Functional Analysis
One-dimensional Dirichlet forms with prescribed Hölder regularity
Riku Anttila and Roope Anttila
We study a class of strongly local, regular Dirichlet forms on the standard unit interval. The aim of our work is to record some Hölder regularity properties that have not been noted in the prior literature. In particular, as our main result, we show that for every $\delta \in (0,1]$ there exists a metric measure space $(X,d,\mu)$ equipped with a strongly local, regular Dirichlet form $(\mathcal{E},\mathcal{F})$ on $L^2(\mu)$ with the property that $\delta$ is the supremum of $\alpha \in (0,1]$ for which the domain $\mathcal{F}$ of the Dirichlet form contains a non-constant $\alpha$-Hölder continuous function. To the best of our knowledge, such examples were previously known only for $\delta = 1$. In our construction, the value $\delta$ is characterized by the upper Hausdorff dimension of a certain Radon measure that is used to define $(\mathcal{E},\mathcal{F})$.
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Functional Analysis · Cross-listed from math.OA
The Operator Systems of Hankel Matrices and Complex Polynomials
Thomas Sinclair and Shengwei Qiu
We investigate the operator system structure of finite Hankel
matrices and its connection with complex
polynomials on the real line. Using
polynomial matrix spectral factorization, we establish a unital complete order isomorphism between the operator system of (n + 1) x (n + 1) Hankel
matrices and the dual of the operator system of
polynomials of degree at most 2n. We also show that the operator system of complex
polynomials is minimal, while the Hankel operator system is maximal. As an application, we characterize positivity of block Hankel
matrices with entries in a C*-
algebra in terms of completely positive maps on the
polynomial operator system.
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Functional Analysis
Wasserstein spaces have the Radon-Nikodym property
Charles Bertucci
Wasserstein spaces carry two natural geometries: a vertical one, inherited from the linear structure of signed measures, and a horizontal one, induced by couplings. We prove that a Radon-Nikodym property holds in both. In the vertical geometry, bounded subsets of $P_p(R^d)$ are dentable in an ambient Banach space which itself fails the Radon-Nikodym property; we derive variational principles, Radon-Nikodym
theorems for vector measures and martingale convergence results. In the horizontal geometry, we show that a Radon-Nikodym property is inherited from the one of spaces of random variables. We introduce horizontal martingales and prove that they are exactly the laws of $L^p$ -valued martingales.
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Functional Analysis
Upper bound properties of free and related Banach lattices via operators
Anastasiia Ianina and Timur Oikhberg
It is known that the free $p$-convex Banach
lattice on a Banach space $X$ can be represented as a space of functions on the unit ball of $X^*$. In this way, it gives rise to certain related (larger)
lattices. To investigate such
lattices, we introduce a new tool, related to operators into $X$. This tool is then used to (i) determine whether the
lattices in question possess, or fail, properties involving upper bounds of upward directed sets – namely, the Fatou property, and the related property of monotonic boundedness; (ii) investigate the regularity of
embeddings between spaces in question. We find connections between the Fatou-like properties of ${\textrm{FBL}}^{(p)}[X]$ and the Radon-Nikodym property of $X$. In addition, we give an example of $X \subset Y$ such that ${\textrm{FBL}}^{(p)}[X]$ is not a regular sublattice of ${\textrm{FBL}}^{(p)}[Y]$.
