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Mathematics Spectral Theory

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Monday 28 September

Spectral Theory · Cross-listed from math.PR

Power variations of critical Gaussian multiplicative chaos and their spectral applications

We introduce power variations of critical Gaussian multiplicative chaos (GMC) along refining partitions in arbitrary dimension. Under suitable renormalisation, we prove uniform fractional moment bounds via Laplace transform estimates as well as stable convergence to supercritical GMCs. Together, these results provide a unified approach to regularity and spectral questions for critical chaos, yielding: (i) the sharp exponent for the logarithmic modulus of continuity, (ii) the existence of non-empty essential spectrum for critical Liouville quantum gravity surfaces; and (iii) an almost-sure quantitative Fourier decay.
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Spectral Theory · Cross-listed from math.AP

Convex counterexamples to the Schiffer and Pompeiu conjectures in dimensions two to eighteen

We construct the first convex planar counterexample to the Schiffer and Pompeiu conjectures: a bounded strictly convex non-disc domain with real-analytic boundary carrying a nonconstant solution of $\Delta u+u=0$ with $u=1$ and $\partial_\nu u=0$ on the boundary. Together with the higher-dimensional constructions, this gives convex non-ball counterexamples in every dimension from two to eighteen, and in dimensions twenty and twenty-one, with real-analytic boundaries diffeomorphic to spheres and indicator Fourier transforms vanishing on the unit sphere. In dimensions $4$, $6$, $8$, $10$ and $14$, planar reductions through compact Lie algebras of rank two use Harish-Chandra's radial part formula and Kostant's convexity theorem. In dimensions $3$, $5$ and $7$, an axisymmetric formulation on the unit ball gives a quartic equation in weighted coefficient spaces. The exact two-sided inverse of the residual-corrected linearisation combines a Dirichlet Helmholtz inverse, a holomorphic boundary real-part problem and the material-derivative identity; it gives the planar Schiffer domain and, by one dimension-parametrised argument, the domains in dimensions $5$, $9$, $11$ to $13$, $15$ to $18$, $20$ and $21$. We also construct the first convex planar counterexample to Berenstein's conjecture: a strictly convex non-disc domain with real-analytic boundary carrying a sign-changing solution of $\Delta u+u=0$ with $u=0$ and $\partial_\nu u=1$ on the boundary. Planar existence for this problem is due to Colbrook, Sadeghi and Stepaniants. All existence proofs in this paper are computer-assisted.
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Spectral Theory · Cross-listed from math.CO

A sharp higher-order Cheeger inequality

Let $\lambda_k(G)$ be the $k$th eigenvalue of the normalized Laplacian of a finite undirected weighted graph $G$ with positive degrees, where $k$ is an integer satisfying $1\le k\le |V(G)|$. Let $\varphi_k(G)$ be the minimum possible maximum conductance of $k$ disjoint nonempty vertex sets. We prove $\varphi_k(G)\le C\sqrt{\lambda_k(G)\log(k+1)}$ for an absolute constant $C$. The number of sets and the spectral index are both $k$, and conductance is measured in the original graph. The logarithmic dependence is optimal up to an absolute constant. The proof combines geometric partitioning of the spectral embedding with minimum-cut improvement and adaptive projections in coefficient space. A single conductance threshold is used throughout the construction. The resulting maps have disjoint supports, and the sum of their Gram matrices is bounded below by an absolute positive multiple of the identity. A dyadic maximal estimate bounds the sum of their internal energies uniformly over unit coefficient vectors. A dimension argument using local eigenvalues then yields exactly $k$ disjoint sparse cuts.
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Spectral Theory · Cross-listed from math-ph

