Functional Analysis · Cross-listed from math.CV
A proof of Borcea's quadratic variance conjecture
Ludovick Bouthat and Shaun Fallat
Let $p$ be a complex
polynomial of degree $n\ge2$, and let $\sigma_2(p)$ be the root mean square distance of its zeros from their centroid, including multiplicities. We prove that every zero of $p$ lies within distance $\sigma_2(p)$ of a critical point. This proves Borcea's quadratic
conjecture and, in particular, gives a new proof of Sendov's
conjecture. Two
polynomial integration identities prove the result analytically for $n\ge2048$. For the remaining degrees, we derive explicit necessary inequalities, including a variable integration endpoint and an exact centered coefficient identity. Directed integer arithmetic certifies a finite covering of the resulting parameter domains. Degrees $4$–$26$ use $150\,845$ certified three-dimensional regions; degrees $27$–$2047$ use a further $27\,429$ regions, with degree intervals allowed. The cases of degree 2 and 3 were already covered by Khavinson–Pereira–Putinar–Saff–Shimorin.
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Functional Analysis
Weak type $(1,1)$ boundedness of noncommutative singular integral operators with rough kernels
Xudong Lai
In this paper, we establish the weak type $(1,1)$ boundedness of noncommutative singular integral operators with rough kernels. To deal with the rough kernels, we develop some orthogonality of the kernels themselves in the pseudo-localization arguments for the good functions and use the microlocal decomposition and $TT^*$ arguments for the bad functions.
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Functional Analysis · Cross-listed from math.OA
UCP Extension in Dimension Three
James Tian
We show that every UCP extension problem for a finite dimensional operator system can be reduced to three dimensions after finite
matrix amplification. The set of extensions is preserved by an affine bijection. The
matrix size is of order $\sqrt{d}$, where $d$ is the dimension of the original system. This also gives a three dimensional (smallest) counterexample to Arveson's hyperrigidity
conjecture.
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Functional Analysis
The weak maximizing property is not inherited by subspaces of the domain
Alessandro Costa, Vinícius Miranda and Geivison Ribeiro
We construct a separable reflexive Banach
lattice $X$ and a closed sublattice $E\subseteq X$ such that every bounded linear operator from $X$ into $\ell_2$ is compact, whereas there exists a positive operator from $E$ into $\ell_2$ that does not attain its norm and admits a positive maximizing sequence converging weakly to a nonzero vector. This answers negatively the question posed by Dantas, Jung and Martínez-Cervantes in [4] concerning the inheritance of the weak maximizing property by closed subspaces of the domain. It also answers negatively the corresponding question for the positive weak maximizing property and closed sublattices of reflexive Banach
lattices. Canonical
lattice complexification yields a counterexample to the original question over the complex field as well.
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Functional Analysis
The Lotz Property in Weakly Compactly Generated Spaces
Gustavo Araújo, Mateus Azevedo, Flank Bezerra et al. (+1 more)
We study whether every infinite-dimensional weakly compactly generated (WCG) Banach space fails the Lotz property. The answer is affirmative in the nonseparable case: a classical decomposition
theorem for WCG spaces provides a Schauder decomposition, and an explicit diagonal $C_0$-semigroup has an unbounded generator. The unrestricted assertion is false. Our main abstract result is a Calkin-
algebra criterion: if $X$ fails the bounded compact approximation property and, for some fixed $m$, every noninvertible element of $\Cal(X)=\Lop(X)/\Kop(X)$ has $m$th power zero, then $X$ has the Lotz property. In particular, this applies when every operator is scalar-plus-strictly-singular and one fixed power of every strictly singular operator is compact. Combining this criterion with the Maurey–Pisier–Szankowski extraction
theorem and constructions of Argyros and Motakis yields separable hereditarily indecomposable Lotz spaces over both scalar fields: reflexive examples, and, over the complex field, an example containing no infinite-dimensional reflexive subspace. Moreover, the ambient Argyros–Motakis spaces considered here are Lotz-saturated, although they themselves are non-Lotz. Thus every nonseparable WCG space is non-Lotz, while the separable WCG class contains both Lotz and non-Lotz spaces.