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Functional Analysis
Improved Discrete Dual $p$-Hardy and Weighted Discrete $p$- Birman Inequalities
Bikram Das
In this paper, we establish a new version of one dimensional generalized discrete dual $p$-Hardy inequality with a shift. Using this generalized discrete dual p-Hardy inequality, we obtain improvements of two discrete dual $p$-Hardy inequalities. To be specific, for $p>1$ and $A\in C_c(\mathbb{N}_{0})$ satisfying $A_{0}=A_{1}=0$, we first improve the discrete dual p-Hardy inequality \begin{align*} &\displaystyle\sum_{n=2}^{\infty}(n-1)^{p}| A_{n}-A_{n-1}|^{p}\geq\frac{1}{p^{p}}\displaystyle\sum_{n=2}^{\infty}|A_{n}|^{p}, \end{align*} where the associate constant term is sharp. Subsequently, we improve its power-type weighted discrete dual p-Hardy extension \begin{align*} &\displaystyle\sum_{n=2}^{\infty}(n-1)^{\alpha}|A_{n}-A_{n-1}|^{p}\geq\Big(\frac{\alpha+1-p}{p}\Big)^{p} \displaystyle\sum_{n=2}^{\infty}\frac{|A_{n}|^{p}}{n^{p-\alpha}} \end{align*} for $p-1<\alpha\leq p$, where the associated constant term is also sharp. We also establish a discrete $p$- Birman inequality with power weights. Furthermore, we establish a multivariable dual $p$-Hardy inequality with a sharp constant. The proof proceeds by first establishing the inequality for two variables and then extending the argument to multiple variables, while preserving the sharpness of the constant.
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Functional Analysis
The critical Schatten exponent for the Berger-Coburn endpoint problem
Jani A. Virtanen
Berger and Coburn showed that boundedness of a Toeplitz operator $T_g$ on the Fock space controls the heat transform $g^{(t)}$ for $1/4<t<1$, and conjectured the endpoint $g^{(1/4)}$ characterizes boundedness. Looi recently disproved this by constructing a bounded $T_g$ with unbounded $g^{(1/4)}$. We disprove the converse implication by showing that there exists a real-valued admissible symbol $g$ such that $g^{(1/4)}\in C_0(\mathbb C^n)$ while $T_g$ has no bounded extension. Despite this two-sided failure, we show that the forward implication has a sharp Schatten-class form, that is, $p=1$ is the exact Schatten exponent for which $T_g\in S_p$ forces $g^{(1/4)}$ to be bounded. The trace-class operators appearing in Berger and Coburn's trace formula have divergent trace norms as $t\downarrow1/4$, yet converge strongly to $2^n J$, and it follows that $g^{(1/4)}(a)=2^n\operatorname{tr}(T_gW_aJW_a^*)$ and $\|g^{(1/4)}\|_\infty\leq2^n\|T_g\|_{S_1}$ for every admissible symbol $g$ with $T_g$ trace class, where $J$ is the parity operator and $W_a$ is Weyl translation. We prove that $2^n$ is optimal, and the same bound holds for $T_g\in S_p$ with $0<p\leq1$. For $p>1$, no corresponding $S_p$ estimate is possible, even for compactly supported smooth symbols. Moreover, a Baire category argument shows there is an admissible symbol $g$ with $T_g\in S_p$ for every $p>1$ while $g^{(1/4)}$ is unbounded, though it yields no explicit symbol. We also determine the optimal constants in the Berger–Coburn estimates for $1/4<t\leq1$.
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Functional Analysis
Completeness of constructible norms
Juan Rafael Acosta-Portilla, Armando Sánchez-Nungaray, Gerardo Ramos-Vázquez et al. (+1 more)
In the present work we study for a given Banach space the quotient of the family of equivalent norms modulus the collinearity relationship and prove that under a Banach-Mazur type metric this family is a complete metric space, and we also prove the completeness of the family of constructible norms for the Banach space of bounded Lipschitzian mappings between convex sets of a Banach space.
