauge topology. A normalized product map into the standard simplex gives an explicit metric; its triangle inequality follows from a simplex slack inequality. This metric is complete whenever the auxiliary bounded compatible metric is complete. For two compatible systems, their coordinatewise minimum describes the intersection topology. It is compatible exactly when the two coarsenings have a common Hausdorff lower bound; in that case the intersection is metrizable and is their meet. Otherwise every common lower topology is non-Hausdorff. A closed-discrete construction produces such an obstructed pair for every noncompact metrizable space and every finite exceptional set with at least two points. Consequently, for these exceptional sets, the family is downward directed, or is a lattice, if and only if $(X,\tau)$ is compact, in which case it consists only of $\tau$.
Read the full abstract
Differential Geometry
Finite-Time Singularities of the Kähler–Ricci Flow on Fano Bundles II
The analytic minimal model program proposed in \cite{SongTianSingularities, JST} seeks to describe the birational transitions and fibre collapsing of the Kähler–Ricci flow through the geometry of its singularities. A fundamental conjecture of \cite{JST} predicts Type I bounds for the scalar curvature and diameter of every fibre contratced by the limiting cohomological class at the finite singular time. This paper is a continuation of \cite{Splitting} that establishes the Type I conjecture for collapsing solutions on Fano bundles with arbitrary smooth Fano fibres. If the fibre admits a smooth Kähler-Einstein metric, the Type I bound holds for the full curvature tensor.
Read the full abstract
Probability
Copula Operad and Copula Entropy
We construct a symmetric operad $\mathfrak{C}$ on the class of all multivariate copulas, where operadic composition is given by Sklar substitution. We prove that the absolutely continuous subclass $\mathfrak{C}^{ac}$—which coincides with the $L^1$ class of copula densities—forms a suboperad; under composition, the density of the composite copula is given by the explicit Sklar substitution density formula $g(v)=\phi\big(\Psi_1(v^{(1)}),\dots,\Psi_n(v^{(n)})\big)\prod_{k=1}^{n}\psi_{k}(v^{(k)})$. Furthermore, we show that copulas with finite copula entropy—identified with the $L\log L$ class of copula densities—are closed under substitution and hence constitute a suboperad $\mathfrak{C}^{L\log L}$. On this suboperad, copula entropy is strictly additive: $H(\gamma(\Phi;\Psi_{1},\ldots,\Psi_{n}))=H(\Phi)+\sum_{k=1}^{n}H(\Psi_{k})$.
Read the full abstract
Number Theory
Computational results on sums of a prime with squares or cubes
One conjectures that all integers greater than 14 are the sum of an odd prime and two positive squares. We prove that all integers $n$ with $14<n<10^{26}$ can be represented in this manner. Along the way, we investigate sums of a prime and one square and then “bootstrap” to get our results on sums of a prime and two squares. We also show that all integers between $308$ and $10^{16}$ can be represented as the sum of an odd prime and two positive cubes. Our methods require the determination of the integral points on various elliptic curves.
Read the full abstract
Optimization and Control · Cross-listed from cs.LG
Distributionally Robust Federated Learning with Multi-Source Data
Federated learning trains a shared model from private client data. In practice, data-generating distributions may differ, and the true mixture across clients is often unknown, making the underlying group distribution difficult to specify. Existing approaches address cross-client mixture uncertainty by optimizing against the worst-case mixture, yet assume accurate client-wise distribution estimates. However, these estimates can be unreliable when based on finite samples. To handle both cross-client mixture uncertainty and within-client distributional ambiguity, we construct a global ambiguity set as the union of admissible mixtures of local ambiguity sets. The construction allows client-specific ambiguity radii and admits a client-wise separable reformulation. Leveraging this structure, we establish a high-probability out-of-sample performance guarantee. We further develop a federated algorithm for a penalty-based reformulation and prove its convergence under milder regularity conditions. Simulations validate the algorithm's effectiveness.
Read the full abstract
Differential Geometry
A Llarull type theorem on complete non-compact manifolds
Let $3\leq n\leq7$, $2\leq k\leq n-1$, and $m=n-k-1$. We prove that a complete, connected, noncompact spin manifold $(M^n,g)$ with scalar curvature $R_M\geq k(k-1)$ is isometric to $\mathbb{S}^k\times\mathbb{T}^m_\Lambda\times\mathbb{R}$ if it admits a smooth proper map of nonzero degree to $\mathbb{S}^k\times\mathbb{T}^m\times\mathbb{R}$ whose spherical component is 1-Lipschitz. The flat torus in the conclusion is not necessarily isometric to the target torus.
