Functional Analysis
Optimal square size for separating the operator and completely bounded norms of Schur multipliers on $S^4$
Cédric Arhancet
We determine the smallest square size at which the operator norm and the completely bounded norm of a Schur multiplier on $S^4$ can differ. More precisely, for $A=\begin{bmatrix}1&2&0\\1&-2&0\\2&2\mathrm{i}&0\end{bmatrix}$ we prove \[ \|M_A\|_{S^4_3\to S^4_3}^2\leq\frac{1119}{250} <\left(\frac{18983532}{947485}\right)^{1/2} \leq \|\mathrm{Id}_{S^4_2}\otimes M_A\|_{S^4_6\to S^4_6}^2. \] We also prove that no $2\times2$ Schur multiplier can have unequal operator and completely bounded norms on $S^4$, so square size three is optimal. In addition, we determine the exact ordinary norm of the previous multiplier analytically and give an independent computer-assisted certification of a rational upper bound.
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Functional Analysis
The phase diagram of injective-to-projective tensor distortion
Daniel Nunez-Alarcon, Daniel Pellegrino and Joedson Santos
For finite-dimensional Banach spaces $E$ and $F$, set \[ \rho(E,F):=\sup_{0\neq z\in E\otimes F}\frac{\pi(z)}{\varepsilon(z)}. \] The square growth of $\rho(\ell_p^d,\ell_q^d)$ was determined by Bonet, Defant, Peris and Ramanujan. We study the rectangular problem with the two dimensions varying independently. If $r=\min\{n,m\}$ and $\eta(t)=\min\{1/t,1/t'\}$, then, whenever $p$ and $q$ lie on the same side of $2$, \[ \rho(\ell_p^n,\ell_q^m)\asymp_{p,q} r^{1/2}\min\{n^{\eta(p)},m^{\eta(q)}\}. \] Thus the classical square exponent splits into two dimensional scales. In the mixed range $1\le p\le2\le q\le\infty$, writing $a=1/p$ and $b=1/q$, we obtain the lower estimate \[ \rho_{p,q}(n,m)\gtrsim_{p,q} \max\!\left\{r^{\min\{a+b,2-a-b\}}, m^{b-1/2}r^{1/2}\min\{n^{1-a},m^{1/2}\}\right\}, \] and the upper estimate \[ \rho_{p,q}(n,m)\lesssim_{p,q} \min\!\left\{n^{1-a}r^{1-b},m^b r^a,r\right\}. \] Moreover, if $(n-m)(a+b-1)\le0$, then \[ \rho_{p,q}(n,m)\asymp_{p,q} r^{\min\{a+b,\,2-a-b\}}. \] In the interior mixed range $1<p<2<q<p'$, if \[ \alpha_{p,q}:= \frac{(a+b-1)(\frac12-b)}{a-\frac12}, \] then \[ \rho_{p,q}(n,m)\lesssim_{p,q}m^{1-\alpha_{p,q}}, \qquad \sup_{n\ge1}\rho_{p,q}(n,m)\asymp_{p,q}m^{1-\alpha_{p,q}}. \] The corresponding statements in the reversed mixed range follow by duality and
symmetry.
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Functional Analysis
The Geometry of Real Anisotropic Bohnenblust–Hille Constants
Daniel Nunez-Alarcon, Daniel M. Pellegrino, Joedson Silva dos Santos et al. (+2 more)
We determine the growth scale of the optimal constants in the real anisotropic Bohnenblust–Hille inequality. For an exponent vector $\mathbf q^{(m)}$, write $C_{\mathbf q^{(m)}}^{(m)}$ for its optimal constant and $d_m$ for its diameter. These constants are superpolynomial precisely when $m d_m/\log m\to\infty$; throughout this regime, their logarithm has the sharp scale $m d_m$. If also $d_m\to0$, then $\log C_{\mathbf q^{(m)}}^{(m)}/(m d_m)$ lies asymptotically in the interval $\left[\frac{\log 2}{4},\frac{2-\log 2-\gamma}{4}\right]$, where $\gamma$ is the Euler–Mascheroni constant; this interval has width less than $10^{-2}$. We also solve the extremal problems at fixed diameter and fixed total deficit. The normalized reciprocal-deficit profiles order the canonically arranged optimal constants by majorization, yield exact formulas on a full-dimensional region, and recover the lower coefficient $(\log 2)/4$ throughout a broad class of anisotropic regimes.
