Mathematical Physics · Cross-listed from physics.ed-ph
Papers
Fresh from arXiv, typeset properly. Highlighted words trade on the market.
Tuesday 19 May
Most of the laws of Nature involve derivatives up to the second order. Ostrogradski was the first to seek a formulation of the equations of higher-order derivatives. He extended Hamilton's equations by considering Lagrangians that depend on higher-order derivatives of generalized coordinates. The Hamilton-Ostrogradski formulation served as the basis for later studies with higher-order derivatives. However, the Hamilton-Ostrogradski formalism is rarely discussed in textbooks or the pedagogical literature. This motivated us to show how the Hamilton-Ostrogradski formalism can be applied it to the Pais-Uhlenbeck oscillator. We hope that the approach presented in this work can serve as a basis for discussion in advanced classical mechanics courses.
Metric Geometry
Amicable Lattice Rhombuses are Amicable
A polygon is equable if its area is equal to its perimeter. A pair of polygons is an amicable pair if the area of the first is equal to the perimeter of the second, and vice versa. A polygon is a lattice polygon if its vertices lie on the integer lattice. We show that amicable lattice rhombuses are actually equable.
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Numerical Analysis
Reliable sampling-based RKHS norm estimation via superconvergence
Kernel methods are one of the cornerstones of learning-based control, modern system identification, surrogate modelling, and related fields. A key advantage of this class of learning and function approximation methods is the availability of quantitative error bounds, which in turn play a key role in guaranteeing the safety of learned controllers and related learning-based algorithms. However, these error bounds rely on a particular property of the target function – its reproducing kernel Hilbert space (RKHS) norm – which is usually impossible to obtain in practice. Motivated by this severe shortcoming, we present a novel sampling-based RKHS norm estimation approach with a solid theoretical foundation, leveraging very recent advances in the theory of superconvergence in kernel methods. Our method is applicable to a broad range of practically relevant function classes and requires only reasonable prior knowledge about the target function. Extensive numerical experiments demonstrate the efficacy and practical applicability of the proposed method. By providing a reliable RKHS norm estimation approach, we remove a major obstacle to the practical deployment of learning-based control algorithms.
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Complex Variables
Logarithmic Coefficients Problems of Geometric Subclass of Closed-to-convex Functions
For $\alpha\ge 0$, let $\mathcal{W}(\alpha)$ be the class of all analytic functions in the unit disk $\mathbb{D}$ with normalization $f(0) = 0 $ and $ f'(0) = 1 $ that satisfy the relation $Re\,\{f'(z) + \alpha z f''(z)\} > 0$. This article aims to establish sharp bounds for logarithmic coefficients $\gamma_1$, $\gamma_2$ and $\gamma_3$ and logarithmic inverse coefficients $\Gamma_1$, $\Gamma_2$ and $\Gamma_3$ of functions in $\mathcal{W}(\alpha)$. The sharp upper and lower bounds for $\bigl|\,\gamma_2 \,\bigr|-\bigl|\,\gamma_1\,\bigr|$ and $\bigl|\,\Gamma_2 \,\bigr|-\bigl|\,\Gamma_1\,\bigr|$ have been obtained for the class $\mathcal{W}{(\alpha)}$. In addition, we establish sharp inequality for the second Hankel determinant of the logarithmic and inverse logarithmic coefficients for the class $\mathcal{W}{(1)}$.
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Optimization and Control · Cross-listed from cs.DS
Optimizing for Fairness in Generalized Kidney Exchange: Theory and Computations
The seminal work of Roth, Sönmez, & Ünver shows that the Edmonds-Gallai structure theorem for non-bipartite matching can be leveraged to yield a randomized algorithm to match patient-donor pairs in kidney exchange with extraordinarily strong properties. This breakthrough led to randomized polynomial-time algorithms to find a maximum-cardinality matching maximizing individual fairness objectives–measured by the probability that nodes are matched–such as Nash social welfare. But the exchanges allowed in practice go beyond cardinality matching, generalizing to weighted variants and allowing structures such as paths and 3-cycles. We show that strongly polynomial algorithms guaranteeing the same fairness properties can be obtained in weighted settings for matching and 2-paths. While even maximum cardinality coverage with cycles and paths of length at least three is NP-hard, we provide a general result showing that any optimization subroutine (for whichever structure is allowed) can be bootstrapped using a polynomial number of calls to yield a mechanism that has analogous fairness properties to those obtained for matching. We complement these theoretical results with computational results, both on well-studied synthetic data-sets and on samples drawn from real data, that demonstrate the striking advantages of adding fairness considerations to more general kidney-exchange mechanisms.
