Functional Analysis
Hyponormality of Generalized Cesàro Matrices of Every Positive Integer Order
Yicen Ma
For a positive integer $m$ and a real parameter $\alpha>-1$, consider the generalized Cesàro
matrix on $\ell^2(\mathbb N_0)$ with entries $m(n-j+1)_{m-1}/(n+\alpha+1)_m$ for $j\le n$. We give a computer-assisted proof that this operator is hyponormal if and only if $\alpha\ge0$. The main algebraic ingredient is an explicit decomposition of an auxiliary defect operator into a positive diagonal operator and at most $m$ rank-one operators. Discrete Gram
polynomials determine the signs and coefficients of these terms. For nonnegative parameters, weighted estimates reduce positivity to scalar inequalities. A uniform analytic estimate covers every $m\ge32768$, while finite rational certificates cover the remaining orders and entire parameter intervals, without parameter sampling or truncating an infinite operator. The proof also gives a uniform weighted lower bound for the self-commutator. For $-1<\alpha<0$, finite-support vectors give negative quadratic forms for every order.
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Functional Analysis · Cross-listed from math.OC
Parallel Optimization: Theory, Algorithms, and Applications,
Yair Censor and Stavros A. Zenios
This 30 years old book is posted for free download by the generosity of Oxford University Press that granted permission to allow access to future generations of young scientists. A printed copy can be purchased from the publisher. The authors received for this book "The 1999 INFORMS Computing Society Prize for Research Excellence in the Interface Between Operations Research and Computer Science" from the Institute for Operations Research and the Management Sciences (INFORMS). For a book review by Janos D. Pinter go to: Journal of Global Optimization, 16: 107-108, 2000.
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Functional Analysis
Nagy and Pollard-Hilding-Type Stability of Hilbert-Schmidt Frames
Jyoti, Ruchi and Lalit Kumar Vashisht
We establish several sufficient conditions ensuring that a perturbed family of operators in a given
Hilbert-Schmidt frame for a separable
Hilbert space remains a
Hilbert-Schmidt frame. The perturbation criteria are formulated through Nagy-type and Pollard-Hilding-type inequalities, yielding explicit estimates for the resulting frame bounds. Several examples are presented to illustrate the applicability of the results.
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Functional Analysis
Sectorial Finitely Generated Dynamical Frames
Ilya Krishtal, Javad Mashreghi and Brendan Miller
We study frames of unilateral iterations generated by finitely many vectors under an invertible bounded operator $T$. Suppose that the spectrum of $T$ lies in $\{\rho e^{it}:0<\rho\le1,\ |t|\le c\}$, where $c<\pi$, and that its essential spectrum lies in $\{e^{it}:|t|\le c_{\mathrm e}\}$, where $0\le c_{\mathrm e}\le c$. Real powers are defined through the principal logarithm. Our structural result identifies fractional-orbit synthesis, up to an invertible map and a compact perturbation, with synthesis of projected vector-valued exponentials on an arc containing the essential spectrum. Semi-Fredholm properties and Fredholm index therefore transfer. For a uniformly separated temporal set $\Lambda$, this reduction gives a frame when its one-sided lower uniform density satisfies $D_+^-(\Lambda)>c_{\mathrm e}/\pi$ and its logarithmic block density satisfies $L(\Lambda)>c/\pi$. Completeness at the latter threshold requires only an invertible operator with spectrum in the corresponding angular sector and a complete integer multiorbit. At $L(\Lambda)>2c/\pi$, the complement property is equivalent to a finite condition in channel-cyclic subspaces, with real phase-
retrieval consequences. Generalized divided differences admit the same compact reduction and the analogous frame
theorem with multiplicities counted. For arbitrary one-point-per-
cell sampling with
cell length $r$, the sufficient raw-sampling conditions are $rc<\pi$ and $2rc_{\mathrm e}<\pi$. Thus, the full range $rc<\pi$ holds for raw samples when the essential spectrum is contained in $\{1\}$; over the unrestricted class, the sharp universal range is $rc<\pi/2$. Divided-difference preconditioning restores $rc<\pi$ for all operators considered and converts exact collisions into logarithmic-derivative data.
