Complex Variables
Papers
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Thursday 6 August
Let $\mathcal{U} \Subset \mathbb{C}$ be fixed, $\Phi(s)=e^s-s-1$, $F(\nu)=\frac{\nu}{2+|\nu|}$, and let $f^{F(\nu)}$ denote the principal solution of the corresponding Beltrami equation. The identity $K_{F(\nu)}=1+|\nu|$ identifies compactly supported David coefficients with exponential-Orlicz parameters. We prove that, on the open subset of $L^\Phi_{\mathcal{U}}(\mathbb{C})$ where a sufficiently high finite exponential moment is available, the principal solution map is locally real $C^{1,1}$ with values in $W^{1,2}_{\mathrm{loc}}(\mathbb{C})$. The derivative in a direction $\eta \in L^\Phi_{\mathcal{U}}(\mathbb{C})$ is the principally normalized solution of $\bar{\partial} V - F(\nu) \partial_z V = DF_\nu(\eta) \partial_z f^{F(\nu)}$. The proof uses a pullback by the base principal solution. The key estimate is the pointwise cancellation $\frac{\|DF_\nu\|_{\mathrm{op}}}{1-|F(\nu)|^2} \le \frac{1}{2}$, which converts the linearized equation into a $\bar{\partial}$-equation whose source is controlled directly by the $L^\Phi$-norm of the direction. Combined with the principal degenerate $L^2$-resolvent and the optimal Jacobian regularity for exponentially integrable distortion, this yields a uniform quadratic remainder estimate. At the origin one obtains $D \mathrm{Sol}_0[\eta]=(1/2)\mathcal{C}\eta$ in $W^{1,2}_{\mathrm{loc}}$.
Wednesday 5 August
Complex Variables
Moduli of the Sourceless Framed Beltrami-Vekua Normal Form
We study the moduli of sourceless framed Beltrami-Vekua equations under recombinations of the unknown, scalings, and orientation-preserving changes of variables. On every bounded simply connected domain, such an equation reduces to $w_{\bar z}=B\bar w$ on the unit disk, with residual symmetries given exactly by zero-free holomorphic gauges and Möbius transformations. When $B$ is zero-free, the equation is completely classified by two data modulo Möbius: the hyperbolic mass density $\vartheta=\tfrac14(1-|z|^2)^2|B|^2$ and the phase-curvature current $K=\Delta\arg B$, whose hyperbolic density at $C^2$ regularity is $\kappa=\Delta_{\mathrm{hyp}}\arg B$. We determine the exact range of these invariants: every positive Hölder density and every phase current arising as the Laplacian of a Hölder phase occur. For fields with zeros, the classification extends to the phase-integrable sector through the triple $(\vartheta,d\eta,d{\star}\eta)$, where $\eta=\operatorname{Im}(dB/B)$. On the tame sector, $d\eta$ is the atomic charge measure, while $d{\star}\eta$ carries the remaining phase curvature. Thus the pseudo-analytic mass and charge are numerical projections of a larger infinite-dimensional moduli space. Explicit equal-mass, equal-charge, inequivalent equations are exhibited.
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Complex Variables
A Counterexample to the Liu–Lou–Zhu $\mathcal Q_p$–Carleson Embedding Conjecture
In this paper, we disprove a conjecture of Liu, Lou, and Zhu concerning Carleson embeddings of $\mathcal Q_p$ spaces into tent spaces for $0<p<1$. More precisely, we construct a finite positive $p$-Carleson measure $\mu$ on the unit disc $\mathbb D$ such that the canonical embedding $$ \operatorname{id}:\mathcal Q_p \longrightarrow \mathcal T_{p,2}^2(\mu) $$ is not bounded. The main ingredient is a new family of $\mathcal Q_p$ test functions that encodes Cantor-type structures on the unit circle $\mathbb T$ into the analytic behavior of functions in $\mathcal Q_p$. This construction is inspired by ideas developed in a recent work of the first and third authors on composition operators on $\mathcal Q_p$ spaces.