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All authors Gustavo Araújo, Mateus Azevedo, Flank Bezerra, Anderson Barbosa
Functional Analysis
Zong's problem on $2d$ half-spaces containing the unit ball
Grigory Ivanov
We prove that the intersection of $2d$ halfspaces containing the Euclidean unit ball in $\mathbb{R}^d$ contains a point of norm at least $\sqrt{d}$. Equality characterizes the cube. The proof gives a lower bound for the average squared norm of the vertices, weighted by the Gaussian measures of their normal cones. The main step is an inequality for Gaussian orthant probabilities, proved by a one-dimensional comparison of mass, centroid, and boundary density. We also discuss a quadratic extension and give an independent spectral estimate.
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Functional Analysis · Cross-listed from math.CA
Compactness and Essential Norms of Weighted Bilinear Hardy Operators on General Intervals
Saikat Kanjilal
Let $I=(a,b)$ be an open interval with finite or infinite endpoints. For $1<p_1,p_2<\infty$ and $0<q<\infty$, we study the weighted bilinear Hardy operator $ \mathcal H_2(f,g)(x)=(\int_a^x f)(\int_a^x g) $ from $L^{p_1}(v_1;I)\times L^{p_2}(v_2;I)$ to $L^q(u;I)$, including the quasi-Banach target range $0<q<1$. With $\vartheta=\min\{1,q\}$, the target and bounded-bilinear-map spaces are treated through their complete powered metrics. Under explicit local integrability assumptions on the weights, compactness is equivalent to boundedness and vanishing endpoint-tail quasi-norms. Whenever the full operator is bounded, the $\vartheta$-power of the directed combined-tail limit equals exactly the powered essential distance, finite-rank distance, and Hausdorff measure of noncompactness in the target metric. Equivalently, the unpowered quantities agree under the stated quasi-norm-radius normalisation. Piecewise-constant middle-window approximants give quantitative bounds for the bilinear approximation numbers. The finite-rank-distance identity then implies that these numbers converge to the essential (quasi-)norm. Applying published norm-equivalent boundedness characteristics to endpoint-truncated output weights yields explicit compactness criteria in the convex, mixed, moderately subcritical, and deeply subcritical regimes. Algebraic companion exponents are used to make the negative powers arising for $q<1$ explicit. Four worked examples include an asymmetric mixed-range threshold and a nonlocally convex $L^{1/2}(0,1)$ example for which $a_{m+1}^{(2)}(\mathcal H_2)=O(m^{-1/2})$.
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Functional Analysis
Low-dimensional approximation of uniformly bounded orthonormal systems
Yuri Malykhin
We prove that if $f_1,\ldots,f_N$ is an uniformly bounded orthonormal system, then for all $p\in[1,2)$ there is an estimate for its Kolmogorov widths: $d_n(\{f_1,\dots,f_N\},L_p) \gtrsim \min\{1,n^{-1/p}N^{1/2}\}$, $n\le N/2$. In the regime $n\asymp N$ this provides the lower bound $N^{-\alpha_p}$ with a sharp exponent $\alpha_p:=1/p-1/2$. Besides that, it follows that a good approximation of such ONS requires the dimension $n\gtrsim N^{p/2}$. Our second result is an approximation
theorem for
Fourier matrices of finite abelian groups (this includes the usual DFT
matrices). For every $\eta>0$ there is $a=a(\eta)>0$ such that any
Fourier matrix $F$ of sufficiently large order has an approximation of rank $N^{1-a}$ with the row-wise $\ell_1$-error at most $N^{1/2+\eta}$; the exponent $1/2$ is sharp. Consequences include the approximation of the same kind for circulant
matrices; the approximation of the trigonometric functions $\exp(2\pi i\langle \lambda,x\rangle)$, $\lambda\in \Lambda=K\cap\mathbb{Z}^d$, $K$ is symmetric convex, with dimension $|\Lambda|^{1-a}$ and an optimal error $|\Lambda|^{-\alpha_p+\eta}$; bounds for widths of weighted Wiener classes.
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Functional Analysis
Banach Gelfand Triples with Kernel Theorems via Equivalence Bimodules
Dimitri Bytchenkoff, Arvin Lamando and Franz Luef
Hilbert C*-modules whose coefficient C*-
algebra is equipped with a finite faithful trace generate Banach Gelfand triples. This provides a natural setting for a function space interpretation of
Hilbert C*-modules. In particular, when the modules are finitely generated and projective, their external tensor products interact well with projective tensor products, allowing us to derive abstract kernel
theorems for
Hilbert C*-modules. As an application, we apply our results to Heisenberg modules and obtain new kernel
theorems for time-frequency analysis.
