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Mathematics Analysis of PDEs

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Wednesday 27 May

Analysis of PDEs · Cross-listed from math.OC

Stability of Quadratically Regularized Optimal Transport

Quadratically regularized optimal transport (QOT) is a sparse alternative to entropic optimal transport. We develop a quantitative stability theory for QOT under perturbations of the marginals, the transport cost function, and the regularization parameter. The centerpiece is an $L^\infty$-stability result for the dual potentials. Starting from an error bound in an $L^2$-space that varies with the marginals, we use a self-bound for the potentials to derive a local $L^\infty$-Lipschitz bound that is uniform over marginals. This bound also yields stability of the optimal coupling and of its support. In particular, we show that for the quadratic transport cost, the support of the optimal coupling is locally Lipschitz in Hausdorff distance under perturbations of the marginals. To the best of our knowledge, this is the first stability result for the optimal support in regularized optimal transport.
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Analysis of PDEs

Global Well-Posedness for the Benjamin-Ono Equation with Small Periodic Initial Data in Analytic Spaces

We establish global well-posedness of the Benjamin–Ono equation for sufficiently small, zero-mean periodic initial data in the analytic Sobolev space $H^{\rho,1}_0$. The proof combines regularized commuting flows with an exponential spectral energy. A local uniform convexity property of this energy upgrades weak endpoint compactness to strong continuity, yielding a global flow in $C(\mathbb{R};H^{\rho,1}_0)$ and continuous dependence in the same analytic topology, with no dynamic loss of the prescribed analytic width.
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Analysis of PDEs

Regular Lenard-Balescu equations in a Periodic Box

The Lenard-Balescu equation is a collisional kinetic model widely used in plasma physics as a Bogoliubov correction to the meanfield Vlasov theory. Unlike the classical Landau and Boltzmann collision operators, the Lenard-Balescu collisional kernel not only accounts for the binary interaction between particles, but also includes the collective meanfield effects. In this paper, we construct global smooth solutions to the regular Lenard-Balescu equation near global Maxwellians in a periodic box, thus extending the previous work by Duerinckx-Winter that treats the spatially homogenous case to the inhomogenous setting.
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Analysis of PDEs

Long-time behavior for systems of Fisher-KPP type with interacting components

We study the long-time behavior of a triangular system of Fisher–KPP type with $k$ interacting components, associated with a reducible multitype branching Brownian motion with $k$ types of particles. For this cascading system, we prove convergence in shape of each component to the minimal-speed Fisher–KPP traveling wave and determine the front asymptotics up to the constant order. This yields a PDE proof of Conjecture 1.2 from [4] on the convergence in distribution of the centered maximum particle in a cascading branching Brownian motion. We also derive asymptotic front-location estimates for such systems with general Fisher–KPP nonlinearities.
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Tuesday 26 May

Analysis of PDEs

Non Maxwellian long-time asymptotics for Homoenergetic Boltzmann flows under strong shear

We compute, using matched asymptotic expansions, the long-time asymptotics of homoenergetic solutions to the nonlinear Boltzmann equation, in presence of a shear term, in the hyperbolic dominated regime, for homogeneous collision kernels for which there are infinitely many collisions as $\tau \to \infty$. The mass of the resulting solutions is concentrated in an increasing family of dyadic scales, something that makes the behaviour of these solutions very different from classical Maxwellian distributions.
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Analysis of PDEs

Doubling measures, Poincaré inequalities and parabolic Harnack inequalities for a doubly nonlinear equation

We characterize metric measure spaces satisfying parabolic Harnack inequalities for a doubly nonlinear equation in terms of volume doubling and Poincaré inequalities. Our approach uses purely analytical methods, based on obtaining estimates for solutions to a related Cauchy problem. This extends previous linear results to the nonlinear setting without relying on heat kernel estimates and representation formulae.
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Analysis of PDEs