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Commutative Algebra
Frobenius orbit codes and finite-field Fourier spectra: exact distance and coset distributions
Let $q$ be a prime power, let $m\ge1$, put $Q=q^m$, and let a permutation $\pi$ of a finite index set $I$ satisfy $\pi^m=1$. We study the $\F q$-linear code \[ \mathcal C(\pi)=\{x\in\Lfield^I:x_{\pi(i)}=x_i^q\}, \] which includes the Fourier spectra of $\K$-valued functions on finite abelian groups split by $\Lfield$. Our structural starting point is a $\F q$-linear Hamming isometry taking each cycle of $\pi$ of length $\ell$ to the subfield repetition code $\{(b,\ldots,b):b\in\F{q^\ell}\}$. From this normal form we obtain exact symbol weight and received-word distance enumerators, all list sizes, and the covering radius. An occupancy generating function gives the complete coset-leader distribution, the exact mean distance, the probability of a unique nearest word, and the number of deep holes. For the full cyclic family of length $q^m-1$, the deficit of a uniformly random ambient word from the covering radius is asymptotically Poisson with mean $(m-1)/2$, with an additional $1$ when $m$ is even; a central limit theorem follows. We also determine the deep-hole probability and the second-order gap to the sphere-covering bound. Classical Fourier–Galois descent and cyclotomic orbit enumeration enter only to identify the Fourier specialization.
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Numerical Analysis
Quasi-optimal complexity of iterative Galerkin methods driven by an elliptic reconstruction error estimator
We study an iterative Galerkin method for quasilinear elliptic problems in the Browder-Minty setting. The resulting discrete nonlinear systems are solved by linearization via a (damped) Zarantonello iteration. Unlike prior work, adaptive mesh refinement is driven by an elliptic reconstruction error estimator, which is natural in the sense that the a posteriori bounds for the linearization and discretization errors are well separated. For this setting, we present the first comprehensive convergence analysis of the corresponding algorithm. We prove unconditional full R-linear convergence of a suitable quasi-error that combines linearization and discretization errors. For sufficiently small adaptivity parameters, we further establish optimal convergence rates with respect to the number of degrees of freedom and quasi-optimal complexity, i.e., optimal convergence rates with respect to the overall computational cost. Numerical experiments underpin the theoretical findings.
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Algebraic Geometry
Zero cycles on Severi–Brauer flag varieties
Let \(A\) be a central simple algebra over a field \(F\) with index \(n\) and let \(\mathrm{SB}_r(A)\) denote the \(r\)-th generalized Severi–Brauer variety associated with \(A\). We prove that the Chow group of zero cycles of degree zero \(\mathrm{A_0}(\mathrm{SB}_r(A))\) is \((d, n/d)\)-torsion where \(d = (r,n)\). Our approach reduces the general case to division algebras of prime power index and yields several new instances in which \(\mathrm{A_0}\) is trivial, together with sharper torsion bounds in general.\\ We also show that if \(F\) is a local or global field, then \(\mathrm{A_0}(\mathrm{SB}_r(A))=0\). Since Severi–Brauer flag varieties are stably birational to generalized Severi–Brauer varieties, these results extend to them, yielding corresponding torsion bounds and vanishing results for \(\mathrm{A_0}(X)\), where \(X\) is stably birational to \(\mathrm{SB}_r(A)\).
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Algebraic Geometry
Chow and cohomology rings of moduli stacks of plane quartics
This paper studies the Chow and cohomology rings of the Hacking moduli stack $\mathcal{P}^{\mathrm{H}}$ of plane quartics. We construct a smooth proper Deligne–Mumford stack resolving the Calabi–Yau wall crossing between the KSBA and K-moduli compactifications for plane quartics via stack-theoretic weighted blowups. Its coarse moduli space is, up to normalization, the fiber product of the natural diagram relating the KSBA, K-moduli, and boundary polarized Calabi–Yau compactifications. From this, we compute the Poincaré polynomial of $\mathcal{P}^{\mathrm{H}}$, show that the cycle class map is an isomorphism with rational coefficients, and determine generators and relations for its Chow ring in terms of tautological classes. Analogous results are established for the GIT and K-moduli stacks.