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Functional Analysis
Failure of Rational Dilation on the Tetrablock via Parrott Homomorphisms
Shubhankar Mandal and Samya Kumar Ray
We determine the cotangent operator space structure at the origin of the tetrablock (denoted by $\mathbb E$). In particular we prove that $\operatorname{COT}_0(\overline{\mathbb E}) =\operatorname{MIN}(\ell_1^2\oplus_\infty\mathbb C)$ completely isometrically. This shows the existence of commuting tuple of operators having $\overline{\mathbb E}$ as a spectral set but not as a complete spectral set.
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Functional Analysis
The Stability and Density of Norm Attaining Operators on Reducing Subspaces
Zinan Su and Yuanhang Zhang
For a bounded linear operator on an infinite-dimensional
Hilbert space, we consider the class $\beta(H)$ of operators whose restrictions to all nonzero reducing subspaces attain their norms. We prove that $\beta(H)$ is dense in $\mathcal{B}(H)$ in the operator norm. Since $\beta(H)$ is not stable under arbitrary compact perturbations, we introduce a natural subclass $\beta_0(H)$ and investigate its perturbation properties. We show that $\beta_0(H)$ is stable under finite-rank perturbations and obtain a complete characterization of those compact perturbations that preserve membership in $\beta_0(H)$. We also determine the maximal compactly perturbation-invariant subset of $\beta_0(H)$. These results clarify the spectral structure and stability of norm-attaining operators on reducing subspaces.
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Functional Analysis · Cross-listed from math.MG
Tensor valuations on Sobolev spaces
Tian Gao and Dan Ma
A complete classification is established for continuous, SL($n$) contravariant, and translation invariant tensor valuations defined on the Sobolev space $W^{1,p}(\mathbb R^n)$. When these valuations are further assumed to be homogeneous, the classification reveals that they are precisely the Fisher information tensors, which constitute a higher-order generalization of the Fisher information
matrix.
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Functional Analysis
On densely defined linear continuous operators between function spaces
Arkady Leiderman and Vesko Valov
For any Tychonoff space $X$, let $D(X)$ denote either the space $C(X)$ of all continuous real-valued functions on $X$ or the space $C^*(X)$ of all bounded continuous real-valued functions on $X$. We write $D_p(X)$ when $D(X)$ is endowed with the
topology of pointwise convergence. In our recently published paper [8,
Theorem 1.6], we obtained the following result: if $T: D_{p}(X) \to D_{p}(Y)$ is a linear continuous surjection, where $X$ is a metrizable space and $Y$ is a perfectly normal space, then $Y$ inherits a given topological property $\mathcal{P}$ from $X$. A linear continuous surjection $T: E_{p}(X)\to E_{p}(Y)$ is said to be densely defined if $E(X)$ and $E(Y)$ are dense linear subspaces of $D_{p}(X)$ and $D_{p}(Y)$, respectively, and $E(X)$ is correct (see Definition 1.5(a)). In the present paper, we establish sufficient conditions under which the above statement remains valid for a densely defined linear continuous surjection $T: E_{p}(X) \to E_{p}(Y)$. In particular, $\mathcal{P}$ can be zero-dimensionality, $\sigma$-compactness or strong countable-dimensionality. Additionally, for arbitrary Tychonoff spaces $X$ and $Y$, assuming that $T: E_p(X)\to E_p(Y)$ is a densely defined linear continuous operator, we show that $X\in\mathcal P$ implies $Y\in\mathcal P$, where $\mathcal P$ is the property $(\kappa)$, the strong $\sigma$-scatteredness, or the property of being a $\Delta_1$-space.
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Functional Analysis · Cross-listed from math.CV
Polynomial Counterexamples to Shanks' Conjecture in Dirichlet-Type Spaces over the Bidisc
Oliver Navío and Daniel Seco
We study optimal
polynomial approximants in spaces of Dirichlet-type over the bidisc. Given a nonzero function f, the linear optimal
polynomial approximant (opa) to its reciprocal is the affine
polynomial p for which pf is closest to the constant function 1 in the space norm. We prove that, for every positive value of the Dirichlet-type parameter, there exists a symmetric
polynomial f with no zeros on the closed bidisc, while the corresponding linear optimal approximant has a zero inside the bidisc. This provides
polynomial counterexamples to the version of the Weak Shanks
Conjecture on these spaces. The construction also extends to higher-dimensional polydiscs and to anisotropic Dirichlet-type spaces.
