Functional Analysis · Cross-listed from math.DG
The Jacobi Spectrum and Global Second Variation of Pansu Spheres
Wei-Chun Chen, Wei-Ting Kao and Chun-Kai Lien
For $n\ge2$, we establish second differentiability of horizontal perimeter for compact $C^2$ boundaries in $\mathbb H^n$ and the continuous extension of their affine second variation to $C^1$ vector fields along the boundary. For the unit Pansu sphere, the Hessian agrees with the closed Jacobi form across both characteristic poles, including variations which move them. We compute the full Friedrichs spectrum of its Jacobi operator. The operator has compact resolvent, Morse index one and nullity $2n+1$; its kernel consists exactly of normalized translation speeds. Consequently, the sphere is stable under volume-preserving ambient variations.
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Functional Analysis
A Hardy-space operator acting on $\zeta$-zeros
Juan Manzur and Waleed Noor
A Hardy space approach to the Nyman-Beurling and Báez-Duarte criterion for the Riemann Hypothesis (RH) was introduced in [7]. It states that the RH holds if and only if the span of a particular sequence of functions $(h_k)_{k\geq2}$, denoted $\mathcal{N}$, is dense in the Hardy space $H^2$. In this note we construct a bounded operator $T$ on $H^{2}$ such that if the closure of $\mathcal{N}$ is $T$-invariant, then either the RH holds or there exists an infinite progression of $\zeta$-zeros. In particular, this yields an operator-theoretic criterion for the Riemann hypothesis as an invariant subspace question.
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Functional Analysis
Another characterization of $\dot W^{1,p}(\mathbb R^d)$
Rupert L. Frank
We improve an earlier characterization of the Sobolev space $\dot W^{1,p}(\mathbb R^d)$, $1<p<\infty$, in terms of the oscillations of a function on balls of varying centers and radii. In contrast to earlier work, finiteness of the supremum is replaced by the formally weaker assumption of finiteness of the liminf, thereby answering a question by Brezis.
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Functional Analysis · Cross-listed from math.OA
QWEP stability under twisted crossed products
Kai ZENG
We study the QWEP property of twisted crossed products and its relation to
Fourier multiplier transference on noncommutative $L_p$-spaces. We show that QWEP is not preserved by crossed products of QWEP von Neumann
algebras by hyperlinear groups. Our examples include trace-preserving actions of a torsion-free residually finite Kazhdan group on a diffuse abelian
algebra and on the hyperfinite type II$_1$ factor. We also obtain non-QWEP crossed products with nontrivial scalar cocycles. For scalar twists, we prove that a finite trace-preserving crossed product is QWEP if and only if its ordinary crossed product and its twisted group von Neumann
algebra are QWEP. In the positive direction, we establish a restriction
theorem for scalar twists of regular wreath products. These results provide QWEP inputs for
Fourier multiplier transference and identify a completely bounded multiplier norm obstruction to QWEP. Finally, operator-valued cocycles give finite QWEP crossed products whose acting groups are not hyperlinear.
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Functional Analysis · Cross-listed from math.OA
Talagrand type for noncommutative $L_1$ spaces
Sijie Luo, Yusen Wang and Dejian Zhou
Let $(\mathcal{M},\tau)$ be a semi-finite von Neumann
algebra. We prove that $L_1(\mathcal{M})$ has Talagrand type $(1,\psi_{1,1})$, where $\psi_{1,1}(t)=t/\log(e+t)$. As an consequence, the Schatten trace class $S_1$ has Talagrand type $(1,\psi_{1,1})$, thus settled an open problem of Question 2 in Cordero-Erausquin and Eskenazis (2023). Our proof is based on the noncommutative Mazur maps initiated by Ricard.