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All authors Daniel Nunez-Alarcon, Daniel M. Pellegrino, Joedson Silva dos Santos, Diana Marcela Serrano-Rodriguez, Eduardo V. Teixeira
Functional Analysis · Cross-listed from math.CA
Endpoint Estimates for Stein's Purely Quadratic Carleson Operator
Anastasios Fragkos, Ben Krause and Michael Lacey
We study the near $L^1$ behavior of the maximally quadratically modulated
Hilbert transform \[ \mathcal{C}_2f(x) := \sup_{\lambda} \left|\operatorname{p.v.} \int_{\mathbb{R}}f(x-y)e^{2 \pi i \lambda y^2} \frac{\mathrm{d} y }{y} \right| \] and its lacunary counterpart obtained by restricting $\lambda$ to $2^{\mathbb{Z}}.$ We prove that if $\Phi$ is a Young function satisfying $ \Phi(t)=o\bigl(t\log_2t\bigr)$ then $\mathcal{C}_{2,\mathsf{lac}}$, and therefore $\mathcal{C}_2$ as well, does not satisfy a corresponding $\Phi$-modular estimate. In particular, neither the lacunary nor the full quadratic operator is of weak type $(1,1)$. In the positive direction, we establish an $L\log_1 L$ modular estimate for $\mathcal{C}_2$ and a $L (\log_2L)^2 \log_4L$ estimate for $\mathcal{C}_{2,\mathsf{lac}}.$
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Functional Analysis
The Endpoint Fractional Riesz Estimate on the Hamming Cube
Zhendong Xu and Hao Zhang
Let $1<p<2$ and $D_j$ be the discrete partial derivative on the Hamming cube $\Omega_n = \{ -1, 1\}^n$. Let $\Delta=\sum_{j=1}^nD_j$ be the discrete
Laplacian. We prove the endpoint inequality \[ \left\|\left(\sum_{j=1}^n|D_jf|^2\right)^{1/2}\right\|_{p} \lesssim_p\|\Delta^{1/p}f\|_{p}, \quad \forall f:\Omega_n \to \mathbb C. \] This result answers the
conjecture proposed by Naor, Eskenazis and Ivanisvili (see [BenEfraimLustPiquard, IvanisviliVolberg] or [Remark 45, EskenazisIvanisvili]). The proof relies heavily on the noncommutative semigroup BMO theory [JungeMei].
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Functional Analysis
A $p$-summability approach to the weak maximizing property
Oscar Iván Blanco Ardila and Vinícius C. C. Miranda
Motivated by the weak maximizing property ($\mathrm{WMP}$), we investigate $p$-summability conditions on maximizing sequences of bounded linear operators. Since the naive $p$-summability formulation is independent of $p$ and collapses to norm attainment for all operators, we introduce the weakly $p$-singular maximizing property ($\mathrm{SMP}_p$), based on maximizing sequences with no weakly $p$-summable subsequence. We completely characterize when the pairs $(\ell_p,\ell_q)$ and $(\ell_p,c_0)$ have the $\mathrm{SMP}_r$, revealing sharp contrasts with the $\mathrm{WMP}$. We also characterize the Schur property of order $p$ via the $\mathrm{WMP}$ and the $\mathrm{SMP}_r$. Under relative weak $p$-precompactness and suitable Dunford-Pettis-type assumptions, we characterize universal norm attainment for operators from $X$ to $Y$ in terms of either the $\mathrm{SMP}_q$ for adjoint operators or the weak$^{*}$-to-weak$^{*}$ maximizing property, and derive corresponding duality consequences for the $\mathrm{SMP}_p$. Finally, we introduce $p$-convergent perturbation properties for operators and their adjoints, characterize them for classical sequence spaces, and show that the $p$-convergent perturbation property is strictly weaker than the $\mathrm{SMP}_p$.
