Functional Analysis
Gaussian polytopes with large Banach-Mazur distance to the cross-polytope
Antonios Hmadi
Let $B_1^n$ be the standard cross-polytope in $\mathbb R^n$, let $g_1,\ldots,g_m$ be independent standard Gaussian vectors in $\mathbb R^n$, and set $G_m=\operatorname{conv}{\pm g_1,\ldots,\pm g_m}$. For $m=n^3$ it is proved that $$ \mathbb P\left\{d_{\mathrm{BM}}(G_m,B_1^n)\geqslant c n^{5/8}(\ln n)^{-5/8}\right\}\geqslant 1-\frac2n $$ for a suitable absolute constant $c>0$. This independently improves the
polynomial exponent $4/7$ in Friedland's preceding work. Independent concurrent work of Friedland, which appeared after completion of the present manuscript, obtains the same
polynomial exponent with the stronger logarithmic factor $(\ln n)^{-1/4}$ by a different argument. The proof uses Friedland's discretization and conditioning argument together with the $K/U$ decomposition. A selected family of $K$ vectors is suppressed and the remaining $K$ vectors are quotiented out. In the resulting quotient simultaneous bounds are proved for every top-dimensional exterior product formed from the suppressed $K$ vectors and the $U$ vectors. A Dvoretzky-Rogers selection after L"owner normalization converts these determinant estimates into a bound for the minimum volume ellipsoid of the whole projected polytope and Maurey's empirical method then gives the required Gaussian measure estimate.
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Functional Analysis · Cross-listed from math.OC
State-Dependent Delays in Optimal Control and Hamilton–Jacobi Equations
Yiming Jiang, Cristian Mendico, Yawei Wei et al. (+2 more)
We develop a Hamilton–Jacobi theory for finite-horizon optimal control problems governed by state-dependent delay equations. In this setting, the delayed-time map depends on the controlled trajectory itself, so that both the state and the point at which the past state is evaluated vary simultaneously. The natural state variable is therefore the entire history, and the value functional is defined on a space of Lipschitz histories. Under suitable growth, Lipschitz, and monotonicity assumptions, we establish the dynamic programming principle and characterize the value functional as the unique viscosity solution of the associated Hamilton–Jacobi equation with co-invariant derivatives. To accommodate Lipschitz histories, we introduce a notion of viscosity solution based on finite-dimensional projections generated by polygonal extensions, and prove a comparison principle in the resulting class of functionals. Under additional regularity assumptions, we derive a Pontryagin minimum principle whose adjoint equation contains advanced terms induced by the state dependence of the delay. We also obtain a generalized transversality relation formulated through the delay superdifferential of the value functional. Finally, we establish semiconcavity in the history variable and a joint semiconcavity estimate on an appropriate solution
manifold.
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All authors Yiming Jiang, Cristian Mendico, Yawei Wei, Fei Zeng, Zimeng Zheng
Functional Analysis · Cross-listed from math.CA
A minimal HRT counterexample at the sharp Gelfand–Shilov threshold
Vignon Oussa
In a remarkable breakthrough, Faulhuber, Petersen, van Velthoven, and Voigtlaender disproved the Heil–Ramanathan–Topiwala
conjecture by constructing twelve linearly dependent time–frequency shifts of a Schwartz function. The following day, the author compressed their vector-Zak and cohomological architecture to an explicit intrinsically subcritical four-point configuration, thereby attaining the minimum possible cardinality. Soon thereafter, Jasper and Mixon gave a transparent analytic refinement of the breakthrough mechanism and proved, for every Diophantine pair, that HRT counterexamples may be realized with windows in the Roumieu Gelfand–Shilov class $\mathcal S_1^1(\mathbb R)$; their
theorem establishes the endpoint regularity phenomenon in broad arithmetic generality while leaving support cardinality unrestricted. The purpose of the present paper is to show that these two sharp advances can be attained simultaneously. We prove that the same explicit four points, coefficients, and
matrix cocycle admit a nonzero window in $\mathcal S_1^1(\mathbb R)$. Moreover, if $0\ne f\in\mathcal S_s^\sigma(\mathbb R)$ and $s<1$ or $\sigma<1$, then every finite system of distinct time–frequency shifts of $f$ is linearly independent. Thus four is the least possible cardinality and $(1,1)$ is the sharp coordinatewise threshold within the Roumieu Gelfand–Shilov scale.
