Functional Analysis
Nonembedding of Lorentz sequence spaces into Lorentz function spaces
Junxiang Qi and Qi Liu
Let $0<p, q<\infty$ with $p \neq q$, and suppose that $p<2$ or $q \leq 1$. We prove that the Lorentz sequence space $\ell_ {p, q}$ does not isomorphically embed into $L_ {p, q}(0,1)$. Consequently, $L_ {p, q}(0, \infty)$ does not isomorphically embed into $L_ {p, q}(0,1)$.
Functional Analysis · Cross-listed from cs.CL
Using Composition Operators to Linearize LLM Semantic Transformations
Afjal Chowdhury, James Chen and Alan Edelman
Machine learning learns functions:
prompt to response, image to caption. What these functions are mathematically remains hard to say. We present a method to approximate these kinds of transformations using techniques from dynamical systems that fall under the umbrella of Koopmanism. We introduce the use of composition operators, which generalize the Koopman operator and, crucially, can map between distinct spaces, motivating the perspective that LLM transformations are rectangular infinite-dimensional operators. This formalism reveals useful structure: under natural assumptions on the
prompt and response distributions, the LLM operator is an isometry, and misalignment between learned representations manifests as spectral pollution of its finite sections. We then outline a method of constructing finite-dimensional approximations of an LLM operator, and demonstrate how the singular value spectrum can be used to compare tasks and models.
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Functional Analysis
A Schrödinger characterization of the oscillator semigroup
Gianluca Giacchi
The oscillator (or metaplectic) semigroup is classically defined as the two-fold cover of the semigroup of positive complex symplectic
matrices. Although geometrically precise, this definition does not provide an intrinsic operator-theoretic characterization of the bounded operators corresponding to positive symplectic
matrices. This is in contrast with the real metaplectic group, whose relation with the symplectic group can be expressed directly in terms of the Schrödinger representation of the Heisenberg group through its intertwining property. In the complex setting, such a relation appears in the existing literature mainly in infinitesimal form or on suitable classes of Gaussian functions. In this work we prove that the (complexified) Schrödinger intertwining relation holds for every function in $L^2(\mathbb{R}^d)$. The main point is the converse statement: if an arbitrary complex symplectic
matrix $S$ admits a nonzero bounded operator on $L^2(\mathbb{R}^d)$ satisfying this intertwining relation, then $S$ is necessarily positive and the operator coincides, up to a nonzero scalar, with the corresponding element of the oscillator semigroup. Consequently, positive complex symplectic
matrices are exactly those admitting a nonzero bounded Schrödinger intertwiner, and the associated intertwining space is one-dimensional. This provides a Schrödinger-representation characterization of the oscillator semigroup, parallel to the classical one for the real metaplectic group.
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Functional Analysis
Spectrality and eigen sets of infinite convolutions and random measures generated by admissible pairs
Jun Jie Miao and Hongbo Zhao
In this paper, we construct a class of random measures $\mu^{\mathbf{n}}$ by infinite convolutions. Given admissible pairs $\{(N_{k}, B_{k})\}_{k=1}^{m}$ and a sequence $\bn=\{n_{k}\}_{k=1}^{\infty}$ of positive integers, for every $\bw\in \Omega$, we write $\mu^{\mathbf{n}}(\bw) = \delta_{N_{\omega_{1}}^{-n_{1}}B_{\omega_{1}}} * \delta_{N_{\omega_{1}}^{-n_{1}}N_{\omega_{2}}^{-n_{2}}B_{\omega_{2}}} * \cdots$. First, we show that the mapping $\mu^{\mathbf{n}}: (\bw, B) \mapsto \mu^{\mathbf{n}}(\bw)(B)$ is a random measure. Next, we introduce the notion of a $t$-equi-positive family, and use it to obtain a general sufficient condition under which an infinite convolution is a spectral measure and possesses a specified set of spectral
eigenvalues. We then extend the concepts of spectrality and spectral
eigenvalues to random measures, and show that, under the assumption that the corresponding standard infinite convolution is non-degenerate for $\mathbb{P}$-a.e.\ $\boldsymbol{\omega}\in\Omega$, the measures $\mu^{\mathbf{n}}$ are spectral random measures for $\mathbb{P}$-a.e.\ $\boldsymbol{\omega}$, admitting the spectral eigen set \[ \mathcal{E}_m=\{t\in\mathbb{N}_+:\gcd(t,N_k)=1,\,1\le k\le m\}. \] Moreover, for each such $t$, there exist uncountably many spectra $\Lambda_{\boldsymbol{\omega}}\subset\mathbb{Z}$ with $t\Lambda_{\boldsymbol{\omega}}$ also a spectrum of $\mu^{\mathbf{n}}(\boldsymbol{\omega})$. Finally, for the important case where each digit set $B_k$ is a consecutive set $\{0,1,\dots,b_k-1\}$, we completely characterise the positive integer spectral
eigenvalues of $\mu^{\mathbf{n}}(\boldsymbol{\omega})$, proving that they are exactly the integers coprime to every $b_k$.