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Functional Analysis
Measure theory without infinities
A. G. Smirnov and M. S. Smirnov
The aim of this paper is to develop a framework for measure theory that avoids infinities and allows for the uniform treatment of positive and vector measures. Our approach is based on a modification of the notion of measure, which supplements the usual $\sigma$-additivity requirement with a suitable maximality condition. To each Hausdorff topological vector space $\mathfrak A$ and $\sigma$-ring $\mathcal{Q}$, we associate a vector space $\mathscr M(\mathcal{Q},\mathfrak A)$ of `infinite' $\mathfrak A$-valued measures corresponding to $\mathcal{Q}$. In particular, the positive elements of $\mathscr M(\mathcal{Q},\mathbb R)$ are naturally identified with the $\sigma$-finite positive measures defined on $\mathcal{Q}$, thus placing positive and signed measures within the same setting. Finally, extension results for group-valued contents due to Sion and Weber are reformulated and refined within this new framework.
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Functional Analysis
A Fejér–Riesz inequality for Dirichlet series
Karl-Mikael Perfekt
We prove the following inequality for Dirichlet
polynomials: \[ \int_0^1 |f(1/2+\sigma)|\,d\sigma\lesssim \lim_{T\to\infty} \frac{1}{2T} \int_{-T}^T |f(it)| \, dt. \] In particular, for a Dirichlet series $f(s) = \sum_{n\geq 1} a_n n^{-s}$ belonging to the Hardy space $\mathscr{H}^1$ of Dirichlet series, \[ \left|a_1+\sum_{n=2}^\infty \frac{a_n}{\sqrt n\log n}\right| \lesssim \|f\|_{\mathscr{H}^1}. \] This answers a question raised previously in the literature and it proves that the multiplicative
Hilbert matrix has a bounded symbol.
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Functional Analysis · Cross-listed from math.GT
Fourier Analysis and Idempotents in Quandle Algebras
Mohamed Elhamdadi, Luc Ta and Bryce Virgin
In 2023, the first author, Nunez, Singh, and Swain [10] formulated an analogue of Kaplansky's idempotent
conjecture for integral quandle rings. In this paper, we develop a new
Fourier-analytic approach to quandle rings and use it to establish the
conjecture for two major classes of quandles: Takasaki quandles, including dihedral quandles, and medial commutative quandles. A central contribution of the paper is the introduction of
Fourier analysis on Alexander quandles, which provides a new framework for studying quandle rings and, in particular, their idempotents. Using this
Fourier-analytic framework, we also prove that a previously known sufficient condition for the existence of counterexamples to the
conjecture is in fact necessary, thereby resolving a problem of Jablonowski [12].
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Functional Analysis · Cross-listed from math.PR
Typical Martingale Diverges on a Co-$\sigma$-porous Set
Antonín Hejný
We consider the space of $L^p$-bounded martingales on the Cantor space for $p\in[1,\infty]$. Equipping the Cantor space with two standard metrics, we show that under both, a typical martingale diverges at a typical point. By a 'typical martingale', we mean an element of a co-$\sigma$-porous set when $p\in[1,\infty)$ and of a co-porous set when $p=\infty$. Specifically, we show that while a typical martingale diverges on a co-$\sigma$-porous set with respect to the first metric, no martingale diverges on a co-$\sigma$-porous set with respect to the second metric. Finally, we investigate the key factors determining whether the divergence set can be co-$\sigma$-porous.
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Functional Analysis
An existence result of a functional integral equation via Darbo type theorem and an iterative algorithm to solve it
Bhuban Chandra Deuri and Anupam Das
In our study, Darbo's fixed point
theorem and the coupled fixed point
theorem have been extended. The two
theorems were generalized using $C-class$ mapping. Using the Darbo type
theorem, we gave an existence result for a functional integral equation along with an appropriate illustration. In addition, we explored the numerical solution of a given functional integral problem using modified homotopy perturbation.