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Probability
Fourier Representations of Spectral Densities in Long-Memory Processes
In this article, we aim to further clarify certain subtle aspects of processes that exhibit long memory in the second-order sense. We construct a long-memory stochastic sequence, in the sense that the series of absolute autocovariances diverges, whose spectral density has an almost everywhere unboundedly divergent Fourier series. This suggests that the Fourier series of the spectral density of a generic long-range dependent process, one for which nothing is known except that its autocovariances are not absolutely summable, should be handled with great care. On the other hand, it is known that if one assumes regularly varying behavior for the autocovariances or the spectral density, along with suitable conditions on the associated slowly varying function, then the Fourier series of the spectral density converges everywhere, except possibly at 0. The process we construct can easily be simulated, and we compare its empirical and theoretical autocovariances.
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Representation Theory
Nilpotent Lie algebras of vector fields in three variables
We give a complete constructive description of all finite dimensional nilpotent Lie algebras of smooth vector fields in three variables, including intransitive algebras. The description is organized by the rank and dimension of the center, which serves as the key invariant. Since every nonabelian solvable algebra lives in the normalizer of a nilpotent algebra, our normal forms provide the essential building blocks for the study of all solvable algebras of vector fields in three variables.
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Mathematical Physics
Concurrent enforcement of polyconvexity and true-stress-true-strain monotonicity in incompressible isotropic hyperelasticity: application to neural network constitutive models
The design of physics-augmented neural networks (PANNs) for the purposes of constitutive modeling has received considerable attention as of late for a variety of material behaviors. Here, we revisit the classical framework of isotropic incompressible hyperelasticity in light of recent advances in the study of constitutive inequalities. We show that polyconvexity implies true-stress-true-strain monotonicity for a large class of incompressible strain-energy functions. The resulting elastic law obeys the physically reasonable Legendre-Hadamard (or ellipticity) condition as well as the notion of increasing stress with increasing strain. These results then inform the architecture of four distinct PANNs which are subsequently calibrated to three different sets of experimental data each. We show that different PANN parametrizations - satisfying the same constitutive constraints a priori - have varying approximation power for the description of material behavior. Moreover, even when distinct parametrizations perform comparatively well within the calibration regime, they show pronounced differences in extrapolation. This observation motivates a critical discussion about the predictive power of PANNs which also has implications for the modeling of more complex material behavior by virtue of neural networks.
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Optimization and Control · Cross-listed from cs.LG
Take It or Leave It: Intent-Controlled Partial Optimal Transport
While optimal transport (OT) enforces a rigid constraint by requiring two measures to be matched exactly, partial optimal transport relaxes this requirement by allowing mass to remain unmatched through a global budget, scalar rebate, or uniform rejection rule. However, many applications call for more structured, pointwise rejection mechanisms, where the decision to leave mass unmatched depends on side-specific reliability, support geometry, or external information about which components should participate in the comparison. We introduce intent-controlled partial optimal transport (IC-POT), a targeted generalization of partial transport that replaces the global rejection paradigm with pointwise rejection costs over both measures. We show that the resulting optimization problem admits a dual interpretation in terms of local acceptance thresholds and can be solved by recasting it as a balanced Kantorovich OT problem on an augmented support. Beyond theoretical analysis, we demonstrate the practical relevance of IC-POT in settings where rejection is driven by side information. In positive-unlabeled learning and open-partial domain adaptation, incorporating pointwise rejection rules that encode statistical structure improves fixed baseline pipelines. Finally, we motivate the use of IC-POT with a geophysical practical case: multi-modal satellite ocean measurements, for which physical and sensors priors naturally inform the rejection mechanism and define the retrieved comparable signal information.
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Probability
Quasihelix properties of selected Volterra Gaussian processes
We study local quasihelix and generalized quasihelix properties of several Gaussian Volterra processes with tempered, power-weighted, and logarithmic kernels, including tempered fractional Brownian motions and generalized fractional Brownian motion-type processes. These properties depend significantly on the values of the parameters involved, and we consider all possible cases in detail.