The semilinear suspension bridge model with pointwise dissipation

This paper is devoted to the analysis of a semilinear suspension bridge model with pointwise localized dissipation. The main contribution of the work is the development of a robust semigroup framework that substantially simplifies the stability analysis of coupled systems with localized damping. The core of the approach relies on a comparison principle involving the essential growth bound of the associated semigroups together with the invariance of the essential spectrum under compact perturbations. This methodology allows us to reduce the stability analysis of the full coupled system to that of suitably chosen auxiliary systems, thereby avoiding the delicate multiplier techniques and observability arguments commonly used in the literature. As a first consequence, we establish the exponential stability of the corresponding linear homogeneous system. The semilinear problem is then treated as a locally Lipschitz perturbation of the exponentially stable linear semigroup, yielding global well-posedness and exponential decay of solutions. Finally, we investigate the long-time dynamics of the semilinear system. By combining the dissipative structure of the model with suitable regularization properties of the nonlinear semigroup, we prove the existence of a global compact attractor and an exponential attractor with finite fractal dimension. These results provide a complete description of the asymptotic behavior of solutions and show that the proposed framework is sufficiently flexible to be adapted to other coupled systems with localized dissipation.
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Analysis of PDEs

Frequency-dependent capacitance matrix formulation for Fabry-Perot resonances in two and three dimensional systems

We study scattering resonances of finite and infinite periodic two- and three-dimensional systems of high-contrast resonators beyond the subwavelength regime. At each fixed admissible nonzero reference frequency, we introduce frequency-dependent capacitance matrices and derive quantitative asymptotic expansions of hybridized Fabry–Pérot resonant frequencies and their corresponding eigenmodes in terms of the material contrast parameter. We provide a partial differential equation (PDE) formulation of the frequency-dependent capacitance matrix analogous to the one for the capacitance matrix in the subwavelength regime. Based on this PDE formulation, we establish key properties of the frequency-dependent capacitance matrix and estimate its norm at high frequencies for a single smooth resonator with nontrapping exterior in three dimensions, identifying a regime in which the reduced residual remains perturbative. For infinite periodic resonator arrays, we prove bandgap opening under a uniform exterior non-resonance condition and generic Dirac cones for a honeycomb scaling family. Our results extend the use of discrete approximations as a powerful tool for characterizing the resonant properties of finite and infinite periodic systems of high-contrast resonators at arbitrarily high frequencies and understanding their anomalous localization and transport properties arising from strong coupling to a discrete set of eigenfrequencies.
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All authors Habib Ammari, Bowen Li, Ping Liu, Yingjie Shao, Alexander Uhlmann

Analysis of PDEs

Spectral property for the 2D Zakharov-Kuznetsov equation

We discuss a spectral property for the virial operator of the 2D Zakharov-Kuznetsov (ZK) equation. This is a crucial ingredient to establish blow-up or asymptotic stability of solitary waves in higher-dimensional problems. This model in 3D setting was originally introduced by Zakharov and Kuznetsov in plasma physics, and is also a higher-dimensional generalization of the well-known Korteweg-de Vries (KdV) equation. The problem of stability of solitary waves in ZK equation or stable blow-up in modified ZK (or KdV-type) equation is an important physical question, for which virial operators and their spectral properties are the essential elements of the analysis. In this paper we investigate this problem analytically and reduce it to verifying numerically only some signs of inner products and certain eigenvalues.
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Analysis of PDEs

Propagation of Regularity for Schroedinger Equations with Time Dependent Potentials

The dynamics of Schrödinger equation with time dependent potentials of general time dependence is considered. It is shown that for localized in space potentials, there is propagation of regularity which is uniformly bounded in higher Sobolev norms. Unlike the cases where the solution scatter, and then propagation is proved via a standard bootstrap argument, the solutions considered here have a part that does not scatter, as expected in general. For this we introduce propagation estimates that work directly in (e.g.) $H^2(\mathcal{R}^3).$
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Analysis of PDEs · Cross-listed from math.DG