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Functional Analysis
Expanders prevent Property (H)
Bruno de Mendonç Braga, Chris Gartland, Gilles Lancien et al. (+3 more)
We show that if a sequence of expander graphs equi-coarsely embeds into a Banach space, then this Banach space fails Kasparov and Yu's Property (H). Consequently, no Banach space with Property (H) can be coarsely universal for all countable groups. We provide a Lean verification of our results.
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All authors Bruno de Mendonç Braga, Chris Gartland, Gilles Lancien, Pavlos Motakis, Eva Pernecká, Thomas Schlumprecht
Functional Analysis · Cross-listed from cs.IT
Hermite-Fisher bounds and stability for min-entropy power inequalities
Silouanos Brazitikos, Martin Rapaport and Tomasz Tkocz
We derive explicit lower bounds for relative Fisher information by combining a variational principle with suitably orthogonalized Hermite-
polynomial test functions. The resulting cumulant bounds are asymptotically sharp and yield lower bounds for Gaussian
entropy deficits. We also establish quantitative versions of sharp min-
entropy power inequalities in all dimensions. En route, we develop a stability result for Brzezinski's sharp bound for block sections of products of Euclidean balls, which may be of independent interest.
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Functional Analysis
Projection Constants of Polynomial Spaces via Representation Theory
Andreas Defant, Daniel Galicer, Martín Mansilla et al. (+3 more)
We develop a representation-theoretic framework for computing projection constants of finite-dimensional subspaces of $C(K)$, where $K$ is a compact homogeneous $G$-space. Within this framework, we characterize the finite-dimensional $G$-invariant subspaces for which the $G$-equivariant projection is unique. These are precisely the finite orthogonal sums of full isotypic components in the Peter–Weyl decomposition of $L_2(K)$. For such subspaces, averaging shows that this unique $G$-equivariant projection is minimal; it is the restriction to $C(K)$ of the $L_2(K)$-orthogonal projection. Consequently, their projection constants are given by the $L_1$-norm of an explicit reproducing-kernel slice. We apply this method to spaces of $d$-homogeneous
polynomials in high dimension. The examples range from
Fourier analysis on the
torus, through spherical harmonic analysis on real and complex Euclidean spheres, to genuinely noncommutative harmonic analysis on the
unitary group, where representation theory becomes indispensable. For all these families, we obtain precise high-dimensional asymptotics at the square-root-of-dimension scale.
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All authors Andreas Defant, Daniel Galicer, Martín Mansilla, Mieczysław Mastyło, Santiago Muro, Pablo Zadunaisky
Functional Analysis
On the dynamics of Toeplitz operators over Bergman spaces
Othman Abad
We investigate the hypercyclicity of Toeplitz operators on the Bergman space $L_{A}^{2}(\mathbb{D})$ with symbols of the form $\Psi(z) = \gamma\bar{z}+\psi(z)$, where $\gamma \in \mathbb{C} \setminus \{0\}$ and $\psi$ is analytic on an open neighborhood of the closed unit disc $\overline{\mathbb{D}}$. Our approach bypasses the classical Hardy space techniques (reproducing kernel linear combinations, Nevanlinna factorization) by directly solving the integro-differential resolvent equation arising from the Bergman projection. A key winding number argument shows that for sense-reversing symbols ($|\gamma| > \sup_{z \in \overline{\mathbb{D}}} |\psi'(z)|$), the symbol's image $\Psi(\mathbb{D})$ is contained in the point spectrum of $T_\Psi$. In the tridiagonal case $\Psi(z) = a\bar{z}+b+cz$, we fully resolve the longstanding eigenvector completeness problem by linking the recurrence coefficients to a rotated Favard spectral measure on the major axis of the symbol's ellipse. Combined with self-commutator positivity, this establishes an unconditional, exact necessary and sufficient characterization of hypercyclicity: $T_\Psi$ is hypercyclic if and only if $|a| > |c|$ and $\Psi(\mathbb{D})$ intersects both the unit disc and its exterior, completely eliminating the $(3+\sqrt{2})$ restriction of previous literature.