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Mathematical Physics · Cross-listed from quant-ph
Bounded Dyson maps and cavity-driven transitions in a time-dependent non-Hermitian spin-boson model
We study a time-dependent non-Hermitian extension of the Schütte-Da Providência spin-boson Hamiltonian with complex couplings. A time-dependent Dyson map relates the model to a Hermitian counterpart and induces a positive physical metric. Separating the positive and unitary parts of the map, we prove a no-go result for a natural Gaussian number-squeeze-number class: for a nonvanishing linear spin-boson interaction, Hermiticity and bounded invertibility force the entire bosonic part of the Dyson map to be unitary. The squeezing parameter therefore selects a time-dependent Hermitian frame rather than contributing to the metric. The squeezed and non-squeezed Hamiltonians are related exactly by a time-dependent unitary transformation. The conserved quantity formed from the boson number and spin projection is replaced by a transported dynamical invariant, so a closed squeezing-frame protocol cannot generate transitions between distinct invariant sectors. We then introduce an independently driven single-mode cavity with quadratic term $i\chi(t)(b^{\dagger2}-b^2)/2$. This physical drive breaks the corresponding continuous symmetry while preserving parity and couples dressed sectors differing by two bosonic quanta. The non-Hermitian asymmetry parameter, which also determines the bounded metric, tunes the effective Hermitian coupling, transition strengths and resonance conditions. Direct numerical propagation confirms the distinction between passive frame-induced mixing and genuine cavity transitions, the asymmetry-controlled resonance shift, and the validity of the first-order transition formula in the weak-driving regime.
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Classical Analysis and ODEs
The Law of the iterated logaritm for smooth functions
A version of the Law of the Iterated Logarithm for smooth functions in the upper-half space is proved. As a consequence, we show that certain size conditions on the gradient and the gradient of the laplacian of a smooth function, lead to self-improvement growth properties. The results are applied in situations where harmonicity is not present.
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Algebraic Geometry
Enriques' characterization of Abelian surfaces in positive characteristic
Extending Enriques' characterization to algebraically closed fields of characteristic $p \geq 7$, we show that every smooth projective surface $X$ with $h^1(X, \mathcal{O}_X) = 2$ and $p_1(X) = p_2(X) = 1$ is birational to an Abelian surface. This characterization fails if $p \leq 5$, and we give a sharp alternative.
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Rings and Algebras
Central idempotents in group-graded rings
Let $G$ be a group and let $R$ be a $G$-graded ring. We show that every nonzero central idempotent in $R$ has finite support group in two broad settings: when $G$ is abelian, and when $G$ is arbitrary but the grading satisfies a certain one-sided non-annihilation condition on nonzero homogeneous elements. In particular, under the respective hypotheses, if $G$ is torsion-free, then every central idempotent lies in the principal component of the grading. Our results generalize earlier results by H. Bass, R. G. Burns, and A. A. Bovdi–S. V. Mihovski, from group rings and crossed products, to non-commutative, possibly non-unital, group-graded rings. We demonstrate the utility of our results by applying them to semigroup-graded rings, Leavitt path rings, fractional skew monoid rings, partial skew group rings, and algebraic Cuntz-Pimsner rings.
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Analysis of PDEs
A note on several inverse problems with generally random coefficients
We consider several inverse problems for elliptic equations whose coefficients are random, without imposing a special probabilistic structure on the randomness. The main body treats the Schrödinger equation. We compare what can be recovered from the full law of the Dirichlet-to-Neumann map, from its expectation, from finitely many joint moments of its boundary bilinear form, and from the averaged interior Green's operator. We obtain both positive and negative results. That the full law of the Dirichlet-to-Neumann map determines the law of the random potential is almost trivial. However, the expected Dirichlet-to-Neumann map and, more generally, any fixed finite hierarchy of its boundary moments need not determine even the mean potential. In contrast, the averaged Schrödinger Green's operator determines the pointwise mean and variance of the potential. In a two-atom model it determines all pointwise moments of the two-point law. The appendices contain the corresponding results for the conductivity equation.