Practical tensor calculus on embedded submanifolds of arbitrary codimension

We present a fully extrinsic, parametrization-free variant of tensor calculus on embedded, possibly evolving, submanifolds with boundary in arbitrary dimension and codimension. The proposed approach is component-free and, for general rank tensors, covers fundamental concepts such as tangential projection, extrinsic and covariant derivatives, the extrinsic Stokes' formula, and the Laplace-Beltrami operator. The distinctive features of the developed framework are its algorithmic recursivity and the transparency provided by the special row representation of tensors reminiscent of the recursive data structure of complete trees. Consequently, the suggested tensor calculus is amenable to computations and theoretical analysis, and the latter is demonstrated for general dimension and codimension through three standalone applications. First, we derive a new extrinsic conservation law, namely the principle of vanishing extrinsic momentum, for incompressible Euler flows on Riemannian manifolds. Second, we revisit the concept of Cauchy stress on embedded submanifolds with positive codimension and argue that the conservation of angular momentum implies tangentiality and symmetry of the stress tensors only when they are restricted to act on tangential orientations. Third, for evolving submanifolds, we introduce the material derivative of tensor fields of general rank in an extrinsic manner and derive an expression for the rate of change of the associated tensorial Dirichlet energy. The paper provides a practical notation and tools that are immediately usable in mathematical modeling, analysis of geometry-aware PDEs and in numerical methods on embedded submanifolds.
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Analysis of PDEs · Cross-listed from math.OC

Polyak-Lojasiewicz Inequality for Quadratically Regularized Optimal Transport

Quadratically regularized optimal transport (QOT) is an alternative to entropic regularization that yields sparse couplings and avoids numerical instabilities due to exponential scaling. From an optimization viewpoint, the dual QOT objective is concave but features a positive part function which prevents strong concavity and reduces smoothness of optimizers. Consequently, standard arguments for linear convergence of algorithms do not apply. In this paper, we nevertheless establish a quantitative curvature property for the QOT dual. Under mild assumptions covering both continuous and semi-discrete transport problems, we prove a local error bound and a Polyak-Lojasiewicz (PL) inequality, with explicit constants depending only on the problem primitives. These results are obtained by functional-analytic techniques exploiting that near the optimum, the argument of the positive part function is positive on the interior of the support of the optimal coupling. As applications, we derive linear convergence of the gradient ascent, coordinate ascent, and coordinate gradient ascent algorithms on the dual problem, with explicit contraction rates.
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Analysis of PDEs

A Counterexample to Kenig's Interpolation Problem for Sobolev Spaces with Zero Boundary Conditions

Let $n\in \mathbb N\cap[2,\infty)$. In this article, we show that there exists a bounded $C^1$ domain $\Omega\subset \mathbb R^n$ such that, for any given $s\in(1,2)\setminus\{\frac32\}$, \begin{align*} \left[H_0^1(\Omega),H^2(\Omega)\cap H_0^1(\Omega)\right]_{s-1} =H^s(\Omega)\cap H_0^1(\Omega)=H_0^s(\Omega) \end{align*} with equivalent norms, but \begin{align*} \left[H_0^1(\Omega),H^2(\Omega)\cap H_0^1(\Omega)\right]_{\frac12} \subsetneqq H^{\frac32}(\Omega)\cap H_0^1(\Omega), \end{align*} which provides a counterexample to Problem 3.3.19 of Kenig in [CBMS Regional Conf. Ser. in Math. 83, 1994]. As applications, we prove that for such a domain $\Omega$ \begin{align*} H^2(\Omega)\cap H_0^1(\Omega)\subsetneqq D(-\Delta_D) \end{align*} (the domain of the Dirichlet Laplacian operator $-\Delta_D$ on $\Omega$) and construct a solution of the homogeneous heat equation with zero Dirichlet boundary condition, which does not belong to $L^2((0,T);H^2(\Omega)\cap H_0^1(\Omega))$ for any given $T\in(0,\infty)$.
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All authors Xiaosheng Lin, Dachun Yang, Sibei Yang, Wen Yuan, Yangyang Zhang

Analysis of PDEs · Cross-listed from math.DG

The Wasserstein–Ebin Metric: A Geometric Lift of Unbalanced Optimal Transport to the space of Riemannian metrics