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Functional Analysis
Oscillation Classes: An Interpolation Approach
Joaquim Martin
Let \(\varphi\) be an admissible concave function on \((0,1)\) and let \(X\) be a rearrangement-invariant space. We study the classes determined by the oscillation functional \[ \mathcal N_{\varphi,X}(f) = \left\| \frac{f^{**}-f^*}{\varphi} \right\|_X+\|f\|_1. \] We develop an interpolation method, based on the Aronszajn–Gagliardo extremal construction, which allows the normability problem and the determination of the optimal rearrangement-invariant Banach exterior to be treated in a unified way. A recovery principle shows that the oscillation construction reflects the inclusion order of the underlying rearrangement-invariant spaces. This makes it possible to transfer the corresponding Aronszajn–Gagliardo extremal structure to the oscillation classes. In particular, the upper extremal generates the least rearrangement-invariant Banach space containing the class, while normability occurs precisely when the lower and upper extremals collapse. At the critical fundamental scale, normability is rigid and forces the underlying space to be the corresponding Lorentz endpoint. Applications to Lorentz, limiting Lorentz, and Orlicz scales illustrate the scope of the method, including limiting normable examples for which the classical Copson absorption mechanism fails.
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Functional Analysis · Cross-listed from math.DS
On Generalized Hyperbolicity, Stability, and Shadowing for Linear Operators
Ali Messaoudi, José Tofanin Neto, Manuel Saavedra et al. (+1 more)
This work studies the relations between shadowing, topological stability, Lipschitz structural stability, and pseudo-hyperbolicity for linear dynamical systems on Banach spaces. The main result establishes that pseudo-hyperbolicity implies both topological stability and strong Lipschitz structural stability, whereas strong Lipschitz structural stability implies the shadowing property. In addition, a spectral characterization of pseudo-hyperbolicity is obtained, yielding an equivalence between pseudo-hyperbolicity, topological stability, strong Lipschitz structural stability, and the shadowing property for invertible operators whose eigenspaces associated with unimodular
eigenvalues admit closed complements. In particular, these four notions are equivalent on
Hilbert spaces. Combined with a recent result of Dragičević and Pituk, these results yield, for a large class of Banach spaces, an invertible operator that has the shadowing property but is not generalized
hyperbolic, thereby answering an open problem in linear dynamics.
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All authors Ali Messaoudi, José Tofanin Neto, Manuel Saavedra, Ioannis Tsokanos
Functional Analysis · Cross-listed from stat.ML
Diagonal Multi-omics Integration of Heterogeneous Datasets
Maksim V.Kukushkin, Mikhail S. Arbatskiy, Dmitriy E. Balandin et al. (+1 more)
In this paper, we consider methods for the diagonal multi-omics integration of heterogeneous
datasets. Several approaches to the nature of biological heterogeneity are analyzed and developed to comprehend more clearly the generated differences. Specifically, the extremal trace problems for the coupled
Laplacian on sets homeomorphic to the Stiefel
manifold embedded in the complex Euclidean space are investigated. The gradient ascent method for the maximization problem is elaborated in the classical terms of functional analysis, which is of significant interest in itself. On this basis, we introduce a novel characteristic of
dataset heterogeneity by employing the norm of the difference between the maximum and minimum points.
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All authors Maksim V.Kukushkin, Mikhail S. Arbatskiy, Dmitriy E. Balandin, Alexey V. Churov
Functional Analysis · Cross-listed from math.AP
Maximal monotonicity and contraction semigroup for the quantum drift-diffusion (Derrida-Lebowitz-Speer-Spohn) equation
Daniel Matthes, Giuseppe Savaré and André Schlichting
We study the
quantum drift-
diffusion, or Derrida-Lebowitz-Speer-Spohn (DLSS), equation for a nonnegative density $\varrho$ on a bounded convex domain with Neumann boundary conditions, in the square-root variable $u=\sqrt\varrho$. We show that the DLSS operator, defined and monotone on smooth strictly positive functions, admits a unique maximal monotone extension in $L^2(\Omega)$, explicitly given by the minimal (defect-free) operator plus the normal cone of the positivity constraint. The generated semigroup, which contracts the Hellinger distance between the densities, thus yields a canonical solution - existing, unique, and stable for every nonnegative $L^2$ initial datum and in every space dimension - independent of any approximation scheme: it is in fact the unique contraction semigroup extending the classical evolutions that emanate from smooth, uniformly positive data. The implicit Euler scheme converges to it, and $\sqrt u\in L^2_{\rm loc}(H^2)$ along the flow. When the datum belongs to the domain of the operator, the solution is strong and satisfies the equation pointwise, with no reaction term created on the
vacuum $\{u=0\}$. We characterize the trajectories in several equivalent ways - as Bénilan integral solutions and through one-sided weak formulations - prove the maximality of the operator also in the $H^2$-$H^{-2}$ duality and, in dimension $d\le3$, identify the flow with the weak solutions in the uniqueness class of Fischer. A second-order estimate of independent interest underlies the construction: on a convex domain with Neumann conditions the dissipation $\int_\Omega(\Delta u)^2/u\,\mathrm{d} x$ is finite exactly when $\sqrt u\in H^2(\Omega)$, and it then controls the full Hessian of $\sqrt u$, in every dimension.