A renormalized Lee Model: resolvent and spectral analysis

We construct and analyze a renormalized three-dimensional massive Lee model; its renormalized Hamiltonian is defined intrinsically through an abstract construction which explicitly provides the operator domain, action and a Kre\u\i n-like resolvent formula. Conservation of the total excitation number reduces the spectral analysis of the full Hamiltonian to a sector-wise study of the spectral profile of an explicit operator pencil, playing the role of an operator-valued Weyl function. We construct essential spectrum components in a sector generated by lower excitation sectors and obtain the inclusion in the expected sector-wise HVZ type formula; the full formula is proved in the first two sectors and, under explicit conditions, in every sector. Below the free or one-excitation threshold, the point spectrum in every higher sector is described by a bounded self-adjoint nonnegative Birman–Schwinger operator. In every sector with at least two excitations we prove absence of sub-threshold spectrum for arbitrary coupling when the renormalized gap is not smaller than the boson mass, and under an explicit weak-coupling condition when it is smaller. In the latter case we also derive a sufficient condition for the existence of a simple bound state in the two-excitation sector.
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All authors Claudio Cacciapuoti, Federica Muscolino, Diego Noja, Andrea Posilicano

Sunday 27 September

Spectral Theory

Off-diagonal bounds for spectral projector kernels

We study the growth of the spectral function of the Laplace-Beltrami operator on a Riemannian manifold $M$ of dimension $n$. For $n\geq 3$ we show that for any $x\in M$ there is a full measure subset $Z_x\subset M$ such that for all $y\in Z_x$ \[E_{\Lambda}(x,y) = O_{M,x,y,\varepsilon}(\Lambda^{n/2}(\log\Lambda)^{3/2}(\log\log\Lambda)^{1/2+\varepsilon}). \] For $n=2$ we prove a stronger statement. For any $x\in M$ there is a full measure subset $Z_x\subset M$ such that for all $y\in Z_x$ \[E_{\Lambda}(x,y) = O_{M,x,y,\varepsilon}(\Lambda^{5/6}(\log\Lambda)^{1/6}(\log\log\Lambda)^{1/6+\varepsilon}) .\]
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Spectral Theory · Cross-listed from math-ph

Homogenized graphs with spectrally embedded defect states

By homogenizing high-contrast periodic metric graphs, we create continuous media that admit bound states produced by local defects at energies embedded in the continuous spectrum. This is achieved by fitting two copies of a lattice graph simultaneously into space and coupling them by connecting edges. The homogenization of an ODE on a graph to a PDE in space is achieved by representing the associated operators in a common functional space through interpolation by Fourier analysis. The two coupled graphs result in an effective medium with internal degrees of freedom that allow a decomposition into two orthogonal spaces of hybrid states. Critical high contrast retains microscopic resonances in the effective medium and allows a spectral band of one hybrid state space to overlap a spectral gap of the other. This serves as the mechanism for creating bound states at frequencies embedded in the continuous spectrum of the effective medium. These bound states in the continuum persist for $\varepsilon$-scale metric graphs due to $O(\varepsilon)$ operator-norm estimates for reduced resolvents on the defect region.
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Spectral Theory · Cross-listed from math-ph

Effective atom-dimer bands of three-body lattice systems at strong coupling: exact critical mass ratios and a statistics-quasimomentum duality

We study three particles on the square lattice with contact interactions of infinite strength, for all total quasimomenta, for three statistics: three identical bosons, two identical fermions plus a third particle, and two identical bosons plus a third particle. Previous work treated only the trimer and zero quasimomentum. Here the atom-dimer sector is analyzed on the whole Brillouin zone. A Feshbach-Schur reduction onto the infinitely degenerate eigenvalue 1 of the pair-contact operator gives explicit effective Hamiltonians with proved first-order error. The threshold problem reduces to a 4x4 Hermitian matrix criterion built from the two-point resistances of the square lattice, and hence to a quartic polynomial. This yields the complete atom-dimer zone and the critical mass ratio on the Brillouin zone, with bound between 1 and pi/(pi-2), and closed forms at all symmetry points. We prove: the zones in closed form; the critical mass ratio with exact value pi/(pi-2) at zero quasimomentum, reproducing a numerical value; at most two atom-dimer states for every quasimomentum and mass ratio; the onset laws, an essential singularity on the zone boundary and a linear-over-logarithm onset in the pure p-wave; two exact dualities showing that a change of statistics is equivalent to a shift of quasimomentum by pi; and the global range of the second fermionic threshold. The onset laws admit a renormalization-group reading: the inverse lattice Green function is a marginal s-wave coupling, binding energies arise by dimensional transmutation with lattice scale 16, and the zone boundary is of marginal (BCS/Kondo) type rather than of Berezinskii-Kosterlitz-Thouless type. All constants are verified independently by lattice quadrature, computer algebra, exact diagonalisation, and infinite-lattice solvers.
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Spectral Theory · Cross-listed from math.DG