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Functional Analysis
Complemented Copies of $c_{0}$ in Positive Tensor Products of Banach Lattices
Vasily Melnikov
A result of Cembranos states that a non-trivial injective tensor product of a $C$-space contains a complemented copy of $c_{0}$, and in particular fails the Grothendieck property. We establish a positive analogue of the Cembranos
theorem for tensor products of Banach
lattices. If $E$ and $F$ are infinite dimensional Banach
lattices, with $E$ containing $c_{0}$ and $E^{\ast}$ or $F^{\ast}$ having the bounded positive approximation property, then the Wittstock tensor product $E\widetilde{\otimes}_{\vert{\varepsilon}\vert}F$ contains a complemented copy of $c_{0}$. If $F$ is in addition reflexive, then $E\widetilde{\otimes}_{\vert{\varepsilon}\vert}F$ fails the positive Grothendieck property.
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Functional Analysis · Cross-listed from math.CA
Sparse domination implies convex body domination
Aapo Laukkarinen and Emiel Lorist
We prove that sparse domination of a bilinear form implies convex body domination. More precisely, if a bilinear form admits an $(r,s)$-sparse bound, then its coordinate-wise extension to $\mathbb C^n$-valued functions admits an $(r,s)$-convex body sparse bound. The proof relies on a randomization argument. We establish the result both for sparse families in a fixed dyadic
lattice and for sparse families of arbitrary cubes. As an application, we deduce sparse domination for iterated commutators, with the local oscillations of the symbol appearing in the sparse form.
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Functional Analysis
Distributional zero divisors with full support
Benjamin Delarue
We show that every smooth
manifold $M$ of positive dimension admits fully supported distributions $u,v\in \mathcal D'(M)$ with $\mathrm{WF}(u)\cap({-}\mathrm{WF}(v))=\emptyset$ and $uv=0$. Neither factor can be continuous on any non-empty open set, but $u$ may be chosen of optimal Sobolev order $\dim M/2$, with wavefront set contained in any prescribed closed conical set $\Gamma\subset T^\ast M\setminus 0$ with non-empty and non-maximal fibers. Simultaneously, the wavefront set of $v$ may be confined to any compatible open conical set or, in
geometric situations, to closed conical sets such as conormal bundles of foliations or ray bundles generated by locally conformally closed one-forms. We give positivity criteria and show that full-support zero divisor pairs accumulate at $(1,0)$ in Sobolev-microlocal
topologies. The one-dimensional case uses a
Fourier null series of Kozma-Olevskiĭ.