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Functional Analysis
Commutator estimates for functions of noncommuting self-adjoint operators
Vladimir Peller
We study properties of the calculus $\varphi\mapsto\varphi(A,B)$ for self-adjoint operators with commutator $[A,B]$ in the Schaten–von Neumann class $\boldsymbol{S}_p$. It turns out that this calculus defined on the Besov class $B_{\infty,1}^1({\Bbb R}^2)$ in the case $p\le2$ admits a commutator Lipschitz estimate and is multiplicative modulo $\boldsymbol{S}_p$. On the other hand in the case $p>2$ there is no commutator Lipschitz estimate. There is no commutator Lipschitz estimate in the operator norm as well.
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Functional Analysis
Polynomial growth of complex polynomial Bohnenblust–Hille constants
Daniel M. Pellegrino and Eduardo V. Teixeira
For complex \(m\)-homogeneous
polynomials, let \(D_m\) denote the optimal dimension-free constant in the
polynomial Bohnenblust–Hille inequality. We prove that, for every \(B>1/2\), there exists \(K_B>0\) such that \[ D_m\le K_B m^B,\qquad m\ge1. \] More precisely, we obtain the square-root-scale estimate \[ D_m\le \sqrt m\,\exp\!\bigl(C\sqrt{\log m}\,\log\log m\bigr). \] The proof combines coefficient-preserving degree reduction with a weighted bootstrap, separating balanced and dominant degree profiles. We also determine the critical linear-dimensional asymptotics: \[ D_{m,n_m}\longrightarrow 2 \qquad\text{whenever}\qquad \frac{n_m}{m}\longrightarrow1, \] and consequently \(\liminf_{m\to\infty}D_m\ge2\). Further applications give two-sided bounds for homogeneous Sidon constants and a quantitative logarithmic remainder in the multidimensional Bohr-radius asymptotic.
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Functional Analysis · Cross-listed from math.NA
Torus computed tomography for experimental data
Ella Salo, Alexander Meaney, Olli Koskela et al. (+1 more)
Torus computed
tomography (
Torus CT) reconstructs the
Fourier coefficients of an image from X-ray data along closed geodesics on the flat
torus. We extend
Torus CT to experimental X-ray tomographic data by converting the data to a parallel-beam geometry and mapping the measured projection angles to the geodesic directions on the
torus. In addition, we introduce two extensions of the
Torus CT framework: the
Star TCT method, which recovers additional
Fourier coefficients beyond the standard frequency box using the same data, and
torus backprojection (TBP), which sums the data over the measured directions. We prove that filtered TBP converges to the Tikhonov-regularized solution for general data up to an explicit error term that vanishes for data which is invariant along fixed geodesics. We also show that the direction-wise averaging of the zero mode is an unbiased
estimator and its mean squared error decays like $N^{-2}$. We evaluate the methods on simulated phantoms and experimental X-ray data of a walnut using an updated implementation. The results show that
torus-based reconstruction methods are applicable to experimental data, avoid the streak artifacts of filtered backprojection (FBP), and yield competitive reconstruction errors on both simulated and experimental data.
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All authors Ella Salo, Alexander Meaney, Olli Koskela, Jesse Railo
Functional Analysis · Cross-listed from quant-ph
Strong Converse Exponents of Quantum Soft Covering and Privacy Amplification
Shi-Bing Li, Hongsen Qiu and Xinyu Zhang
We determine the exact strong converse exponent of
quantum soft covering under the sandwiched Rényi divergence for all orders $\alpha\in[\frac{1}{2},\infty)$. For $\alpha\in[\frac{1}{2},1)$, the exponent is characterized by the two-parameter club-sandwiched mutual information, whereas for $\alpha\in[1,\infty)$, it is characterized by the order-$\alpha$ sandwiched Rényi mutual information. We also determine the exact strong converse exponent of
privacy amplification against
quantum side information under the sandwiched Rényi divergence for $\alpha\in(2,\infty)$, expressed in terms of the corresponding order-$\alpha$ sandwiched Rényi conditional
entropy. To the best of our knowledge, these results provide the first exact characterization of the strong converse exponent of
quantum soft covering and the first precise operational interpretation of the two-parameter club-sandwiched mutual information in the
quantum setting. The key ingredient is that we establish the exponential rate of the $K$-functional, which is instrumental in deriving the strong converse exponent of
quantum soft covering for $\alpha\in[\frac{1}{2},1)$.