Isoperimetric bounds for the weighted Neumann and Steklov eigenvalues in dimensions three through six

For $3\le n\le6$, we determine the sharp isoperimetric bound for the mass-normalized first weighted Neumann eigenvalue on bounded Euclidean domains. For every finite nonnegative nonatomic measure $\mu$ on $\overline\Omega$, \begin{equation*} \overline\lambda_1^N(\Omega,\mu)\le\frac{n(n-1)}{n-2}\omega_n\sin^2\vartheta_n\left(\frac{|\Omega|}{\omega_n}\right)^{(n-2)/n}, \end{equation*} where $\omega_n$ is the volume of the unit ball and $\vartheta_n\in(\pi/2,\pi)$ is the angle at the first stationary radius of the regular rotational harmonic-map profile. The bound is attained on balls by a smooth positive radial density. In fact, we affirmatively resolve Question~1.12 posed by Vinokurov \cite{Vinokurov2026}. Furthermore, for admissible domains with finite boundary measure, we also prove the sharp strict Steklov bound \begin{equation*} \sigma_1(\Omega)|\partial\Omega|\,|\Omega|^{(2-n)/n}<\frac{n(n-1)}{n-2}\omega_n^{2/n}\sin^2\vartheta_n, \end{equation*} whose constant is approached by $C^1$ perforated domains.
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Spectral Theory · Cross-listed from math.CO

A Twelve-Row Seed and a One-Row Extension for Five-Column Recursive-Line Zarankiewicz Numbers

We prove that the five-column recursive-line Zarankiewicz number satisfies $z_{RL}(m,5)=3m+5$ for every integer $m\ge 12$. The proof is based on an explicit $12\times5$ seed configuration combined with a recursive one-row extension scheme. The seed attains the five-column cell bound and contains no unoccupied cells. Two selected pairs in the seed are opened and replaced by parallel paths, ensuring that each inserted row increases the total number of augmented edges by three while preserving the required simple configuration. The main challenge lies in verifying the strengthened recursive-line condition ${\rm (RW3+)}$ uniformly across all extension lengths. To this end, we develop a distance-reducing rectangle lemma that transfers certified inner-product relations along extension paths, reducing relations between distant labels to those at smaller path distances. This confines the verification for arbitrarily long extensions to a finite collection of seed and interface certificates. The resulting construction successfully satisfies pair identification, preserves distinct selected-edge classes, and certifies the orthogonality of distinct edge representatives. Furthermore, combining this constructed lower bound with the parameter hierarchy yields $z_2(m,5)=z_{RL}(m,5)=3m+5$ throughout this range.
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Saturday 26 September

Spectral Theory

Spherical density for real semisimple groups

Let $G$ be a connected semisimple real Lie group with finite center and let $(\Gamma_N)$ be a tower of cocompact lattices. We prove that the weak injective radius property implies the spherical density hypothesis with the same parameter. Together with the converse theorem of Golubev and Kamber, this gives an equivalence in the cocompact Archimedean setting. The proof uses a uniform spherical-mass estimate near spectral walls and a positive pre-trace kernel, but no tempered-spectrum estimate or a priori spectral gap.
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Spectral Theory

Large eigenvalues of the Connes-Moscovici operator

We prove the logarithmic Weyl law predicted by Connes and Moscovici for large positive eigenvalues of the distinguished self-adjoint extension of the operator $P=-\partial_x(x^2-1)\partial_x-4\pi^2x^2$ on the real line. More precisely, we use the WKB method and show a Bohr-Sommerfeld quantization rule characterizing sufficiently large eigenvalues. A particular difficulty is that the associated $h$-dependent Lagrangian submanifolds are non-compact, which requires a renormalization of the action integral. Furthermore, to deal with the degeneracy of the coefficients at $x =\pm 1$, we use a quasimode matching argument based on radial estimates and Lagrangian regularity.
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Spectral Theory