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All authors Juan Rafael Acosta-Portilla, Armando Sánchez-Nungaray, Gerardo Ramos-Vázquez, Lizbeth Yolanda Garrido-Ramírez
Functional Analysis · Cross-listed from math.NA
Some theoretical and practical results on noisy signals recovery
M. Makurin, Yu. Malykhin, K. Ryutin et al. (+1 more)
We discuss some theoretical results and their applications to specific practical problems from wireless communications. We assume that we know the noisy version of the signal, which is sparse with respect to a given system of elements (dictionary), at a finite number of points and we want to approximately recover it. This problem of recovery of a noisy signal is closely related to the problem of establishing the Lebesgue-type inequalities for the corresponding
algorithms and it motivates us to prove such inequalities. Under certain conditions on a dictionary (RIP-type condition, coherence condition) we obtain different kinds of the Lebesgue-type inequalities for the OMP and its version WOMP
algorithms. The most important feature of our new theoretical result is the assumption that the dictionary has the RIP-type property instead of the assumption that it is the Riesz basis, which was used in the previous results. Our approach allows us to treat redundant (overcomplete) systems, which is important in applications. We consider the setting of sparse recovery for highly-coherent dictionaries that appear in OFDM setting for wireless communication. Our main example is the oversampled
Fourier dictionary and the recovery of the frequency response of a sparse channel. We develop a general approach to such problems and we prove that under certain conditions the OMP
algorithm recovers all dictionary elements with large coefficients, and estimate its accuracy (in NMSE metric) in terms of signal-to-noise ratio.
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All authors M. Makurin, Yu. Malykhin, K. Ryutin, V. Temlyakov
Functional Analysis
The Local Embedding Problem for Hardy Spaces of Dirichlet Series
Bonan Chen, Xiang Fang, Feng Guo et al. (+3 more)
We solve the local
embedding problem for Hardy spaces of Dirichlet series, which is a dimension-free trace problem asking whether the global $\mathscr{H}^p$-norm controls local $L^p$-mass on the critical line $\operatorname{Re}s=1/2$. More precisely, for every $2<p<\infty$, there exists a constant $C_p<\infty$ such that every Dirichlet
polynomial $P$ satisfies $$ \sup_{\theta\in\mathbb{R}}\int_{\theta}^{\theta+1}\left|P\left(\frac12+it\right)\right|^p\,\mathrm{d}t\le C_p\left\lVert P\right\rVert_{\mathscr{H}^p}^{p}, $$ with $C_p$ independent of the number and choice of
prime variables on which $P$ depends. Before the present work, the
embedding was known at $p=2$ and, by taking integer powers, at the even exponents $p=2k$; it had been conjectured that these exhaust the finite positive cases above $2$. Together with the known failure for $0<p<2$, our
theorem gives the sharp finite-exponent classification: the local
embedding property holds exactly for $p\ge2$. Thus, the true threshold is $p=2$, rather than even integrality. The proof passes to the dual exponent $q=p/(p-1)\in(1,2)$, where an exact frequency decomposition isolates a single resonant Euler-product term. A covariance-preserving replacement of the shared
prime factors reduces the resulting fractional-moment estimate to a log-correlated Gaussian field, and a critical branching-random-walk bound supplies the required multiscale decay. A finite-cyclic square-function estimate assembles the resonant scales, and Hardy-quotient duality converts the resulting vector-valued bound into the critical-line trace. For $1\le p<\infty$, known equivalences give the same sharp threshold in several classical problems, including the conformally invariant half-plane
embedding, the reverse local Carleson-measure transfer, and boundedness of all characteristic-zero Gordon–Hedenmalm composition operators.
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All authors Bonan Chen, Xiang Fang, Feng Guo, Shengzhao Hou, Yizhou Shao, Qi Zhou
Functional Analysis
Jacobians of BV homeomorphisms and their weak-* limits
Jakub Petr
We prove that in $\mathbb{R}^3$ any $BV$ homeomorphism as well as the weak-* limit of $BV$ homeomorphisms cannot change the sign of the Jacobian, i.e., we have $J_f \geq 0$ almost everywhere or $J_f \leq 0$ almost everywhere.