We introduce dynamic and static formulations that formally extend unbalanced optimal transport from the space of positive densities to the space of Riemannian metrics. The first construction is based on a dynamic variational formulation in which the evolution of a Riemannian metric is driven by transport together with a source term. Choosing the $L^2$-metric to penalize the transport vector field and the Ebin metric to penalize the source component yields a new Riemannian metric on the manifold of Riemannian metrics, which we call the Wasserstein–Ebin metric. Our main result shows that the volume map defines a Riemannian submersion from the Wasserstein–Ebin metric to the Wasserstein–Fisher–Rao metric on the space of smooth densities. In addition, we construct a Riemannian submersion from the automorphism group of the tangent bundle onto the space of Riemannian metrics, providing a generalization of Otto's geometric description for the Wasserstein metric to the setting of the Wasserstein–Ebin metric. To propose a static formulation of unbalanced optimal Riemannian metric transport, we introduce two Kullback–Leibler-type divergences on the space of Riemannian metrics: one inspired by matrix information geometry, and another related, through the volume map, to the classical Kullback–Leibler divergence on densities. Establishing a link between the static and dynamic formulations remains an open direction for future work.
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Analysis of PDEs

Lack of Gevrey solvability for a model operator

We prove that the Cauchy problem for the model hyperbolic operator in $ \R^{4} $ \[ Q=-D_t^2+2xD_tD_y+D_x^2+x^3D_y^2+D_z^2+z^2D_y^2 \] is not locally solvable at the origin, in the Gevrey $s$ class if $s>6$.

2605.27054 · 26 May · Withdrawn by the author because an error in the localization argument invalidates the proof of Theorem 1.1. The comparison between temporal growth and the size of the localized Cauchy data is not justified. The claimed Gevrey nonsolvability result is therefore withdrawn

Analysis of PDEs

A nonlocal Busenberg-Travis cross-diffusion system with nonlinear Brinkman law

A nonlocal Busenberg-Travis cross-diffusion system for segregating populations is analyzed in a bounded domain with no-flux boundary conditions. The velocities of the species solve a regularized Darcy law, which can be interpreted as a Brinkman equation. Compared to results in the literature, the density-pressure relation is assumed to be nonlinear. The global existence of weak solutions to this system is shown for a broad range of the exponents of the power-law nonlinearity, and the localization limit is proved. The proofs are based on uniform estimates coming from the Tsallis entropy inequality. Due to regularity issues, the original problem is approximated by various schemes, and the de-regularization limits are obtained through compactness arguments.
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Analysis of PDEs

A Unified Range Characterization for the Spherical mean transform

In this article, we investigate the range characterization for the spherical mean transform (SMT) of functions supported in the unit ball. In earlier works, in the case of odd dimensions, a set of differential conditions was obtained, whereas in the case of even dimensions, integral conditions were obtained. We prove that these conditions that are different based on the parity of dimension are, in fact, equivalent in odd dimensions. This equivalence shows that the integral conditions yield a unified simple range characterization for the SMT that is valid in both even and odd dimensions.
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Analysis of PDEs

Backward Uniqueness for Coupled Ultraparabolic Operators and an Application to Jerk-Driven Control Models

We prove backward uniqueness for a class of ultraparabolic operators with coupled linear drift. The main difficulty is that the Fourier transform in the degenerate variables turns the coupled drift into a transport operator in the dual frequency variables, so the classical Littlewood–Paley Carleman argument does not apply directly. We overcome this by introducing an invariant frequency variable and establishing a frequency-localized Carleman estimate adapted to the transport structure. The result gives a partial answer to the question of W. Wang and L. Zhang $\left[ \emph {Methods Appl. Anal.}, \ 20 \ (1) \ (2013) \ 79-88 \right]$ for constant coupled drift, with diffusion and lower-order coefficients depending on time and the diffusive variables. As an application, for a jerk-driven control model, we prove backward uniqueness for the equation describing the position, velocity, acceleration, or jerk error: under bounded lower-order coefficients, zero final error in $L^2$ implies zero error at all earlier times.
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Analysis of PDEs

Regularity of solutions of the Dyson equation and applications

The goal of this short paper is to investigate the regularity of the solutions of the Dyson equation. In the work of Bertucci and al. [3, 4, 5], a new notion of solutions for the Dyson equation has been introduced using the viscosity solutions theory and they proved a regularization of solutions in L^{$\infty$} . According to the work of Biane [6] we should expect a regularization in C^{1/3} of solutions (and not better). In the spirit of the works of Bertucci and al., we shall prove using PDE methods that for almost all time t \ge 0 the solution is as expected in C^{1/3} . Our approach allows us to extend this result in addition to a drift term in the Dyson equation for which the semi explicit solutions is not necessarily known. We shall also give an application of this result, proving that the solutions of the periodic Dyson equation converge in long-time toward the uniform distribution on the circle in L^{$\infty$} norm which was an open question in [5].
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Analysis of PDEs