Improvements of Classical Eigenvalue Inequalities I: Quantitative Hersch-deficit and the Joint Spectral Range on the Two-Sphere

For area-$4\pi$ metrics on the two-sphere, we obtain quantitative refinements of classical eigenvalue inequalities and study the joint behavior of the first two Laplace eigenvalues. We prove a sharp quadratic improvement of Hersch's reciprocal-sum inequality in terms of the first eigenvalue, together with a simultaneous quadratic estimate for the first three eigenvalues and a geometric stability result for admissible measures. We also establish a quantitative refinement of Nadirashvili's second-eigenvalue inequality with sharp exponential scale. Finally, using explicit spectral families due to Petrides, a degree argument, and a refined finite-dimensional matrix method, we obtain nontrivial inner and outer bounds for the joint range of $(\lambda_1,\lambda_2)$.
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Spectral Theory

Discrete Mixed Quantization for Cat Maps

In this paper, we develop a mixed quantization technique for graph vector bundles that combines semiclassical analysis and quantum cat maps. We apply it to study the Kesten–McKay law and quantum ergodicity.

Friday 25 September

Spectral Theory · Cross-listed from math.AP

Eigenfunction asymptotics and nodal domain estimates for dumbbell domains

We study the nodal structure of Neumann eigenfunctions on planar dumbbell domains as the width of the neck joining two fixed end domains tends to zero. Under simplicity and non-degeneracy assumptions, we show that sufficiently thin necks force an increasing number of nodal domains as the limiting eigenvalue grows. At the bottom of the spectrum this forcing can attain Courant's upper bound: in particular, the third Neumann eigenfunction has exactly three nodal domains and is Courant sharp. At the same time, nodal deficiency of an eigenfunction on an end domain can persist on the full dumbbell, giving eigenfunctions that are not Courant sharp. The main analytic difficulty is that the singular limit may vanish on one or both end domains even though these regions contribute nodal domains for every positive neck width. We overcome this by deriving refined asymptotics for the first nonzero profiles on the vanishing regions, expressed through Neumann Green's functions with poles at the neck attachment points and obtained by a two-dimensional matched asymptotic analysis with logarithmic terms.
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Spectral Theory · Cross-listed from math-ph

Agmon estimates for the difference of exact and approximate Dirichlet eigenfunctions for difference operators

We analyze a general class of difference operators $H_\varepsilon = T_\varepsilon + V_\varepsilon$ on $\ell^2(\varepsilon\mathbb{Z}^d)$, where $V_\varepsilon$ is a multi-well potential and $\varepsilon$ is a small parameter. We construct approximate eigenfunctions in neighbourhoods of the different wells and give weighted $\ell^2$-estimates for the difference of these and the exact eigenfunctions of the associated Dirichlet-operators.
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Spectral Theory

Dirac measures can be quantum limits on the Sierpinski gasket

We prove that on the Sierpinski gasket, a prototype of compact fractal space, Dirac distributions arise as the weak limit of probability measures associated with sequences of high energy eigenfunctions of the Laplacian in a way that cannot happen in compact Riemannian manifolds.

Thursday 24 September

Spectral Theory · Cross-listed from math.PR

Constants in the Weighted Law of the Iterated Logarithm under Long-Range Dependence: Hermite Rank Two

At Hermite rank two, the constant in the weighted law of the iterated logarithm under long-range dependence is represented as the largest eigenvalue of a suitably normalized positive integral operator on the unit interval. The same eigenvalue determines the exponential-moment threshold and the logarithmic right-tail rate of the weighted second-chaos limit, which in the unweighted case is the Rosenblatt law. The weighted third spectral moment is evaluated in closed form. Convergent two-sided spectral enclosures are obtained, and in the weight-concentration limit the leading eigenvalue is characterized by a scalar equation with a uniform geometric remainder. At the unweighted memory boundary, the constant decays like the square root of the distance to criticality. Its leading coefficient is determined to $25$ decimal places with certified full-operator residual bounds. After division by the square-root boundary factor, the weight-concentration and memory limits commute. Their common coefficient differs from the unweighted boundary coefficient and lies in the certified interval $(1.370323114331,\,1.370323114332)$. The joint asymptotic formula is established with a uniform two-parameter remainder bound.
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Spectral Theory · Cross-listed from math.AP