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Functional Analysis
A modular theory of contractive projections on Banach spaces with applications to noncommutative $\mathrm{L}^p$-spaces
Cédric Arhancet
We develop a differential-
geometric approach to contractive projections on complex Banach spaces based on Levi forms of plurisubharmonic functions. We show that if a projection $P$ contracts a $\mathrm{C}^2$ plurisubharmonic function $\Phi$, then, at any point of its range, the Levi form of $\Phi$ defines a tangent Hilbertian geometry for which $P$ becomes an orthogonal projection. When the range is finite-dimensional and the relevant Levi forms are nondegenerate, comparing the Levi geometries associated with different points leads naturally to positive relative operators and associated one-parameter groups. We apply this framework to tracial noncommutative $\mathrm{L}^4$-spaces. Exploiting the cubic form of the duality mapping, we characterize contractive projections by a Jordan triple orthogonality property and prove that a projection on $\mathrm{L}^4(\mathcal{M})$ is $2$-contractive if and only if it is completely contractive. When the ambient von Neumann
algebra is finite-dimensional, we identify the relative operator associated with the left and right tangent forms on the range with a restriction of an inverse square root of a modular operator on a linking von Neumann
algebra. This entails that the range of any $2$-contractive projection is completely isometric to a rectangular noncommutative $\mathrm{L}^4$-space associated with a $\mathrm{W}^*$-ternary ring of operators. As a consequence, every such projection is contractively decomposable. Finally, for every $1 < p < \infty$ with $p \neq 2$, we prove that every finite-rank $2$-contractive projection on a tracial noncommutative $\mathrm{L}^p$-space is completely contractive. For $p > 2$, we obtain a weighted ternary description of its range in terms of a finite-dimensional $\mathrm{W}^*$-$\mathrm{TRO}$.
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Functional Analysis
Boaz Klartag and Shahar Moshe
We present a simple proof of the $\varepsilon$-Dvoretzky
conjecture, which asserts that the dependence on the approximation parameter $\varepsilon$ in Dvoretzky's
theorem is
polynomial in $1/\varepsilon$. In particular, if $n \geq (C/\varepsilon)^{\ell/2+1}$, then any $n$-dimensional convex body has, through any given interior point, an $\ell$-dimensional section that is $\varepsilon$-close to a Euclidean ball. Here, $C > 0$ is a universal constant. We in fact obtain a sharper dependence on $\varepsilon$. The proof is probabilistic, but uses a different probabilistic model from those employed previously. We also prove a simultaneous version of our
theorem for a finite family of convex bodies with the origin in their interior, yielding a common linear subspace on which all of the bodies have nearly-Euclidean sections. Finally, we compare the radius of the approximating Euclidean ball with familiar
geometric parameters, such as the mean widths of the body and its dual.
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Functional Analysis
A Balian-Low theorem for nilpotent Lie groups
Ulrik Enstad and Jordy Timo van Velthoven
We prove strict necessary density conditions for smooth coherent frames and Riesz sequences in the orbit of a connected, simply connected, nilpotent Lie group. This extends previous results for homogeneous groups to general nilpotent Lie groups. The main novelty in our approach is that we prove a stability result for coherent frames and Riesz sequences based on deforming their representation rather than their index set.
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Functional Analysis
Basic Theory of Tower Systems
Quanfeng Liu and Nikica Uglešić
For a Banach space $X$, we study the completed direct limit of its even iterated duals along the canonical
embeddings and the bounded inverse limit of the corresponding odd duals. We give explicit constructions, establish their duality relation, and describe the comparison maps associated with iterated dualization. We then examine several assertions in three preprints of Uglešić, giving counterexamples concerning dimension stability and the commutation of bidualization with direct limits. The finite quotient shape (the category whose objects are the finite-dimensional quotients, with all continuous linear maps between them) is classified by the algebraic dimension of the continuous dual. We also compute the dimensions of the finite iterated duals and the completed tower of $\ell^{\infty}(\mathbb{N})$, and prove that, inside the tower space, the canonical copy of a higher layer need not be the range of an $M$-projection. Throughout, uncompleted limits, Banach completions, and the different meanings of isomorphism are distinguished explicitly.
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Functional Analysis
Skew Schäffer Type Constants
Ying Xu and Qi Liu
We introduce the skew Schäffer type constant as an infimal counterpart of the recently developed skew James type constant \cite{RaoWuLiuNiWang} and establish its basic
geometric theory in Banach spaces. The new constant admits sharp universal bounds and characterizes uniform nonsquareness through a strict gap condition. Exact values are obtained in
Hilbert and Lebesgue spaces, where an exact relation with the skew James type constant is established. We further derive a James-modulus estimate leading to sufficient conditions for uniform normal structure.