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Complex Variables
Dirichlet symbols and the nonlinear wave equation
We study the operator symbols of Dirichlet type introduced by Hedenmalm and Shimorin (2020), in connection with a given contraction on $L^2$ of the unit disk. They are always holomorphic functions on the bidisk. Such Dirichlet symbols associated with the Grunsky operator of a univalent function on the disk or exterior disk are of particular significance. From the work of Hedenmalm and Shimorin, we know they are characterized as solutions of a certain nonlinear wave equation. We perform a local analysis of such symbols near the diagonal on the bidisk, and in so doing, we provide alternative chart coordinates for the infinite-dimensional manifolds of univalent functions of the (exterior) disk. Those coordinates allow us to characterize $\log\psi'$ for $\psi$ in the class $\Sigma$ of normalized univalent functions without explicitly touching the univalence property. Moreover, that manifold extends the universal Teichmüller space of Lipman Bers beyond the quasicircle boundary setting, allowing for even more fractality. The fractality of harmonic measure for the domain associated with the given univalent function can be studied in terms of the asymptotic variance introduced by McMullen (2008). The asymptotic variance captures the $L^2$ average amplitude of the nonlinearity. We here introduce the new concept of Schwarzian asymptotic variance, which measures the average amplitude of the Schwarzian derivative in place of the nonlinearity. For this new Schwarzian asymptotic variance, we find that the effective average amplitude of $(1-|z|^2)^4|\Sop(\vp)|^2$ on the disk in the hyperbolic metric sense is at most $9.07735\ldots$, considerably smaller than the maximum amplitude of $36$. Here, $\Sop(\vp)$ is the Schwarzian derivative of $\varphi\in\mathscr{S}$, and the analogous statement is valid for $\psi\in\Sigma$ as well.
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Complex Variables
An Infinitesimal Circular Morera Theorem
We prove an infinitesimal circular version of Morera's theorem. Let $D\subset\mathbb{C}$ be a domain and let $f\in C(D)$. If, at every $a\in D$, $\int_{\vert{}\zeta-a\vert{}=r}f(\zeta)\,d\zeta=o(r^2)$ as $r\to0^+$, then $f$ is holomorphic in $D$. In particular, exact vanishing of all sufficiently small centered circular integrals implies holomorphicity. The proof uses a local distributional $\partial$-primitive, a circular identity for weak $\partial$-derivatives, and a pointwise asymptotic mean-value criterion for harmonicity.
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Complex Variables
Visualization of Complex Projective Curves
We introduce a nonlinear map $\alpha:\mathbb{C}^2\rightarrow\mathbb{R}^3$ with the purpose of visualizing curves. Basic properties of $\alpha$ are proved, including preservation of orthogonality, recovery of the magnitudes of vectors in the preimage, and continuous extension of $\alpha$ to $\widetilde{\alpha}:\mathbb{P}^2_\mathbb{C}\rightarrow\mathbb{R}^3$. For plane curves $Z\subset\mathbb{P}^2_\mathbb{C}$, it is proved that $\widetilde{\alpha}(Z)$ is the union of boundaries of star-shaped domains. Methods are established to descend finite-order automorphisms of smooth projective curves to rotations of their images in $\mathbb{R}^3$. Efficient techniques for creating meshes and ray-traced images of $\widetilde{\alpha}(Z)$ are developed.
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Complex Variables · Cross-listed from math.RA
Two absolutely bounded determinantal ratios
Bounded ratios of products of minors of positive definite matrices have a long history, starting with Hadamard's inequality in 1893. It states that for every positive semidefinite matrix $A$ $$ \det A \le A_{11} \cdots A_{nn}. $$ This inequality was subsequently generalized by Fisher and then further by Koteljanskii. The latter states that for every positive semidefinite matrix $A$ and any index sets $\alpha_1, \alpha_2 \subseteq \{1,\ldots, n\}$ one has $$ \det A[\alpha_1 \cup \alpha_2] \det A[\alpha_1 \cap \alpha_2] \le \det A[\alpha_1] \det A[\alpha_2], $$ where $A[\alpha]$ denotes the principal submatrix determined by the indexes in $\alpha$. In a manuscript published only on the arXiv in 2008, Hall and Johnson made three conjectures about ratios of products of principal minors of $4\times4$ positive definite matrices, denoted by $R_i$, $i=1,2,3$, see (2) and (3). They hypothesized that the supremum of $R_1$ was $27/16$, while the supremum of the other two ratios was $1$. Such ratios are called absolutely bounded. The conjecture for $R_1$ was affirmed in [17] and it is the only known bounded determinantal ratio with supremum bigger than one. The goal of this paper is to affirm the conjecture for $R_2$ and $R_3$. It is known that the upper bound for the ratios $R_i$, $i=1,2,3$, does not follow from repeated applications of Koteljanskii's inequality. In addition, Hall and Johnson showed that $R_i$ is bounded above by $4$, for $i=1,2,3$.