A 1/64 spectral gap for surfaces with $\delta=1/2$

We show that any convex co-compact hyperbolic surface with exponent of convergence of Poincaré series $\delta \in (\frac25,\frac{14}{27})$ has an essential spectral gap of size $\beta=\tfrac78(\tfrac12-\delta)+\tfrac{1}{32}\delta-\epsilon$ for any $\epsilon>0$. In particular, for $\delta=\frac12$ this becomes $\beta=\tfrac{1}{64}-\epsilon$. We show existence of the gap by proving a new Fractal Uncertainty Principle, using a two-ends Furstenberg theorem of O'Regan-Wu-Yi [arXiv:2607.08461].
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Spectral Theory · Cross-listed from math-ph

Localization near the edge for the lattice Anderson-Bernoulli model on general dimension

The Anderson tight-binding model is a fundamental model of quantum transport and localization in disordered media. Completing a problem left open by Bourgain and Kenig, this paper proves Anderson localization near the bottom of the spectrum for the lattice Anderson model with Bernoulli potential, in any dimension $d\ge 2$. The proof uses the multiscale framework of Fröhlich-Spencer and Bourgain-Kenig, and the main new ingredient is a probabilistic discrete unique continuation principle (PDUC) for the discrete Schrödinger equation. This PDUC is established via a bootstrap argument and a key probabilistic lemma proved by adaptively revealing the random potential.
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Spectral Theory · Cross-listed from math.AP

Modified wave operators are unbounded on $L^p$ for $p\neq 2$

We study the $L^p$-boundedness of Isozaki–Kitada type modified wave operators associated with Schrödinger operators $P=-\partial_x^2 + V$ in one dimension for potentials $V$ including long-range potentials such as negative Coulomb-like ones $V(x) = -(1+|x|^2)^{-\mu/2}$ for $\mu>0$. For such potentials, if $ \mu \in (1, 2)$, we prove that the middle and the high energy parts are bounded on $L^p (\mathbb{R})$ for any $p \in [1, \infty]$ but the low energy part is unbounded except for $p=2$. Moreover, if $\mu \in (0, 1]$, we show that even the middle energy part is unbounded except for $p=2$. Actually, regarding the $L^p$-boundedness in the middle and the high energy regimes, we give a complete classification of slowly decaying potentials without imposing any sign condition.
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Spectral Theory · Cross-listed from math.DG

Discreteness of the Steklov Spectrum for Exterior Non-Compact Free-Boundary Minimal Surfaces with Regular Ends of Finite Total Curvature

We study the Steklov problem on non-compact exterior free-boundary minimal surfaces. Boundary values need not determine a unique harmonic extension, so the operator also requires a prescription at infinity. For proper surfaces in $\mathbb{R}^3$ with compact boundary and finitely many regular ends of finite total curvature, we construct a natural class of such prescriptions. Every resulting operator is self-adjoint with compact resolvent; consequently, its spectrum is discrete, bounded below, and tends to $+\infty$. If the coordinate functions have linearly independent boundary traces, the prescription can be chosen so that these traces are eigenfunctions with eigenvalue $-1$.
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Spectral Theory · Cross-listed from math.DS

Local unmarked length spectrum rigidity for hyperbolic surfaces

Let $(M,g)$ be a closed negatively curved surface. If $g$ is strictly $\tfrac 19$-pinched and has the same unmarked length spectrum as a hyperbolic metric, we show that $g$ is hyperbolic. As a consequence, we show that any hyperbolic metric on a surface admits a $C^2$-neighborhood in the space of metrics in which it is characterized by its unmarked length spectrum, up to isometry.
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Spectral Theory