Functional Analysis
Sharp Volume-Based Bounds for BMO Functions on Compact Domains and Applications
Marin Mišur
We establish sharp localized $L^r$ bounds for compactly supported functions of bounded mean oscillation (BMO). Classical estimates obtained via the John-Nirenberg inequality bound the $L^r$ norm of such a function in terms of the diameter of its support. We show that the diameter dependence can be replaced by the Lebesgue measure of the support, the relevant quantity for thin, highly eccentric domains. The proof relies on non-increasing rearrangements and the Bennett-DeVore-Sharpley
theorem, and requires no vanishing-oscillation hypothesis. We present physical and operator-theoretic applications:
geometric collapse in tubular neighborhoods, a localized Cwikel-Lieb-Rozenblum bound for Schrödinger operators, and decoupling bounds for the localized action of Calderón-Zygmund singular integrals.
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Functional Analysis
Noncommutative commutant lifting, interpolation, and shift-invariant subspaces
Sibaprasad Barik and Samir Panja
We establish a Sarason-type commutant lifting
theorem in the framework of noncommutative Drury-Arveson space and apply it to solve the noncommutative Nevanlinna-Pick interpolation problem on the noncommutative row ball. In particular, it recovers the classical Nevanlinna-Pick interpolation
theorem over the open unit disc. We also provide a Beurling-Lax-Halmos-type characterization of shift-invariant subspaces of noncommutative Drury-Arveson space using dilation theoretic technique.
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Functional Analysis
A note on the stability of Arens products under small perturbations of multiplication
Deepika Rajoriya
In this short note, we study the small perturbations of multiplication structure of a Banach
algebra $\mathcal A$, and its impact on the two Arens products on the bidual $\mathcal A^{**}$. We show that the property of being \say{Arens irregular} is stable under sufficiently small perturbation in the multiplication structure of a Banach
algebra. Further we show that for any Banach function
algebra which is equivalent to a uniform
algebra, the Arens regularity is stable under small perturbation on the multiplication structure of the original Banach function
algebra.
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Functional Analysis · Cross-listed from math.AP
A Lagrangian superposition principle for the continuity equation with reaction
Stefano Almi and Giacomo Enrico Sodini
We study the continuity equation with reaction $\partial_t\mu + \operatorname{div}(v\mu) = w\mu$ on $[0,T]\times\mathbb{R}^d$, driven by Borel velocity and reaction fields $v$ and $w$. We provide the first version of a Lagrangian superposition principle for the equation in its natural generality, assuming only finite quadratic energy without imposing boundedness conditions on the reaction term neither any form of compactness for the support of the measure. More precisely, every solution $\mu \in \mathcal{C}([0,T];\mathscr{M}_+(\mathbb{R}^d))$ with finite quadratic energy is represented by a probability measure $\eta$ on absolutely continuous curves in the
geometric cone over $\mathbb{R}^d$, concentrated on the solutions of the characteristic system $x' = v(x)$, $k' = w(x)\,k$, through the $2$-homogeneous marginal $h^2_t(\eta)=\mu_t$. We also establish the converse implication. The proof passes through a regularization of the triple $(v,w,\mu)$ which produces fields satisfying only local bounds; the core of the argument is therefore a representation theory under such local assumptions, whose key tool, of independent interest, is a two-time representation formula relating $\mu_s$ and $\mu_t$ along the flow of $v$ for arbitrary times $s,t$.
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Functional Analysis · Cross-listed from math.PR
Some remarks on Talagrand's convolution conjecture
Alexander Shaposhnikov
We present self-contained martingale proofs of Talagrand's convolution
conjecture in the Gaussian and Boolean settings with explicit dimension-free constants. The argument is based on the analysis of the stopped density martingale and a weighted Itô isometry estimate. The Gaussian case was settled by Eldan and Lee, and Lehec; the Boolean case was proved up to a $\log\log$ factor by Chen and recently settled by Lu, Guo and Fang.