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Functional Analysis · Cross-listed from math.AP
Extension Problems for the Vladimirov–Taibleson Operator and the Hierarchical Laplacian
Yaojia Sun
We establish a non-Archimedean Caffarelli-Silvestre extension theory for the Vladimirov-Taibleson operator $D^s$ for $s>0$ and, more generally, for hierarchical
Laplacians $L_C$. For every $f\in\mathcal{S}(\mathbb{Q}_p^n)$, we equip the Bruhat-tits tree $\mathcal{T}_{p^n}$ with the weight $w_{v_{k-1}v_k}=p^{k(s-n)}$ under the horocyclic coordinates. We prove that the resulting Dirichlet problem admits a unique bounded weighted-harmonic solution that is continuous on the end compactification. Its boundary traces converge to $f$ uniformly and in $L^2$, while the associated deformed normal derivative converges pointwise and in $L^2$ to $D^s f$. We derive explicit
Fourier and Poisson representations of the extension and establish an energy identity between its weighted tree energy and the quadratic form of $D^s$. Motivated by $p$-adic AdS/CFT, we also give an equivalent massive formulation on the unweighted tree, based on a renormalized trace and a scale-corrected normal derivative. Finally, under natural local-finiteness and scaling assumptions, we extend the construction to hierarchical
Laplacians $L_C$ on ultrametric spaces. We characterize the canonical edge conductances by requiring the cancellation Green operator on the ultrametric tree $\mathcal{T}_X$ to coincide with $L_C^{-1}$ on $\mathcal{S}_0(X)$. In the corresponding canonical flux class, the extension is unique, its Dirichlet-to-Neumann map is $L_C$, and it satisfies the associated energy identity. The Vladimirov-Taibleson construction is recovered as the homogeneous special case.
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Functional Analysis
On the abstract approach to spectral constants: a proof of the Clouâtre–Ostermann–Ransford conjecture
Catalin Badea, Ryan O'Loughlin and Jani Virtanen
Clouâtre, Ostermann, and Ransford formulated an abstract version of Crouzeix's
conjecture involving a bounded unital homomorphism from a uniform
algebra into
matrices and a unital antilinear map. They conjectured that contractivity of the associated symmetrised map forces the homomorphism to have norm at most two. We prove this
conjecture, in fact without requiring the antilinear map to be contractive and for homomorphisms into the bounded operators on a
Hilbert space. The proof combines positivity of real parts, an operator-valued Herglotz
theorem, and the perturbation lemma of Lorist and Schwenninger used in the recent proof of Crouzeix's
conjecture.
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Functional Analysis · Cross-listed from math.AP
Local well-posedness of the higher-order nonlinear Schrödinger equation on the half-line: the case of two boundary conditions
Aykut Alk{\i}n, Dionyssios Mantzavinos and Türker Özsar{\i}
We prove the local Hadamard well-posedness of the higher-order nonlinear Schrödinger equation with negative dispersion coefficient on the half-line under nonzero Dirichlet and Neumann boundary data. The paper uncovers a striking feature of this model: unlike the positive-dispersion case studied in (Alk{\i}n, Mantzavinos, Ozsari, 2024), well-posedness requires two boundary conditions rather than one. This reflects a structural limitation in the underlying global relation, which allows elimination of at most one unknown boundary trace. Using the unified transform of Fokas, we derive an explicit solution formula for the associated forced linear problem and establish sharp Sobolev and Strichartz estimates on the half-line. These linear estimates, together with corresponding Cauchy problem bounds, yield local well-posedness in both high- and low-regularity Sobolev spaces, as well as local Lipschitz continuity of the solution map.
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Functional Analysis
Divergence of decreasing rearranged Fourier series on every infinite compact abelian group
Morten Nielsen
On every infinite compact Hausdorff abelian group there is a complex-valued continuous function whose
Fourier sums, taken over coefficients above a decreasing magnitude threshold, are unbounded almost everywhere. In fact, such functions form a dense \(G_\delta\) in the space of continuous functions with its uniform norm. Moreover, a divergent example may be chosen with
Fourier support contained in any prescribed infinite subgroup of the dual, while avoiding any prescribed finite set of frequencies. No metrizability or zero-dimensionality is assumed. The proof combines Körner's finite circle and Walsh lemmas with a finite construction on products of odd cyclic groups. A trichotomy for the dual group, exact quotient transfer, and cyclic sampling give finite examples on every group under consideration.