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Functional Analysis · Cross-listed from math.CA
A boundedness result for degenerate parabolic Riesz transforms with rough coefficients
Khalid Baadi
In this paper, we prove a boundedness result for parabolic Riesz transforms in the range $p \le 2$ associated with degenerate parabolic operators whose elliptic part is in divergence form with complex coefficients depending measurably on space and time. The degeneracy is determined by a spatial weight in the Muckenhoupt class $A_2(\mathbb{R}^n)$. The argument relies on off-diagonal estimates for the parabolic gradient of the resolvent family, together with weighted
embeddings. We obtain boundedness in a range of exponents strictly below $2$, with explicit ranges quantified by the reverse Hölder class of the weight. For real coefficients, this quantification is sharp and extends down to $1$.
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Functional Analysis
Reconstruction of solutions to abstract Schrodinger, diffusion, and wave-type equations from snapshots
Isaac Z. Pesenson
It is shown that if one knows "sufficiently many" snapshots (samples) from an individual solution of a Schrödinger-type equation-which is bandlimited in an appropriate sense-then the solution can be reconstructed by a simple formula similar to the Shannon formula for bandlimited signals. Furthermore, results demonstrate that by using snapshots of bandlimited solutions of a Schrödinger-type equation, one can reconstruct bandlimited solutions of some relevant
diffusion- and wave-type equations. Interestingly, the reconstruction formulas are essentially independent of the operators defining the equations.
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Functional Analysis · Cross-listed from quant-ph
The Quantum KKL Inequality
Yong Jiao, Wenlong Lin, Sijie Luo et al. (+1 more)
In this paper, we resolve the
quantum KKL
conjecture of Montanaro and Osborne \cite{MO2010} for
quantum Boolean functions on the $n$-
qubit hypercube. More precisely, for every self-adjoint
unitary $T$, we bound the largest $L_2$-influence from below by a constant multiple of $\mathrm{Var}(T)\log(n)/n$. The proof heavily depends on upper and lower commutator estimates on the
Hilbert space.
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All authors Yong Jiao, Wenlong Lin, Sijie Luo, Dejian Zhou
Functional Analysis · Cross-listed from math.DS
Dynamics of Weighted Backward Shifts on Cesàro Spaces of Rooted Trees
Xiang Chen, Meng-Huan Cheng, Liang Zhang et al. (+1 more)
We study the dynamics of weighted backward shifts on Ces`aro spaces associated with leafless locally finite rooted trees. We first characterize their boundedness in terms of adjacent level cardinalities and edge weights. We then characterize their $\mathcal{F}$-transitivity by a growth condition involving level cardinalities, products of weights along paths, and a level-dependent Ces`aro factor. As consequences, we obtain criteria for hypercyclicity, weak mixing, topological ergodicity, and topological mixing. We also characterize the existence of nonzero orbit limit points and chaotic weighted shifts, the latter in terms of normalized fixed points and unit flows satisfying an explicit summability condition. Examples show that $\mathcal{F}_{\underline{d}>0}$-transitivity need not imply frequent hypercyclicity, that a nonhypercyclic weighted shift may nevertheless have a nonzero orbit limit point, and that topological mixing need not imply chaos.
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All authors Xiang Chen, Meng-Huan Cheng, Liang Zhang, Ze-Hua Zhou
Functional Analysis
An explicit counterexample to the Hinrichs–Vybiral conjecture
Jan Vybiral
Conjecture~2 of Hinrichs and Vybíral asserts that every continuous, nonnegative, positive definite function $f$ on $\R^d$, normalized by $f(0)=1$, satisfies $[f(x_j-x_k)]_{j,k=1}^n\succeq \one\one^T/n$. We give an explicit trigonometric
polynomial on $\R^7$ and eight points for which this inequality fails. All hypotheses are verified directly: positive definiteness follows from nonnegative
Fourier coefficients, and pointwise nonnegativity follows from interpolation on a cube. For an explicit vector of signs, the quadratic form is $22/5$, whereas the proposed lower bound is $9/2$. The resulting gap is exactly $-1/10$. The example is compatible with the established bound for functions of the form $|g|^2$ with $g$ positive definite.\\ The solution was found in a single
prompt try by a colleague using his private licence of ChatGPT 6. Our aim is to make the solution public, as well as to collect some ideas that emerged during the analysis of the solution.