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Functional Analysis
Langevin-type dynamics and hypocoercivity on $\mathrm{SE}(3)$
Martin Grothaus and Andrea V. Hurtado-Quiceno
We construct hypocoercive Kolmogorov-type operators on the Euclidean motion group $\mathrm{SE}(3)=\mathbb{R}^3\rtimes\mathrm{SO}(3)$ using ZXZ Euler angles and study their long-time behaviour using the abstract hypocoercivity method. The operator $L=S-A$ decomposes into a symmetric part $S$, corresponding to a degenerate
diffusion on the rotation component $\mathrm{SO}(3)$, and an antisymmetric part $A$, which captures transport and torque effects induced by the Lie group structure. The associated invariant probability measure is $\mu_\Phi=\gamma_\Phi\otimes\nu_3$, where $\gamma_\Phi$ is a probability measure on $\mathbb{R}^3$ with density $Z(\Phi)^{-1}e^{-\Phi}$ with respect to the Lebesgue measure, and $\nu_3$ is the normalized Haar measure on $\mathrm{SO}(3)$. As a consequence, if $\Phi\in C^\infty(\mathbb{R}^3)$ is bounded from below, $\gamma_\Phi$ satisfies a Poincaré inequality with constant $\Lambda>0$, and there exists $c<\infty$ such that \begin{equation*} |\nabla_\xi^2\Phi(\xi)| \leq c\bigl(1+|\nabla_\xi\Phi(\xi)|\bigr), \quad \xi\in\mathbb{R}^3, \end{equation*} then the semigroup generated by the closure of $L$ converges exponentially fast to
equilibrium in $L^2(\mathrm{SE}(3),\mu_\Phi)$.
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Functional Analysis
Compactness and Essential Distances of Weighted Bilinear Hardy-Steklov Operators
Saikat Kanjilal
We study weighted bilinear Hardy-Steklov operators on the half-line for $1<p_1,p_2<\infty$ and $0<q<\infty$. The operator-theoretic core is an exact output-localisation principle. For a bounded bilinear map into $L^q$, compact middle truncations identify compactness with vanishing of a directed output-tail invariant and, with constant one, identify that invariant with the essential distance and a radius-based Hausdorff measure of noncompactness. Under the additional hypothesis of local finite-rank approximability, the same invariant also equals the finite-rank distance and governs the rank-approximation conclusions. We verify these hypotheses for the Hardy-Steklov map and then translate the tail invariant through the five weighted boundedness regions. In Regions $I,\mathrm{II}_1,\mathrm{II}_2,\mathrm{III}_1$, boundedness must be supplemented by lower- and upper-endpoint vanishing, and the essential distance is comparable to the larger endpoint defect. In the strict subcritical Region $\mathrm{III}_2$, boundedness alone implies compactness. This yields a sharp structural transition between the equality boundary $P=Q$ and the summable regime $P>Q$. The quasi-Banach range $0<q<1$ is treated throughout with the powered metric $d_q(f,g)=\|f-g\|_q^q$.
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Functional Analysis
Spectral Properties of Convolution Operators on Non-Separable Sequence Spaces
Sayan Saha and Arnab Patra
This paper provides a complete characterization of the spectrum, point spectrum, continuous spectrum, and residual spectrum of bounded convolution operators acting on the non-separable space $\sigma_\infty$, the dual of the Hahn sequence space. Because standard duality and separability-based techniques fail in this setting, a linear functional approach is employed with the fine spectral decomposition of the unilateral shift operator. Furthermore, as a major application of this methodology, we establish a complete description of the fine spectrum for operator
polynomials acting on general sequence spaces without requiring separability. This result provides a unified framework that subsumes classical spectral determinations for general banded triangular
matrices across various sequence spaces and enables the explicit computation of fine spectrum on non-separable spaces.
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Functional Analysis · Cross-listed from math.KT
Regular boundary conditions and analytic K-homology
Alexander Engel and Matti Lyko
In their seminal work, Baum-Douglas-Taylor showed that under a certain compactness assumption, local boundary conditions for first-order elliptic operators over compact
manifolds with boundary define cycles for relative K-homology. Using a systematic approach to regular boundary conditions, we generalize their result to elliptic operators of arbitrary order and to non-compact
manifolds with potentially non-compact boundary. In addition, we show that under stronger regularity conditions, local boundary conditions even define cycles for absolute K-homology. In contrast to the relative classes, the resulting absolute K-homology classes are in general not independent of the choice of boundary condition.