Read the full abstract
Combinatorics
Four Special Directions over Prime Fields: Structure and Complete Classification
A direction of the affine plane $\mathbb{F}_p^2$ is special for a set if the lines in that direction do not all meet the set in the same number of points. We classify, for every prime $p\ge5$, the subsets of $\mathbb{F}_p^2$ with exactly four special directions. There are $54$ affine-equivalence classes, occurring only for $p=5,7,11,13,17$, and we give explicit representatives. In particular, $17$ is the largest prime admitting such a set, which answers a question of Ghidelli, Kiss and Somlai, and over $\mathbb{F}_{13}$ the minimum size is $65$, attained by exactly two classes. The key structural fact is that the projection polynomials of such a set share a vertex: the set is either centrally symmetric about this point or differs from its reflection by exchanging one full line with one empty line. We also show that, over an odd prime field, a Boolean function on $\mathbb{F}_p^d$ with exactly four active projective Fourier lines is pulled back from a plane, so the classification extends to every dimension. The classification and the exclusion of the primes $19\le p<2048$ are computer-assisted; the structural results and the exclusion of larger primes are proved directly.
Read the full abstract
Rings and Algebras
Directed partial orders on the complex number field
We construct a class of positive cones that make $\C$ into a directed partially ordered ring. The positive cones are defined using integral closures of local rings, associated with a transcendence basis and a chosen real generator. A localization criterion also yields such orders on every transcendental extension of $\Q$. For a fixed coefficient field, we prove that two real generators define the same cone if and only if they differ by an affine map with positive real-algebraic slope and translation algebraic over that field. The nonzero positive elements are closed under inversion. None of these orders is a lattice order.
Read the full abstract
Combinatorics
Nonexistence of a Leech Tree of Order 18: A Computer-Assisted Proof
A Leech tree of order $n$ is a tree with positive integral edge weights whose $n(n-1)/2$ pairwise weighted distances are precisely $1,2,\ldots,n(n-1)/2$. This paper gives a computer-assisted proof that no Leech tree of order $18$ exists. The argument has three layers. First, a development in Lean 4 verifies the structural facts used in the paper. These facts reduce every putative example to one of eight local configurations and justify several necessary conditions. Second, conventional mathematical arguments prove a component-pair whole-block exact-cover condition and the completeness of a recursive search. Third, exhaustive computations close all eight configurations. The computation records exact coverage, source and input hashes, terminal receipts, and checked exact-zero results. The structural layer is kernel-checked, but the search program, its execution, and the certificate checker have not been formalized in Lean. The result is therefore a computer-assisted proof, not an end-to-end Lean proof.
Read the full abstract
Probability
Perturbed Brownian motion reflected at a time-dependent boundary
Let $B$ be a standard Brownian motion, $x\ge 0,\, \nu<1$, and $b:[0,\infty)\to\mathbb R$ is a continuous function locally of finite variation starting from 0. We define the perturbed Brownian motion reflected at the boundary $b$ by establishing strong existence and pathwise uniqueness of a solution to the equation \[ W_t=(1-\nu)x+B_t+\nu M_t(W)+\frac12 L_t^0(W-b), \qquad W_t\ge b(t), \] where $M_t(W):=\sup_{0\le s\le t} W_s$ and the process $L^0(W-b)$ is the semimartingale local time at 0 of the process $W-b$. We give a positive result under condition (PB) on the boundary $b$ : for every $T>0$, the upward increment $\sup_{0\le s<t\le T,\,t-s\le h}(b(t)-b(s))^+ = o(\sqrt{h})$ as $h\downarrow 0$. The proof splits into two regimes: the case $\nu<1/2$ is a consequence of the Skorokhod problem in an orthant proved by [Williams 1995], while the case $\nu\ge 1/2$ combines a deterministic comparison estimate and a logarithmic upper bound on the number of completed round-trips, following the strategy of [Chaumont and Doney 1999]. For $\alpha\in(0,1/2)$, we also construct an increasing $\alpha$-Hölder boundary for which no continuous adapted solution starting from zero exists for any $\nu<1$.
Read the full abstract
Rings and Algebras
Polynomial identities, central polynomials and cocharacters of $M_2(F)$ with $G$-graded involution
Let $F$ be a field of characteristic zero, $G$ be a finite abelian group and $M_2(F)$ be the algebra of $2\times 2$ matrices over $F$. In this paper, we consider all $G$-graded involutions on $M_2(F)$ and determine the generators of the $T_{(G,*)}$-ideal of identities and of the $T_{(G,*)}$-space of central polynomials of $M_2(F)$. Moreover, we explicitly compute the $\langle n\rangle$-cocharacter and the $n$-th $(G, *)$-codimensions for most of the gradings. For the case of gradings by the Klein group, the $(G, *)$-central codimensions and proper central $(G, *)$-codimensions are also explicitly computed.