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Functional Analysis · Cross-listed from math.CO
Vector Balancing via Directional Total Variation
Shengtao Guo, Ethan X. Fang and Junwei Lu
Our main result is a $3\sqrt{2\pi}$ bound for the Komlós signing problem: every finite family of real vectors of Euclidean norm at most one admits a signed sum of $\ell_\infty$-norm less than this constant, independently of the dimension and the family size. For any $\kappa\ge0$, if a bounded open convex set supports a probability density with directional total variation at most $\kappa$ in every unit direction, then its open-set Banaszczyk transform supports another such density with the same $\kappa$, provided the translation vector $v$ satisfies $\kappa\|v\|_2\le1/3$. As a consequence, every finite set system in which each element belongs to at most $t$ sets, where $t\ge1$ is an integer, admits a two-coloring whose imbalance in each set is less than $3\sqrt{2\pi t}$. This gives the square-root dependence predicted by the Beck-Fiala
conjecture. The proof was discovered by the Odin Automatic AI Research
Agent.
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Functional Analysis
Saturation and Localization Results for Max-product Generalized Sampling Operators based on Centered Bell-shaped Kernels
Lorenzo Boccali and Gianluca Vinti
In this paper, we establish the saturation order and a local inverse result for the uniform approximation of non-negative, bounded, and uniformly continuous functions on $\mathbb{R}$ by max-product generalized sampling operators based on suitable kernel functions. In particular, assuming that the kernel is an even centered bell-shaped function, we first show that $1/w$, $w>0$, is the uniform saturation order, with the corresponding saturation class coinciding with the class of non-negative constant functions. This means that $1/w$ is the best possible rate of convergence that the max-product generalized sampling operators can achieve when approximating non-trivial (i.e., non-constant) non-negative, bounded, and uniformly continuous functions on $\mathbb{R}$. Moreover, it is known that, for Lipschitz continuous functions on $\mathbb{R}$, the approximation order is $1/w$ as $w \to +\infty$. Here, we show that this result can be locally reversed. Specifically, we prove that if $f$ can be approximated at the rate $1/w$ on a compact interval $[a,b]\subset\mathbb{R}$, then $f$ is Lipschitz continuous on $[a,c]$ for every $c \in [a,b)$ whenever $0<a<b$, and on $[c,b]$ for every $c \in (a,b]$ whenever $ a<b<0$. Finally, under the same assumptions on the kernel, we establish a strong localization result for sequences of truncated max-product generalized sampling operators in the case of strictly positive and bounded functions defined on $[0,1]$. All these results extend previous results of Coroianu and Gal, which were established only for specific sinc-type kernels, to a broader class of kernel functions.
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Functional Analysis
On weak dominance of t-conorms over t-norms
Shuangquan Li and Yao Ouyang
The weak dominance of aggregation operators, particularly between triangular norms (t-norms) and triangular conorms (t-conorms), has attracted considerable
attention in aggregation operator theory. While several characterizations have been obtained for Archimedean and continuous cases, a general criterion for continuous t-conorms over continuous t-norms remains to be fully clarified. In this paper, we provide a complete characterization of a continuous t-conorm weakly dominating a continuous t-norm. We first reduce the problem for ordinal sum operators to that for their single Archimedean components, and then express the weak dominance condition entirely in terms of the additive generators of these components. Our approach covers both strict and nilpotent cases uniformly, and recovers the known results for Archimedean operators as a special case.