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Functional Analysis
Stability of isometries of quantum states
Sam Looi
We prove dimension-independent Hyers–Ulam stability for surjective approximate isometries of the positive trace-class cone in both the trace and Bures metrics. Here $\varepsilon\geq0$ is a uniform upper bound on the additive error in preserving distances. Such an approximate isometry is uniformly approximated by a Wigner
symmetry (a
unitary or antiunitary conjugation), with error at most $9\varepsilon/2$ in the trace metric and $2\sqrt2\varepsilon$ in the Bures metric, even if it does not fix zero. For maps fixing zero, the trace bound improves to $3\varepsilon$ even under the hypothesis of $\delta$-surjectivity, independently of $\delta$. In infinite dimensions, we construct spectrum-preserving homeomorphisms of the full state space, including mixed states, whose distortions tend to zero in both metrics but which stay a fixed uniform distance from every Wigner
symmetry. For state spaces, stability holds in each fixed finite dimension with a dimension-dependent modulus tending to zero as $\varepsilon\to0$, but no such modulus can be chosen independently of dimension.
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Functional Analysis
The Karcher Mean on $2\times 2$ Triangular Matrices with Positive Diagonal Entries
Huajun Huang
Let $\operatorname{UT}_n$ denote the group of $n\times n$ real upper triangular
matrices with positive diagonal entries. We derive a closed-form analytic expression for the Karcher mean on $\operatorname{UT}_2$ and obtain a sharp convergence threshold for the projection mean iteration with fixed initial diagonal, together with a sufficient convergence condition for arbitrary initial points. In addition, we obtain explicit formulas for the log-Euclidean mean and establish a Lie–Trotter type formula for the Karcher mean on $\operatorname{UT}_2$. For $\operatorname{UT}_n$ we derive the diagonal and first superdiagonal entries of every solution of the Karcher equation and transfer nonconvergence examples from $\operatorname{UT}_2$.
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Functional Analysis
The Critical Value for the Beurling-Type Theorem in Weighted Bergman Spaces
Zhaopeng Lin, Shibo Xu and Tao Yu
For every $\alpha>1$ we construct a finite set $A\subset\mathbb{D}$ such that the zero-based invariant subspace $I_A$ fails the wandering subspace property. Consequently, the Beurling-type
theorem holds on the weighted Bergman space $A^2_\alpha$ if and only if $-1<\alpha\le1$, confirming a
conjecture of Shimorin. As a further application, we extend the prescribed-
curvature construction of Hedenmalm and Perdomo to all $\alpha>1$, thereby replacing the constant $\alpha_0\approx1.04$ in their result by $1$.
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Functional Analysis
Asymptotic Rigidity and Boundary Structure of Yang's Numerical Invariants for the Bidisk Submodules $[z^k-w^\ell]$
Yin Liu, Yufeng Lu and Yixin Yang
Let \[ M_{k,\ell}=[z^k-w^\ell]\subset H^2(\mathbb D^2), \qquad k,\ell\in\mathbb N,\quad k\ne\ell . \] We study the large-index asymptotics of Yang's numerical invariants and the boundary structure of their generating function. Starting from the exact staircase formula obtained in our preceding work, we prove that \[ \Sigma_j(M_{k,\ell}) = \frac{C_{k,\ell}}{j} + O(j^{-2}), \] where \[ C_{k,\ell} = \int_0^\infty \frac{x^2} {(x+1/k)^2(x+1/\ell)^2}\,dx . \] The first strict descent together with $C_{k,\ell}$ recovers the unordered pair $\{k,\ell\}$, yielding an asymptotic rigidity principle. At the next order we obtain a periodic correction \[ \Sigma_j(M_{k,\ell}) = \frac{C_{k,\ell}}{j} + \frac{\Psi_{k,\ell}(j)}{j^2} + O(j^{-3}), \] whose least period is \(\operatorname{lcm}(k,\ell)\), and we determine the leading amplitudes of the strict drops. For Yang's generating function \[ \mathcal P_{k,\ell}(t) = \sum_{j=0}^{\infty}\Sigma_j(M_{k,\ell})t^j, \] we prove that it has radius of convergence one and a logarithmic singularity at $t=1$; hence it is never a
polynomial for $k\ne\ell$, giving a negative answer to Yang's polynomiality question within this quasi-homogeneous family. The periodic higher-order corrections generate root-of-unity polylogarithmic boundary modes. The leading logarithmic coefficient together with the second-order boundary support determines the unordered pair $\{k,\ell\}$, while successive renormalized boundary limits recover the
Fourier coefficients of every finite-order periodic asymptotic term.
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