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Tuesday 4 August
Complex Variables · Cross-listed from math.CA
A solution to Crouzeix's conjecture
We provide a proof of Crouzeix's conjecture, which combines the tools developed previously for weaker estimates with a simple perturbation lemma for $2$-dilations. Applying the lemma to the iterates $f^{n}$ in the double-layer potential representation yields the conjectured bound.
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Complex Variables
Polynomially Deformed Normalized Pochhammer Sequences Having Generating Functions With Only Real Non-positive Zeros
For a given real number $a>0$ and a given real polynomial $P_n\in \mathbb{R}[x]$ of degree $n=0, 1, 2, \ldots$ it is easy to see that $ \sum_{k=0}^\infty \frac{(a)_k}{k!} P_n(k) z^k =\frac{S_{n, a}(z)}{(1-z)^{a+ n}}, \ |z|<1, $ where $S_{n, a}$ is a real polynomial of degree not greater than $n.$ Here $(a)_k =a(a+1)\cdot \ldots \cdot (a+k-1),\ (a)_0 = 1,$ is the rising factorial, or the Pochhammer symbol. We consider the following open problem: to describe the set of real polynomials $P_n\in \mathbb{R}[x]$ of degree $n=0, 1, 2, \ldots,$ such that the corresponding polynomial $S_{n, a}$ has all real non-positive zeros. In the case $a=1$ this problem has been studied in \cite{vish}. We establish several new necessary conditions and several sufficient conditions, present a number of important examples, and formulate several open problems.
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Complex Variables · Cross-listed from math.FA
On the Dilation Theory and Canonical Decomposition of $\mathbf{\Theta}_n$-Contractions
This paper investigates the domain $\mathbf{\Theta}_n$ from an operator-theoretic perspective. We establish several characterizations of $\mathbf{\Theta}_n$-contractions, $\mathbf{\Theta}_n$-unitaries, and $\mathbf{\Theta}_n$-isometries, and explore their connections with $\Gamma_n$- and tetrablock operator tuples, as well as with the corresponding operator classes associated with $\mathbf{\Theta}_{n+1}$. We prove that every $\mathbf{\Theta}_n$-contraction admits a canonical decomposition as the direct sum of a $\mathbf{\Theta}_n$-unitary and a completely non-unitary $\mathbf{\Theta}_n$-contraction. We further develop the conditional dilation theory for $\mathbf{\Theta}_n$-contractions and establish necessary conditions for the existence of $\mathbf{\Theta}_n$-isometric dilations. We show that the conditions in Theorem~\ref{Conditional Dilation} are not, in general, sufficient by constructing a $\mathbf{\Theta}_3$-contraction that admits a $\mathbf{\Theta}_3$-isometric dilation although condition~(2) of Theorem~\ref{Conditional Dilation} fails. We further study pure $\mathbf{\Theta}_n$-isometric dilations of $\mathbf{\Theta}_n$-contractions and establish a Hardy space characterization of such dilations. We show that the resulting $\mathbf{\Theta}_n$-isometric dilation is minimal. We also study isometric dilations of doubly commuting $\mathbf{\Theta}_n$-contractions under suitable Hardy space compatibility conditions. Finally, we identify a special class of $\mathbf{\Theta}_2$-contractions that admits a $\mathbf{\Theta}_2$-isometric dilation.