Hybrid Ermakov-Ray-Reid/Painlevé II Symmetry Reduction: Application to a Class of Moving Boundary Problems

Here, a class of nonlinear moving boundary problems for a novel extension of a two-component mKdV system is shown to admit exact solution via application of a hybrid Ermakov-Ray-Reid / Painlevé II symmetry ansatz.The mKdV system has its genesis in a reduction of a coupled nonlinear NLS system incorporating deBroglie - Bohm potential terms.
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Analysis of PDEs

Maximal entropy production principle and the Euler system of gas dynamics

Convex integration has revealed that the Euler system of gas dynamics is ill-posed in the class of weak solutions even if the entropy inequality is imposed as an additional constraint. A natural question arises, namely, if a physically relevant solution can be selected by maximizing the entropy production rate. Firstly, we present an example of Riemann initial data in 2-D, for which the standard self-similar solution fails to satisfy the maximal entropy production principle. Hence, maximizing the entropy production rate rules out the 1-D self-similar solution which intuitively seems to be the physically relevant solution in this context. Secondly, we show for a large class of initial data that there exist entropy admissible weak solutions with an arbitrary (non-decreasing) total entropy profile.
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All authors Elisabetta Chiodaroli, Eduard Feireisl, Ondřej Kreml, Simon Markfelder

Analysis of PDEs · Cross-listed from math.PR

Pathological Large Deviations of the KMP Process in Dimension $d\ge 2$

We study dynamic large deviations for the Kipnis–Marchioro–Presutti process on the discrete torus $\mathbb{T}_N^d$. By recasting the candidate rate function in terms of a linear hyperbolic-parabolic equation with rough drift, we show that pathological trajectories appear in the large deviations with finite rate in any dimension $d\ge 2$. Along the way, we rigorously validate the lower bound derived by Bertini-Gabrielli-Lebowitz in any dimension.
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Analysis of PDEs · Cross-listed from math.OA

$C^*$-algebras of transmission problems and elliptic boundary value problems with shift operators

We study the Fredholm solvability for a new class of nonlocal boundary value problems associated with group actions on smooth manifolds. Namely, we consider the case in which the group action is defined on an ambient manifold without boundary and does not preserve the manifold with boundary on which the problem is stated. In particular, the group action does not map the boundary to itself. The orbits of the boundary under the group action split the manifold into subdomains, and this decomposition, being combined with the $C^*$-algebra techniques, plays an important role in our approach to the analysis of the problem.
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All authors Alexandre Baldare, Vladimir E. Nazaikinskii, Anton Yu. Savin, Elmar Schrohe

Analysis of PDEs

Modulational stability of the periodic traveling wave in a local model for shallow water waves

In this paper, we investigate the modulational stability of periodic traveling waves in a local model for shallow water waves, which is an extended version of the Hunter-Saxton equation. We construct a family of small-amplitude periodic traveling waves for this local model and provide a parameterization of these waves. Using Floquet-Bloch theory, perturbation theory, and spectral analysis, we then establish the modulational stability of these background periodic traveling wave solutions. Finally, we analyze the modulational instability of another extended Hunter-Saxton equation with cubic nonlinearities, following a similar approach.
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Analysis of PDEs · Cross-listed from gr-qc

The Stability of Minkowski Spacetime

The nonlinear stability of Minkowski spacetime has been one of the central achievements in the mathematical theory of general relativity and, more broadly, in the analysis of nonlinear geometric wave equations. Since the seminal work of Christodoulou-Klainerman, the problem has shaped fundamental advances in our understanding of decay, dispersion, and the intricate interplay between geometry and analysis in the Einstein vacuum equations. This survey presents an overview of the main ideas and techniques underlying the stability theory of Minkowski spacetime. We emphasize the role of decay assumptions, geometric foliations, energy identities, and gauge choices in the global analysis. Particular attention is devoted to exterior stability results, minimal decay regimes, and the borderline case, where the failure of spacetime integrability for nonlinear interactions reveals subtle threshold phenomena. Our goal is to provide a coherent perspective on the evolution of the field, to clarify the structural mechanisms behind the known results, and to outline some of the central open problems that remain in the borderline regime.
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Monday 25 May