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Functional Analysis
Graded face lifts and free extreme points of free spectrahedra
Eric Evert and Jack Graham
A free spectrahedron is the matricial solution set of a free linear
matrix inequality $L_A(X) = I-A_1 \otimes X_1 - \dots - A_g \otimes X_g \succeq 0$. In this dimension-free setting, free extreme points play the role of classical extreme points. In particular, every bounded real free spectrahedron is the
matrix convex hull of its free extreme points. In this qualitative sense, free extreme points of free spectrahedra are abundant. However, quantifications of this abundance have remained elusive. In particular, outside simplices, it is not known whether there exist bounded real free spectrahedra that have finitely many free extreme points. A necessary condition for having finitely many free extreme points is that the classical spectrahedron defined by $L_A(x) \succeq 0$ is a polytope. We strengthen this necessary condition through two constructions. First, we provide a
geometric construction of an infinite family of free extreme points at the second level of the maximal
matrix convex set over a polygon with at least four sides. Second, we develop a graded face lifting technique for general bounded real free spectrahedra, which allows us to construct free extreme points of the full spectrahedron from free extreme points of the graded face lift. As corollaries, we obtain obstructions to minimal
matrix convex sets over polytopes being free spectrahedra and show that much of the scalar extreme-point geometry of maximal
matrix convex sets over polytopes can be captured by higher-level free extreme points.
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Functional Analysis
On the equivalence of Sobolev norms in infinite dimensions
Zhouzhe Wang
We prove dimension-free higher-order Sobolev norm estimates on open convex subsets of $\mathbb{R}^n$ with respect to Gaussian measure and use them to obtain norm equivalence on nonempty open convex subsets of $\ell^2$ endowed with a nondegenerate Gaussian measure. To the best of our knowledge, this is the first such equivalence
theorem on a proper open subset of an infinite-dimensional
Hilbert space, beyond the earlier whole-space results. We also prove the Malliavin–Sobolev norm equivalence for all $p\in[1,\infty)$ and $k\ge2$, including the case $p=1$, $k\ge3$ left open by Addona–Muratori–Rossi in \cite{AddonaMuratoriRossi}.
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Functional Analysis
Characterization of surjective isometries: the real case
Tianbao Guo and Jinghao Huang
Let $(\Omega,\mu)$ and $(\Lambda,\lambda)$ be complete atomless localizable semifinite measure spaces. Suppose that $E(\Omega,\mu)$ and $F(\Lambda,\lambda)$ are real rearrangement-invariant Banach function spaces with order-continuous norms, in the Banach-
lattice sense, and that neither norm is proportional to the $L_2$-norm. Every surjective real-linear isometry $U:E(\Omega,\mu)\longrightarrow F(\Lambda,\lambda)$ has the form $Uf=w\Phi(f)$, where $w$ has full support and $\Phi$ is induced by a complete measure-class Boolean isomorphism. Both factors are uniquely determined by $U$. Let $(\mathcal{M},\tau)$ and $(\mathcal{N},\nu)$ be atomless semifinite von Neumann
algebras, and let $E(\mathcal{M},\tau)$ and $F(\mathcal{N},\nu)$ be symmetric operator spaces satisfying the same assumptions on their norms. Every surjective real-linear isometry $V:E(\mathcal{M},\tau)_{\mathrm{sa}}\longrightarrow F(\mathcal{N},\nu)_{\mathrm{sa}}$ has the form $V(x)=hJ(x)$, where $J:\mathcal{M}\longrightarrow\mathcal{N}$ is a normal surjective Jordan $*$-isomorphism and $h\in LS(\mathcal{Z}(\mathcal{N}))_{\mathrm{sa}}$ is central with full support; again, the two factors are unique. We also identify the bounded skew-Hermitian operators on the real self-adjoint part and derive commutative and noncommutative isometric forms of Mityagin's question.
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Functional Analysis
The Aron–Rueda zero-subspace problem
Nacib Albuquerque, Daniel M. Pellegrino and Anselmo Raposo Jr
We determine the exact finite-dimensional threshold in the zero-subspace problem of Aron and Rueda for complex homogeneous
polynomials. More precisely, for every $d$ and $k$ we determine the least $m$ such that every $d$-homogeneous
polynomial on $\mathbb{C}^m$ vanishes on a $k$-dimensional linear subspace. We also determine the exact threshold for arbitrary
polynomials of degree at most $d$ to be constant on a $k$-dimensional linear subspace. The two thresholds are different. In the homogeneous case the exact threshold follows from Tevelev's
theorem on isotropic subspaces and closedness of the incidence locus. In the bounded-degree case we first eliminate the linear homogeneous component by passing to its kernel; the remaining components, of degrees $2,\ldots,d$, form the system to which the Debarre–Manivel
theorem is applied. For $k=2$ we give a separate proof using top Chern classes and Newton's inequalities.