Neumann eigenvalues of isosceles triangles: monotonicity and asymptotics

We prove Laugesen and Siudeja's conjecture on Neumann eigenvalues of isosceles triangles. After multiplication by the squared diameter, the first positive symmetric eigenvalue increases strictly with the apex angle $\theta$, while the first antisymmetric eigenvalue decreases strictly up to the equilateral triangle and increases strictly thereafter. \rev{The proof combines a slice-average estimate of directional energies with the explicit equilateral eigenfunction.} A quadratic correction across slices also gives a two-term expansion for every fixed positive spectral index $k$ as $\theta\downarrow0$, with relative correction $\theta^2/6$ and remainder $O_k(\theta^4)$.
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Wednesday 23 September

Spectral Theory

Microlocal analysis and spectral gap for complex hyperbolic manifolds

We prove the existence of an essential spectral gap for convex cocompact complex hyperbolic manifolds under the hypothesis that the limit set does not contain a complex circle. We apply an extension to complex hyperbolic manifolds due to Quan of the approach of Vasy to meromorphic continuation of the resolvent. This allows us to adapt the method of Dyatlov-Zahl to prove fine microlocal properties of resonant states. Following recent work of Athreya-Dyatlov-Miller and Dyatlov-Jezequel, we then take advantage of the different expansion rates in different directions for the geodesic flow, and apply the one dimensional fractal uncertainty principle of Bourgain-Dyatlov along the fast expanding direction. Combining these techniques provides a new resolvent bound from which the essential spectral gap follows.
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Spectral Theory · Cross-listed from math.GR

Heat kernels on Cayley graphs of free products of finite groups

We obtain explicit formulas for heat kernels of the normalized Laplacians for two infinite families of Cayley graphs. The first family corresponds to free products of finite groups $G=G_1*\dots*G_r$, with $r\ge2$, and where all factors $G_i$ have the same order $L\ge2$. The second family corresponds to free products of two arbitrary nontrivial finite groups $G*H$ of unequal order. In both families, the generating set consists of all non-identity elements in each factor. Extending the approach of Chung–Yau, we show that the Cayley graph in each family strongly and regularly covers a weighted half-line and a weighted line, respectively. We solve the spectral problems on the half-line and the line, and then apply spectral transfer principles for strong and regular coverings to derive formulas for the heat kernels on the Cayley graphs. For the first family, the spectrum of the Laplacian consists of a single interval together with, when $L>r$, one additional isolated eigenvalue. When $L=2$, we recover the well-known results for regular trees. For the second family, the spectrum of the Laplacian consists of two intervals and two eigenvalues.
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Spectral Theory

Transmutation operators for the Sturm–Liouville equation in impedance form with an integrable potential

In this work, we study a family of transmutation operators for the Sturm–Liouville operator in impedance form with an integrable potential satisfying a smallness condition. Specifically, we consider transmutations associated with the pair \[\textbf{L}_r=\frac{1}{r^2 (x)}\frac{d}{dx}r^2 (x)\frac{d}{dx} \quad \text{and} \quad \textbf{M}=\frac{d^2}{dx^2}. \] We extend existing results by showing that a particular transmutation operator on $W^{3,1} (-a,a)$ can be represented in integral form, where the kernel function satisfies a corresponding Goursat problem. We establish the existence of this kernel using two distinct approaches: the classical method of successive approximations and an application of Picard's theorem.
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Spectral Theory

Spectral geometry: old questions and new answers

These are extended notes based on a series of lectures given by the author at the Institut de Mathematiques de Toulouse in June 2025. The goal is to present classical problems as well as the most recent developments in spectral geometry of the Laplace operator in Euclidean domains, subject to Dirichlet, Neumann and Robin boundary conditions. Among the topics covered, there are embedded eigenvalues in unbounded domains, spectral isoperimetric inequalities, nodal-line and hot-spots conjectures, inverse problems of hearing the shape of a drum and geometrically induced eigenvalues and Hardy-type inequalities in curved tubes.
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Spectral Theory