Analysis of PDEs

Singular limit phenomenon in a nonlinear elliptic model arising in electrochemistry

We study a singularly perturbed harmonic problem, with nonlinear Neumann boundary conditions of signed exponential type, arising in galvanic corrosion applications. We focus on the low-conductivity regime, which leads to a singular limit in which the solution presents a jump in the boundary. We prove convergence of the solution traces in the corresponding fractional Sobolev spaces, identify the interior limit solution, and obtain a sharp logarithmic energy expansion for smooth boundary junctions. The proofs rely mostly on trace Moser–Trudinger estimates for showing well-posedness and regularity, and on mollifier approximation techniques for the singular limit analysis. Numerical experiments test the predicted convergence rate.
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Analysis of PDEs

Unbounded Topology of Nodal Sets of Harmonic Functions

For every integer \(n\ge 3\), every \(1\le \ell\le n-2\), and every sufficiently large integer \(m\), we construct harmonic functions \(u_{m,\ell}\) on the unit ball \(B_1(0)\subset\mathbb{R}^n\) such that the frequency is bounded independently of \(m\), every point of the nodal set \(\{u_{m,\ell}=0\}\cap B_{1/2}(0)\) is regular, but the Betti numbers satisfy \begin{align*} b_\ell\bigl(\{u_{m,\ell}=0\}\cap B_{1/2}(0)\bigr)\ge 2m. \end{align*} Thus bounded frequency, even together with regularity of the nodal set, does not imply a uniform topological bound. In particular, these examples give counterexamples to the claimed global Betti-number bound of Lin and Liu.
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Analysis of PDEs

Uncertainty Principles, Spectral Localization, and Singular Schrödinger Operators on Compact Manifolds

We establish uncertainty principles on compact Riemannian manifolds without boundary by combining restriction estimates for orthonormal systems with spectral projection bounds for Laplace-Beltrami and Schrödinger operators. Our results relate the size of the support of spectrally localized functions to the cardinality of the underlying spectral cluster and to Fourier-ratio type quantities. We obtain analogues for Schrödinger operators with singular potentials belonging to Kato and scaling-critical classes. As an application, we prove uniqueness results for recovery from incomplete spectral data on compact manifolds. Under curvature assumptions, including nonpositive and negative sectional curvatures, we also prove logarithmically improved uncertainty principles associated with shrinking spectral windows.
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Analysis of PDEs · Cross-listed from math.PR

Quantitative Einstein relation for reversible diffusions in a random environment

The Einstein relation describes the response of a diffusing particle to a small constant external force. It states that, as the force tends to zero, the ratio of the limiting velocity to the force magnitude converges to the diffusivity matrix of the unforced particle, evaluated in the force direction. Gantert, Mathieu, and Piatnitski (2012) proved this identity for reversible diffusions in random environments. We prove a quantitative version, with an explicit quenched algebraic rate.
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Analysis of PDEs

From Bogoliubov-de Gennes to Ginzburg-Landau: Critical Points Near $T_{\rm c}$ in the Non-Magnetic Case

We study the relation between the Bogoliubov-de Gennes (BdG) equation and the Ginzburg-Landau (GL) equation for a BCS model without external fields. While previous rigorous derivations of GL theory from BCS theory have focused on energies and minimizers, here we consider arbitrary critical points in the relevant energy regime. For temperatures close to the critical temperature, we prove that every sufficiently small solution of the BdG equation admits an asymptotic factorization into a microscopic Cooper-pair profile and a macroscopic order parameter. The latter satisfies the GL equation up to an error that vanishes in the scaling limit. We also prove the opposite direction, going from a solution of the GL equation to an approximate solution of the BdG equation. Our analysis relies on a Birman-Schwinger reformulation of the BdG equation, a Lyapunov-Schmidt type reduction, and semiclassical estimates at low regularity.
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