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Complex Variables
Explicit Estimates for the Bergman Kernel Form
Let $(L,e^{-\phi})$ be a positive Hermitian holomorphic line bundle over a compact Riemann surface $X$, and let $\omega=i\partial\overline{\partial}\phi$. We obtain explicit pointwise estimates for the Bergman form of the tensor power $mL$. If $\mathrm{Ric}\,\omega\leq\omega$ and the shortest nonconstant closed geodesic has length at least $2\pi$, then \[ K_{m\phi}\geq \frac{2m-1}{4\pi}\,\omega, \] with sharpness holding for $(\mathbb P^1,\mathcal O_{\mathbb P^1}(2))$. We also obtain a local version, depending on an upper curvature bound and the injectivity radius, which recovers the first two terms of the Bergman expansion when the curvature is constant. We also find a higher dimensional version. Under the two-sided bound $-\omega\leq\mathrm{Ric}\,\omega\leq\omega$ and the same closed-geodesic hypothesis, we also prove \[ K_{m\phi}\leq \frac{m\omega}{2\pi} \left(1+\frac{3}{2m}\right). \] The lower estimates use the deformation to the tangent space version of the Ohsawa–Takegoshi theorem established by He, Wang, and the author, whereas the upper bound via Błocki–Zwonek and isoperimetric inequalities.
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Complex Variables · Cross-listed from math.DG
Joint spectrum of the sub-Laplacian and the Reeb vector field on three-dimensional Heisenberg Bieberbach manifolds
A Heisenberg Bieberbach manifold is a compact quotient of the Heisenberg group by a discrete torsion-free subgroup of its pseudo-Hermitian automorphism group. In this paper, we study the joint spectrum of the sub-Laplacian and the Reeb vector field on three-dimensional Heisenberg Bieberbach manifolds. In particular, we explicitly compute the multiplicities of the joint spectrum using theta functions and the character theory of finite groups.
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Monday 3 August
Complex Variables
Second Hankel Determinant for $\beta$-Spirallike Convex Mappings in Complex Banach Spaces
We establish the bound for the second-order Hankel determinant $H_{2,2}(F) = A_2 A_4 - A_3^2$ associated with the class $\mathcal{C}_{B}^{\beta}(\mathbb{B})$ of normalized $\beta$-spirallike quasi-convex mappings of type $B$ on the open unit ball $\mathbb{B}$ of a complex Banach space. By utilizing a generalized framework based on a directional slice homogeneous polynomial expansion, we eliminate the standard, restrictive assumption that the mapping is of the form $F(x) = g(x)x$. Under these weaker operational conditions, we parameterize the targeted scalar invariants $A_n$ via the classical Carathéodory functional parameters. A rigorous optimization analysis proves that the established upper bound is strictly sharp for the classical non-spirallike case $\beta = 0$, yielding a maximal value of $1/8$. This sharp bound is verified by constructing explicit multi-dimensional extremal mappings that lift the corresponding single-variable convex profile. Finally, an unresolved open question regarding the exact variational behavior for $\beta \neq 0$ is formulated.
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Complex Variables · Cross-listed from math.FA
Variable-Radius Disk Transforms and an Area-Integral Problem of Zalcman
For $0<\alpha\leq1$, define $(\mathcal T_\alpha f)(z) :=\int_{B(z,\alpha(1-|z|))}f(\zeta)\,dA(\zeta)$ for $z\in\mathbb D$, where $dA$ is planar Lebesgue measure. We prove that $\mathcal T_\alpha$ is injective on $C(\mathbb D)\cap L^\infty(\mathbb D)$ for $0<\alpha<1$, and that $\mathcal T_1$ is injective on $L^1(\mathbb D)$. In contrast, for each $0<\alpha<1$ there is an injective linear map from $C_c^\infty((0,\alpha))$ into the kernel of $\mathcal T_\alpha$ on $C^\infty(\mathbb D)$; every nonzero function in its image is necessarily unbounded near $\partial\mathbb D$. Under the area-measure interpretation, these results give a complete answer to Hayman–Lingham Problem~7.29, attributed there to L.~Zalcman. The proof combines generalized Abel equations, an Euler–Poisson–Darboux energy argument, and Volterra continuation.