Spectral Asymptotics of a Singular Harmonic Oscillator with Aharonov–Bohm Flux

Motivated by a recent article of R. Vanlaere (2026), we investigate the spectral asymptotics of a singular harmonic oscillator arising from the radial reduction of the magnetic Schrödinger operator on the unit disk in the presence of a constant magnetic field and an Aharonov-Bohm flux. The corresponding eigenvalue problem is equivalent to the study of the zeros of the Kummer confluent hypergeometric function with respect to its first parameter. Combining now standard semiclassical methods with the uniform asymptotic theory of Whittaker and confluent hypergeometric functions developed by Dunster (1989), Gabutti-Gatteschi (2001) and improved quite recently by Dunster (2026), we obtain a comprehensive description of the different spectral regimes. When the boundary lies in the classically forbidden region, we derive the exponentially small asymptotic correction to the eigenvalue caused by the tunneling effect. For energy levels above the tunneling regime, we derive a shifted Bohr-Sommerfeld asymptotics for highly excited states at a fixed magnetic field. Finally, for the transition regime where the energy level touches the boundary, we derive a three-term asymptotic expansion of the eigenvalue. In an appendix, we translate these spectral results into explicit asymptotic formulas for the zeros of the Kummer function.
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Spectral Theory · Cross-listed from math.FA

Iterates of Ritt operators close to the identity

We study bounded operators whose prescribed powers remain uniformly close to the identity, and resolvent conditions sampled along sequences of powers. The displacement bound $\sup_{n\ge1}\|I-T^n\|\le q<2$ forces a finite peripheral spectrum consisting of odd-order roots of unity and makes an explicitly determined odd power of $T$ a Ritt operator. The sharp unconditional threshold for $T$ itself is $\sqrt3$. If $\Phi_*(q)$ denotes the optimal universal Ritt resolvent bound below this threshold, then $\Phi_*(q)=2/(\sqrt3-q)+O(1)$ as $q\uparrow\sqrt3$. At every higher peripheral threshold the optimal finite-peripheral resolvent bound has reciprocal order of growth. We also obtain constructive bounds for general weighted Wiener symbols. For each $1<q<2$, an angular escape invariant characterises exactly the sampling sequences for which a displacement bound by $q$, together with the peripheral spectral condition, forces the Ritt property. We compute this invariant for asymptotically geometric sequences. At the endpoint $q=1$, suitable phase conditions imply the full displacement bound without assuming power boundedness; normal contractions admit an exact scalar criterion. Finally, we establish quantitative Hilbert-space and $L^p$ resolvent estimates, a characterisation of operators with odd Ritt powers on uniformly convex spaces, and strict norm gaps for operator-valued disc-algebra functions, with explicit matrix-polynomial bounds from Fejér–Riesz factorisation.
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Tuesday 22 September

Spectral Theory

Applications of a Commutation Formula II

The principal commutation formula underlying the paper by Deift [24], is of the type \[ - z (AB - z I)^{-1} + A (BA - z I)^{-1} B = I, \quad z \in [\rho(AB) \cap \rho(BA)]\backslash\{0\}, \] where, temporarily, and for simplicity only, $A,B$ represent bounded operators in a Banach space. A fundamental consequence of this commutation formula is the fact that $AB$ and $BA$ are essentially isospecral in the sense that \[ \sigma(AB) \backslash \{0\} = \sigma(BA) \backslash \{0\}. \] Moreover, under appropriate trace class hypotheses, this implies the fundamental identity for (Fredholm) determinants \[ \det(I - AB) = \det(I - BA), \] which extends to modified (or regularized) Fredholm determinants. In this paper we briefly recall some of the applications of these commutation formulas to isospectrality, integrable systems, regularization of PDEs, and estimates in Statistical Mechanics and Quantum Field Theory discussed in [24]. Subsequently, we review some of the ramifications of commutation formulas that were established over the past fifty years, including determinants and dimension reduction, random matrix theory and dimension expansion, integrable operators, Poncelet's porism, interpolation, eigenvalue computation, KPZ, Pfaffians, the focusing Gross-Pitaevskii equation, one-dimensional scattering theory, Floquet theory, and the Miura transformation connecting the KdV and mKdV hierarchies.
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