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Functional Analysis
Azumaya descent and étale-local cyclotomic comparison: a noncommutative filtration
Hông Vân Lê and Alexander Zuevsky
Bhatt-Morrow-Scholze motivic filtration on topological Hochschild homology ($THH$) is extended to Azumaya
algebras over quasisyntomic rings. We prove the Azumaya descent
theorem: $THH$ of such an
algebra is equivalent, as an underlying spectrum, to $THH$ of its center, normalized on $\pi_0$ by the reduced trace instead of the unit map. This comparison $\Phi_A$ is not shown to be étale-locally cyclotomic. But what is cyclotomic étale-locally is a separate Morita trace, agreeing with $\Phi_A$ only on $\pi_0$. The resulting transported filtration is exactly the center BMS filtration, well defined up to the automorphism ambiguity of $\Phi_A$. It is insensitive to the Brauer class, reflected instead by $K$-theoretic and module-categorical pairings $THH$ does not see. We establish the analogous statement for derived Azumaya
algebras over connective $\mathbb{E}_\infty$-rings, under a connectivity hypothesis.
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Functional Analysis
Norm-Additive Maps on the Positive Unit Sphere of $C^1([0,1])$
Kazuki Ezumi and Takeshi Miura
Let $C^1(I)$ denote the space of all continuously differentiable real-valued functions on the closed unit interval $I=[0,1]$. For $1\le p\le\infty$, we equip $C^1(I)$ with the norm \[ \Vert{f}\Vert_{(p)} := \begin{cases} \left(|f(0)|^p+\Vert{f'}\Vert_{I}^p\right)^{1/p}, & 1\le p<\infty, \\ \max\{|f(0)|,\Vert{f'}\Vert_{I}\}, & p=\infty, \end{cases} \qquad (f\in C^1(I)), \] where $\Vert{\cdot}\Vert_I$ denotes the supremum norm on $I$. Let $\mathcal{S}_p^+:=\{f\in C^1(I):f(0)\ge0,\,f'\ge0,\,\Vert{f}\Vert_{(p)}=1\}$ be the positive unit sphere of $C^1(I)$. A map $T:\mathcal{S}_p^+\to \mathcal{S}_p^+$ is called norm-additive if \[ \|T(f)+T(g)\|_{(p)}=\|f+g\|_{(p)} \qquad (f,g\in \mathcal{S}_p^+). \] For $1<p\le\infty$, we prove that every surjective norm-additive map $T\colon\mathcal{S}_p^+\to\mathcal{S}_p^+$ is of the form \[ T(f)(t) = f(0)+\int_0^t f'(\tau(s))\,ds \] for all $f\in\mathcal{S}_p^+$ and $t\in I$, where $\tau\colon I\to I$ is a homeomorphism. Conversely, every map of this form is a surjective norm-additive map. Consequently, every such map extends to a surjective linear isometry from $(C^1(I),\Vert{\cdot}\Vert_{(p)})$ onto itself. For $p=1$, however, we construct a surjective norm-additive map on $\mathcal{S}_1^+$ which is not of the above form and admits no linear extension to $C^1(I)$, showing that the assumption $p>1$ is essential.
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Functional Analysis
Hilbert-Schmidt Norms of Self-Commutator and Cross-Commutator on $N_\eta$-type Quotient Modules in Polydisc
Anjian Xu and Yuchao Xiang
Let $\eta_{1},\cdots,\eta_{d}$ be nonconstant one-variable inner functions satisfying $\eta_{i}(0)=0$ for all $1\leq i\leq d$. Denote by $M_{\eta}$ the submodule of the Hardy space $H^{2}(\mathbb{D}^{d})$ generated by the function family $\{\eta_{i}(z_{i})-\eta_{i+1}(z_{i+1})\mid 1\leq i\leq d-1\}$. For the corresponding quotient module $N_{\eta}=H^{2}(\mathbb{D}^{d})\ominus M_{\eta}$, we define the compressed multiplication operators $S_{z_{i}}=P_{N_{\eta}}M_{z_{i}}\vert_{N_{\eta}}$, where $P_{N_{\eta}}$ is the orthogonal projection from $H^{2}(\mathbb{D}^{d})$ onto $N_{\eta}$. In this paper, we characterize the
Hilbert-Schmidt property of the self-commutators $[S_{z_{i}}^{\ast},S_{z_{i}}]$ and cross-commutators $[S_{z_{i}}^{\ast},S_{z_{j}}]$ with $i\neq j$. Moreover, explicit formulas for their
Hilbert-Schmidt norms are established whenever these commutators are
Hilbert-Schmidt.
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