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Complex Variables · Cross-listed from math.AG
Elliptic complements of cubic hypersurfaces
Let $D\subset\mathbb{P}^n$, $n\geqslant2$, be an arbitrary cubic hypersurface, and let $D_{\mathrm{red}}$ denote its reduced support. We prove that $\mathbb{P}^n\setminus D$ is holomorphically elliptic, and hence Oka, unless $D_{\mathrm{red}}$ is the union of three distinct hyperplanes containing a common codimension-two linear subspace. In the exceptional case, $\mathbb{P}^n\setminus D\cong(\mathbb{C}\setminus\{0,1\})\times\mathbb{C}^{n-1}$, so the complement is not Oka. As applications, we prove that, for every elliptic curve $E$, the space of degree-three holomorphic maps $E\to\mathbb{P}^1$, and the space of degree-three holomorphic self-maps of $\mathbb{P}^1$, are both holomorphically elliptic, and hence Oka. The second application is connected with the classification through an irreducible cubic hypersurface in $\mathbb{P}^4$.
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Complex Variables · Cross-listed from math.AG
Neighborhoods of curves with a prescribed number of foliations
Given a connected projective curve $C \subset \mathbb{P}^n$, $n \geq 2$, and an integer $0 \leq \ell \leq n$, we construct an n-dimensional (non compact) complex manifold, obtained as a neighborhood of an embedded copy of $C$, which carries exactly $\ell$ codimension one holomorphic foliations; moreover, every codimension one distribution on it is one of these foliations. We also determine the field of meromorphic functions of these manifolds: it can be prescribed to be $\mathbb{C}$ or a purely transcendental extension of transcendence degree one, and no larger field is possible as soon as the number of foliations is finite. This extends to arbitrary dimension, and refines, previous constructions of neighborhoods of curves in surfaces without foliations or without non-constant meromorphic functions.
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Complex Variables
Quaternionic Möbius invariant Laplacian and quaternionic Möbius harmonic functions on the unit ball
We construct quaternionic Möbius ($\mathcal{QM}$ briefly) transformations on the quaternionic unit ball, which are used to define $\mathcal{QM}$-invariant Laplacian operator $\triangle$. A function annihilated by $\triangle$ is called $\mathcal{QM}$-harmonic. We prove that $\mathcal{QM}$-harmonic functions can be expanded in terms of quaternionic spherical harmonics multiplied by hypergeometric functions as radial parts. By establishing a Green formula associated to $\triangle$ and constructing the $\mathcal{QM}$-Poisson kernel, we solve the Dirichlet problem for $\mathcal{QM}$-invariant Laplace equation, which is degenerate elliptic. We also give a Fatou type theorem about non-tangential convergence of $\mathcal{QM}$-Poisson integrals. Compared to the real and complex cases, the main difficulties come from the noncommutativity of the quaternionic algebra and the complexity of the quaternionic unitary group ${\rm Sp}(n){\rm Sp}(1)$ and its modules. However, they can be overcome by using the embedding of the quaternionic space to the complex matrix space and using more complicated algebraic tools.
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Complex Variables
Residual bounds for Schur-stable polynomials
Let $r_n$ be the infimum of \[ \frac{\lVert P'-P'(0)P\rVert_{H^2}}{\lVert P\rVert_{H^2}} \] over all degree-$n$ polynomials $P$ satisfying $P(0)=1$ whose zeros lie in the closed unit disk. We prove the quantitative residual bound \[ r_n\geq \exp\!\bigl(-(1+o(1))\sqrt n\log n\bigr) \qquad(n\to\infty). \] As an application, we answer Erdős Problem 973 on exterior power sums in the negative, in a form quantitatively stronger than the answer first obtained by Luo, Yang, and Zhu.
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Complex Variables · Cross-listed from math.DG
Secondary Characteristic Classes in CR Geometry
We construct a family of $\mathbb{R}/\mathbb{Z}$-valued CR invariants for compact strictly pseudoconvex CR manifolds admitting pseudo-Einstein contact forms. We define these invariants by applying the theory of Cheeger–Simons differential characters to a globally defined modification of the normal tractor connection. When the CR holomorphic tangent bundle is trivial, their natural $\mathbb{R}$-valued lifts agree with the generalized Burns–Epstein invariants. For CR manifolds arising as boundaries of relatively compact strictly pseudoconvex domains, we identify these differential characters with those determined by the renormalized connection and derive bulk–boundary formulas involving renormalized characteristic numbers and residues of Chern classes. These formulas recover and extend the results of Burns–Epstein and Marugame. We also obtain obstructions to CR embeddings into complex Euclidean space.