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Functional Analysis · Cross-listed from math.OC
The best approximation tuple: an extension of the Cheney-Goldstein algorithm and results to the multiple sets case
Yair Censor and Daniel Reem
We extend the
algorithm and several results published in the celebrated 1959 paper of Cheney and Goldstein about the best approximation pair (BAP) problem in two separate directions. One is, for the first time, the ability to consider more than two sets, a task which has been in the mind of researchers for many years without much success in fulfilling it because of a certain theoretical obstacle related to cycles and minimizers of general functionals. The other direction is the ability to handle each set as an intersection of a finite family of sets. We call the resulting problem the "Best Approximation Tuple (BAT) problem". The fundamental observation that leads to these extensions is to recognize and handle one set (the "pivot set") as different from the remaining sets (the "satellite sets") instead of seeking cycles as the minimizers of a target functional. We prove the convergence of the
algorithm to the unique solution of the problem in the Euclidean case with strictly convex and compact satellite sets. Because of the lack of Fejér monotonicity, our convergence analysis is not standard, and is based on almost unknown properties of orthogonal projections regarding equality and inequality in the definition of nonexpansiveness.
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Functional Analysis · Cross-listed from quant-ph
Bargmann Invariants Are Insufficient for Complete Local-Unitary Orbit Discrimination
Lin Zhang and Bing Xie
Bargmann invariants constructed from a bipartite density operator and its two lifted marginals are
polynomial invariants of local-
unitary conjugation. We determine the precise information encoded in these invariants. Whenever one subsystem is a
qubit, the ordinary marginal-word family determines the full spectrum of the partial transpose and hence decides whether the state has the positive-partial-transpose property. In $2\otimes2$ and $2\otimes3$ systems, this yields complete separability criteria. For the two-
qubit system, a finite subfamily additionally separates local-
unitary orbits, and a finite extension generates the
polynomial invariant ring. These three tasks already diverge for
qubit-qutrit states: we exhibit full-rank, locally maximally mixed states that agree on all ordinary marginal-word invariants yet have different operator-Schmidt ranks, together with a quartic correlation invariant that separates them. When both local dimensions are at least three, the analogous collapse on the locally maximally mixed sector produces isospectral pairs consisting of one separable state and one entangled state with negative partial transpose. The ordinary Bargmann
algebra therefore coincides with the full local
unitary invariant ring if and only if both subsystems are
qubits. The missing data are
geometric: they encode the placement of global eigenspaces relative to the tensor-product decomposition
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Functional Analysis
A bi-Lipschitz characterization of strong minimum-attainment for Lipschitz maps
Geunsu Choi
We completely characterize the denseness of strongly minimum-attaining Lipschitz functions, a minimum analogue for strongly norm-attaining Lipschitz functions, in terms of bi-Lipschitz
embeddings. More precisely, our main result shows that the set of strongly minimum-attaining Lipschitz functions defined on a complete metric space $M$ fails the denseness if and only if $M$ is bi-Lipschitz equivalent to a subset of $\mathbb{R}$ with positive Lebesgue measure, or equivalently, if $M$ admits a bi-Lipschitz
embedding into $\mathbb{R}$ and $M$ has positive 1-dimensional Hausdorff measure. As a consequence, we provide an isometric characterization of the pure 1-unrectifiability of $M$ in terms of strongly minimum-attaining Lipschitz maps defined on bi-Lipschitz copies of closed subsets of $M$. Several counterexamples showing that the main result cannot be naturally extended to the vector-valued setting are also presented.
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Functional Analysis
Typical dynamical properties of operators on $\ell_p$
Jian Li and Qijing Liao
We investigate the typical dynamical properties of hypercyclic operators in $\mathcal{L}_M(X)$, the set of all bounded linear operators on $X$ whose norms are at most $M$, when $X=\ell_p$, $1< p<\infty$. We show that, with respect to SOT$^*$, a typical operator $T\in \mathcal{L}_M(X)$ is weakly mixing, is weakly disjoint from a given hypercyclic operator $S$, is not topologically ergodic, and satisfies $(T,T^2,\dotsc,T^k)$ is disjoint hypercyclic for any $k\geq 2$. We also show that the similar typical dynamical properties for the concrete family $\mathcal{M}=\{I+B_w\in \mathcal{L}(X)\colon w\in c_0(\mathbb{Z})\}$, endowed with the norm
topology, where $B_w$ is a bilateral weighted backward shift.
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