Read the full abstract
Category Theory · Cross-listed from cs.LO
String Diagrams for Process Mining
Run two process-discovery algorithms on the same event log and they return two different pictures of the same process. Petri nets, causal nets, process trees and BPMN each rely on routing machinery of their own, and their only common ground is the traces they generate. A trace lists activities one after another, so it discards the concurrency the notations exist to express, and two models with identical trace languages can describe genuinely different processes. Whether two discovered models mean the same thing therefore has no notation-independent answer. We show that all four notations admit one canonical presentation, a signature recording a model's activities and the typed interfaces along which they compose, and nothing of the routing machinery. Four construction theorems establish this presentation notation by notation, so two models are compared in a form that each notation determines on its own. Signature equality implies trace equivalence and is strictly finer, separating genuine concurrency from interleaved choice, which a trace comparison cannot, and signature inclusion implies trace inclusion. In a recovery study on one object-centric log, the discovered causal net has exactly the ground-truth signature, while the discovered Petri net's signature strictly contains it and locates every behaviour the Petri net adds in its silent structure. The gain is largest for object-centric data, where a single log supports several notations at once. The four notations become one calculus, in which a translation between them is a claim that can be checked.
Read the full abstract
Analysis of PDEs
Radial Symmetry and Strict Radial Decrease for Master Equations with Decreasing Radial Potentials
We study the master equation $ (\partial_t -\Delta)^{s} u(x,t) = R(|x|)f(u(x,t))\quad\mbox{in}\ \mathbb{R}^n\times\mathbb{R}, $ where $s\in(0,1)$, $R$ is positive and strictly decreasing in the radial variable, and $f$ is positive, locally Lipschitz, and satisfies $f'(0)<0$. Existing symmetry results for this operator require $f(0)=0$ with $f'(0)\ge 0$ (or, more generally, that $f$ be non-decreasing near the origin), because the sign of the moving-plane comparison inequality is then controlled by the nonlocal diffusion term. When $f'(0)<0$, the linear term in the comparison inequality appears at the same order as the nonlocal diffusion but with the opposite sign, destroying the comparison principle underlying the standard cut-off perturbation argument. We prove that, despite this obstruction, every positive bounded classical solution with uniform spatial decay is radially symmetric and strictly radially decreasing in $x$ for each $t$. The proof reconciles the direct method of moving planes with this adverse sign by exploiting the interplay between the spatial decay of $u$ and the strict radial monotonicity of $R$. This appears to be the first symmetry result for the master operator that accommodates a local damping mechanism at the origin.
Read the full abstract
Algebraic Topology
Representation stability of string links and manifold links
We prove representation stability for rational cohomology of spaces of string links and manifold links in Euclidean space as the number of links grows. For string links we consider the component of the standard embedding of disjoint copies of $\mathbb{R}^{m}$ into $\mathbb{R}^{d}$, where $m \geq 1$ and $d \geq m+3$. For manifold links we consider the component determined by disjoint copies of a fixed embedding of a closed smooth $m$-manifold into $\mathbb{R}^{d-2}$, where $d \geq 3$. In both cases, the rational cohomology groups form finitely generated $\mathrm{FI}^{\#}$-modules in each degree with generation arity at most $n\frac{d-2}{d-m-2}$ in degree $n$. We also obtain explicit generation bounds for the rational homotopy groups. The proofs combine geometric constructions of structure maps, hairy graph complex models for embeddings modulo immersions and a functorial framework that allows generation bounds to be established after forgetting the symmetric group actions.
Read the full abstract
Statistics Theory
On the parametric and semiparametric Fisher information matrix for non-zero mean stationary spherical invariant random processes
The classical Whittle formula provides a closed-form expression for the asymptotic Fisher information matrix (FIM) rate of multidimensional, real-valued, zero-mean, purely nondeterministic stationary Gaussian processes (GPs), expressed in terms of their parameterized spectra within a maximum-likelihood framework. However, the Gaussian assumption underlying this result restricts its applicability to many real-world signals exhibiting heavy-tailed or non-Gaussian behavior. In this paper, we extend Whittle's result to multidimensional, real-valued stationary compound Gaussian processes (CGPs) with arbitrary mean, under a unified framework encompassing fully known, parameterized, and completely unknown density generators. Building upon the Slepian-Bangs formula for $n$ consecutive observations and extending it to the semiparametric setting, we leverage the asymptotic properties of block Toeplitz matrices to obtain a closed-form spectral-domain expression for the asymptotic FIM rate. The resulting expression, common to all density generator families, generalizes the standard zero-mean Gaussian formula by incorporating a distribution-dependent contribution associated with the nonzero mean, and an additional covariance term that is invariant to the choice of non-Gaussian distribution. This extension enables efficient and theoretically grounded performance analysis for heavy-tailed signal processing applications.
Read the full abstract
Number Theory
Finding New Limit Points of Mahler Measure by Methods of Missing Data Restoration
It is well known that the set of Mahler measures of single variable polynomial has limit points of which a list established by D. Boyd and M. Mossinghoff has been extended through approaches based on genetic algorithms. In this paper, we wish to further extend the list of known limit points by adapting a method of missing data restoration.