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Combinatorics
Locally Semi-Equitable Colourings of BIBDs
We study $\ell$-colourings of $(v,k,\lambda)$-BIBDs (balanced incomplete block designs) where, within each block, one colour is absent and each of the $\ell-1$ other colours appears exactly $\frac{k}{\ell-1}$ times. We establish several necessary conditions for such colourings to exist. We also use these coloured BIBDs to provide new necessary conditions for the existence of Hadamard matrices, affine planes, and twin prime powers.
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Mathematical Physics
Numerical approach to the modular operator for fermionic systems
We numerically approximate the Tomita-Takesaki modular operator for local subalgebras of the 1+1-dimensional massive Majorana field. Our method works at the one-particle level with a discretisation of time-0 data in position space. The local subspaces we consider are associated with one double cone and with the disjoint union of two double cones. In order to avoid boundary effects, we primarily choose the overall spacetime to be a cylinder; different choices of boundary conditions (antiperiodic and periodic) are considered. We compare our numerical results to known analytic expressions in the massless case. It turns out that the modular operator has a non-trivial dependence on the mass. In the case of two double cones, the modular generator does not only have ”local” contributions (supported on the diagonal in configuration space) but also ”bilocal” terms (connecting the two double cone regions); we find the latter to be less prominent at higher masses, in line with expectations.
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Differential Geometry
Newman–Penrose formalism in $3$-dimensional trans-Sasakian manifolds
We study $3$-dimensional trans-Sasakian manifolds using the Newman–Penrose formalism. In this framework, the geometry of the structure vector field is encoded by scalar spin coefficients: acceleration, shear, expansion, and twist. A central observation is that, in dimension $3$, the trans-Sasakian condition is equivalent to the characteristic vector field defining a shear-free geodesic congruence, or equivalently a conformal foliation by geodesics. Thus, the Newman–Penrose equations provide a direct scalar formulation of the conformal foliations studied by Baird and Wood in the theory of harmonic morphisms. Within this framework, we derive curvature and Laplacian identities for trans-Sasakian manifolds and their main subclasses, including formulae for the Ricci tensor, scalar curvature, Einstein condition, rough Laplacian, divergence and harmonicity of the characteristic vector field, together with several illustrative examples. As an application, we consider trans-Sasakian structures compatible with fixed homogeneous metrics of type ${\Bbb E}(\kappa,\tau)$. We prove a rigidity result: in the non-space-form cases, the Newman–Penrose equations force the characteristic vector field to be vertical. Hence, for $\tau\neq0$ and $\kappa\neq4\tau^2$, every compatible trans-Sasakian structure is the canonical vertical $\alpha$-Sasakian structure, while for $\tau=0$ and $\kappa\neq0$, it is vertical and cosymplectic. In particular, these non-space-form homogeneous metrics admit no proper compatible trans-Sasakian structures.
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Optimization and Control · Cross-listed from eess.SY
Robust synchronization for multi-agent systems governed by PDEs with observable and unobservable disturbances
This paper investigates robust synchronization for multi-agent systems (MASs) governed by parabolic partial differential equations in the presence of both observable and unobservable disturbances. Using only boundary output measurements, a disturbance observer is designed to estimate observable Dirichlet boundary disturbances while ensuring robustness of the observer error system with unobservable disturbances occurring in the domain. Using only the reference signal and local output information, distributed synchronization controllers are then constructed to enable all agents to track the reference trajectory. In particular, exponential tracking is achieved in the absence of unobservable disturbances, while robustness is preserved when additional unobservable disturbances occur during controller implementation. We further analyze the impact of unobservable Dirichlet-Robin boundary disturbances on synchronization performance by proving the boundedness of solutions to the synchronization error system. Moreover, to characterize the influence of all disturbances, input-to-state stability (ISS) is established for the closed-loop system. For the involved systems, the generalized Lyapunov method and the recursion technique are extensively employed in the stability analysis, and the lifting technique and semigroup theory are used to prove the well-posedness. Simulation results validate the proposed control scheme, demonstrating effective disturbance estimation and rejection, robust synchronization, and the ISS properties under various scenarios.
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Information Theory
On the exact decoding error probability exponent of the random coding on BSC
For the information transmission over a binary symmetric channel the random coding is used. The transmission of exponential number of messages is considered. The exact decoding error probability exponent is derived. The proof is based on the new results on the distribution of a certain sum of random variables.