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Functional Analysis
Invariant pointwise closed subspaces of Lipschitz spaces and their preduals
Michal Doucha
Motivated by both the research on Lipschitz-free spaces and on Lipschitz harmonic functions on graphs, we study invariant pointwise closed subspaces of spaces of Lipschitz functions over graphs, with special emphasis on finitely generated groups as graphs. Such spaces form a natural class of $\text{weak}^*$-closed subspaces, that can be fully described in some cases, and hence have canonical quotient preduals of the corresponding Lipschitz-free spaces. We show that these spaces are described by finite local constraints; in the group case as Lipschitz solutions of systems of convolution equations. We describe and characterize their preduals via a universal property and show that whenever they contain a non-zero element with a $c_0$-gradient, then they contain $\ell_\infty$, and consequently their preduals contain a complemented copy of $\ell_1$. A guiding question is whether this class of Lipschitz spaces and their preduals contains an infinite-dimensional reflexive Banach space. In this regard, the main result of the paper is the following dichotomy proved using abstract harmonic analysis. Every translation-invariant pointwise closed subspace of the Lipschitz space over $\mathbb{Z}^d$ is either finite-dimensional or it is non-separable –in particular, the corresponding predual is either finite-dimensional or non-reflexive.
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Functional Analysis
Weak-type characterizations of Sobolev and bounded variation spaces on metric measure spaces
Tuomas P. Hytönen, Dachun Yang, Wen Yuan et al. (+1 more)
Given a complete doubling metric measure space $(X,\rho,\mu)$ supporting a Poincaré inequality, we prove weak-type characterizations of the Sobolev space $\dot{W}^{1,p}(\mu)$ and the space of functions of bounded variation, achieving a full analogy in general Poincaré spaces with the Euclidean results of Brezis et al. [Anal. PDE 17 (2024), 943-979]. The main novelty is that the finiteness of a weak-type norm, which only refers to differences or mean oscillations of $f$ without assuming any smoothness a priori, already guarantees the membership of $f$ in the relevant Sobolev or BV space. This distinguishes our contribution from the recent work of F. Dai et al. [Adv. Math. 502 (2026), Paper No. 111153], where the related norm-equivalence was obtained under the a priori Lipschitz assumption on $f$. A key intermediate step in our approach is a new localized Bourgain-Brezis-Mironescu type characterization. More precisely, we prove that, if $p\in(1,\infty)$ and $\gamma\in\mathbb R\setminus\{0\}$, then, for any $f\in L^1_{\mathrm{loc}}(\mu)$, \begin{equation*}\tag{$*$} \|f\|_{\dot W^{1,p}(\mu)} \sim \|\rho^{-1}\phi^{-\gamma}F\|_{L^{p,\infty}(\phi^{\gamma p}V^{-1})}, \qquad F\in\{\Delta f,m_f\},\quad \phi\in\{\rho,V\}, \end{equation*} where the homogeneous Sobolev space $\dot{W}^{1,p}(\mu)$ is defined by the minimal $p$-weak upper gradient and, for any $x,y\in X$, we denote $V(x,y):=\mu(B(x,\rho(x,y)))$ and $\Delta f(x,y):=|f(x) - f(y)|$, and $m_f(x,y)$ is the mean oscillation of $f$ on the ball $B(x,\rho(x,y))$. For $p=1$, the equivalence $(*)$ holds after replacing $\|f\|_{\dot W^{1,1}(\mu)}$ by a bounded variation norm and restricting the parameters to the optimal ranges $\gamma\in(-\infty,-1)\cup(0,\infty)$ for $\phi=\rho$ or $\gamma\in (-\infty,-\frac1d)\cup(0,\infty)$ for $\phi=V$, where $d\in(0,\infty)$ is the lower dimension of $X$.
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All authors Tuomas P. Hytönen, Dachun Yang, Wen Yuan, Yirui Zhao