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Functional Analysis · Cross-listed from math.CV
Cesàro operator induced by a Bergman kernel
Oscar Blasco and Atte Pennanen
Let $\mu$ be a positive Borel measure on $[0,1)$ and $\omega$ a radial weight. In this paper we consider the Cesàro-type operator $C_{\mu,\omega}$ induced by the reproducing kernel $B^{\omega}$ of the weighted Bergman space $A^2_{\omega}$, given by $$ C_{\mu,\omega}(f)(z)=\int_{0}^{1}f(tz)B^{\omega}_t(z)\,d\mu(t), \quad z \in \mathbb{D}, $$ for functions $f$ analytic in $\mathbb{D}$. Under the assumption that $\omega$ satisfies a natural doubling property, we study the boundedness of $C_{\mu,\omega}$ acting on several spaces of analytic functions, including Hardy spaces $H^p$ and weighted Bergman spaces $A^p_{\nu}$. For $0<p,q<\infty$ and a two-sided doubling weight $\nu$, we completely characterize when $C_{\mu,\omega}: H^p \to H^q$ and $C_{\mu,\omega}: A^p_{\nu} \to A^q_{\nu}$ are bounded in terms of the interplay of tail integrals or moments of the inducing weights and the measure $\mu$. Many of the results obtained are new even in the setting of standard weights or when the Bergman reproducing kernel is replaced by the Cauchy kernel. In addition, we consider $C_{\mu,\omega}$ acting on $H^{\infty}$, Korenblum spaces and weighted Hardy spaces.
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Functional Analysis
Lidskii theorem for directional derivatives of symplectic eigenvalues
Hemant K. Mishra
In this paper, we present a refinement of the symplectic Lidskii
theorem for directional derivatives of symplectic
eigenvalues, which is inspired by the work of Sendov [Electron. J. Linear
Algebra 41(2025), 338-341]. We show that for a $2n \times 2n$ real positive definite
matrix $A$ and symmetric
matrices $H, K$ \begin{align*} d'(A;H+K)-d'(A;H) \prec_{\pi_A} d'(A;K). \end{align*} Here $\prec_{\pi_A}$ represents block-majorization corresponding to the partition $\pi_A$ of $\{1,\ldots, n\}$ given by the equality blocks of symplectic
eigenvalues of $A$. We know that Hermitianization of a symmetric
matrix occurs in the directional derivative expression of symplectic
eigenvalues. We establish a componentwise inequality comparing the symplectic
eigenvalues of a positive definite
matrix with the ordinary
eigenvalues of its associated Hermitianization, and also characterize the equality case. By using the aforementioned inequality, we then show that the symplectic Lidskii
theorem follows from the directional derivative Lidskii
theorem.
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Functional Analysis
Riesz sequences near the critical density
Marcin Bownik and Jordy Timo van Velthoven
We construct Riesz sequences whose Beurling density is arbitrary close to the critical density in the setting of reproducing kernel
Hilbert spaces on metric measure spaces. In particular, our results apply to exponential systems on unbounded sets, nonlocalized Gabor systems and general coherent systems arising from nilpotent Lie groups. The methods used in this paper are based on our previous work on the redundancy of frames and a selector form of Weaver's
conjecture.
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Functional Analysis · Cross-listed from math.MG
Measure contraction property on isometric leaves and monotone fibres
Krzysztof J. Ciosmak
For finite measures with positive densities on convex Euclidean supports, we prove that $MCP(\kappa,N)$ passes with unchanged parameters to almost every isometric leaf of an arbitrary nonexpansive map. The proof rests on a sharp contraction inequality for
geometric conditional densities, with exponent equal to the leaf codimension. The inherited dimension parameter is optimal. A total-variation limit on resolvent graphs extends the result to inverse fibres of maximal monotone relations, including convex gradient fibres. We also disprove Klartag's
curvature-dimension inheritance
conjecture by a firmly nonexpansive example in dimension three and a gradient example in dimension four. In codimension one, affinity of the
geometric density yields
curvature-dimension inheritance. The first example also gives failure on monotone fibres. Both constructions admit arbitrarily large
curvature loss, including for a fixed Gaussian ambient measure on families of leaves of positive quotient measure.
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