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Functional Analysis · Cross-listed from math.NA
Convergence Analysis of Statistical Inverse Problems on Reproducing Kernel Banach Spaces
Darrel K Joseph and M P Rajan
Statistical inverse problems have garnered significant
attention in recent years due to the growing importance of statistical learning theory and functional analytic approaches in the fields of machine learning and artificial intelligence. In this paper, we investigate the stable approximation of the element $u^{\dagger}$ that satisfies the equation $Au = g$, where $A$ is a linear operator that maps a Banach space into an appropriate function space. The function $g$ is observed only through independently and identically distributed data points that are corrupted by noise and assumed to follow an unknown distribution $\rho$. We employ the Tikhonov regularization scheme, leveraging statistical learning techniques and the framework of reproducing kernel Banach spaces to estimate the solution. We establish convergence and derive the convergence rate of the estimated solution with respect to the true solution as the number of data points increases, with the rate expressed in probabilistic terms. The theoretical findings are further supported by numerical experiments that demonstrate the effectiveness of the proposed approach.
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Functional Analysis · Cross-listed from math.MG
A 32-leaf tree requiring six coordinates for an isometric $\ell_\infty$ embedding
Logan R. Chalmers
We disprove the
conjecture that every tree with t leaves embeds isometrically into $\ell_\infty^{\lceil \log_2 t\rceil}$. We construct a 32-leaf tree whose least isometric $\ell_\infty$-dimension is six rather than five, and prove that every tree with at most 31 leaves attains the conjectured bound; Brigham et al. had recorded equality through 21 leaves. Thus 32 is the first failure, and the example answers affirmatively a question of Fitzpatrick and Nowakowski from 2000. The same
topology has dimension six under every assignment of positive edge lengths, and therefore also disproves the later sharp leaf-threshold
conjecture for weighted metric trees.
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Functional Analysis
Unified growth rates for operator semigroups under generalized Kreiss conditions
Filippo Dell'Oro, Alberto Farina and Vittorino Pata
In this note we establish a unified growth rate for the operator norm of $C_0$-semigroups on
Hilbert spaces whose generators satisfy the generalized Kreiss resolvent condition. Our bound contains and improves several known estimates in the literature. In particular, it captures the transition between different super-linear growth behaviors.
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Functional Analysis · Cross-listed from math.CA
Real-Variable Characterizations and Their Applications of Anisotropic Besov Spaces with Matrix $\mathcal A_\infty$ Weights
Fan Bu, Shuaijun Feng, Qingying Xue et al. (+2 more)
Let $\alpha\in\mathbb{R}$, $p\in(0,\infty)$, and $q\in(0,\infty]$. In this article, we develop a theory of
matrix-weighted anisotropic Besov spaces associated with an expansive
matrix $A$ and an $\mathcal A_{p,\infty}$-
matrix weight $W$. We first introduce the homogeneous spaces $\dot B_{p,q}^{\alpha}(A,W)$ and establish their $\varphi$-transform characterization. Then we construct counterexamples to show that the assumption $W\in\mathcal A_{p,\infty}$ in this characterization cannot be relaxed to $W\in\bigcup_{r\in(0,\infty)}\mathcal A_r$. The same counterexamples also show that this weaker condition $W\in\bigcup_{r\in(0,\infty)}\mathcal A_r$ is insufficient to ensure the well-definedness of $\dot B_{p,q}^{\alpha}(A,W)$. Next we characterize $\mathcal A_{p,\infty}$-
matrix weights via the rescaled maximal operator, which leads naturally to a new concept of the critical rescaling index that quantitatively captures the self-improving behavior of
matrix weights. In terms of this index, we obtain optimal boundedness for almost diagonal operators on the associated sequence spaces $\dot b_{p,q}^{\alpha}(A,W)$. Based on these, we further establish the molecular characterization of $\dot B_{p,q}^{\alpha}(A,W)$ and some sharp boundedness results for pseudo-differential operators on these spaces.
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All authors Fan Bu, Shuaijun Feng, Qingying Xue, Dachun Yang, Wen Yuan
Functional Analysis · Cross-listed from math.CO
New constructions of optimal arrangements of $2d$ lines in $\mathbb{C}^d$
Alexey Glazyrin
In this paper we provide new constructions of equiangular tight frames of size $2d$ in $\mathbb{C}^d$. We generalize the doubling construction of Fallon and Iverson to a tensor multiplication construction based on a suitable pair consisting of a complex Hadamard
matrix and an equiangular tight frame. In particular, such a pair always exists whenever there is an amicable pair of real Hadamard
matrices. Most notably, amicable Hadamard pairs of order $q+1$ exist for all
prime powers $q\equiv 3\pmod 4$. We also find specific constructions based on a family of pairs of order 6 and on pairs whose equiangular tight frames are defined by Paley conference
matrices with $q\equiv 1\pmod 4$. Finally, we provide a power construction of equiangular tight frames that generalizes the construction of Turyn for conference
matrices.
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