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Statistics Theory
Error Bounds for Importance Sampling with Estimated Proposal Distributions
Importance sampling with data-driven proposal distributions is widely used in practice. A common workflow first generates an auxiliary sample of size $N$ from an approximation of the target distribution, constructs a density estimate $\hat q$ such as a kernel density estimator (KDE), and then draws $n$ importance samples from this learned proposal. Despite its practical relevance, the theoretical properties of this hierarchical procedure remain poorly understood, since classical importance sampling theory assumes a fixed proposal. We address this gap by deriving non-asymptotic error bounds for standard, defensive, and self-normalized importance sampling estimators with random proposals. Our results separate the Monte Carlo error, scaling as $n^{-1/2}$, from the proposal approximation error measured through the mean integrated absolute and squared errors (MIAE and MISE) of $\hat q$. To obtain explicit convergence rates in $(N,n)$, we establish MIAE and MISE bounds for KDEs constructed from geometrically ergodic Markov chains in stationary and non-stationary regimes. Combining these results yields quantitative guarantees for importance sampling with KDE-based proposals. Our theory provides practical guidance for selecting defensive mixture weights in a nonparametric importance sampling framework.
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Category Theory
Tensor triangular geometry – Notes for an Oberwolfach Seminar
These are the notes from lectures I gave at the Oberwolfach Seminar "Tensor Triangular Geometry and Interactions" which was held in October 2025. The aim of these notes is twofold: We develop notions of support for triangulated categories, and we apply them to classify thick and localising tensor ideals of categories that arise in modular representation theory of finite groups.
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Combinatorics
Short Proofs in Algebraic and Enumerative Combinatorics
We present several short proofs that resolve open problems from the algebraic and enumerative combinatorics literature. First, we consider the echelonmotion operator on modular lattices. We resolve a conjecture of Defant, Jiang, Marczinzik, Segovia, Speyer, Thomas, and Williams and, consequently, obtain a new algebraic bijective proof of a classical result of Dilworth. Second, we consider statistics on parking functions studied by Stanley and Yin and by Hopkins. We prove some conjectures of Hopkins. Third, we consider centralizers in the plactic monoid. We settle two conjectures of Sagan and Wilson. All of these proofs were obtained autonomously by ChatGPT 5.4 Pro.
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Optimization and Control
Analytical Approach to Continuous-Time Causal Optimal Transport
We study causal optimal transport in continuous time, with Markovian cost, between a finite-state Markov source and a diffusion target. By replacing the source with its conditional law given the observation of the target, we characterize the value of this transport problem through a fully nonlinear parabolic master equation on an enlarged state space. We further show that this value coincides with those of two equivalent stochastic control problems on the simplex: a control of the Kushner–Stratonovich filtering equation with a zero-mean condition, and a state-constrained stochastic optimal control problem. Both formulations give rise to implementable numerical schemes that approximate the value from above and below.
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Commutative Algebra
Golod ideals in combinatorial commutative algebra
In this article we study the Golod property of standard graded algebras. We show that determinantal ideals, binomial edge ideals, and permanental ideals are Golod if and only if they have a linear resolution. Next, we give a characterization of when cover ideals define Golod rings, exploiting some considerations on multidegrees of Koszul cycles and Massey products. Finally, we show that squarefree strongly Golod ideals (and, more generally, lcm-strongly Golod ideals) are Golod, and not just weakly Golod.
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Analysis of PDEs
Flexibility and rigidity for the Couette flow in the infinite channel
We investigate the existence of stationary and traveling wave solutions to the 2D Euler equations near the Couette flow in the infinite channel $\mathbb{R} \times [-1,1]$. For Sobolev spaces $W^{s,p}$ or Hölder spaces $C^s$, we identify the index $s= 1+ \frac1p $ as the vorticity regularity threshold separating flexibility from rigidity. Specifically, for any $s<1+ \frac1p$ we prove the existence of $C^\infty$ smooth, compactly supported steady states and traveling waves arbitrarily close to the Couette flow in all $W^{s,p}$ and $C^{1-}$. Conversely, we establish the non-existence of such relative equilibria in $ W^{s,p}$ with $s>1+ \frac1p$ or $C^{1+}$. A notable feature of the variational construction is that these flexible solutions belong to every Gevrey class strictly below the analytic threshold.