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Functional Analysis
Almost-invariant half-spaces of operators on $\omega$
Noémie Fougnies
We study the Almost-Invariant Subspace Problem for operators defined on non-normable Fréchet spaces and especially on $\omega$. This problem is stated as follows: "Given a bounded operator $T$ on an infinite-dimensional complex Fréchet space $X$, can we always find a closed almost-invariant half-space?". In this paper we solve the problem for the space $\omega$ by showing that an operator $T$ on $\omega$ possesses a closed almost-invariant half-space if and only if $T$ is conjugate to $F + R + \lambda \operatorname{Id}$ or to $B + R + \lambda \operatorname{Id}$ where $F$ is the Forward shift and $B$ is the Backward shift and where $R$ is a finite rank operator and $\lambda \in \mathbb{C}$. We also investigate the case of operators defined on $X \oplus \omega$ where $X$ is an infinite-dimensional Fréchet space with a continuous norm and we show that in this case, every operator defined on $X \oplus \omega$ possesses a closed almost-invariant half-space.
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Functional Analysis
Sampling and Density Theorems for the Fractional Opdam-Cherednik Transform
Riya Ghosh and Anirudha Poria
In this paper, we establish sampling and density results for the fractional Opdam-Cherednik transform. Using the Sturm-Liouville structure of Jacobi functions, we construct a Riesz basis associated with the Opdam-Cherednik kernel and derive an explicit sampling formula. The sampling nodes are determined by the zeros of a shifted Jacobi function. We further develop a concentration-operator approach and obtain Landau-type necessary density conditions for sampling and interpolation in fractional Opdam-Cherednik bandlimited spaces. The non-fractional Opdam-Cherednik sampling formula is recovered when $\theta=\pi/2$.
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Functional Analysis
Hyperpositive functions, sector bounded functions and a trace formula
Daniel Alpay and Izchak Lewkowicz
We study an indexed family of functions closely related to functions ana- lytic and with a real positive part in the right open half plane (the so-called positive functions) and to the functions analytic in the right open half-plane and bounded in modulus by one there (the so-called bounded functions). These two families are related by the Cayley transform. In the present paper we introduce an affine linear relation- ship between a subclass of positive functions and the family of bounded functions, and study the corresponding connections with passivity of linear systems, interpolation and operator models. This is therefore a multidisciplinary paper, with potential readers from engineering, linear system theory and operator theory, and some repetitions of known results are given to allow various audiences to read the work. Reproducing kernel
Hilbert spaces of analytic functions are a key tool in the arguments. A special role is played by the de Branges-Rovnyak spaces associated to bounded functions, and we prove a related trace formula connecting an underlying pair of operators.
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Functional Analysis
Weighted Cesàro type operators on the weighted Bergman spaces in the unit ball
Jiaxin Pan, Cezhong Tong and Zicong Yang
In this paper, we study weighted Cesàro type operators \[ \mathcal C_{\mu,\beta}^{\xi}:A_{\alpha}^{p}(\mathbb B_n) \longrightarrow A_{\alpha}^{q}(\mathbb B_n) \] induced by measures on $[0,1)$, and obtain boundedness characterizations throughout the range $0<p,q\le\infty$. We first extend the corresponding results on the unit disk to the unit ball in the range $1\le p\le q<\infty$. By means of atomic decomposition, we further treat the case $0<p<1$ and $p\le q<\infty$, thereby obtaining a complete characterization for $0<p\le q<\infty$. The latter result is new even in one dimension. For the range $0<q<p\le\infty$, we characterize the boundedness in terms of an integral condition involving the tail function of the inducing measure. This result is also new even on the unit disk. Finally, we characterize the boundedness of the corresponding operators when the target space is $H^\infty(\mathbb B_n)$.
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